FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/25/2003 |
3. Issuer Name and Ticker or Trading Symbol
FIND SVP INC [ FSVP ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $0.0001 par value per share | 510,204 | I | See Footnote(1) |
Common Stock, $0.0001 par value per share | 340,136 | I | See Footnote(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrant | 06/15/2003 | 06/25/2003 | Common Stock, $0.0001 par value per share | 255,102 | 1.47 | I | See Footnote(1) |
Warrant | 06/15/2003 | 06/25/2003 | Common Stock, $0.0001 par value per share | 170,068 | 1.47 | I | See Footnote(2) |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. On June 25, 2003, Performance Capital, L.P. ("PC I") acquired (i) 510,204 shares of common stock, $0.0001 par value per share (the "Common Stock"), of FIND/SVP, INC. (the "Issuer") and (ii) warrants to acquire 255,102 shares of Common Stock, exercisable for a period of three years, with such shares of Common Stock to have an exercise price of $1.47 per share (the "PC I Warrants"). Each of Performance Capital, LLC ("PC LLC"), in its capacity as general partner of PC I, and Brian Warner, in his capacity as manager of PC LLC, all of whom may be deemed a beneficial owner of the shares of Common Stock held by PC I and the shares of Common Stock underlying the PC I Warrants, disclaim beneficial ownership of the reported securities except to the extent of each of their respective pecuniary interests therein. |
2. On June 25, 2003, Performance Capital II, L.P. ("PC II") acquired (i) 340,136 shares of Common Stock of the Issuer and (ii) warrants to acquire 170,068 shares of Common Stock, exercisable for a period of three years, with such shares of Common Stock to have an exercise price of $1.47 per share (the "PC II Warrants"). Each of Performance Management, LLC ("PM LLC"), in its capacity as general partner of PC II, and Brian Warner, in his capacity as manager of PM LLC, all of whom may be deemed a beneficial owner of the shares of Common Stock held by PC II and the shares of Common Stock underlying the PC II Warrants, disclaim beneficial ownership of the reported securities except to the extent of each of their respective pecuniary interests therein. |
/s/ Brian Warner | 07/14/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |