-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E5jBZEs8nUt33tsBC4RbSRTQOBH+G9rdtanqqije1wPknA0SaJx7iotck/Nmit1F 5q9Qvo9A+4HaXCCdVrkaJw== 0000950138-03-000401.txt : 20030724 0000950138-03-000401.hdr.sgml : 20030724 20030716115938 ACCESSION NUMBER: 0000950138-03-000401 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030625 FILED AS OF DATE: 20030716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PERFORMANCE CAPITAL II LP CENTRAL INDEX KEY: 0001006517 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 033-75828 FILM NUMBER: 03788671 BUSINESS ADDRESS: STREET 1: 767 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIND SVP INC CENTRAL INDEX KEY: 0000801338 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING, ACCOUNTING, RESEARCH, MANAGEMENT [8700] IRS NUMBER: 132670985 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 625 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126454500 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PERFORMANCE MANAGEMENT LLC CENTRAL INDEX KEY: 0001254352 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 033-75828 FILM NUMBER: 03788674 BUSINESS ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125934538 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PERFORMANCE CAPTIAL LLC CENTRAL INDEX KEY: 0001254353 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 033-75828 FILM NUMBER: 03788670 BUSINESS ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125934538 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PERFORMANCE CAPITAL LP CENTRAL INDEX KEY: 0000918316 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 033-75828 FILM NUMBER: 03788672 BUSINESS ADDRESS: STREET 1: 767 THIRD AVE 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125934538 MAIL ADDRESS: STREET 1: 767 THIRD AVE 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARNER BRIAN CENTRAL INDEX KEY: 0001053531 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 033-75828 FILM NUMBER: 03788673 BUSINESS ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125934538 MAIL ADDRESS: STREET 1: 767 THIRD AVE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 3 1 july-3_ex.xml X0101 3 2003-06-25 0 0000801338 FIND SVP INC FSVP 0001053531 WARNER BRIAN 0 0 1 0 0000918316 PERFORMANCE CAPITAL LP 0 0 1 0 0001006517 PERFORMANCE CAPITAL II LP 0 0 1 0 0001254353 PERFORMANCE CAPTIAL LLC 0 0 1 0 0001254352 PERFORMANCE MANAGEMENT LLC 0 0 1 0 Common Stock, $0.0001 par value per share 510204 I See Footnote Common Stock, $0.0001 par value per share 340136 I See Footnote Warrant 1.47 2003-06-15 2003-06-25 Common Stock, $0.0001 par value per share 255102 I See Footnote Warrant 1.47 2003-06-15 2003-06-25 Common Stock, $0.0001 par value per share 170068 I See Footnote On June 25, 2003, Performance Capital, L.P. ("PC I") acquired (i) 510,204 shares of common stock, $0.0001 par value per share (the "Common Stock"), of FIND/SVP, INC. (the "Issuer") and (ii) warrants to acquire 255,102 shares of Common Stock, exercisable for a period of three years, with such shares of Common Stock to have an exercise price of $1.47 per share (the "PC I Warrants"). Each of Performance Capital, LLC ("PC LLC"), in its capacity as general partner of PC I, and Brian Warner, in his capacity as manager of PC LLC, all of whom may be deemed a beneficial owner of the shares of Common Stock held by PC I and the shares of Common Stock underlying the PC I Warrants, disclaim beneficial ownership of the reported securities except to the extent of each of their respective pecuniary interests therein. On June 25, 2003, Performance Capital II, L.P. ("PC II") acquired (i) 340,136 shares of Common Stock of the Issuer and (ii) warrants to acquire 170,068 shares of Common Stock, exercisable for a period of three years, with such shares of Common Stock to have an exercise price of $1.47 per share (the "PC II Warrants"). Each of Performance Management, LLC ("PM LLC"), in its capacity as general partner of PC II, and Brian Warner, in his capacity as manager of PM LLC, all of whom may be deemed a beneficial owner of the shares of Common Stock held by PC II and the shares of Common Stock underlying the PC II Warrants, disclaim beneficial ownership of the reported securities except to the extent of each of their respective pecuniary interests therein. /s/ Brian Warner 2003-07-14 -----END PRIVACY-ENHANCED MESSAGE-----