-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PXpnBaIRem0AJU06lQ9J5EFJvw1Jeuvxj4N8MzcH6i981XLywXJpfxq+CJacwMtE 76QTB7FkFiuZXb0CUXI/QQ== 0000911420-06-000366.txt : 20060609 0000911420-06-000366.hdr.sgml : 20060609 20060609112051 ACCESSION NUMBER: 0000911420-06-000366 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060609 DATE AS OF CHANGE: 20060609 GROUP MEMBERS: CHANNEL PARTNERSHIP II, LP GROUP MEMBERS: NELSON OBUS GROUP MEMBERS: WYNNEFIELD CAPITAL MANAGEMENT, LLC GROUP MEMBERS: WYNNEFIELD CAPITAL, INC. GROUP MEMBERS: WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. GROUP MEMBERS: WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. I GROUP MEMBERS: WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND, LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Guideline, Inc. CENTRAL INDEX KEY: 0000801338 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING, ACCOUNTING, RESEARCH, MANAGEMENT [8700] IRS NUMBER: 132670985 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-37967 FILM NUMBER: 06895885 BUSINESS ADDRESS: STREET 1: 625 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126454500 MAIL ADDRESS: STREET 1: 625 AVENUE OF THE AMERICAS, CITY: NEW YORK, STATE: NY ZIP: 10011 FORMER COMPANY: FORMER CONFORMED NAME: FIND SVP INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WYNNEFIELD PARTNERS SMALL CAP VALUE LP CENTRAL INDEX KEY: 0000899083 IRS NUMBER: 133688497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 4720 CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 2127600814 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 4720 CITY: NEW YORK STATE: NY ZIP: 10119 SC 13G/A 1 d1189064.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 13G/A (Amendment No. 2) Guideline, Inc. ------------------------------------------------------------------------------ (Name of Issuer) Common Stock, $.0001 Par Value Per Share ------------------------------------------------------------------------------- (Title of Class of Securities) 317718302 ------------------------------------------------------------------------------ (CUSIP Number of Class of Securities) June 7, 2006 ------------------------------------------------------------------------------ (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] RULE 13d-1(b) [X] RULE 13d-1(c) [ ] RULE 13d-1(d) CUSIP NO. 317718302 Page 2 of 11 - ------------------------------------------------------------------------------- 1) Name And I.R.S. Identification No. Of Reporting Person Wynnefield Partners Small Cap Value, L.P. 13-3688497 - ------------------------------------------------------------------------------- 2) Check The Appropriate Box If A Member Of A Group (See Instructions) (a) (b)[X] Reporting person is affiliated with other persons - ------------------------------------------------------------------------------- 3) SEC Use Only - ------------------------------------------------------------------------------- 4) Citizenship Or Place Of Organization: Delaware - ------------------------------------------------------------------------------- NUMBER OF SHARES 5) Sole Voting Power: 614,325 Shares BENEFICIALLY OWNED ------------------------------------------------- BY EACH REPORTING 6) Shared Voting Power PERSON WITH ------------------------------------------------- 7) Sole Dispositive Power: 614,325 Shares ------------------------------------------------- 8) Shared Dispositive Power - ------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned By Each Reporting Person : 614,325 Shares - ------------------------------------------------------------------------------- 10) Check Box If The Aggregate Amount In Row (9) Excludes Certain Shares |_| (See Instructions) - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9): 3.0% of Common Stock - ------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) PN - ------------------------------------------------------------------------------- CUSIP NO. 317718302 Page 3 of 11 - ------------------------------------------------------------------------------- 1) Name and I.R.S. Identification No. of Reporting Person (entities only) Wynnefield Partners Small Cap Value, L.P. I 13-3953291 - ------------------------------------------------------------------------------- 2) Check the Appropriate Box If a Member of a Group (See Instructions) (a) (b) [X] Reporting Person is affiliated with other persons - ------------------------------------------------------------------------------- 3) SEC USE ONLY - ------------------------------------------------------------------------------- 4) Citizenship or Place of Organization: Delaware - ------------------------------------------------------------------------------- NUMBER OF SHARES 5) Sole Voting Power: 803,425 Shares BENEFICIALLY OWNED ------------------------------------------------- BY EACH REPORTING 6) Shared Voting Power PERSON WITH ------------------------------------------------- 7) Sole Dispositive Power: 803,425 Shares ---------------------------------------------------- 8) Shared Dispositive Power - ------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person: 803,425 Shares - ------------------------------------------------------------------------------- 10) Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| (See Instructions) - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9): 3.9% of Common Stock - ------------------------------------------------------------------------------- 12) Type of Reporting Person: PN - ------------------------------------------------------------------------------- CUSIP NO. 317718302 Page 4 of 11 - ------------------------------------------------------------------------------- 1) Name and I.R.S. Identification No. of Reporting Person (entities only) Wynnefield Small Cap Value Offshore Fund, Ltd. (No IRS Identification No.) - ------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) [X] Reporting person is affiliated with other persons - ------------------------------------------------------------------------------- 3) SEC USE ONLY - ------------------------------------------------------------------------------- 4) Citizenship or Place of Organization: Cayman Islands - ------------------------------------------------------------------------------- NUMBER OF SHARES 5) Sole Voting Power: 792,768 Shares BENEFICIALLY OWNED BY ------------------------------------------------- EACH REPORTING 6) Shared Voting Power PERSON WITH ------------------------------------------------- 7) Sole Dispositive Power: 792,768 Shares ------------------------------------------------- 8) Shared Dispositive Power - ------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person: 792,768 Shares - ------------------------------------------------------------------------------- 10) Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| (See Instructions) - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9): 3.9% of Common Stock - ------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO - ------------------------------------------------------------------------------- CUSIP NO. 317718302 Page 5 of 11 - ------------------------------------------------------------------------------- 1) Name and I.R.S. Identification No. of Reporting Person (entities only) Channel Partnership II, L.P. 22-3215653 - ------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) [X] Reporting person is affiliated with other persons - ------------------------------------------------------------------------------- 3) SEC USE ONLY - ------------------------------------------------------------------------------- 4) Citizenship or Place of Organization: New York - ------------------------------------------------------------------------------- NUMBER OF SHARES 5) Sole Voting Power: 95,000 Shares BENEFICIALLY OWNED BY ------------------------------------------------- EACH REPORTING 6) Shared Voting Power PERSON WITH ------------------------------------------------- 7) Sole Dispositive Power: 95,000 Shares ------------------------------------------------- 8) Shared Dispositive Power - ------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person: 95,000 Shares - ------------------------------------------------------------------------------- 10) Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| (See Instructions) - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9): 0.5 % of Common Stock - ------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) PN - ------------------------------------------------------------------------------- CUSIP NO. 317718302 Page 6 of 11 - ------------------------------------------------------------------------------- 1) Name and I.R.S. Identification No. of Reporting Person (entities only) Wynnefield Capital Management, LLC 13-4018186 - ------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) [X] Reporting person is affiliated with other persons - ------------------------------------------------------------------------------- 3) SEC USE ONLY - ------------------------------------------------------------------------------- 4) Citizenship or Place of Organization: New York - ------------------------------------------------------------------------------- NUMBER OF SHARES 5) Sole Voting Power: 1,417,750 Shares (1) BENEFICIALLY OWNED BY ------------------------------------------------- EACH REPORTING 6) Shared Voting Power PERSON WITH ------------------------------------------------- 7) Sole Dispositive Power: 1,417,750 Shares (1) ------------------------------------------------- 8) Shared Dispositive Power - ------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person: 1,417,750 Shares (1) - ------------------------------------------------------------------------------- 10) Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| (See Instructions) - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9): 6.9% of Common Stock (1) - ------------------------------------------------------------------------------- 12) Type of Reporting Person: OO (Limited Liability Company) - ------------------------------------------------------------------------------- (1) Wynnefield Capital Management, LLC holds an indirect beneficial interest in these shares which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. and Wynnefield Partners Small Cap Value, L.P. I. CUSIP NO. 317718302 Page 7 of 11 - ------------------------------------------------------------------------------- 1) Name and I.R.S. Identification No. of Reporting Person (entities only) Wynnefield Capital, Inc. (No IRS Identification No.) - ------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) [X] Reporting person is affiliated with other persons - ------------------------------------------------------------------------------- 3) SEC USE ONLY - ------------------------------------------------------------------------------- 4) Citizenship or Place of Organization: Cayman Islands - ------------------------------------------------------------------------------- NUMBER OF SHARES 5) Sole Voting Power: 792,768 Shares (1) BENEFICIALLY OWNED BY ------------------------------------------------- EACH REPORTING 6) Shared Voting Power PERSON WITH ------------------------------------------------- 7) Sole Dispositive Power: 792,768 Shares (1) ------------------------------------------------- 8) Shared Dispositive Power - ------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person: 792,768 Shares (1) - ------------------------------------------------------------------------------- 10) Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| (See Instructions) - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9): 3.9% of Common Stock (1) - ------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO - ------------------------------------------------------------------------------- (1) Wynnefield Capital, Inc. holds an indirect beneficial interest in these shares which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd. CUSIP NO. 317718302 Page 8 of 11 - ------------------------------------------------------------------------------- 1) Name and I.R.S. Identification No. of Reporting Person (entities only) Nelson Obus - ------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) [X] Reporting person is affiliated with other persons - ------------------------------------------------------------------------------- 3) SEC USE ONLY - ------------------------------------------------------------------------------- 4) Citizenship or Place of Organization: United States of America - ------------------------------------------------------------------------------- NUMBER OF SHARES 5) Sole Voting Power: 95,000 Shares (1) BENEFICIALLY OWNED BY ------------------------------------------------- EACH REPORTING 6) Shared Voting Power PERSON WITH ------------------------------------------------- 7) Sole Dispositive Power: 95,000 Shares (1) ------------------------------------------------- 8) Shared Dispositive Power - ------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person: 95,000 Shares (1) - ------------------------------------------------------------------------------- 10) Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares |_| (See Instructions) - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9): 0.5 % of Common Stock (1) - ------------------------------------------------------------------------------- 12) Type of Reporting Person: IN - ------------------------------------------------------------------------------- (1) Nelson Obus, as general partner of Channel Partnership II, L.P. holds an indirect beneficial interest in these shares which are directly beneficially owned by Channel Partnership II, L.P. ITEM 1(a). Name of Issuer: Guideline, Inc. ITEM 1(b). Address of Issuer's Principal Executive Offices: 625 Avenue of the Americas, New York, NY 10011 ------------------------------------------------------------------- ITEM 2(a). Names of Persons Filing: Wynnefield Partners Small Cap Value, L.P. ("Partners") ------------------------------------------------------------------- Wynnefield Partners Small Cap Value, L.P. I ("Partners I") ------------------------------------------------------------------- Wynnefield Small Cap Value Offshore Fund, Ltd. ("Fund") ------------------------------------------------------------------- Channel Partnership II, L.P. ("Channel") ------------------------------------------------------------------- Wynnefield Capital Management, LLC ("WCM") ------------------------------------------------------------------- Wynnefield Capital, Inc. ("WCI") ------------------------------------------------------------------- Nelson Obus ("Obus") ITEM 2(b). Address of Principal Business Office Or, If None, Residence: 450 Seventh Avenue, Suite 509, New York, New York 10123 ------------------------------------------------------------------- ITEM 2(c). Citizenship: Partners and Partners I are Delaware Limited Partnerships ------------------------------------------------------------------- Fund and WCI are Cayman Islands Companies ------------------------------------------------------------------- WCM is a New York Limited Liability Company ------------------------------------------------------------------- Channel is a New York Limited Partnership ------------------------------------------------------------------- Obus is a citizen of the United States of America ITEM 2(d). Title of Class of Securities: Common Stock, $.0001 Par Value Per Share ------------------------------------------------------------------- ITEM 2(e). CUSIP Number: 317718302 ITEM 3. If this Statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is: None of the reporting persons is an entity specified in Rule 13d-1(b)(1)(ii). ITEM 4. Ownership: (a) Amount beneficially owned by all reporting persons: 2,305,518 Shares (b) Percent of class: 11.3% of Common Stock (c) Number of shares as to which the reporting persons have: (i) sole power to vote or to direct the vote: 2,305,518 Shares (ii) shared power to vote or to direct the vote (iii) sole power to dispose or to direct the disposition: 2,305,518 Shares (iv) shared power to dispose or to direct the disposition ITEM 5. Ownership of five percent or less of a class. Not applicable. ITEM 6. Ownership of more than five percent on behalf of another person. Not applicable. ITEM 7. Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company. Not applicable. ITEM 8. Identification and classification of members of the group. None of the reporting persons who have filed this schedule is a person, as defined in Rule 13d-1(b)(1)(ii), promulgated pursuant to the Securities Exchange Act of 1934. ITEM 9. Notice of dissolution of group. Not applicable. ITEM 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection or as a participant in any transaction having that purpose or effect. Dated: June 9, 2006 WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. By: Wynnefield Capital Management, LLC, General Partner By: /s/ Nelson Obus ----------------------------------- Nelson Obus, Managing Member WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. I By: Wynnefield Capital Management, LLC, General Partner By: /s/ Nelson Obus ----------------------------------- Nelson Obus, Managing Member WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND, LTD. By: Wynnefield Capital, Inc. By: /s/ Nelson Obus ----------------------------------- Nelson Obus, President CHANNEL PARTNERSHIP II, L.P. By: /s/ Nelson Obus ---------------------------------------- Nelson Obus, General Partner /s/ Nelson Obus --------------------------------------------- Nelson Obus, Individually WYNNEFIELD CAPITAL MANAGEMENT, LLC By: /s/ Nelson Obus ---------------------------------------- Nelson Obus, Managing Member WYNNEFIELD CAPITAL, INC. By: /s/ Nelson Obus ---------------------------------------- Nelson Obus, President -----END PRIVACY-ENHANCED MESSAGE-----