0000801337-17-000018.txt : 20170127 0000801337-17-000018.hdr.sgml : 20170127 20170127165814 ACCESSION NUMBER: 0000801337-17-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170125 FILED AS OF DATE: 20170127 DATE AS OF CHANGE: 20170127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WEBSTER FINANCIAL CORP CENTRAL INDEX KEY: 0000801337 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 061187536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: FRED SMITH STREET 2: 132 GRAND STREET CITY: WATERBURY STATE: CT ZIP: 06702 BUSINESS PHONE: 203-578-2202 MAIL ADDRESS: STREET 1: FRED SMITH STREET 2: 132 GRAND STREET CITY: WATERBURY STATE: CT ZIP: 06702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH JAMES COPENHAVER CENTRAL INDEX KEY: 0001201277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31486 FILM NUMBER: 17554470 MAIL ADDRESS: STREET 1: C/O WEBSTER FINANCIAL CORP STREET 2: 145 BANK STREET CITY: WATERBURY STATE: CT ZIP: 06702 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-01-25 0000801337 WEBSTER FINANCIAL CORP WBS 0001201277 SMITH JAMES COPENHAVER C/O WEBSTER FINANCIAL CORP 145 BANK STREET WATERBURY CT 06702 1 1 0 0 Chairman & Chief Executive Off Common Stock 2017-01-25 4 S 0 100284 54.4231 D 262841 D Common Stock 134908 I 401(k)/ESOP Common Stock 10554 I Directly by Spouse Common Stock 5698 I Directly by Spouse IRA Stock Option 32.03 2008-12-18 2017-12-18 Common Stock 106199 106199 D Stock Option 12.85 2009-12-16 2018-12-16 Common Stock 113674 113674 D Stock Option 23.81 2013-02-22 2022-02-22 Common Stock 112371 112371 D Stock Option 23.00 2014-02-20 2023-02-20 Common Stock 126373 126373 D Phantom Stock Common Stock 230377 230377 I By Deferred Compensation Plan The reporting person sold 100,284 shares of Webster Common Stock at prices ranging from $54.27 to $54.62. Full information regarding the number of shares sold at each separate price will be provided upon request. 4 yr. incremental vesting - 25% vests each year for 4 years. 3 yr. incremental vesting - 33-1/3% vests each year for 3 years. Each share of phantom stock represents the right to receive one share of Webster Financial Corporation common stock or the cash value thereof. These shares are held in the Webster Deferred Compensation Plan. Shares of phantom stock are payable in shares or in cash following termination of the reporting person's employment with Webster Financial Corporation. Renee P. Seefried by Power of Attorney 2017-01-27 EX-24 2 smith.htm REVISED POWER OF ATTORNEY

Power of Attorney

The undersigned hereby constitutes and appoints Renee P. Seefried, Harriet Munrett Wolfe, and John H. Beers, each of them, the undersigned's true and lawful attorney-in-fact to:

1.execute for and on behalf of the undersigned Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder;

2.do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4, or 5 and the timely filing of such form with the United States Securities and Exchange Commission and any other authority; and

3.take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned.

The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with the full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.  This Power of Attorney can only be revoked by delivering a signed, original "Revocation of Power of Attorney" to the attorney-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed on this 14th day of December, 2016.



James C. Smith