0000801337-16-000248.txt : 20161102
0000801337-16-000248.hdr.sgml : 20161102
20161102180220
ACCESSION NUMBER: 0000801337-16-000248
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161101
FILED AS OF DATE: 20161102
DATE AS OF CHANGE: 20161102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WEBSTER FINANCIAL CORP
CENTRAL INDEX KEY: 0000801337
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 061187536
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: FRED SMITH
STREET 2: 132 GRAND STREET
CITY: WATERBURY
STATE: CT
ZIP: 06702
BUSINESS PHONE: 203-578-2202
MAIL ADDRESS:
STREET 1: FRED SMITH
STREET 2: 132 GRAND STREET
CITY: WATERBURY
STATE: CT
ZIP: 06702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH JAMES COPENHAVER
CENTRAL INDEX KEY: 0001201277
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31486
FILM NUMBER: 161969281
MAIL ADDRESS:
STREET 1: C/O WEBSTER FINANCIAL CORP
STREET 2: 145 BANK STREET
CITY: WATERBURY
STATE: CT
ZIP: 06702
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-11-01
0000801337
WEBSTER FINANCIAL CORP
WBS
0001201277
SMITH JAMES COPENHAVER
C/O WEBSTER FINANCIAL CORP
145 BANK STREET
WATERBURY
CT
06702
1
1
0
0
Chairman & Chief Executive Off
Common Stock
2016-08-04
5
G
0
3116
0
D
342316
D
Common Stock
2016-11-01
4
M
0
50000
12.85
A
392316
D
Common Stock
2016-11-01
4
F
0
32589
40.40
D
359727
D
Common Stock
134908
I
401(k)/ESOP
Common Stock
10554
I
Directly by Spouse
Common Stock
5698
I
Directly by Spouse IRA
Stock Option
12.85
2016-11-01
4
M
0
50000
0
D
2009-12-16
2018-12-16
Common Stock
50000
113674
D
Stock Option
48.88
2007-12-19
2016-12-19
Common Stock
64483
64483
D
Stock Option
32.03
2008-12-18
2017-12-18
Common Stock
106199
106199
D
Stock Option
23.81
2013-02-22
2022-02-22
Common Stock
112371
112371
D
Stock Option
23.00
2014-02-20
2023-02-20
Common Stock
126373
126373
D
Phantom Stock
Common Stock
227178
227178
I
By Deferred Compensation Plan
The reporting person exercised 50,000 stock options using 32,589 shares owned to pay the exercise price and the withholding taxes incurred in connection with the exercise.
4 yr. incremental vesting - 25% vests each year for 4 years.
3 yr. incremental vesting - 33-1/3% vests each year for 3 years.
Each share of phantom stock represents the right to receive one share of Webster Financial Corporation common stock or the cash value thereof. These shares are held in the Webster Deferred Compensation Plan.
Shares of phantom stock are payable in shares or in cash following termination of the reporting person's employment with Webster Financial Corporation.
Renee P. Seefried by Power of Attorney
2016-11-02