-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PVFmZXNRK8l/PRpKeaRheSK13JfZvqph/MY4kBM0PuKbKNm0RB0r3ATg3RRoP00V fOHQ+xDvqYmPZxmNBvDndQ== 0001035449-04-000350.txt : 20040826 0001035449-04-000350.hdr.sgml : 20040826 20040826145129 ACCESSION NUMBER: 0001035449-04-000350 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040826 DATE AS OF CHANGE: 20040826 EFFECTIVENESS DATE: 20040826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBERGH FUNDS CENTRAL INDEX KEY: 0000801286 STATE OF INCORPORATION: MA FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-09437 FILM NUMBER: 04998697 BUSINESS ADDRESS: STREET 1: 5520 TELEGRAPH RD STREET 2: #204 CITY: ST LOUIS STATE: MO ZIP: 63129 BUSINESS PHONE: 3144160055 MAIL ADDRESS: STREET 1: 5520 TELEGRAPH RD STREET 2: #204 CITY: ST LOUIS STATE: MO ZIP: 63129 N-PX 1 lindberghnpx063004.txt LINDBERGH FUNDS FORM N-PX JUNE 2004 FORM N-PX Annual Report of Proxy voting Record of Registered Management Investment Company Investment Company Act file number 811-09437 ---------- Lindbergh Funds - ------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) 5520 Telegraph Rd. St. Louis, MO 63129 - ------------------------------------------------------------------------------ (Address of principal executive offices) (Zip code) Freddie Jacobs Unified Fund Services, Inc. 431 N. Pennsylvania St. Indianapolis, IN 46204 - ----------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 314-416-0055 Date of fiscal year end: 8/31 --------- Date of reporting period: 06/30/04 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Secs. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Sec. 3507. LINDBERGH SIGNATURE FUND PROXY VOTING HISTORY Matter proposed Fund cast its vote Ticker Cusip Name Shareholder Description of by: management(m) Vote: for management or meeting date matter(s) voted on shareholders (s) against management - ----------------------------------------------------------------------------------------------------------------------------------- UTSI 918076100 UTSTARCOM, INC. 9/24/03 INCREASE # OF SHARES M YES FOR FOR RGS 758932107 REGIS CORPORATION 10/30/03 BD. OF DIRECTORS M YES FOR FOR RESP 761230101 RESPIRONICS 11/18/03 BD. OF DIRECTORS M YES FOR FOR RATIFY AUDITOR M YES FOR FOR INCREASE # OF SHARES M YES FOR FOR CACI 744011008 CACI INT'L 11/20/03 BD. OF DIRECTORS M YES FOR FOR RATIFY AUDITOR M YES FOR FOR COCO 218868107 CORINTHIAN COLLEGES 11/20/03 BD. OF DIRECTORS M YES FOR FOR APPROVE CERT. OF INC M YES FOR FOR APPROVE 2003 PERFORM. AWARD M YES FOR FOR RATIFY AUDITOR M YES FOR FOR APA 037411105 APACHE CORPORATION 12/18/03 INCREASE # OF SHARES M YES FOR FOR JEC 469814107 JACOBS ENGINEERING 2/10/04 BD. OF DIRECTORS M YES FOR FOR RATIFY AUDITORS M YES FOR FOR SYK 863667101 STRYKER CORP 4/20/04 BD. OF DIRECTORS M YES FOR FOR INCREASE # OF SHARES M YES FOR FOR PII 731068102 POLARIS INDUSTRIES 4/24/04 BD. OF DIRECTORS M YES FOR FOR APPROVE INCENTIVE PLAN M YES FOR FOR AMEND STOCK OPTION PLAN M YES FOR FOR MBI 55262C100 MBIA, INC. 5/6/04 BD. OF DIRECTORS M YES FOR FOR RATIFY AUDITOR M YES FOR FOR KIM 49446R109 KIMCO REALTY CORP. 5/20/04 BD. OF DIRECTORS M YES FOR FOR AMEND CO. EQUITY PART. PLAN M YES FOR FOR SEPARATE CHAIRMAN AND CEO S YES AGST FOR APA 37411105 APACHE 5/6/04 BD. OF DIRECTORS M YES FOR FOR RE: CLIMATE CHANGE S YES AGST FOR IDEXX 45168d104 IDEXX LABORATORIES 5/19/04 BD. OF DIRECTORS M YES FOR FOR RATIFY AUDITOR M YES FOR FOR STJ 790849103 ST. JUDE MEDICAL 5/12/04 BD. OF DIRECTORS M YES FOR FOR RATIFY AUDITOR M YES FOR FOR APPR. CO. MGMT INCENT. PROG. M YES FOR FOR INCREASE # OF SHARES M YES FOR FOR ADOPT EXEC COMP PROP S YES AGST FOR APPB 37899101 APPLEBEE'S 5/13/04 BD. OF DIRECTORS M YES FOR FOR APPR AMEND 1995 EQTY INCENT M YES FOR FOR APPR EXEC NONQ STK PUR PLAN M YES FOR FOR RATIFY AUDITOR M YES FOR FOR RPT GENETICALLY ENG FOOD S YES AGST FOR PSUN 694873100 PACIFIC SUNWEAR 5/19/04 BD. OF DIRECTORS M YES FOR FOR RATIFY AUDITOR M YES FOR FOR ESRX 302182100 EXPRESS SCRIPTS 5/26/04 BD. OF DIRECTORS M YES FOR FOR INCREASE # OF SHARES M YES FOR FOR RATIFY AUDITOR M YES FOR FOR NLY 35710409 ANNALY MORTGAGE MGMT. 5/27/04 BD. OF DIRECTORS M YES FOR FOR APPR MRGR FIXED INC DISC ADV M YES FOR FOR RATIFY AUDITOR M YES FOR FOR CTSH 192446102 COGNIZANT TECHNOLOGY 5/26/04 BD. OF DIRECTORS M YES FOR FOR INCREASE # OF SHARES M YES FOR FOR AMEND INCENTIVE COMP. PLAN M YES FOR FOR ADOPT 04 EMPL STK PURCH PLAN M YES FOR FOR RATIFY AUDITOR M YES FOR FOR CHS 168615102 CHICO'S FAS., INC. 6/22/04 BD. OF DIRECTORS M YES FOR FOR AMEND RESTATED ART. OF INC. M YES FOR FOR APPR 02 EMPL. STK PURCH PLAN M YES FOR FOR RATIFY AUDITOR M YES FOR FOR WLP 94973H108 WELLPOINT HEALTH NETWORKS 06/28/04 ADOPT MERGER EFFECTIVE OCTOBER 26, 2003 M YES FOR FOR
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Lindbergh Funds By /s/ Dewayne Wiggins ------------------------------------ Dewayne Wiggins, President Date August 26, 2004 --------------------------------- -----END PRIVACY-ENHANCED MESSAGE-----