0001085146-21-002151.txt : 20210729 0001085146-21-002151.hdr.sgml : 20210729 20210729154121 ACCESSION NUMBER: 0001085146-21-002151 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210729 DATE AS OF CHANGE: 20210729 EFFECTIVENESS DATE: 20210729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONNING INC. CENTRAL INDEX KEY: 0000801051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 431719355 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04513 FILM NUMBER: 211127147 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06103-2627 BUSINESS PHONE: 860-299-2151 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06103-2627 FORMER COMPANY: FORMER CONFORMED NAME: CONNING Asset Management Co. DATE OF NAME CHANGE: 20040726 FORMER COMPANY: FORMER CONFORMED NAME: CONNING CORP DATE OF NAME CHANGE: 19970407 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000801051 XXXXXXXX 06-30-2021 06-30-2021 false CONNING INC.
ONE FINANCIAL PLAZA HARTFORD CT 06103-2627
13F HOLDINGS REPORT 028-04513 N
Robert Pearce Managing Director 860-299-2151 /s/ Robert Pearce Hartford CT 07-26-2021 0 474 3450613 false
INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 41788 210579 SH SOLE 210579 0 0 ABB LTD SPONSORED ADR 000375204 715 21048 SH SOLE 21048 0 0 ABBOTT LABS COM 002824100 9746 84070 SH SOLE 84070 0 0 ABBVIE INC COM 00287Y109 2456 21805 SH SOLE 21805 0 0 ABIOMED INC COM 003654100 513 1645 SH SOLE 1645 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2168 7356 SH SOLE 7356 0 0 ACTIVISION BLIZZARD INC COM 00507V109 805 8431 SH SOLE 8431 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 3312 5656 SH SOLE 5656 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1256 13368 SH SOLE 13368 0 0 AES CORP COM 00130H105 223 8553 SH SOLE 8553 0 0 AFLAC INC COM 001055102 480 8936 SH SOLE 8936 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 526 3561 SH SOLE 3561 0 0 AIR PRODS & CHEMS INC COM 009158106 48800 169765 SH SOLE 169765 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 239 2054 SH SOLE 2054 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 8712 6645000 PRN SOLE 6645000 0 0 ALBEMARLE CORP COM 012653101 219 1299 SH SOLE 1299 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 262 1440 SH SOLE 1440 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 476 2592 SH SOLE 2592 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 477 2105 SH SOLE 2105 0 0 ALIGN TECHNOLOGY INC COM 016255101 527 862 SH SOLE 862 0 0 ALLSTATE CORP COM 020002101 39635 304144 SH SOLE 304144 0 0 ALPHABET INC CAP STK CL A 02079K305 12468 5106 SH SOLE 5106 0 0 ALPHABET INC CAP STK CL C 02079K107 4927 1966 SH SOLE 1966 0 0 ALTRIA GROUP INC COM 02209S103 694 14562 SH SOLE 14562 0 0 AMAZON COM INC COM 023135106 16936 4923 SH SOLE 4923 0 0 AMCOR PLC ORD G0250X107 211 18410 SH SOLE 18410 0 0 AMEREN CORP COM 023608102 265 3310 SH SOLE 3310 0 0 AMERICAN ELEC PWR CO INC COM 025537101 676 7988 SH SOLE 7988 0 0 AMERICAN ELEC PWR CO INC UNIT 08/01/2021 025537127 2751 56000 SH SOLE 56000 0 0 AMERICAN EXPRESS CO COM 025816109 1264 7651 SH SOLE 7651 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 491 10322 SH SOLE 10322 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1430 5292 SH SOLE 5292 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 287 1859 SH SOLE 1859 0 0 AMERIPRISE FINL INC COM 03076C106 39647 159452 SH SOLE 159452 0 0 AMERISOURCEBERGEN CORP COM 03073E105 219 1915 SH SOLE 1915 0 0 AMETEK INC COM 031100100 302 2260 SH SOLE 2260 0 0 AMGEN INC COM 031162100 53354 219058 SH SOLE 219058 0 0 AMPHENOL CORP NEW CL A 032095101 441 6444 SH SOLE 6444 0 0 ANALOG DEVICES INC COM 032654105 756 4391 SH SOLE 4391 0 0 ANSYS INC COM 03662Q105 327 941 SH SOLE 941 0 0 ANTHEM INC COM 036752103 1121 2937 SH SOLE 2937 0 0 AON PLC SHS CL A G0403H108 687 2876 SH SOLE 2876 0 0 APPLE INC COM 037833100 32929 240430 SH SOLE 240430 0 0 APPLIED MATLS INC COM 038222105 8686 60995 SH SOLE 60995 0 0 APTIV PLC SHS G6095L109 508 3230 SH SOLE 3230 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 1268 20919 SH SOLE 20919 0 0 ARES CAPITAL CORP NOTE 3.750% 2/0 04010LAT0 4927 4700000 PRN SOLE 4700000 0 0 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 2883 2630000 PRN SOLE 2630000 0 0 ARISTA NETWORKS INC COM 040413106 230 635 SH SOLE 635 0 0 ARK ETF TR FINTECH INNOVA 00214Q708 262 4850 SH SOLE 4850 0 0 AT&T INC COM 00206R102 2667 92668 SH SOLE 92668 0 0 AUTODESK INC COM 052769106 748 2562 SH SOLE 2562 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 49935 251615 SH SOLE 251615 0 0 AUTOZONE INC COM 053332102 361 242 SH SOLE 242 0 0 AVALONBAY CMNTYS INC COM 053484101 414 1983 SH SOLE 1983 0 0 AVERY DENNISON CORP COM 053611109 214 1017 SH SOLE 1017 0 0 BALL CORP COM 058498106 327 4042 SH SOLE 4042 0 0 BANK NEW YORK MELLON CORP COM 064058100 507 9905 SH SOLE 9905 0 0 BANK NOVA SCOTIA B C COM 064149107 751 11539 SH SOLE 11539 0 0 BAXTER INTL INC COM 071813109 455 5647 SH SOLE 5647 0 0 BCE INC COM NEW 05534B760 871 17665 SH SOLE 17665 0 0 BECTON DICKINSON & CO COM 075887109 803 3303 SH SOLE 3303 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 5023 12 SH SOLE 12 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6288 22627 SH SOLE 22627 0 0 BEST BUY INC COM 086516101 41724 363225 SH SOLE 363225 0 0 BIOGEN INC COM 09062X103 969 2799 SH SOLE 2799 0 0 BK OF AMERICA CORP COM 060505104 50457 1224717 SH SOLE 1224717 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 204 20760 SH SOLE 20760 0 0 BLACKROCK ENHANCED EQUITY DI COM 09251A104 308 30400 SH SOLE 30400 0 0 BLACKROCK GLOBAL FLOATING RA COM 091941104 263 20481 SH SOLE 20481 0 0 BLACKROCK INC COM 09247X101 49985 57173 SH SOLE 57173 0 0 BOEING CO COM 097023105 1495 6242 SH SOLE 6242 0 0 BOOKING HOLDINGS INC COM 09857L108 1039 475 SH SOLE 475 0 0 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 848 600000 PRN SOLE 600000 0 0 BOSTON PROPERTIES INC COM 101121101 213 1862 SH SOLE 1862 0 0 BOSTON SCIENTIFIC CORP COM 101137107 742 17349 SH SOLE 17349 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 53065 794768 SH SOLE 794768 0 0 BROADCOM INC COM 11135F101 52764 110740 SH SOLE 110740 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 420 3071 SH SOLE 3071 0 0 CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 702 38629 SH SOLE 38629 0 0 CAPITAL ONE FINL CORP COM 14040H105 858 5544 SH SOLE 5544 0 0 CARDINAL HEALTH INC COM 14149Y108 44207 775043 SH SOLE 775043 0 0 CARMAX INC COM 143130102 284 2199 SH SOLE 2199 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 234 8887 SH SOLE 8887 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 462 9501 SH SOLE 9501 0 0 CATALENT INC COM 148806102 200 1850 SH SOLE 1850 0 0 CATERPILLAR INC COM 149123101 45925 211185 SH SOLE 211185 0 0 CBRE GROUP INC CL A 12504L109 358 4176 SH SOLE 4176 0 0 CDW CORP COM 12514G108 224 1280 SH SOLE 1280 0 0 CENTENE CORP DEL COM 15135B101 454 6232 SH SOLE 6232 0 0 CERNER CORP COM 156782104 618 7905 SH SOLE 7905 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 1200 1663 SH SOLE 1663 0 0 CHEVRON CORP NEW COM 166764100 2412 23030 SH SOLE 23030 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 529 341 SH SOLE 341 0 0 CHUBB LIMITED COM H1467J104 825 5193 SH SOLE 5193 0 0 CHURCH & DWIGHT INC COM 171340102 216 2530 SH SOLE 2530 0 0 CIGNA CORP NEW COM 125523100 939 3961 SH SOLE 3961 0 0 CINCINNATI FINL CORP COM 172062101 221 1899 SH SOLE 1899 0 0 CINTAS CORP COM 172908105 431 1129 SH SOLE 1129 0 0 CISCO SYS INC COM 17275R102 53509 1010353 SH SOLE 1010353 0 0 CITIGROUP INC COM NEW 172967424 1964 27758 SH SOLE 27758 0 0 CITIZENS FINL GROUP INC COM 174610105 233 5070 SH SOLE 5070 0 0 CLOROX CO DEL COM 189054109 292 1624 SH SOLE 1624 0 0 CME GROUP INC COM 12572Q105 843 3963 SH SOLE 3963 0 0 CMS ENERGY CORP COM 125896100 435 7363 SH SOLE 7363 0 0 COCA COLA CO COM 191216100 51704 956253 SH SOLE 956253 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 478 6901 SH SOLE 6901 0 0 COHEN & STEERS INFRASTRUCTUR COM 19248A109 3111 108439 SH SOLE 108439 0 0 COLGATE PALMOLIVE CO COM 194162103 41705 513144 SH SOLE 513144 0 0 COMCAST CORP NEW CL A 20030N101 3083 54077 SH SOLE 54077 0 0 CONAGRA BRANDS INC COM 205887102 232 6390 SH SOLE 6390 0 0 CONOCOPHILLIPS COM 20825C104 960 15757 SH SOLE 15757 0 0 CONSOLIDATED EDISON INC COM 209115104 293 4085 SH SOLE 4085 0 0 CONSTELLATION BRANDS INC CL A 21036P108 299 1280 SH SOLE 1280 0 0 COPART INC COM 217204106 303 2300 SH SOLE 2300 0 0 CORNING INC COM 219350105 412 10073 SH SOLE 10073 0 0 CORTEVA INC COM 22052L104 374 8443 SH SOLE 8443 0 0 COSTCO WHSL CORP NEW COM 22160K105 2056 5195 SH SOLE 5195 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 1058 5421 SH SOLE 5421 0 0 CSX CORP COM 126408103 952 29691 SH SOLE 29691 0 0 CUMMINS INC COM 231021106 45451 186571 SH SOLE 186571 0 0 CVS HEALTH CORP COM 126650100 1448 17354 SH SOLE 17354 0 0 D R HORTON INC COM 23331A109 362 4003 SH SOLE 4003 0 0 DANAHER CORPORATION COM 235851102 2070 7714 SH SOLE 7714 0 0 DARDEN RESTAURANTS INC COM 237194105 242 1661 SH SOLE 1661 0 0 DEERE & CO COM 244199105 1318 3738 SH SOLE 3738 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 311 7180 SH SOLE 7180 0 0 DEXCOM INC COM 252131107 470 1100 SH SOLE 1100 0 0 DIGITAL RLTY TR INC COM 253868103 474 3148 SH SOLE 3148 0 0 DISCOVER FINL SVCS COM 254709108 461 3899 SH SOLE 3899 0 0 DISNEY WALT CO COM 254687106 3672 20889 SH SOLE 20889 0 0 DOLLAR GEN CORP NEW COM 256677105 625 2890 SH SOLE 2890 0 0 DOLLAR TREE INC COM 256746108 271 2728 SH SOLE 2728 0 0 DOMINION ENERGY INC COM 25746U109 2899 39399 SH SOLE 39399 0 0 DOVER CORP COM 260003108 276 1833 SH SOLE 1833 0 0 DOW INC COM 260557103 451 7132 SH SOLE 7132 0 0 DTE ENERGY CO COM 233331107 319 2460 SH SOLE 2460 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1016 10290 SH SOLE 10290 0 0 DUKE REALTY CORP COM NEW 264411505 364 7693 SH SOLE 7693 0 0 DUPONT DE NEMOURS INC COM 26614N102 377 4871 SH SOLE 4871 0 0 EASTMAN CHEM CO COM 277432100 211 1803 SH SOLE 1803 0 0 EATON CORP PLC SHS G29183103 9362 63177 SH SOLE 63177 0 0 EATON VANCE LTD DURATION INC COM 27828H105 425 32079 SH SOLE 32079 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 914 89653 SH SOLE 89653 0 0 EBAY INC. COM 278642103 560 7978 SH SOLE 7978 0 0 ECOLAB INC COM 278865100 635 3083 SH SOLE 3083 0 0 EDISON INTL COM 281020107 271 4690 SH SOLE 4690 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 811 7830 SH SOLE 7830 0 0 ELECTRONIC ARTS INC COM 285512109 845 5877 SH SOLE 5877 0 0 EMERSON ELEC CO COM 291011104 725 7537 SH SOLE 7537 0 0 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 759 71373 SH SOLE 71373 0 0 ENTERGY CORP NEW COM 29364G103 236 2370 SH SOLE 2370 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 257 10640 SH SOLE 10640 0 0 EOG RES INC COM 26875P101 610 7314 SH SOLE 7314 0 0 EQUIFAX INC COM 294429105 367 1534 SH SOLE 1534 0 0 EQUINIX INC COM 29444U700 861 1073 SH SOLE 1073 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 410 5319 SH SOLE 5319 0 0 ESSEX PPTY TR INC COM 297178105 216 720 SH SOLE 720 0 0 ETSY INC COM 29786A106 307 1490 SH SOLE 1490 0 0 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 8269 7271000 PRN SOLE 7271000 0 0 EVERGY INC COM 30034W106 2213 36619 SH SOLE 36619 0 0 EVERSOURCE ENERGY COM 30040W108 331 4122 SH SOLE 4122 0 0 EXELON CORP COM 30161N101 459 10370 SH SOLE 10370 0 0 EXPEDIA GROUP INC COM NEW 30212P303 257 1567 SH SOLE 1567 0 0 EXPEDITORS INTL WASH INC COM 302130109 203 1603 SH SOLE 1603 0 0 EXTRA SPACE STORAGE INC COM 30225T102 253 1545 SH SOLE 1545 0 0 EXXON MOBIL CORP COM 30231G102 6027 95549 SH SOLE 95549 0 0 FACEBOOK INC CL A 30303M102 10096 29037 SH SOLE 29037 0 0 FASTENAL CO COM 311900104 362 6960 SH SOLE 6960 0 0 FEDEX CORP COM 31428X106 845 2834 SH SOLE 2834 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 898 6336 SH SOLE 6336 0 0 FIFTH THIRD BANCORP COM 316773100 330 8635 SH SOLE 8635 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 333 1780 SH SOLE 1780 0 0 FIRSTENERGY CORP COM 337932107 232 6236 SH SOLE 6236 0 0 FISERV INC COM 337738108 725 6780 SH SOLE 6780 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 237 926 SH SOLE 926 0 0 FORD MTR CO DEL COM 345370860 632 42556 SH SOLE 42556 0 0 FORTINET INC COM 34959E109 358 1501 SH SOLE 1501 0 0 FORTIVE CORP COM 34959J108 283 4054 SH SOLE 4054 0 0 FORTIVE CORP NOTE 0.875% 2/1 34959JAK4 6951 6920000 PRN SOLE 6920000 0 0 FREEPORT-MCMORAN INC CL B 35671D857 650 17523 SH SOLE 17523 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 4996 3500000 PRN SOLE 3500000 0 0 FTS INTERNATIONAL INC COM NEW CL A 30283W302 1953 69033 SH SOLE 69033 0 0 GALLAGHER ARTHUR J & CO COM 363576109 272 1940 SH SOLE 1940 0 0 GARMIN LTD SHS H2906T109 234 1619 SH SOLE 1619 0 0 GARTNER INC COM 366651107 214 884 SH SOLE 884 0 0 GENERAL DYNAMICS CORP COM 369550108 41959 223090 SH SOLE 223090 0 0 GENERAL ELECTRIC CO COM 369604103 1336 99236 SH SOLE 99236 0 0 GENERAL MLS INC COM 370334104 595 9772 SH SOLE 9772 0 0 GENERAL MTRS CO COM 37045V100 802 13561 SH SOLE 13561 0 0 GENUINE PARTS CO COM 372460105 419 3310 SH SOLE 3310 0 0 GILEAD SCIENCES INC COM 375558103 53398 776059 SH SOLE 776059 0 0 GLOBAL PMTS INC COM 37940X102 621 3310 SH SOLE 3310 0 0 GLOBAL X FDS US PFD ETF 37954Y657 20288 775225 SH SOLE 775225 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1500 3953 SH SOLE 3953 0 0 GRAINGER W W INC COM 384802104 225 513 SH SOLE 513 0 0 HALLIBURTON CO COM 406216101 262 11341 SH SOLE 11341 0 0 HANCOCK JOHN TAX-ADVANTAGED COM 41013V100 280 11250 SH SOLE 11250 0 0 HANNON ARMSTRONG SUST INFR C NOTE 8/1 41068XAD2 4703 3800000 PRN SOLE 3800000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 241 3885 SH SOLE 3885 0 0 HCA HEALTHCARE INC COM 40412C101 639 3090 SH SOLE 3090 0 0 HERCULES CAPITAL INC DBCV 4.375% 2/0 427096AF9 4770 4520000 PRN SOLE 4520000 0 0 HERSHEY CO COM 427866108 333 1913 SH SOLE 1913 0 0 HESS CORP COM 42809H107 298 3412 SH SOLE 3412 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 264 18123 SH SOLE 18123 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 313 2591 SH SOLE 2591 0 0 HOME DEPOT INC COM 437076102 46207 145027 SH SOLE 145027 0 0 HONEYWELL INTL INC COM 438516106 1843 8400 SH SOLE 8400 0 0 HOPE BANCORP INC NOTE 2.000% 5/1 43940TAB5 4389 4450000 PRN SOLE 4450000 0 0 HP INC COM 40434L105 42322 1403205 SH SOLE 1403205 0 0 HUMANA INC COM 444859102 719 1625 SH SOLE 1625 0 0 HUNTINGTON BANCSHARES INC COM 446150104 175 12279 SH SOLE 12279 0 0 IDEXX LABS INC COM 45168D104 614 972 SH SOLE 972 0 0 IHS MARKIT LTD SHS G47567105 469 4159 SH SOLE 4159 0 0 ILLINOIS TOOL WKS INC COM 452308109 48998 219343 SH SOLE 219343 0 0 ILLUMINA INC COM 452327109 814 1721 SH SOLE 1721 0 0 ILLUMINA INC NOTE 8/1 452327AK5 8579 6735000 PRN SOLE 6735000 0 0 INTEL CORP COM 458140100 51984 926690 SH SOLE 926690 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 815 6869 SH SOLE 6869 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1639 11182 SH SOLE 11182 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 455 3048 SH SOLE 3048 0 0 INTERNATIONAL PAPER CO COM 460146103 272 4437 SH SOLE 4437 0 0 INTUIT COM 461202103 9042 18447 SH SOLE 18447 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 1269 1380 SH SOLE 1380 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 14997 677050 SH SOLE 677050 0 0 IQVIA HLDGS INC COM 46266C105 505 2086 SH SOLE 2086 0 0 ISHARES INC CORE MSCI EMKT 46434G103 6699 100002 SH SOLE 100002 0 0 ISHARES INC MSCI BRIC INDX 464286657 1549 28324 SH SOLE 28324 0 0 ISHARES S&P GSCI COMMODITY- UNIT BEN INT 46428R107 328 20358 SH SOLE 20358 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 19736 428474 SH SOLE 428474 0 0 ISHARES TR 10+ YR INVST GRD 464289511 2006 28569 SH SOLE 28569 0 0 ISHARES TR CORE MSCI EAFE 46432F842 11609 155075 SH SOLE 155075 0 0 ISHARES TR CORE S&P MCP ETF 464287507 28400 105682 SH SOLE 105682 0 0 ISHARES TR CORE S&P SCP ETF 464287804 47032 416285 SH SOLE 416285 0 0 ISHARES TR CORE S&P500 ETF 464287200 85965 199955 SH SOLE 199955 0 0 ISHARES TR EAFE GRWTH ETF 464288885 630 5873 SH SOLE 5873 0 0 ISHARES TR EAFE VALUE ETF 464288877 725 14016 SH SOLE 14016 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 654 27886 SH SOLE 27886 0 0 ISHARES TR IBOXX HI YD ETF 464288513 11581 131545 SH SOLE 131545 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2935 21845 SH SOLE 21845 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 15007 273800 SH SOLE 273800 0 0 ISHARES TR MSCI EAFE ETF 464287465 25865 327903 SH SOLE 327903 0 0 ISHARES TR PFD AND INCM SEC 464288687 30735 781359 SH SOLE 781359 0 0 ISHARES TR RUS 1000 ETF 464287622 2691 11118 SH SOLE 11118 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 6688 24634 SH SOLE 24634 0 0 ISHARES TR RUS MID CAP ETF 464287499 12885 162611 SH SOLE 162611 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 15691 68410 SH SOLE 68410 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 3130 43036 SH SOLE 43036 0 0 ISHARES TR S&P 500 VAL ETF 464287408 881 5969 SH SOLE 5969 0 0 ISHARES TR S&P SML 600 GWT 464287887 1333 10048 SH SOLE 10048 0 0 ISHARES TR SP SMCP600VL ETF 464287879 1562 14812 SH SOLE 14812 0 0 ISHARES TR TIPS BD ETF 464287176 2934 22918 SH SOLE 22918 0 0 JOHNSON & JOHNSON COM 478160104 47824 290542 SH SOLE 290542 0 0 JOHNSON CTLS INTL PLC SHS G51502105 517 7527 SH SOLE 7527 0 0 JPMORGAN CHASE & CO COM 46625H100 52947 340647 SH SOLE 340647 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 3231 3050000 PRN SOLE 3050000 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 301 1061 SH SOLE 1061 0 0 KELLOGG CO COM 487836108 212 3295 SH SOLE 3295 0 0 KEYCORP COM 493267108 231 11207 SH SOLE 11207 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 310 2010 SH SOLE 2010 0 0 KIMBERLY-CLARK CORP COM 494368103 51662 386478 SH SOLE 386478 0 0 KINDER MORGAN INC DEL COM 49456B101 466 25535 SH SOLE 25535 0 0 KLA CORP COM NEW 482480100 603 1861 SH SOLE 1861 0 0 KNOWLES CORP NOTE 3.250%11/0 49926DAB5 3340 3000000 PRN SOLE 3000000 0 0 KRAFT HEINZ CO COM 500754106 280 6858 SH SOLE 6858 0 0 KROGER CO COM 501044101 376 9811 SH SOLE 9811 0 0 L BRANDS INC COM 501797104 208 2882 SH SOLE 2882 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 514 2378 SH SOLE 2378 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 327 1184 SH SOLE 1184 0 0 LAM RESEARCH CORP COM 512807108 8124 12485 SH SOLE 12485 0 0 LAUDER ESTEE COS INC CL A 518439104 8809 27695 SH SOLE 27695 0 0 LENNAR CORP CL A 526057104 325 3274 SH SOLE 3274 0 0 LILLY ELI & CO COM 532457108 59551 259659 SH SOLE 259659 0 0 LINDE PLC SHS G5494J103 1680 5811 SH SOLE 5811 0 0 LOCKHEED MARTIN CORP COM 539830109 42089 111349 SH SOLE 111349 0 0 LOWES COS INC COM 548661107 1720 8865 SH SOLE 8865 0 0 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 4092 3800000 PRN SOLE 3800000 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 296 2880 SH SOLE 2880 0 0 M & T BK CORP COM 55261F104 33087 227948 SH SOLE 227948 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 238 4859 SH SOLE 4859 0 0 MARATHON OIL CORP COM 565849106 154 11281 SH SOLE 11281 0 0 MARATHON PETE CORP COM 56585A102 483 7991 SH SOLE 7991 0 0 MARKETAXESS HLDGS INC COM 57060D108 210 452 SH SOLE 452 0 0 MARRIOTT INTL INC NEW CL A 571903202 454 3325 SH SOLE 3325 0 0 MARSH & MCLENNAN COS INC COM 571748102 868 6168 SH SOLE 6168 0 0 MARTIN MARIETTA MATLS INC COM 573284106 248 706 SH SOLE 706 0 0 MASCO CORP COM 574599106 213 3624 SH SOLE 3624 0 0 MASTERCARD INCORPORATED CL A 57636Q104 11066 30310 SH SOLE 30310 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 288 2731 SH SOLE 2731 0 0 MCCORMICK & CO INC COM NON VTG 579780206 301 3411 SH SOLE 3411 0 0 MCDONALDS CORP COM 580135101 42999 186323 SH SOLE 186323 0 0 MCKESSON CORP COM 58155Q103 395 2067 SH SOLE 2067 0 0 MEDTRONIC PLC SHS G5960L103 8047 64830 SH SOLE 64830 0 0 MERCK & CO INC COM 58933Y105 3882 49915 SH SOLE 49915 0 0 MERCURY GENL CORP NEW COM 589400100 214 3300 SH SOLE 3300 0 0 MERITOR INC NOTE 3.250%10/1 59001KAF7 4388 4100000 PRN SOLE 4100000 0 0 METLIFE INC COM 59156R108 2953 49345 SH SOLE 49345 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 330 238 SH SOLE 238 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 454 3032 SH SOLE 3032 0 0 MICRON TECHNOLOGY INC COM 595112103 1101 12961 SH SOLE 12961 0 0 MICROSOFT CORP COM 594918104 31820 117459 SH SOLE 117459 0 0 MIDWEST HLDG INC COM NEW 59833J206 2347 60000 SH SOLE 60000 0 0 MONDELEZ INTL INC CL A 609207105 50825 814619 SH SOLE 814619 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 475 5201 SH SOLE 5201 0 0 MOODYS CORP COM 615369105 673 1857 SH SOLE 1857 0 0 MORGAN STANLEY COM NEW 617446448 1559 17002 SH SOLE 17002 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 346 1595 SH SOLE 1595 0 0 MPLX LP COM UNIT REP LTD 55336V100 487 16452 SH SOLE 16452 0 0 MSCI INC COM 55354G100 501 940 SH SOLE 940 0 0 NASDAQ INC COM 631103108 241 1371 SH SOLE 1371 0 0 NETAPP INC COM 64110D104 248 3037 SH SOLE 3037 0 0 NETEASE INC SPONSORED ADS 64110W102 360 3120 SH SOLE 3120 0 0 NETFLIX INC COM 64110L106 2742 5191 SH SOLE 5191 0 0 NEWMONT CORP COM 651639106 586 9249 SH SOLE 9249 0 0 NEXTERA ENERGY INC COM 65339F101 1726 23550 SH SOLE 23550 0 0 NIKE INC CL B 654106103 2737 17715 SH SOLE 17715 0 0 NORFOLK SOUTHN CORP COM 655844108 872 3284 SH SOLE 3284 0 0 NORTHERN TR CORP COM 665859104 310 2684 SH SOLE 2684 0 0 NORTHROP GRUMMAN CORP COM 666807102 700 1925 SH SOLE 1925 0 0 NORTHWESTERN CORP COM NEW 668074305 4642 77076 SH SOLE 77076 0 0 NOVO-NORDISK A S ADR 670100205 350 4173 SH SOLE 4173 0 0 NUCOR CORP COM 670346105 365 3800 SH SOLE 3800 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 541 54000 SH SOLE 54000 0 0 NUVEEN MUN VALUE FD INC COM 670928100 182 15800 SH SOLE 15800 0 0 NVIDIA CORPORATION COM 67066G104 13675 17092 SH SOLE 17092 0 0 NXP SEMICONDUCTORS N V COM N6596X109 280 1360 SH SOLE 1360 0 0 OCCIDENTAL PETE CORP COM 674599105 327 10467 SH SOLE 10467 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 221 870 SH SOLE 870 0 0 OMNICOM GROUP INC COM 681919106 423 5290 SH SOLE 5290 0 0 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 5797 3050000 PRN SOLE 3050000 0 0 ONEOK INC NEW COM 682680103 543 9757 SH SOLE 9757 0 0 ORACLE CORP COM 68389X105 1784 22915 SH SOLE 22915 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 442 781 SH SOLE 781 0 0 OTIS WORLDWIDE CORP COM 68902V107 368 4500 SH SOLE 4500 0 0 PACCAR INC COM 693718108 393 4405 SH SOLE 4405 0 0 PARKER-HANNIFIN CORP COM 701094104 509 1657 SH SOLE 1657 0 0 PAYCHEX INC COM 704326107 44385 414044 SH SOLE 414044 0 0 PAYPAL HLDGS INC COM 70450Y103 3941 13519 SH SOLE 13519 0 0 PEPSICO INC COM 713448108 53003 357986 SH SOLE 357986 0 0 PERKINELMER INC COM 714046109 214 1383 SH SOLE 1383 0 0 PFIZER INC COM 717081103 55433 1416580 SH SOLE 1416580 0 0 PHILIP MORRIS INTL INC COM 718172109 34884 352390 SH SOLE 352390 0 0 PHILLIPS 66 COM 718546104 502 5854 SH SOLE 5854 0 0 PIMCO INCOME STRATEGY FD II COM 72201J104 150 13666 SH SOLE 13666 0 0 PIONEER NAT RES CO COM 723787107 381 2343 SH SOLE 2343 0 0 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 10032 6320000 PRN SOLE 6320000 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 213 18747 SH SOLE 18747 0 0 PNC FINL SVCS GROUP INC COM 693475105 48073 252213 SH SOLE 252213 0 0 PPG INDS INC COM 693506107 544 3206 SH SOLE 3206 0 0 PPL CORP COM 69351T106 238 8498 SH SOLE 8498 0 0 PRICE T ROWE GROUP INC COM 74144T108 603 3045 SH SOLE 3045 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 8922 8180000 PRN SOLE 8180000 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 8689 137506 SH SOLE 137506 0 0 PROCTER AND GAMBLE CO COM 742718109 54552 404597 SH SOLE 404597 0 0 PROGRESSIVE CORP COM 743315103 719 7321 SH SOLE 7321 0 0 PROLOGIS INC. COM 74340W103 1339 11204 SH SOLE 11204 0 0 PRUDENTIAL FINL INC COM 744320102 520 5073 SH SOLE 5073 0 0 PUBLIC STORAGE COM 74460D109 584 1943 SH SOLE 1943 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 387 6485 SH SOLE 6485 0 0 PULTE GROUP INC COM 745867101 206 3773 SH SOLE 3773 0 0 QORVO INC COM 74736K101 258 1320 SH SOLE 1320 0 0 QUALCOMM INC COM 747525103 55278 387054 SH SOLE 387054 0 0 QUEST DIAGNOSTICS INC COM 74834L100 230 1741 SH SOLE 1741 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 47936 562351 SH SOLE 562351 0 0 REALTY INCOME CORP COM 756109104 243 3641 SH SOLE 3641 0 0 REGENERON PHARMACEUTICALS COM 75886F107 637 1140 SH SOLE 1140 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 255 12632 SH SOLE 12632 0 0 REPUBLIC SVCS INC COM 760759100 286 2596 SH SOLE 2596 0 0 RESMED INC COM 761152107 394 1600 SH SOLE 1600 0 0 RIO TINTO PLC SPONSORED ADR 767204100 206 2455 SH SOLE 2455 0 0 ROCKWELL AUTOMATION INC COM 773903109 434 1517 SH SOLE 1517 0 0 ROPER TECHNOLOGIES INC COM 776696106 624 1327 SH SOLE 1327 0 0 ROSS STORES INC COM 778296103 807 6512 SH SOLE 6512 0 0 S&P GLOBAL INC COM 78409V104 1094 2666 SH SOLE 2666 0 0 SALESFORCE COM INC COM 79466L302 2529 10352 SH SOLE 10352 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 416 1305 SH SOLE 1305 0 0 SCHLUMBERGER LTD COM STK 806857108 480 14983 SH SOLE 14983 0 0 SCHWAB CHARLES CORP COM 808513105 1187 16296 SH SOLE 16296 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 6620 45358 SH SOLE 45358 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 3126 45723 SH SOLE 45723 0 0 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 223 2541 SH SOLE 2541 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1778 33000 SH SOLE 33000 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 377 8500 SH SOLE 8500 0 0 SEMPRA ENERGY COM 816851109 471 3553 SH SOLE 3553 0 0 SERVICENOW INC COM 81762P102 1146 2085 SH SOLE 2085 0 0 SHERWIN WILLIAMS CO COM 824348106 742 2725 SH SOLE 2725 0 0 SIMON PPTY GROUP INC NEW COM 828806109 571 4375 SH SOLE 4375 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 355 1849 SH SOLE 1849 0 0 SOUTHERN CO COM 842587107 760 12565 SH SOLE 12565 0 0 SOUTHWEST AIRLS CO COM 844741108 360 6790 SH SOLE 6790 0 0 SOUTHWESTERN ENERGY CO COM 845467109 64 11240 SH SOLE 11240 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 79367 185412 SH SOLE 185412 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 51131 104135 SH SOLE 104135 0 0 SPDR SER TR PORTFLI HIGH YLD 78468R606 5063 188275 SH SOLE 188275 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 18634 595329 SH SOLE 595329 0 0 SPDR SER TR S&P DIVID ETF 78464A763 3536 28914 SH SOLE 28914 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 56325 1216795 SH SOLE 1216795 0 0 STANLEY BLACK & DECKER INC COM 854502101 406 1980 SH SOLE 1980 0 0 STARBUCKS CORP COM 855244109 1559 13946 SH SOLE 13946 0 0 STATE STR CORP COM 857477103 332 4041 SH SOLE 4041 0 0 STRYKER CORPORATION COM 863667101 953 3670 SH SOLE 3670 0 0 SUNCOR ENERGY INC NEW COM 867224107 2203 91920 SH SOLE 91920 0 0 SVB FINANCIAL GROUP COM 78486Q101 334 600 SH SOLE 600 0 0 SYNCHRONY FINANCIAL COM 87165B103 253 5213 SH SOLE 5213 0 0 SYNOPSYS INC COM 871607107 450 1632 SH SOLE 1632 0 0 SYSCO CORP COM 871829107 495 6362 SH SOLE 6362 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 232 1311 SH SOLE 1311 0 0 TARGET CORP COM 87612E106 8663 35835 SH SOLE 35835 0 0 TE CONNECTIVITY LTD REG SHS H84989104 571 4220 SH SOLE 4220 0 0 TELEFLEX INCORPORATED COM 879369106 221 550 SH SOLE 550 0 0 TESLA INC COM 88160R101 5989 8811 SH SOLE 8811 0 0 TEXAS INSTRS INC COM 882508104 53175 276729 SH SOLE 276729 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2985 5918 SH SOLE 5918 0 0 TJX COS INC NEW COM 872540109 957 14192 SH SOLE 14192 0 0 T-MOBILE US INC COM 872590104 863 5957 SH SOLE 5957 0 0 TRACTOR SUPPLY CO COM 892356106 242 1300 SH SOLE 1300 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 510 2768 SH SOLE 2768 0 0 TRANSDIGM GROUP INC COM 893641100 388 600 SH SOLE 600 0 0 TRAVELERS COMPANIES INC COM 89417E109 46843 313136 SH SOLE 313136 0 0 TRUIST FINL CORP COM 89832Q109 738 13291 SH SOLE 13291 0 0 TWITTER INC COM 90184L102 652 9481 SH SOLE 9481 0 0 TYSON FOODS INC CL A 902494103 38384 520890 SH SOLE 520890 0 0 ULTA BEAUTY INC COM 90384S303 216 625 SH SOLE 625 0 0 UNION PAC CORP COM 907818108 50536 229959 SH SOLE 229959 0 0 UNITED PARCEL SERVICE INC CL B 911312106 49153 236535 SH SOLE 236535 0 0 UNITED RENTALS INC COM 911363109 300 940 SH SOLE 940 0 0 UNITEDHEALTH GROUP INC COM 91324P102 11348 28339 SH SOLE 28339 0 0 US BANCORP DEL COM NEW 902973304 927 16277 SH SOLE 16277 0 0 V F CORP COM 918204108 51441 627536 SH SOLE 627536 0 0 VALERO ENERGY CORP COM 91913Y100 483 6185 SH SOLE 6185 0 0 VALLEY NATL BANCORP COM 919794107 152 11340 SH SOLE 11340 0 0 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 7024 213506 SH SOLE 213506 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1608 18725 SH SOLE 18725 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 3662 15427 SH SOLE 15427 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 18738 47617 SH SOLE 47617 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 3016 13386 SH SOLE 13386 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 14256 63981 SH SOLE 63981 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 2768 25880 SH SOLE 25880 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 15008 181450 SH SOLE 181450 0 0 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 563 2830 SH SOLE 2830 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 3087 59911 SH SOLE 59911 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 463 1160 SH SOLE 1160 0 0 VENTAS INC COM 92276F100 259 4535 SH SOLE 4535 0 0 VERINT SYS INC COM 92343X100 383 8500 SH SOLE 8500 0 0 VERISIGN INC COM 92343E102 293 1285 SH SOLE 1285 0 0 VERISK ANALYTICS INC COM 92345Y106 318 1819 SH SOLE 1819 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3807 67943 SH SOLE 67943 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 622 3084 SH SOLE 3084 0 0 VIACOMCBS INC CL B 92556H206 308 6810 SH SOLE 6810 0 0 VIATRIS INC COM 92556V106 267 18681 SH SOLE 18681 0 0 VISA INC COM CL A 92826C839 12063 51592 SH SOLE 51592 0 0 VULCAN MATLS CO COM 929160109 302 1736 SH SOLE 1736 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 488 9272 SH SOLE 9272 0 0 WALMART INC COM 931142103 9135 64781 SH SOLE 64781 0 0 WASTE MGMT INC DEL COM 94106L109 569 4060 SH SOLE 4060 0 0 WATERS CORP COM 941848103 332 961 SH SOLE 961 0 0 WEC ENERGY GROUP INC COM 92939U106 1298 14595 SH SOLE 14595 0 0 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 7769 1435000 PRN SOLE 1435000 0 0 WELLS FARGO CO NEW COM 949746101 2398 52950 SH SOLE 52950 0 0 WELLTOWER INC COM 95040Q104 400 4811 SH SOLE 4811 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 247 687 SH SOLE 687 0 0 WESTERN DIGITAL CORP. COM 958102105 270 3792 SH SOLE 3792 0 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 8127 7635000 PRN SOLE 7635000 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 408 11846 SH SOLE 11846 0 0 WILLIAMS COS INC COM 969457100 746 28095 SH SOLE 28095 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 299 1300 SH SOLE 1300 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 5094 66805 SH SOLE 66805 0 0 XCEL ENERGY INC COM 98389B100 437 6634 SH SOLE 6634 0 0 XILINX INC COM 983919101 447 3092 SH SOLE 3092 0 0 XYLEM INC COM 98419M100 264 2204 SH SOLE 2204 0 0 YUM BRANDS INC COM 988498101 469 4076 SH SOLE 4076 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 315 595 SH SOLE 595 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 408 2536 SH SOLE 2536 0 0 ZOETIS INC CL A 98978V103 1049 5629 SH SOLE 5629 0 0