0001085146-21-002151.txt : 20210729
0001085146-21-002151.hdr.sgml : 20210729
20210729154121
ACCESSION NUMBER: 0001085146-21-002151
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210729
DATE AS OF CHANGE: 20210729
EFFECTIVENESS DATE: 20210729
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONNING INC.
CENTRAL INDEX KEY: 0000801051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 431719355
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04513
FILM NUMBER: 211127147
BUSINESS ADDRESS:
STREET 1: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06103-2627
BUSINESS PHONE: 860-299-2151
MAIL ADDRESS:
STREET 1: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06103-2627
FORMER COMPANY:
FORMER CONFORMED NAME: CONNING Asset Management Co.
DATE OF NAME CHANGE: 20040726
FORMER COMPANY:
FORMER CONFORMED NAME: CONNING CORP
DATE OF NAME CHANGE: 19970407
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000801051
XXXXXXXX
06-30-2021
06-30-2021
false
CONNING INC.
ONE FINANCIAL PLAZA
HARTFORD
CT
06103-2627
13F HOLDINGS REPORT
028-04513
N
Robert Pearce
Managing Director
860-299-2151
/s/ Robert Pearce
Hartford
CT
07-26-2021
0
474
3450613
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
3M CO
COM
88579Y101
41788
210579
SH
SOLE
210579
0
0
ABB LTD
SPONSORED ADR
000375204
715
21048
SH
SOLE
21048
0
0
ABBOTT LABS
COM
002824100
9746
84070
SH
SOLE
84070
0
0
ABBVIE INC
COM
00287Y109
2456
21805
SH
SOLE
21805
0
0
ABIOMED INC
COM
003654100
513
1645
SH
SOLE
1645
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
2168
7356
SH
SOLE
7356
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
805
8431
SH
SOLE
8431
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
3312
5656
SH
SOLE
5656
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
1256
13368
SH
SOLE
13368
0
0
AES CORP
COM
00130H105
223
8553
SH
SOLE
8553
0
0
AFLAC INC
COM
001055102
480
8936
SH
SOLE
8936
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
526
3561
SH
SOLE
3561
0
0
AIR PRODS & CHEMS INC
COM
009158106
48800
169765
SH
SOLE
169765
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
239
2054
SH
SOLE
2054
0
0
AKAMAI TECHNOLOGIES INC
NOTE 0.125% 5/0
00971TAJ0
8712
6645000
PRN
SOLE
6645000
0
0
ALBEMARLE CORP
COM
012653101
219
1299
SH
SOLE
1299
0
0
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
262
1440
SH
SOLE
1440
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
476
2592
SH
SOLE
2592
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
477
2105
SH
SOLE
2105
0
0
ALIGN TECHNOLOGY INC
COM
016255101
527
862
SH
SOLE
862
0
0
ALLSTATE CORP
COM
020002101
39635
304144
SH
SOLE
304144
0
0
ALPHABET INC
CAP STK CL A
02079K305
12468
5106
SH
SOLE
5106
0
0
ALPHABET INC
CAP STK CL C
02079K107
4927
1966
SH
SOLE
1966
0
0
ALTRIA GROUP INC
COM
02209S103
694
14562
SH
SOLE
14562
0
0
AMAZON COM INC
COM
023135106
16936
4923
SH
SOLE
4923
0
0
AMCOR PLC
ORD
G0250X107
211
18410
SH
SOLE
18410
0
0
AMEREN CORP
COM
023608102
265
3310
SH
SOLE
3310
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
676
7988
SH
SOLE
7988
0
0
AMERICAN ELEC PWR CO INC
UNIT 08/01/2021
025537127
2751
56000
SH
SOLE
56000
0
0
AMERICAN EXPRESS CO
COM
025816109
1264
7651
SH
SOLE
7651
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
491
10322
SH
SOLE
10322
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
1430
5292
SH
SOLE
5292
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
287
1859
SH
SOLE
1859
0
0
AMERIPRISE FINL INC
COM
03076C106
39647
159452
SH
SOLE
159452
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
219
1915
SH
SOLE
1915
0
0
AMETEK INC
COM
031100100
302
2260
SH
SOLE
2260
0
0
AMGEN INC
COM
031162100
53354
219058
SH
SOLE
219058
0
0
AMPHENOL CORP NEW
CL A
032095101
441
6444
SH
SOLE
6444
0
0
ANALOG DEVICES INC
COM
032654105
756
4391
SH
SOLE
4391
0
0
ANSYS INC
COM
03662Q105
327
941
SH
SOLE
941
0
0
ANTHEM INC
COM
036752103
1121
2937
SH
SOLE
2937
0
0
AON PLC
SHS CL A
G0403H108
687
2876
SH
SOLE
2876
0
0
APPLE INC
COM
037833100
32929
240430
SH
SOLE
240430
0
0
APPLIED MATLS INC
COM
038222105
8686
60995
SH
SOLE
60995
0
0
APTIV PLC
SHS
G6095L109
508
3230
SH
SOLE
3230
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
1268
20919
SH
SOLE
20919
0
0
ARES CAPITAL CORP
NOTE 3.750% 2/0
04010LAT0
4927
4700000
PRN
SOLE
4700000
0
0
ARES CAPITAL CORP
NOTE 4.625% 3/0
04010LAW3
2883
2630000
PRN
SOLE
2630000
0
0
ARISTA NETWORKS INC
COM
040413106
230
635
SH
SOLE
635
0
0
ARK ETF TR
FINTECH INNOVA
00214Q708
262
4850
SH
SOLE
4850
0
0
AT&T INC
COM
00206R102
2667
92668
SH
SOLE
92668
0
0
AUTODESK INC
COM
052769106
748
2562
SH
SOLE
2562
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
49935
251615
SH
SOLE
251615
0
0
AUTOZONE INC
COM
053332102
361
242
SH
SOLE
242
0
0
AVALONBAY CMNTYS INC
COM
053484101
414
1983
SH
SOLE
1983
0
0
AVERY DENNISON CORP
COM
053611109
214
1017
SH
SOLE
1017
0
0
BALL CORP
COM
058498106
327
4042
SH
SOLE
4042
0
0
BANK NEW YORK MELLON CORP
COM
064058100
507
9905
SH
SOLE
9905
0
0
BANK NOVA SCOTIA B C
COM
064149107
751
11539
SH
SOLE
11539
0
0
BAXTER INTL INC
COM
071813109
455
5647
SH
SOLE
5647
0
0
BCE INC
COM NEW
05534B760
871
17665
SH
SOLE
17665
0
0
BECTON DICKINSON & CO
COM
075887109
803
3303
SH
SOLE
3303
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
5023
12
SH
SOLE
12
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
6288
22627
SH
SOLE
22627
0
0
BEST BUY INC
COM
086516101
41724
363225
SH
SOLE
363225
0
0
BIOGEN INC
COM
09062X103
969
2799
SH
SOLE
2799
0
0
BK OF AMERICA CORP
COM
060505104
50457
1224717
SH
SOLE
1224717
0
0
BLACKROCK ENERGY & RES TR
COM
09250U101
204
20760
SH
SOLE
20760
0
0
BLACKROCK ENHANCED EQUITY DI
COM
09251A104
308
30400
SH
SOLE
30400
0
0
BLACKROCK GLOBAL FLOATING RA
COM
091941104
263
20481
SH
SOLE
20481
0
0
BLACKROCK INC
COM
09247X101
49985
57173
SH
SOLE
57173
0
0
BOEING CO
COM
097023105
1495
6242
SH
SOLE
6242
0
0
BOOKING HOLDINGS INC
COM
09857L108
1039
475
SH
SOLE
475
0
0
BOOKING HOLDINGS INC
NOTE 0.750% 5/0
09857LAN8
848
600000
PRN
SOLE
600000
0
0
BOSTON PROPERTIES INC
COM
101121101
213
1862
SH
SOLE
1862
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
742
17349
SH
SOLE
17349
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
53065
794768
SH
SOLE
794768
0
0
BROADCOM INC
COM
11135F101
52764
110740
SH
SOLE
110740
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
420
3071
SH
SOLE
3071
0
0
CALAMOS STRATEGIC TOTAL RETU
COM SH BEN INT
128125101
702
38629
SH
SOLE
38629
0
0
CAPITAL ONE FINL CORP
COM
14040H105
858
5544
SH
SOLE
5544
0
0
CARDINAL HEALTH INC
COM
14149Y108
44207
775043
SH
SOLE
775043
0
0
CARMAX INC
COM
143130102
284
2199
SH
SOLE
2199
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
234
8887
SH
SOLE
8887
0
0
CARRIER GLOBAL CORPORATION
COM
14448C104
462
9501
SH
SOLE
9501
0
0
CATALENT INC
COM
148806102
200
1850
SH
SOLE
1850
0
0
CATERPILLAR INC
COM
149123101
45925
211185
SH
SOLE
211185
0
0
CBRE GROUP INC
CL A
12504L109
358
4176
SH
SOLE
4176
0
0
CDW CORP
COM
12514G108
224
1280
SH
SOLE
1280
0
0
CENTENE CORP DEL
COM
15135B101
454
6232
SH
SOLE
6232
0
0
CERNER CORP
COM
156782104
618
7905
SH
SOLE
7905
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
1200
1663
SH
SOLE
1663
0
0
CHEVRON CORP NEW
COM
166764100
2412
23030
SH
SOLE
23030
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
529
341
SH
SOLE
341
0
0
CHUBB LIMITED
COM
H1467J104
825
5193
SH
SOLE
5193
0
0
CHURCH & DWIGHT INC
COM
171340102
216
2530
SH
SOLE
2530
0
0
CIGNA CORP NEW
COM
125523100
939
3961
SH
SOLE
3961
0
0
CINCINNATI FINL CORP
COM
172062101
221
1899
SH
SOLE
1899
0
0
CINTAS CORP
COM
172908105
431
1129
SH
SOLE
1129
0
0
CISCO SYS INC
COM
17275R102
53509
1010353
SH
SOLE
1010353
0
0
CITIGROUP INC
COM NEW
172967424
1964
27758
SH
SOLE
27758
0
0
CITIZENS FINL GROUP INC
COM
174610105
233
5070
SH
SOLE
5070
0
0
CLOROX CO DEL
COM
189054109
292
1624
SH
SOLE
1624
0
0
CME GROUP INC
COM
12572Q105
843
3963
SH
SOLE
3963
0
0
CMS ENERGY CORP
COM
125896100
435
7363
SH
SOLE
7363
0
0
COCA COLA CO
COM
191216100
51704
956253
SH
SOLE
956253
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
478
6901
SH
SOLE
6901
0
0
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
3111
108439
SH
SOLE
108439
0
0
COLGATE PALMOLIVE CO
COM
194162103
41705
513144
SH
SOLE
513144
0
0
COMCAST CORP NEW
CL A
20030N101
3083
54077
SH
SOLE
54077
0
0
CONAGRA BRANDS INC
COM
205887102
232
6390
SH
SOLE
6390
0
0
CONOCOPHILLIPS
COM
20825C104
960
15757
SH
SOLE
15757
0
0
CONSOLIDATED EDISON INC
COM
209115104
293
4085
SH
SOLE
4085
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
299
1280
SH
SOLE
1280
0
0
COPART INC
COM
217204106
303
2300
SH
SOLE
2300
0
0
CORNING INC
COM
219350105
412
10073
SH
SOLE
10073
0
0
CORTEVA INC
COM
22052L104
374
8443
SH
SOLE
8443
0
0
COSTCO WHSL CORP NEW
COM
22160K105
2056
5195
SH
SOLE
5195
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
1058
5421
SH
SOLE
5421
0
0
CSX CORP
COM
126408103
952
29691
SH
SOLE
29691
0
0
CUMMINS INC
COM
231021106
45451
186571
SH
SOLE
186571
0
0
CVS HEALTH CORP
COM
126650100
1448
17354
SH
SOLE
17354
0
0
D R HORTON INC
COM
23331A109
362
4003
SH
SOLE
4003
0
0
DANAHER CORPORATION
COM
235851102
2070
7714
SH
SOLE
7714
0
0
DARDEN RESTAURANTS INC
COM
237194105
242
1661
SH
SOLE
1661
0
0
DEERE & CO
COM
244199105
1318
3738
SH
SOLE
3738
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
311
7180
SH
SOLE
7180
0
0
DEXCOM INC
COM
252131107
470
1100
SH
SOLE
1100
0
0
DIGITAL RLTY TR INC
COM
253868103
474
3148
SH
SOLE
3148
0
0
DISCOVER FINL SVCS
COM
254709108
461
3899
SH
SOLE
3899
0
0
DISNEY WALT CO
COM
254687106
3672
20889
SH
SOLE
20889
0
0
DOLLAR GEN CORP NEW
COM
256677105
625
2890
SH
SOLE
2890
0
0
DOLLAR TREE INC
COM
256746108
271
2728
SH
SOLE
2728
0
0
DOMINION ENERGY INC
COM
25746U109
2899
39399
SH
SOLE
39399
0
0
DOVER CORP
COM
260003108
276
1833
SH
SOLE
1833
0
0
DOW INC
COM
260557103
451
7132
SH
SOLE
7132
0
0
DTE ENERGY CO
COM
233331107
319
2460
SH
SOLE
2460
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
1016
10290
SH
SOLE
10290
0
0
DUKE REALTY CORP
COM NEW
264411505
364
7693
SH
SOLE
7693
0
0
DUPONT DE NEMOURS INC
COM
26614N102
377
4871
SH
SOLE
4871
0
0
EASTMAN CHEM CO
COM
277432100
211
1803
SH
SOLE
1803
0
0
EATON CORP PLC
SHS
G29183103
9362
63177
SH
SOLE
63177
0
0
EATON VANCE LTD DURATION INC
COM
27828H105
425
32079
SH
SOLE
32079
0
0
EATON VANCE TAX-MANAGED GLOB
COM
27829F108
914
89653
SH
SOLE
89653
0
0
EBAY INC.
COM
278642103
560
7978
SH
SOLE
7978
0
0
ECOLAB INC
COM
278865100
635
3083
SH
SOLE
3083
0
0
EDISON INTL
COM
281020107
271
4690
SH
SOLE
4690
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
811
7830
SH
SOLE
7830
0
0
ELECTRONIC ARTS INC
COM
285512109
845
5877
SH
SOLE
5877
0
0
EMERSON ELEC CO
COM
291011104
725
7537
SH
SOLE
7537
0
0
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
759
71373
SH
SOLE
71373
0
0
ENTERGY CORP NEW
COM
29364G103
236
2370
SH
SOLE
2370
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
257
10640
SH
SOLE
10640
0
0
EOG RES INC
COM
26875P101
610
7314
SH
SOLE
7314
0
0
EQUIFAX INC
COM
294429105
367
1534
SH
SOLE
1534
0
0
EQUINIX INC
COM
29444U700
861
1073
SH
SOLE
1073
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
410
5319
SH
SOLE
5319
0
0
ESSEX PPTY TR INC
COM
297178105
216
720
SH
SOLE
720
0
0
ETSY INC
COM
29786A106
307
1490
SH
SOLE
1490
0
0
EURONET WORLDWIDE INC
NOTE 0.750% 3/1
298736AL3
8269
7271000
PRN
SOLE
7271000
0
0
EVERGY INC
COM
30034W106
2213
36619
SH
SOLE
36619
0
0
EVERSOURCE ENERGY
COM
30040W108
331
4122
SH
SOLE
4122
0
0
EXELON CORP
COM
30161N101
459
10370
SH
SOLE
10370
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
257
1567
SH
SOLE
1567
0
0
EXPEDITORS INTL WASH INC
COM
302130109
203
1603
SH
SOLE
1603
0
0
EXTRA SPACE STORAGE INC
COM
30225T102
253
1545
SH
SOLE
1545
0
0
EXXON MOBIL CORP
COM
30231G102
6027
95549
SH
SOLE
95549
0
0
FACEBOOK INC
CL A
30303M102
10096
29037
SH
SOLE
29037
0
0
FASTENAL CO
COM
311900104
362
6960
SH
SOLE
6960
0
0
FEDEX CORP
COM
31428X106
845
2834
SH
SOLE
2834
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
898
6336
SH
SOLE
6336
0
0
FIFTH THIRD BANCORP
COM
316773100
330
8635
SH
SOLE
8635
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
333
1780
SH
SOLE
1780
0
0
FIRSTENERGY CORP
COM
337932107
232
6236
SH
SOLE
6236
0
0
FISERV INC
COM
337738108
725
6780
SH
SOLE
6780
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
237
926
SH
SOLE
926
0
0
FORD MTR CO DEL
COM
345370860
632
42556
SH
SOLE
42556
0
0
FORTINET INC
COM
34959E109
358
1501
SH
SOLE
1501
0
0
FORTIVE CORP
COM
34959J108
283
4054
SH
SOLE
4054
0
0
FORTIVE CORP
NOTE 0.875% 2/1
34959JAK4
6951
6920000
PRN
SOLE
6920000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
650
17523
SH
SOLE
17523
0
0
FTI CONSULTING INC
NOTE 2.000% 8/1
302941AP4
4996
3500000
PRN
SOLE
3500000
0
0
FTS INTERNATIONAL INC
COM NEW CL A
30283W302
1953
69033
SH
SOLE
69033
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
272
1940
SH
SOLE
1940
0
0
GARMIN LTD
SHS
H2906T109
234
1619
SH
SOLE
1619
0
0
GARTNER INC
COM
366651107
214
884
SH
SOLE
884
0
0
GENERAL DYNAMICS CORP
COM
369550108
41959
223090
SH
SOLE
223090
0
0
GENERAL ELECTRIC CO
COM
369604103
1336
99236
SH
SOLE
99236
0
0
GENERAL MLS INC
COM
370334104
595
9772
SH
SOLE
9772
0
0
GENERAL MTRS CO
COM
37045V100
802
13561
SH
SOLE
13561
0
0
GENUINE PARTS CO
COM
372460105
419
3310
SH
SOLE
3310
0
0
GILEAD SCIENCES INC
COM
375558103
53398
776059
SH
SOLE
776059
0
0
GLOBAL PMTS INC
COM
37940X102
621
3310
SH
SOLE
3310
0
0
GLOBAL X FDS
US PFD ETF
37954Y657
20288
775225
SH
SOLE
775225
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1500
3953
SH
SOLE
3953
0
0
GRAINGER W W INC
COM
384802104
225
513
SH
SOLE
513
0
0
HALLIBURTON CO
COM
406216101
262
11341
SH
SOLE
11341
0
0
HANCOCK JOHN TAX-ADVANTAGED
COM
41013V100
280
11250
SH
SOLE
11250
0
0
HANNON ARMSTRONG SUST INFR C
NOTE 8/1
41068XAD2
4703
3800000
PRN
SOLE
3800000
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
241
3885
SH
SOLE
3885
0
0
HCA HEALTHCARE INC
COM
40412C101
639
3090
SH
SOLE
3090
0
0
HERCULES CAPITAL INC
DBCV 4.375% 2/0
427096AF9
4770
4520000
PRN
SOLE
4520000
0
0
HERSHEY CO
COM
427866108
333
1913
SH
SOLE
1913
0
0
HESS CORP
COM
42809H107
298
3412
SH
SOLE
3412
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
264
18123
SH
SOLE
18123
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
313
2591
SH
SOLE
2591
0
0
HOME DEPOT INC
COM
437076102
46207
145027
SH
SOLE
145027
0
0
HONEYWELL INTL INC
COM
438516106
1843
8400
SH
SOLE
8400
0
0
HOPE BANCORP INC
NOTE 2.000% 5/1
43940TAB5
4389
4450000
PRN
SOLE
4450000
0
0
HP INC
COM
40434L105
42322
1403205
SH
SOLE
1403205
0
0
HUMANA INC
COM
444859102
719
1625
SH
SOLE
1625
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
175
12279
SH
SOLE
12279
0
0
IDEXX LABS INC
COM
45168D104
614
972
SH
SOLE
972
0
0
IHS MARKIT LTD
SHS
G47567105
469
4159
SH
SOLE
4159
0
0
ILLINOIS TOOL WKS INC
COM
452308109
48998
219343
SH
SOLE
219343
0
0
ILLUMINA INC
COM
452327109
814
1721
SH
SOLE
1721
0
0
ILLUMINA INC
NOTE 8/1
452327AK5
8579
6735000
PRN
SOLE
6735000
0
0
INTEL CORP
COM
458140100
51984
926690
SH
SOLE
926690
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
815
6869
SH
SOLE
6869
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1639
11182
SH
SOLE
11182
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
455
3048
SH
SOLE
3048
0
0
INTERNATIONAL PAPER CO
COM
460146103
272
4437
SH
SOLE
4437
0
0
INTUIT
COM
461202103
9042
18447
SH
SOLE
18447
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
1269
1380
SH
SOLE
1380
0
0
INVESCO EXCH TRADED FD TR II
SR LN ETF
46138G508
14997
677050
SH
SOLE
677050
0
0
IQVIA HLDGS INC
COM
46266C105
505
2086
SH
SOLE
2086
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
6699
100002
SH
SOLE
100002
0
0
ISHARES INC
MSCI BRIC INDX
464286657
1549
28324
SH
SOLE
28324
0
0
ISHARES S&P GSCI COMMODITY-
UNIT BEN INT
46428R107
328
20358
SH
SOLE
20358
0
0
ISHARES TR
0-5YR HI YL CP
46434V407
19736
428474
SH
SOLE
428474
0
0
ISHARES TR
10+ YR INVST GRD
464289511
2006
28569
SH
SOLE
28569
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
11609
155075
SH
SOLE
155075
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
28400
105682
SH
SOLE
105682
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
47032
416285
SH
SOLE
416285
0
0
ISHARES TR
CORE S&P500 ETF
464287200
85965
199955
SH
SOLE
199955
0
0
ISHARES TR
EAFE GRWTH ETF
464288885
630
5873
SH
SOLE
5873
0
0
ISHARES TR
EAFE VALUE ETF
464288877
725
14016
SH
SOLE
14016
0
0
ISHARES TR
GL CLEAN ENE ETF
464288224
654
27886
SH
SOLE
27886
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
11581
131545
SH
SOLE
131545
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
2935
21845
SH
SOLE
21845
0
0
ISHARES TR
ISHS 1-5YR INVS
464288646
15007
273800
SH
SOLE
273800
0
0
ISHARES TR
MSCI EAFE ETF
464287465
25865
327903
SH
SOLE
327903
0
0
ISHARES TR
PFD AND INCM SEC
464288687
30735
781359
SH
SOLE
781359
0
0
ISHARES TR
RUS 1000 ETF
464287622
2691
11118
SH
SOLE
11118
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
6688
24634
SH
SOLE
24634
0
0
ISHARES TR
RUS MID CAP ETF
464287499
12885
162611
SH
SOLE
162611
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
15691
68410
SH
SOLE
68410
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
3130
43036
SH
SOLE
43036
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
881
5969
SH
SOLE
5969
0
0
ISHARES TR
S&P SML 600 GWT
464287887
1333
10048
SH
SOLE
10048
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
1562
14812
SH
SOLE
14812
0
0
ISHARES TR
TIPS BD ETF
464287176
2934
22918
SH
SOLE
22918
0
0
JOHNSON & JOHNSON
COM
478160104
47824
290542
SH
SOLE
290542
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
517
7527
SH
SOLE
7527
0
0
JPMORGAN CHASE & CO
COM
46625H100
52947
340647
SH
SOLE
340647
0
0
KAMAN CORP
NOTE 3.250% 5/0
483548AF0
3231
3050000
PRN
SOLE
3050000
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
301
1061
SH
SOLE
1061
0
0
KELLOGG CO
COM
487836108
212
3295
SH
SOLE
3295
0
0
KEYCORP
COM
493267108
231
11207
SH
SOLE
11207
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
310
2010
SH
SOLE
2010
0
0
KIMBERLY-CLARK CORP
COM
494368103
51662
386478
SH
SOLE
386478
0
0
KINDER MORGAN INC DEL
COM
49456B101
466
25535
SH
SOLE
25535
0
0
KLA CORP
COM NEW
482480100
603
1861
SH
SOLE
1861
0
0
KNOWLES CORP
NOTE 3.250%11/0
49926DAB5
3340
3000000
PRN
SOLE
3000000
0
0
KRAFT HEINZ CO
COM
500754106
280
6858
SH
SOLE
6858
0
0
KROGER CO
COM
501044101
376
9811
SH
SOLE
9811
0
0
L BRANDS INC
COM
501797104
208
2882
SH
SOLE
2882
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
514
2378
SH
SOLE
2378
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
327
1184
SH
SOLE
1184
0
0
LAM RESEARCH CORP
COM
512807108
8124
12485
SH
SOLE
12485
0
0
LAUDER ESTEE COS INC
CL A
518439104
8809
27695
SH
SOLE
27695
0
0
LENNAR CORP
CL A
526057104
325
3274
SH
SOLE
3274
0
0
LILLY ELI & CO
COM
532457108
59551
259659
SH
SOLE
259659
0
0
LINDE PLC
SHS
G5494J103
1680
5811
SH
SOLE
5811
0
0
LOCKHEED MARTIN CORP
COM
539830109
42089
111349
SH
SOLE
111349
0
0
LOWES COS INC
COM
548661107
1720
8865
SH
SOLE
8865
0
0
LUMENTUM HLDGS INC
NOTE 0.500%12/1
55024UAD1
4092
3800000
PRN
SOLE
3800000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
296
2880
SH
SOLE
2880
0
0
M & T BK CORP
COM
55261F104
33087
227948
SH
SOLE
227948
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
238
4859
SH
SOLE
4859
0
0
MARATHON OIL CORP
COM
565849106
154
11281
SH
SOLE
11281
0
0
MARATHON PETE CORP
COM
56585A102
483
7991
SH
SOLE
7991
0
0
MARKETAXESS HLDGS INC
COM
57060D108
210
452
SH
SOLE
452
0
0
MARRIOTT INTL INC NEW
CL A
571903202
454
3325
SH
SOLE
3325
0
0
MARSH & MCLENNAN COS INC
COM
571748102
868
6168
SH
SOLE
6168
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
248
706
SH
SOLE
706
0
0
MASCO CORP
COM
574599106
213
3624
SH
SOLE
3624
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
11066
30310
SH
SOLE
30310
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
288
2731
SH
SOLE
2731
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
301
3411
SH
SOLE
3411
0
0
MCDONALDS CORP
COM
580135101
42999
186323
SH
SOLE
186323
0
0
MCKESSON CORP
COM
58155Q103
395
2067
SH
SOLE
2067
0
0
MEDTRONIC PLC
SHS
G5960L103
8047
64830
SH
SOLE
64830
0
0
MERCK & CO INC
COM
58933Y105
3882
49915
SH
SOLE
49915
0
0
MERCURY GENL CORP NEW
COM
589400100
214
3300
SH
SOLE
3300
0
0
MERITOR INC
NOTE 3.250%10/1
59001KAF7
4388
4100000
PRN
SOLE
4100000
0
0
METLIFE INC
COM
59156R108
2953
49345
SH
SOLE
49345
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
330
238
SH
SOLE
238
0
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
454
3032
SH
SOLE
3032
0
0
MICRON TECHNOLOGY INC
COM
595112103
1101
12961
SH
SOLE
12961
0
0
MICROSOFT CORP
COM
594918104
31820
117459
SH
SOLE
117459
0
0
MIDWEST HLDG INC
COM NEW
59833J206
2347
60000
SH
SOLE
60000
0
0
MONDELEZ INTL INC
CL A
609207105
50825
814619
SH
SOLE
814619
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
475
5201
SH
SOLE
5201
0
0
MOODYS CORP
COM
615369105
673
1857
SH
SOLE
1857
0
0
MORGAN STANLEY
COM NEW
617446448
1559
17002
SH
SOLE
17002
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
346
1595
SH
SOLE
1595
0
0
MPLX LP
COM UNIT REP LTD
55336V100
487
16452
SH
SOLE
16452
0
0
MSCI INC
COM
55354G100
501
940
SH
SOLE
940
0
0
NASDAQ INC
COM
631103108
241
1371
SH
SOLE
1371
0
0
NETAPP INC
COM
64110D104
248
3037
SH
SOLE
3037
0
0
NETEASE INC
SPONSORED ADS
64110W102
360
3120
SH
SOLE
3120
0
0
NETFLIX INC
COM
64110L106
2742
5191
SH
SOLE
5191
0
0
NEWMONT CORP
COM
651639106
586
9249
SH
SOLE
9249
0
0
NEXTERA ENERGY INC
COM
65339F101
1726
23550
SH
SOLE
23550
0
0
NIKE INC
CL B
654106103
2737
17715
SH
SOLE
17715
0
0
NORFOLK SOUTHN CORP
COM
655844108
872
3284
SH
SOLE
3284
0
0
NORTHERN TR CORP
COM
665859104
310
2684
SH
SOLE
2684
0
0
NORTHROP GRUMMAN CORP
COM
666807102
700
1925
SH
SOLE
1925
0
0
NORTHWESTERN CORP
COM NEW
668074305
4642
77076
SH
SOLE
77076
0
0
NOVO-NORDISK A S
ADR
670100205
350
4173
SH
SOLE
4173
0
0
NUCOR CORP
COM
670346105
365
3800
SH
SOLE
3800
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
541
54000
SH
SOLE
54000
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
182
15800
SH
SOLE
15800
0
0
NVIDIA CORPORATION
COM
67066G104
13675
17092
SH
SOLE
17092
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
280
1360
SH
SOLE
1360
0
0
OCCIDENTAL PETE CORP
COM
674599105
327
10467
SH
SOLE
10467
0
0
OLD DOMINION FREIGHT LINE IN
COM
679580100
221
870
SH
SOLE
870
0
0
OMNICOM GROUP INC
COM
681919106
423
5290
SH
SOLE
5290
0
0
ON SEMICONDUCTOR CORP
NOTE 1.625%10/1
682189AP0
5797
3050000
PRN
SOLE
3050000
0
0
ONEOK INC NEW
COM
682680103
543
9757
SH
SOLE
9757
0
0
ORACLE CORP
COM
68389X105
1784
22915
SH
SOLE
22915
0
0
OREILLY AUTOMOTIVE INC
COM
67103H107
442
781
SH
SOLE
781
0
0
OTIS WORLDWIDE CORP
COM
68902V107
368
4500
SH
SOLE
4500
0
0
PACCAR INC
COM
693718108
393
4405
SH
SOLE
4405
0
0
PARKER-HANNIFIN CORP
COM
701094104
509
1657
SH
SOLE
1657
0
0
PAYCHEX INC
COM
704326107
44385
414044
SH
SOLE
414044
0
0
PAYPAL HLDGS INC
COM
70450Y103
3941
13519
SH
SOLE
13519
0
0
PEPSICO INC
COM
713448108
53003
357986
SH
SOLE
357986
0
0
PERKINELMER INC
COM
714046109
214
1383
SH
SOLE
1383
0
0
PFIZER INC
COM
717081103
55433
1416580
SH
SOLE
1416580
0
0
PHILIP MORRIS INTL INC
COM
718172109
34884
352390
SH
SOLE
352390
0
0
PHILLIPS 66
COM
718546104
502
5854
SH
SOLE
5854
0
0
PIMCO INCOME STRATEGY FD II
COM
72201J104
150
13666
SH
SOLE
13666
0
0
PIONEER NAT RES CO
COM
723787107
381
2343
SH
SOLE
2343
0
0
PIONEER NAT RES CO
NOTE 0.250% 5/1
723787AP2
10032
6320000
PRN
SOLE
6320000
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
213
18747
SH
SOLE
18747
0
0
PNC FINL SVCS GROUP INC
COM
693475105
48073
252213
SH
SOLE
252213
0
0
PPG INDS INC
COM
693506107
544
3206
SH
SOLE
3206
0
0
PPL CORP
COM
69351T106
238
8498
SH
SOLE
8498
0
0
PRICE T ROWE GROUP INC
COM
74144T108
603
3045
SH
SOLE
3045
0
0
PRICELINE GRP INC
NOTE 0.900% 9/1
741503AX4
8922
8180000
PRN
SOLE
8180000
0
0
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
8689
137506
SH
SOLE
137506
0
0
PROCTER AND GAMBLE CO
COM
742718109
54552
404597
SH
SOLE
404597
0
0
PROGRESSIVE CORP
COM
743315103
719
7321
SH
SOLE
7321
0
0
PROLOGIS INC.
COM
74340W103
1339
11204
SH
SOLE
11204
0
0
PRUDENTIAL FINL INC
COM
744320102
520
5073
SH
SOLE
5073
0
0
PUBLIC STORAGE
COM
74460D109
584
1943
SH
SOLE
1943
0
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
387
6485
SH
SOLE
6485
0
0
PULTE GROUP INC
COM
745867101
206
3773
SH
SOLE
3773
0
0
QORVO INC
COM
74736K101
258
1320
SH
SOLE
1320
0
0
QUALCOMM INC
COM
747525103
55278
387054
SH
SOLE
387054
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
230
1741
SH
SOLE
1741
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
47936
562351
SH
SOLE
562351
0
0
REALTY INCOME CORP
COM
756109104
243
3641
SH
SOLE
3641
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
637
1140
SH
SOLE
1140
0
0
REGIONS FINANCIAL CORP NEW
COM
7591EP100
255
12632
SH
SOLE
12632
0
0
REPUBLIC SVCS INC
COM
760759100
286
2596
SH
SOLE
2596
0
0
RESMED INC
COM
761152107
394
1600
SH
SOLE
1600
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
206
2455
SH
SOLE
2455
0
0
ROCKWELL AUTOMATION INC
COM
773903109
434
1517
SH
SOLE
1517
0
0
ROPER TECHNOLOGIES INC
COM
776696106
624
1327
SH
SOLE
1327
0
0
ROSS STORES INC
COM
778296103
807
6512
SH
SOLE
6512
0
0
S&P GLOBAL INC
COM
78409V104
1094
2666
SH
SOLE
2666
0
0
SALESFORCE COM INC
COM
79466L302
2529
10352
SH
SOLE
10352
0
0
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
416
1305
SH
SOLE
1305
0
0
SCHLUMBERGER LTD
COM STK
806857108
480
14983
SH
SOLE
14983
0
0
SCHWAB CHARLES CORP
COM
808513105
1187
16296
SH
SOLE
16296
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
6620
45358
SH
SOLE
45358
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
3126
45723
SH
SOLE
45723
0
0
SEAGATE TECHNOLOGY HLDNGS PL
ORD SHS
G7997R103
223
2541
SH
SOLE
2541
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
1778
33000
SH
SOLE
33000
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
377
8500
SH
SOLE
8500
0
0
SEMPRA ENERGY
COM
816851109
471
3553
SH
SOLE
3553
0
0
SERVICENOW INC
COM
81762P102
1146
2085
SH
SOLE
2085
0
0
SHERWIN WILLIAMS CO
COM
824348106
742
2725
SH
SOLE
2725
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
571
4375
SH
SOLE
4375
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
355
1849
SH
SOLE
1849
0
0
SOUTHERN CO
COM
842587107
760
12565
SH
SOLE
12565
0
0
SOUTHWEST AIRLS CO
COM
844741108
360
6790
SH
SOLE
6790
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
64
11240
SH
SOLE
11240
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
79367
185412
SH
SOLE
185412
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
51131
104135
SH
SOLE
104135
0
0
SPDR SER TR
PORTFLI HIGH YLD
78468R606
5063
188275
SH
SOLE
188275
0
0
SPDR SER TR
PORTFOLIO SHORT
78464A474
18634
595329
SH
SOLE
595329
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
3536
28914
SH
SOLE
28914
0
0
SSGA ACTIVE ETF TR
BLACKSTONE SENR
78467V608
56325
1216795
SH
SOLE
1216795
0
0
STANLEY BLACK & DECKER INC
COM
854502101
406
1980
SH
SOLE
1980
0
0
STARBUCKS CORP
COM
855244109
1559
13946
SH
SOLE
13946
0
0
STATE STR CORP
COM
857477103
332
4041
SH
SOLE
4041
0
0
STRYKER CORPORATION
COM
863667101
953
3670
SH
SOLE
3670
0
0
SUNCOR ENERGY INC NEW
COM
867224107
2203
91920
SH
SOLE
91920
0
0
SVB FINANCIAL GROUP
COM
78486Q101
334
600
SH
SOLE
600
0
0
SYNCHRONY FINANCIAL
COM
87165B103
253
5213
SH
SOLE
5213
0
0
SYNOPSYS INC
COM
871607107
450
1632
SH
SOLE
1632
0
0
SYSCO CORP
COM
871829107
495
6362
SH
SOLE
6362
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
232
1311
SH
SOLE
1311
0
0
TARGET CORP
COM
87612E106
8663
35835
SH
SOLE
35835
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
571
4220
SH
SOLE
4220
0
0
TELEFLEX INCORPORATED
COM
879369106
221
550
SH
SOLE
550
0
0
TESLA INC
COM
88160R101
5989
8811
SH
SOLE
8811
0
0
TEXAS INSTRS INC
COM
882508104
53175
276729
SH
SOLE
276729
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
2985
5918
SH
SOLE
5918
0
0
TJX COS INC NEW
COM
872540109
957
14192
SH
SOLE
14192
0
0
T-MOBILE US INC
COM
872590104
863
5957
SH
SOLE
5957
0
0
TRACTOR SUPPLY CO
COM
892356106
242
1300
SH
SOLE
1300
0
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
510
2768
SH
SOLE
2768
0
0
TRANSDIGM GROUP INC
COM
893641100
388
600
SH
SOLE
600
0
0
TRAVELERS COMPANIES INC
COM
89417E109
46843
313136
SH
SOLE
313136
0
0
TRUIST FINL CORP
COM
89832Q109
738
13291
SH
SOLE
13291
0
0
TWITTER INC
COM
90184L102
652
9481
SH
SOLE
9481
0
0
TYSON FOODS INC
CL A
902494103
38384
520890
SH
SOLE
520890
0
0
ULTA BEAUTY INC
COM
90384S303
216
625
SH
SOLE
625
0
0
UNION PAC CORP
COM
907818108
50536
229959
SH
SOLE
229959
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
49153
236535
SH
SOLE
236535
0
0
UNITED RENTALS INC
COM
911363109
300
940
SH
SOLE
940
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
11348
28339
SH
SOLE
28339
0
0
US BANCORP DEL
COM NEW
902973304
927
16277
SH
SOLE
16277
0
0
V F CORP
COM
918204108
51441
627536
SH
SOLE
627536
0
0
VALERO ENERGY CORP
COM
91913Y100
483
6185
SH
SOLE
6185
0
0
VALLEY NATL BANCORP
COM
919794107
152
11340
SH
SOLE
11340
0
0
VANECK VECTORS ETF TR
FALLEN ANGEL HG
92189F437
7024
213506
SH
SOLE
213506
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
1608
18725
SH
SOLE
18725
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
3662
15427
SH
SOLE
15427
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
18738
47617
SH
SOLE
47617
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
3016
13386
SH
SOLE
13386
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
14256
63981
SH
SOLE
63981
0
0
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
2768
25880
SH
SOLE
25880
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
15008
181450
SH
SOLE
181450
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS3000IDX
92206C599
563
2830
SH
SOLE
2830
0
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
3087
59911
SH
SOLE
59911
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
463
1160
SH
SOLE
1160
0
0
VENTAS INC
COM
92276F100
259
4535
SH
SOLE
4535
0
0
VERINT SYS INC
COM
92343X100
383
8500
SH
SOLE
8500
0
0
VERISIGN INC
COM
92343E102
293
1285
SH
SOLE
1285
0
0
VERISK ANALYTICS INC
COM
92345Y106
318
1819
SH
SOLE
1819
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3807
67943
SH
SOLE
67943
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
622
3084
SH
SOLE
3084
0
0
VIACOMCBS INC
CL B
92556H206
308
6810
SH
SOLE
6810
0
0
VIATRIS INC
COM
92556V106
267
18681
SH
SOLE
18681
0
0
VISA INC
COM CL A
92826C839
12063
51592
SH
SOLE
51592
0
0
VULCAN MATLS CO
COM
929160109
302
1736
SH
SOLE
1736
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
488
9272
SH
SOLE
9272
0
0
WALMART INC
COM
931142103
9135
64781
SH
SOLE
64781
0
0
WASTE MGMT INC DEL
COM
94106L109
569
4060
SH
SOLE
4060
0
0
WATERS CORP
COM
941848103
332
961
SH
SOLE
961
0
0
WEC ENERGY GROUP INC
COM
92939U106
1298
14595
SH
SOLE
14595
0
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
7769
1435000
PRN
SOLE
1435000
0
0
WELLS FARGO CO NEW
COM
949746101
2398
52950
SH
SOLE
52950
0
0
WELLTOWER INC
COM
95040Q104
400
4811
SH
SOLE
4811
0
0
WEST PHARMACEUTICAL SVSC INC
COM
955306105
247
687
SH
SOLE
687
0
0
WESTERN DIGITAL CORP.
COM
958102105
270
3792
SH
SOLE
3792
0
0
WESTERN DIGITAL CORP.
NOTE 1.500% 2/0
958102AP0
8127
7635000
PRN
SOLE
7635000
0
0
WEYERHAEUSER CO MTN BE
COM NEW
962166104
408
11846
SH
SOLE
11846
0
0
WILLIAMS COS INC
COM
969457100
746
28095
SH
SOLE
28095
0
0
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
299
1300
SH
SOLE
1300
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
5094
66805
SH
SOLE
66805
0
0
XCEL ENERGY INC
COM
98389B100
437
6634
SH
SOLE
6634
0
0
XILINX INC
COM
983919101
447
3092
SH
SOLE
3092
0
0
XYLEM INC
COM
98419M100
264
2204
SH
SOLE
2204
0
0
YUM BRANDS INC
COM
988498101
469
4076
SH
SOLE
4076
0
0
ZEBRA TECHNOLOGIES CORPORATI
CL A
989207105
315
595
SH
SOLE
595
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
408
2536
SH
SOLE
2536
0
0
ZOETIS INC
CL A
98978V103
1049
5629
SH
SOLE
5629
0
0