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Filing Detail
Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend]
SEC Accession No. 0000950114-97-000519
Filing Date
1997-12-11
Accepted
1997-12-11 00:00:00
Documents
12
SROs
NASD

Document Format Files

Seq Description Document Type Size
1 CONNING CORPORATION AMENDMENT NO. 3 FORM S-1 S-1/A 550563
2 UNDERWRITING AGREEMENT EX-1.1 87247
3 RESTATED ARTICLES OF INCORPORATION EX-3.1 81514
4 OPINION OF LEGAL COUNSEL EX-5.1 3015
5 SUBLEASE EX-10.5 24992
6 REGISTRATION RIGHTS AGREEMENT EX-10.9 55214
7 EMPLOYMENT AGREEMENT EX-10.12 20342
8 1997 FLEXIBLE STOCK PLAN EX-10.17 55264
9 NON-QUALIFIED STOCK OPTION AWARD EX-10.20 18244
10 AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT EX-10.23 129558
11 CONSENT OF EXPERT EX-23.1 405
12 CONSENT OF EXPERT EX-23.2 605
  Complete submission text file 0000950114-97-000519.txt   1029530
Mailing Address CONNING CORP 700 MARKET ST ST LOUIS MO 63101
Business Address 700 MARKET ST 185 ASYLUM ST ST LOUIS MO 63101 3144440498
CONNING CORP (Filer) CIK: 0000801051 (see all company filings)

IRS No.: 431719355 | State of Incorp.: MO | Fiscal Year End: 1231
Type: S-1/A | Act: 33 | File No.: 333-35993 | Film No.: 97736571
SIC: 6282 Investment Advice