0001246360-17-001386.txt : 20170315 0001246360-17-001386.hdr.sgml : 20170315 20170315060056 ACCESSION NUMBER: 0001246360-17-001386 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20170315 DATE AS OF CHANGE: 20170315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMAN INTERNATIONAL INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000800459 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 112534306 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET STREET 2: SUITE 1500 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033283500 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET STREET 2: SUITE 1500 CITY: STAMFORD STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dhawan Sanjay CENTRAL INDEX KEY: 0001639051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09764 FILM NUMBER: 17689750 MAIL ADDRESS: STREET 1: C/O HARMAN INTERNATIONAL INDUSTRIES, INC STREET 2: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 4 1 form.xml PRIMARY DOCUMENT X0306 4 2016-07-01 true 0000800459 HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR 0001639051 Dhawan Sanjay 400 ATLANTIC STREET, SUITE 1500 STAMFORD CT 06901 false true false false EVP, Pres. Connected Services Common Stock 2016-07-01 4 M false 4034 0 A 4683 D Common Stock 2017-03-10 4 M false 4723 0 A 9406 D Common Stock 2017-03-10 4 M false 2739 0 A 12145 D Common Stock 2017-03-10 4 A false 9836 0 A 21981 D Common Stock 2017-03-10 4 A false 9423 0 A 31404 D Common Stock 2017-03-10 4 M false 8066 0 A 39470 D Common Stock 2017-03-10 4 F false 18226 112 D 21244 D Common Stock 2017-03-10 4 D false 21244 112 D 0 D Restricted Share Unit 2016-07-01 4 M false 4034 0 D Common Stock 4034 8066 D Restricted Share Unit 2017-03-10 4 M false 4723 0 D Common Stock 4723 0 D Restricted Share Unit 2017-03-10 4 M false 2739 0 D Common Stock 2739 0 D Restricted Share Unit 2017-03-10 4 M false 8066 0 D Common Stock 8066 0 D On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited. Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4. Marisa Iasenza, as attorney-in-fact, for Sanjay Dhawan 2017-03-14