-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MuHF5cTwFZP+l3oANfa2CMZKOGK9iDP4DWI4Da2N0tDYXyfcelaxU1J+E9rkFkoP u0ttSOuo6r2DJtHrCs3quA== 0001047469-03-020356.txt : 20030603 0001047469-03-020356.hdr.sgml : 20030603 20030603112200 ACCESSION NUMBER: 0001047469-03-020356 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030603 GROUP MEMBERS: HARMAN ACQUISITION CORP. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CIRCUIT RESEARCH LABS INC CENTRAL INDEX KEY: 0000725897 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 860344671 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-56483 FILM NUMBER: 03729363 BUSINESS ADDRESS: STREET 1: 1330 W AUTO DR CITY: TEMPE STATE: AZ ZIP: 85284 BUSINESS PHONE: 6024380888 MAIL ADDRESS: STREET 1: 1330 W AUTO DR CITY: TEMPE STATE: AZ ZIP: 85284 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARMAN INTERNATIONAL INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000800459 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 112534306 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1101 PENNSYLVANIA AVENUE N W STREET 2: STE 1010 CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 2023931101 MAIL ADDRESS: STREET 1: 1101 PENNSYLVANIA AVENUE NW STREET 2: SUITE 1010 CITY: WASHINGTON STATE: DC ZIP: 20004 SC 13D/A 1 a2112381zsc13da.htm SCH 13D/A
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549


SCHEDULE 13D/A
(RULE 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)

(Amendment No. 4)

CIRCUIT RESEARCH LABS, INC.
(Name of Issuer)
Common Stock, $0.10 par value
(Title of Class of Securities)
172743205
(CUSIP Number)

Edwin Summers
Vice President and General Counsel
Harman International Industries, Incorporated
8500 Balboa Blvd.
Northridge, California 91329
(218) 893-8411

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

with a copy to:

James E. O'Bannon
Jones Day
2727 North Harwood Street
Dallas, Texas 75201
(214) 220-3939

May 31, 2003
(Date of Event Which Requires Filing of This Statement)

        If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. / /


(continued on following pages)
Page 1 of 5 Pages


CUSIP No.    172743205   13D/A   Page 2 of 5 Pages

(1)   Names of Reporting Persons.
Harman Acquisition Corp.

(2)   Check the Appropriate Box if a Member of a Group   (a)  o
                (b)  o

(3)   SEC Use Only

           

(4)   Source of Funds
Not applicable

(5)   Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)
                o

(6)   Citizenship or Place of Organization
Delaware


NUMBER OF
SHARES

 

(7)

 

Sole Voting Power
0

 

 
BENEFICIALLY  
OWNED BY
EACH REPORTING
  (8)   Shared Voting Power
0
   
PERSON WITH  
        (9)   Sole Dispositive Power
0
   
       
        (10)   Shared Dispositive Power
0
   

(11)   Aggregate Amount Beneficially Owned by Each Reporting Person
0

(12)   Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares    
                o

(13)   Percent of Class Represented by Amount in Row (11)
0%

(14)   Type of Reporting Person
CO


CUSIP No.    172743205   13D/A   Page 3 of 5 Pages

(1)   Names of Reporting Persons.
Harman International Industries, Incorporated

(2)   Check the Appropriate Box if a Member of a Group   (a)  o
                (b)  o

(3)   SEC Use Only

           

(4)   Source of Funds
Not applicable

(5)   Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)
                o

(6)   Citizenship or Place of Organization
Delaware


NUMBER OF
SHARES

 

(7)

 

Sole Voting Power
0

 

 
BENEFICIALLY  
OWNED BY
EACH REPORTING
  (8)   Shared Voting Power
0
   
PERSON WITH  
        (9)   Sole Dispositive Power
0
   
       
        (10)   Shared Dispositive Power
0
   

(11)   Aggregate Amount Beneficially Owned by Each Reporting Person
0

(12)   Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares    
                o

(13)   Percent of Class Represented by Amount in Row (11)
0%

(14)   Type of Reporting Person
CO


        This Amendment No. 4 (this "Amendment No. 4") amends the joint statement on Schedule 13D filed with the Securities and Exchange Commission (the "SEC") on March 13, 2002 (as previously amended, the "Schedule 13D") by Harman International Industries, Incorporated ("Harman") and its wholly owned subsidiary, Harman Acquisition Corp. ("HAC"), relating to the common stock, par value $0.10 per share (the "Common Stock"), of Circuit Research Labs, Inc., an Arizona corporation ("CRL"), as amended by (i) Amendment No. 1 to Schedule 13D filed with the SEC on March 31, 2003, (ii) Amendment No. 2 to Schedule 13D filed with the SEC on May 2, 2003, and (iii) Amendment No. 3 to Schedule 13D filed with the SEC on May 20, 2003.

        Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:

Item 5. Interest in Securities of the Issuer.

        (a)   HAC and Harman previously reported beneficial ownership of 1,395,690 shares of Common Stock or approximately 26.8% of the Common Stock that would have been outstanding after giving effect to the exercise in full of a warrant to purchase Common Stock issued by CRL to HAC (the "Warrant"). The beneficial ownership of Common Stock by HAC and Harman previously reported in this Schedule 13D was based solely on the ownership of the Warrant. The Warrant expired on May 31, 2003, without exercise. As a result, as of May 31, 2003, neither HAC nor Harman beneficially own any shares of Common Stock.

    (b)
    See Item 5(a) above.

    (c)
    None.

    (d)
    Not applicable.

    (e)
    May 31, 2003.

Page 4 of 5 Pages



SIGNATURE

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: May 31, 2003   HARMAN ACQUISITION CORP.

 

 

By:

/s/  
FRANK MEREDITH      
Frank Meredith, Secretary

 

 

HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED

 

 

By:

/s/  
FRANK MEREDITH      
Frank Meredith, Executive Vice President
and Chief Financial Officer

Page 5 of 5 Pages




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