-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IHfnQy7lJK1FoKm/vHZK2P3Z3eLP9cX4099yEb8sgi+jXF+7KAS+dwOqjSOaK057 gItsS+EQWGGsI1nXG5acEw== 0000901091-95-000002.txt : 19960426 0000901091-95-000002.hdr.sgml : 19960426 ACCESSION NUMBER: 0000901091-95-000002 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950510 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARMAN INTERNATIONAL INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000800459 STANDARD INDUSTRIAL CLASSIFICATION: 3651 IRS NUMBER: 112534306 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-06563 FILM NUMBER: 95536003 BUSINESS ADDRESS: STREET 1: 1101 PENNSYLVANIA AVENUE N W STREET 2: STE 1010 CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 2023931101 MAIL ADDRESS: STREET 1: 1101 PENNSYLVANIA AVENUE NW STREET 2: SUITE 1010 CITY: WASHINGTON STATE: DC ZIP: 20004 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARMAN SIDNEY CENTRAL INDEX KEY: 0000901091 STANDARD INDUSTRIAL CLASSIFICATION: FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1101 PENNSYLVANIA AVE NW SUITE 1010 CITY: WASHINGTON STATE: DC ZIP: 20004 MAIL ADDRESS: STREET 1: 1101 PENNSYLVANIA AVE NW STREET 2: SUITE 1010 CITY: WASHINGTON STATE: DC ZIP: 20004 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (Name of Issuer) Common Stock $.01 par value (Title of Class of Securities) 413086109 (CUSIP Number) Sidney Harman c/o Harman International Industries, Incorporated 1101 Pennsylvania Avenue, N.W.; Suite 1010 Washington, D.C. 20004 (202) 393-1101 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 4, 1995 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box []. Check the following box if a fee is being paid with the statement []. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages SCHEDULE 13D CUSIP No. 413086109 Page 2 of 5 pages 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Sidney Harman SS# ###-##-#### _________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [] Not Applicable (b) [ ] __________________________________________________________________ 3 SEC USE ONLY __________________________________________________________________ 4 SOURCE OF FUNDS* PF __________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] ___________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America ___________________________________________________________________ NUMBER OF 7 SOLE VOTING POWER SHARES 2,843,600 BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 EACH 9 SOLE DISPOSITIVE POWER REPORTING 2,435,090 PERSON WITH 10 SHARED DISPOSITIVE POWER 408,510 ___________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,846,600 ___________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] ___________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 18.32% ___________________________________________________________________ 14 TYPE OF REPORTING PERSON* IN ___________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D CUSIP No. 413086109 Page 3 of 5 pages ITEM 3 Source and Amount of Funds or Other Consideration Payment will be made by Reporting Person using personal funds. ITEM 4 Purpose of Transaction The purchases reported in this statement were made as investments to maintain Reporting Person's percentage of beneficial ownership following the distribution of principal from an irrevocable trust, to various family members, for which Reporting Person had sole voting and dispositive power. There can be no assurance that the Reporting Person will actually purchase any additional shares of Common Stock or dispose of any such shares of Common Stock (pursuant to stock option grants or otherwise) or the timing of any such purchases or dispositions. Except as stated above, the Reporting Person as an individual, and not representing the Issuer as its Chairman and Chief Executive Officer, currently has no plans or proposals which relate to or would result in any of the actions listed in subparagraphs (a) through (j) of Item 4 of Schedule 13D. ITEM 5 Interest in Securities of the Issuer (a) Aggregate Amount Beneficially Owned by Reporting Person: 2,846,600 Percent of Class: 18.32% (b) The aggregate of shares beneficially owned by Reporting Person as reported in Item 5(a) includes 112,340 shares of Common Stock held directly by Reporting Person; 383,500 shares of Common Stock subject to stock options exercisable as of May 4, 1995 or within 60 days thereof; 1,939,250 shares held in a trust with respect to which Reporting Person has sole dispositive and sole voting power; 3,000 shares held by family members with respect to which Reporting Person has no voting power or dispositive power and disclaims beneficial ownership; and 408,510 shares held in two irrevocable trusts for various family members with respect to which Reporting Person has sole voting power but shared dispositive power with his spouse, Jane Harman, whose business address is the United States House of Representatives, Washington, D.C. 20510. Ms. Harman has never been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), and has never been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which Ms. Harman was or is subject to a judgement, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Ms. Harman is a United States citizen. SCHEDULE 13D CUSIP No. 413086109 Page 4 of 5 pages (c) The following identifies all transactions in the common shares of Harman International Industries, Incorporated during the past 60 days by the Reporting Person: Location and Date of Purchase No. of Shares Purchased Price per Share Nature of Transaction - - ---------------- ----------------------- --------------- --------------------- May 4, 1995 112,340 $35.60 Privately negotiated transactions - California
(d) None. (e) Not applicable. SCHEDULE 13D CUSIP No. 413086109 Page 5 of 5 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. May 5, 1995 /s/ Sidney Harman ----------- ----------------- Date Sidney Harman
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