SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
HARMAN SIDNEY

(Last) (First) (Middle)
3550 WILLIAMSBURG LANE, NW

(Street)
WASHINGTON DC 20008

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HARMAN INTERNATIONAL INDUSTRIES INC /DE/ [ HAR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Chairman
3. Date of Earliest Transaction (Month/Day/Year)
09/23/2003
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 1,504,066 I Trust(1)
Common Stock 48,300 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Option (right to buy) $100.05 09/23/2003 A 999 09/23/2004(3) 09/23/2013 Common Stock 999 $100.05 999 D
Non-Qualified Stock Option (right to buy) $100.05 09/23/2003 A 49,001 09/23/2004(3) 09/23/2013 Common Stock 49,001 $100.05 49,001 D
Non-Qualified Stock Option (right to buy) $21.1875 05/31/1998(2) 05/31/2007 Common Stock 105,000 105,000 D
Non-Qualified Stock Option (right to buy) $17.2024 05/31/1996(2) 05/31/2005 Common Stock 105,000 105,000 D
Non-Qualified Stock Option (right to buy) $26.25 05/31/1997(2) 05/31/2006 Common Stock 105,000 105,000 D
Incentive Stock Option (right to buy) $22 07/30/2000(2) 07/30/2009 Common Stock 22,720 22,720 D
Non-Qualified Stock Option (right to buy) $22 07/30/2000(2) 07/30/2009 Common Stock 77,280 77,280 D
Incentive Stock Option (right to buy) $31.375 08/07/2001(2) 08/07/2010 Common Stock 3,186 3,186 D
Non-Qualified Stock Option (right to buy) $31.375 08/07/2001(2) 08/07/2010 Common Stock 96,814 96,814 D
Incentive Stock Option (right to buy) $36.89 08/07/2002(2) 08/07/2011 Common Stock 2,711 2,711 D
Non-Qualified Stock Option (right to buy) $36.89 08/07/2002(2) 08/07/2011 Common Stock 72,289 72,289 D
Incentive Stock Option (right to buy) $48.23 09/24/2003(2) 09/24/2012 Common Stock 2,073 2,073 D
Non-Qualified Stock Option (right to buy) $48.23 09/24/2003(2) 09/24/2012 Common Stock 72,927 72,927 D
Explanation of Responses:
1. 1,226,858 shares held in a Revocable Trust for which Reporting Person has sole pecuniary interest. 77,208 of which are held in Trust in which the Reporting Person is a co-trusteet. The Reporting Person continues to report beneficial ownership of the HAR common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. 200,000 shares held in a Charitable Remainder Trust of which the Reporting Person is a co-trustee and of which the Reporting Person is an indirect beneficiary. The Reporting Person continues to report beneficial ownership of the HAR common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
2. Issued pursuant to the Harman International 1992 Plan. Shares vest in five equal increments commencing one year from the date of grant.
3. Shares issued pursuant to the terms of the 2002 Incentive Plan. Option vests in five equal increments commencing one year from the date of the grant.
Remarks:
/s/ Sidney Harman - Power of Attorney on File 09/25/2003
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.