-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OODaKrELGMn2/4Ji3JIOQ4eQtT/GXwHzHPSQFdOgBsUKwFHeK+S1EkoaRUKUyAIw NUgTeicRwa/f7vxbZlZ57A== 0000950123-97-000957.txt : 19970221 0000950123-97-000957.hdr.sgml : 19970221 ACCESSION NUMBER: 0000950123-97-000957 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 19970210 SROS: NONE GROUP MEMBERS: ALLIED DUNBAR UNIT TRUSTS PLC GROUP MEMBERS: BAT INDUSTRIES PLC /FI SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LONDON INTERNATIONAL GROUP PLC CENTRAL INDEX KEY: 0000866385 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48839 FILM NUMBER: 97522597 BUSINESS ADDRESS: STREET 1: 35 NEW BRIDGE ST CITY: LONDON EC4V 6BJ ENGL STATE: X0 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAT INDUSTRIES PLC /FI CENTRAL INDEX KEY: 0000799853 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: P O BOX 345 STREET 2: 50 VICTORIA ST WINDSOR HOUSE CITY: LONDON ENGLAND STATE: X0 ZIP: 00000 BUSINESS PHONE: 01101712227979 MAIL ADDRESS: STREET 1: WINDSOR HOUSE STREET 2: 50 VICTORIA STREET CITY: LONDON ENGLAND STATE: X0 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: BAT INDUSTRIES PLC /FI DATE OF NAME CHANGE: 19950214 SC 13G/A 1 AMENDMENT #2 TO SCHEDULE 13G 1 ------------------------------ OMB APPROVAL ------------------------------ OMB NUMBER: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response . . 14.90 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2 )* ------------- LONDON INTERNATIONAL GROUP PLC - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value 0.10p per share - ------------------------------------------------------------------------------- (Title of Class of Securities) 541833307 -------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 27 pages 2 CUSIP No. 541833307 13G Page 2 of 27 Pages ---------------------- ----- ------ - ------------------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON B.A.T Industries p.l.c. - ------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION England - ------------------------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- ------------------------------------------------------------------------------------------------------ 6 SHARED VOTING POWER NUMBER OF SHARES BENEFICIALLY 39,119,979 OWNED BY EACH ------------------------------------------------------------------------------------------------------ REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH -0- ------------------------------------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 39,119,979 - ------------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 39,119,979 - ------------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] N.A. - ------------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.80% - ------------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC - -------------------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 27 pages 3 CUSIP No. 541833307 13G Page 3 of 27 Pages ---------------------- ----- ------ - ------------------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Allied Dunbar Unit Trusts plc - ------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION England - ------------------------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- ------------------------------------------------------------------------------------------------------ NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY OWNED BY 35,389,498 EACH REPORTING ------------------------------------------------------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH -0- ------------------------------------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 35,389,498 - ------------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 35,389,498 - ------------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] N.A. - ------------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.87% - ------------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IC - -------------------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 27 pages 4 Item 3 of the Statatement on Schedule 13G, dated February 9, 1995, filed by B.A.T Industries p.l.c., Allied Dunbar Unit Trusts plc and Allied Dunbar Assurance plc is hereby amended and restated to read in its entirety as follows: This statement is filed pursuant to Rule 13d-1(b) by B.A.T, a Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G), and by Allied Dunbar Unit Trusts plc, an Insurance Company (as defined in Section 3(a)(19) of the Act) incorporated under the laws of England. Item 4 of the Statement on Schedule 13G, dated February 6, 1996, filed by B.A.T Industries p.l.c., Allied Dunbar Unit Trusts plc and Allied Dunbar Assurance plc is hereby amended and restated to read in its entirety as follows: Item 4 Ownership - ------ --------- (a) Amount Beneficially Owned: 39,119,979 (b) Percent of Class: 9.80% (c) Number of shares as to which person has: (i) Sole voting power: -0- (ii) Shared voting power: 39,119,979 (iii) Sole disposition power: -0- (iv) Shared disposition power: 39,119,979
Item 7 of the Statatement on Schedule 13G, dated February 9, 1995, filed by B.A.T Industries p.l.c., Allied Dunbar Unit Trusts plc and Allied Dunbar Assurance plc is hereby amended and restated to read in its entirety as follows: Item 7 Identification and Classification of the Subsidiary Which - ------ Acquired the Security Being Reported on by the Parent Holding Company: See Exhibit I. Page 4 of 27 pages 5 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. B.A.T INDUSTRIES p.l.c. Dated February 5, 1997 By: /s/ Anthony Robert Holliman ------------------------------------- Name: Anthony Robert Holliman Title: Assistant Corporate Secretary Page 5 of 27 pages 6 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. For and on behalf of ALLIED DUNBAR ASSURANCE plc Dated February 5, 1997 By: /s/ Ross MacLean ---------------------------------- Name: Ross MacLean Title: Assistant Co. Secretary - Threadneedle Investment Managers Limited For and on behalf of ALLIED DUNBAR UNIT TRUSTS plc Dated February 5, 1997 By: /s/ Ross MacLean ------------------------------------- Name: Ross MacLean Title: Assistant Co. Secretary - Threadneedle Investment Managers Limited Page 6 of 27 pages 7 Exhibit Index
Exhibit Description Page Number - ------- ----------- ----------- I Identification and Classification of 8 Subsidiaries II Amendment No. 1, dated February 6, 1996 to Schedule 13G, dated February 9, 1995 9 III Schedule 13G, dated February 9, 1995 16 Exhibit I to Schedule 13G, dated February 9, 1995 27
Page 7 of 27 pages EX-99.I 2 ID AND CLASSIFICATION OF SUBSIDIARIES 1 Exhibit I The shares of LONDON INTERNATIONAL GROUP PLC which are the Subject of this Schedule 13G were acquired by various investment funds for which subsidiaries of B.A.T. act as manager and investment adviser and excercise investment discretion. The identity of such subsidiaries is as follows: Allied Dunbar Assurance plc Eagle Pension Funds Limited Allied Dunbar Centre 60 St. Mary Axe Swindon SN1 1EL London EC3A 8JQ England England Allied Dunbar Unit Trusts plc Eagle Star Life Assurance Co. Ltd. Allied Dunbar Centre 60 St. Mary Axe Swindon SN1 1EL London EC3A 8JQ England England Allied Dunbar International Fund Managers Limited Allied Dunbar International Centre Lord Street Douglas Isle of Man Eagle Star Unit Managers Limited 60 St. Mary Axe London EC3A 8JQ England Eagle Star Insurance Co. Ltd. 60 St. Mary Axe London EC3A 8JQ England Threadneedle Global Assets Fund 6 Avenue Emile Reuter L-2420 Luxembourg
Each of the foregoing subsidiaries is an insurance company for purposes of Item 3 of this Statement. Page 8 of 27 pages EX-99.II 3 AMENDMENT #1 TO ORIGINAL SCHEDULE 13G 1 ------------------------------ OMB APPROVAL ------------------------------ OMB NUMBER: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response . . 14.90 ------------------------------ Exhibit II to Amendment No. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* ------------- LONDON INTERNATIONAL GROUP PLC - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value 0.10p per share - ------------------------------------------------------------------------------- (Title of Class of Securities) 541833307 -------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 9 of 27 pages 2 CUSIP No. 541833307 13G Page 2 of 7 Pages ---------------------- ----- ----- - ------------------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON B.A.T Industries p.l.c. - ------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION England - ------------------------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- ------------------------------------------------------------------------------------------------------ NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY OWNED BY 36,995,297 EACH REPORTING ------------------------------------------------------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH -0- ------------------------------------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 36,995,297 - ------------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 36,995,297 - ------------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] N.A. - ------------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.94% - ------------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC - -------------------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! Page 10 of 27 pages 3 CUSIP No. 541833307 13G Page 3 of 7 Pages ---------------------- ----- ----- - ------------------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Allied Dunbar Assurance plc - ------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION England - ------------------------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- ------------------------------------------------------------------------------------------------------ NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY OWNED BY 18,533,501 EACH REPORTING ------------------------------------------------------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH -0- ------------------------------------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 18,533,501 - ------------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,533,501 - ------------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] N.A. - ------------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.48% - ------------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IC - -------------------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! Page 11 of 27 pages 4 CUSIP No. 541833307 13G Page 4 of 7 Pages ---------------------- ----- ----- - ------------------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Allied Dunbar Unit Trusts plc - ------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION England - ------------------------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- ------------------------------------------------------------------------------------------------------ NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY OWNED BY 18,259,978 EACH REPORTING ------------------------------------------------------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH -0- ------------------------------------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 18,259,978 - ------------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,259,978 - ------------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] N.A. - ------------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.40% - ------------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IC - -------------------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! Page 12 of 27 pages 5 Item 4 of the Statement on Schedule 13G, dated February 9, 1995, filed by B.A.T Industries p.l.c., Allied Dunbar Unit Trusts plc and Allied Dunbar Assurance plc is hereby amended and restated to read in its entirety as follows: Item 4 Ownership - ------ --------- (a) Amount Beneficially Owned: 36,995,297 (b) Percent of Class: 10.94% (c) Number of shares as to which person has: (i) Sole voting power: -0- (ii) Shared voting power: 36,995,297 (iii) Sole disposition power: -0- (iv) Shared disposition power: 36,995,297
Page 13 of 27 pages 6 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. B.A.T INDUSTRIES p.l.c. Dated February 6, 1996 By: /s/ Anthony Robert Holliman ------------------------------------- Name: Anthony Robert Holliman Title: Assistant Corporate Secretary Page 14 of 27 pages 7 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ALLIED DUNBAR ASSURANCE plc Dated February 6, 1996 By: /s/ Ross MacLean -------------------------------------- Name: Ross MacLean Title: Investment Manager ALLIED DUNBAR UNIT TRUSTS plc Dated February 6, 1996 By: /s/ Ross MacLean -------------------------------------- Name: Ross MacLean Title: Investment Manager Page 15 of 27 pages EX-99.III 4 ORIGINAL SCHEDULE 13G 1 ------------------------------ OMB APPROVAL ------------------------------ OMB NUMBER: 3235-0145 Expires: October 31, 1994 Estimated average burden hours per response . . 14.90 ------------------------------ Exhibit III to Amendment No. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* ------------- LONDON INTERNATIONAL GROUP PLC - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value 0.10p per share - ------------------------------------------------------------------------------- (Title of Class of Securities) 541833307 -------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [X]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 16 of 27 pages 2 CUSIP No. 541833307 13G Page 2 of 11 Pages ---------------------- ----- ------ - ------------------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON B.A.T. Industries p.l.c. - ------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION England - ------------------------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- NUMBER OF ------------------------------------------------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH 48,079,830 REPORTING PERSON ------------------------------------------------------------------------------------------------------ WITH 7 SOLE DISPOSITIVE POWER -0- ------------------------------------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 48,079,830 - ------------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 48,079,830 - ------------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] N.A. - ------------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 14.20% - ------------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC - -------------------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! Page 17 of 27 pages 3 CUSIP No. 541833307 13G Page 3 of 11 Pages ---------------------- ----- ------ - ------------------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Allied Dunbar Assurance plc - ------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION England - ------------------------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- ------------------------------------------------------------------------------------------------------ NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY OWNED BY 21,748,836 EACH REPORTING ------------------------------------------------------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH -0- ------------------------------------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 21,748,836 - ------------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 21,748,836 - ------------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] N.A. - ------------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.40% - ------------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IC - -------------------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! Page 18 of 27 pages 4 CUSIP No. 541833307 13G Page 4 of 11 Pages ---------------------- ----- ------ - ------------------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Allied Dunbar Unit Trusts plc - ------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION England - ------------------------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- ----------------------------------------------------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY OWNED BY 26,130,994 EACH REPORTING ----------------------------------------------------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH -0- ----------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 26,130,994 - ------------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 26,130,994 - ------------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] N.A. - ------------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.70% - ------------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IC - -------------------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! Page 19 of 27 pages 5 Item 1(a). Name of Issuer: --------- LONDON INTERNATIONAL GROUP PLC Item 1(b). Address of Issuer's Principal Executive Office: --------- Stag Place London EC4V 6BJ England Item 2(a). Name of Person Filing: --------- B.A.T Industries p.l.c., an English corporation ("B.A.T"). Item 2(b) Address of Principal Business Office or, if none, Residence: --------- B.A.T Industries plc Windsor House 50 Victoria Street London SW1H ONL England Item 2(c). Citizenship: --------- England Item 2(d). Title of Class of Securities: --------- Common stock, par value 0.10p per share Item 2(e). CUSIP Number: 541833307 --------- Item 3. This statement is filed pursuant to Rule 13d-1(b) by B.A.T, a Parent Holding ------ Company, in accordance with Section 240.13d-1(b)(ii)(G).
Page 20 of 27 pages 6 Item 4. Ownership: ------ (a) Amount Beneficially Owned: 48,079,830 The shares being reported were acquired by various investment funds for which subsidiaries of B.A.T. act as manager and investment adviser and exercise investment discretion. The filing of this statement by B.A.T. shall not be construed as an admission that B.A.T. is, for the purposes of Section 13(d) or 13(g) of the Act or under the laws or regulations of the United Kingdom, the beneficial owner of any securities covered by this statement. (b) Percent of Class: 14.20% (c) Number of shares as to which person has: (i) sole voting power: - 0 - (ii) shared voting power: 48,097,830 (iii) sole disposition power: - 0 - (iv) shared disposition power: 48,097,830 Item 5. Ownership of Five Percent or Less of a Class: ------ Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: ------ Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security ------ Being Reported on by the Parent Holding Company: See Exhibit I.
Page 21 of 27 pages 7 Item 8. Identification and Classification of Members of the Group: ------ Not Applicable. Item 9. Notice of Dissolution of the Group: ------ Not Applicable. Item 10. Certification: ------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.
Page 22 of 27 pages 8 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. B.A.T INDUSTRIES p.l.c. Dated February 9, 1995 By: /s/ Anthony Robert Holliman ------------------------------------- Name: Anthony Robert Holliman Title: Assistant Corporate Secretary Page 23 of 27 pages 9 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ALLIED DUNBAR ASSURANCE plc Dated February 9, 1995 By: /s/ Ross MacLean ------------------------------------ Name: Ross MacLean Title: Investment Manager Page 24 of 27 pages 10 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ALLIED DUNBAR UNIT TRUSTS plc Dated February 9, 1995 By: /s/ Ross MacLean --------------------------------- Name: Ross MacLean Title: Investment Manager Page 25 of 27 pages 11 Exhibit Index
Exhibit Description Page Number - ------- ----------- ----------- I Identification and Classification 27 of Subsidiaries
Page 26 of 27 pages 12 Exhibit I The shares of LONDON INTERNATIONAL GROUP PLC which are the Subject of this Schedule 13G were acquired by various investment funds for which subsidiaries of B.A.T. act as manager and investment adviser and exercise investment discretion. The identity of such subsidiaries is as follows: Allied Dunbar Assurance plc Allied Dunbar Centre Swindon SN1 1EL England Allied Dunbar Unit Trusts plc Allied Dunbar Centre Swindon SN1 1EL England Allied Dunbar International Fund Managers Limited Allied Dunbar International Centre Lord Street Douglas Isle of Man Each of the foregoing subsidiaries is an insurance company for purposes of Item 3 of this Statement. Page 27 of 27 pages -----END PRIVACY-ENHANCED MESSAGE-----