-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, VQt5Tp+LzLopHELjE5XVYFn18PhJztxXgExscP6fQ1cmGDXOBCVVzJSZuJ1hrnFq 47crDOddLukbA0gsFZZIUg== 0000893750-95-000055.txt : 19950216 0000893750-95-000055.hdr.sgml : 19950216 ACCESSION NUMBER: 0000893750-95-000055 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950215 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JAKARTA GROWTH FUND INC CENTRAL INDEX KEY: 0000860076 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133553465 STATE OF INCORPORATION: NY FISCAL YEAR END: 0330 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-41389 FILM NUMBER: 95511106 BUSINESS ADDRESS: STREET 1: 180 MAIDEN LN CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 8008330018 FORMER COMPANY: FORMER CONFORMED NAME: JAKARTA FUND INC DATE OF NAME CHANGE: 19900313 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAT INDUSTRIES PLC /FI CENTRAL INDEX KEY: 0000799853 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: P O BOX 345 STREET 2: 50 VICTORIA ST WINDSOR HOUSE CITY: LONDON ENGLAND STATE: X0 FORMER COMPANY: FORMER CONFORMED NAME: BAT INDUSTRIES PLC /FI DATE OF NAME CHANGE: 19950214 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* JAKARTA GROWTH FUND, INC. (Name of Issuer) Common stock, par value $.10 per share (Title of Class of Securities) 47012010 (CUSIP NUMBER) Check the following box if a fee is being paid with this statement |_|. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 47012010 13G Page 2 of 8 Pages 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON B.A.T Industries p.l.c. 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |_| 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION England NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER -0- 6. SHARED VOTING POWER 265,800 7. SOLE DISPOSITIVE POWER -0- 8. SHARED DISPOSITIVE POWER 265,800 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON N.A. 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.30% 12. TYPE OF REPORTING PERSON HC CUSIP NO. 47012010 13G Page 3 of 8 Pages 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ALLIED DUNBAR ASSURANCE p.l.c 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |_| 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION England NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER -0- 6. SHARED VOTING POWER 265,800 7. SOLE DISPOSITIVE POWER -0- 8. SHARED DISPOSITIVE POWER 265,800 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON N.A. 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.30% 12. TYPE OF REPORTING PERSON IC CUSIP NO. 47012010 13G Page 4 of 8 Pages 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON THREADNEEDLE INVESTMENT MANAGERS LIMITED, formerly ALLIED DUNBAR ASSET MANAGEMENT p.l.c. 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |_| 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION England NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER -0- 6. SHARED VOTING POWER 265,800 7. SOLE DISPOSITIVE POWER -0- 8. SHARED DISPOSITIVE POWER 265,800 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON N.A. 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.30% 12. TYPE OF REPORTING PERSON IC Page 5 of 8 Pages Item 1(a). Name of Issuer: JAKARTA GROWTH FUND, INC. Item 1(b). Address of Issuer's Principal Executive Office: 180 Maiden Lane New York, NY 10038 Item 2(a). Name of Person Filing: B.A.T Industries p.l.c., an English corporation ("B.A.T"), Allied Dunbar Assurance p.l.c, an English corporation and Threadneedle Investment Managers Limited, an English corporation. These companies are the beneficial owners of the Issuer's securities identified in Item 2(d) below through various subsidiaries of the companies, by insurance exchanges for which the companies act as attorney-in-fact or by benefit plans for employees of the companies and their subsidiaries for which the companies have investment discretion. No such entity beneficially owns in excess of 5% of the class of shares in respect of which this report is being made; and B.A.T may be deemed to be the indirect beneficial owner of such securities by indirectly owning 100% of the issued and outstanding shares of the companies through B.A.T's wholly-owned subsidiary, South Western Nominees Limited. The filing of this statement by B.A.T shall not be construed as an admission that B.A.T is, for the purposes of Section 13(d) or 13(g) of the Act or under the laws or regulations of the United Kingdom, the beneficial owner of any securities covered by this statement. Item 2(b) Address of Principal Business Office or, if none, Residence: B.A.T Industries p.l.c. Windsor House 50 Victoria Street London SW1H ONL England Allied Dunbar Assurance plc Allied Dunbar Centre Swindon SN1 1EL England Threadneedle Investment Managers Limited 9-15 Sackville Street London W1A 2JP England Page 5 of 8 Pages Item 2(c). Citizenship: England Item 2(d). Title of Class of Securities: Common stock, par value $.10 per share Item 2(e). CUSIP Number: 47012010 Item 3. This statement is filed pursuant to Rule 13d-1(b) by B.A.T, a Parent Holding Company, in accordance with Section 240.13d- 1(b)(ii)(G). Item 4. Ownership: Item 4 of the Statement on Schedule 13G, dated February 13, 1991, filed by B.A.T Industries p.l.c., Allied Dunbar Assurance p.l.c. and Allied Dunbar Asset Management p.l.c (which is now named as Threadneedle Investment Managers Limited), is hereby amended and restated as follows: (a) Amount Beneficially Owned: 265,800 (b) Percent of Class: 5.30% (c) Number of shares as to which person has: (i) sole voting power: - 0 - (ii) shared voting power: 265,800 (iii) sole disposition power: - 0 - (iv) shared disposition power: 265,800 Item 5. Ownership of Five Percent or Less of a Class: Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable. Page 7 of 8 Pages Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable. Item 8. Identification and Classification of Members of the Group: Not Applicable. Item 9. Notice of Dissolution of the Group: Not Applicable. Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 8 of 8 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. B.A.T Industries p.l.c Dated: February 9, 1995 By: /s/ Anthony Robert Holliman Title: Assistant Corporate Secretary Allied Dunbar Assurance p.l.c. Dated: February 9, 1995 By: /s/ Ross MacLean Title: Investment Manager Threadneedle Investment Managers Limited Dated: February 9, 1995 By: /s/ Ross MacLean Title: Investment Manager -----END PRIVACY-ENHANCED MESSAGE-----