0001493152-20-015590.txt : 20200813 0001493152-20-015590.hdr.sgml : 20200813 20200813184038 ACCESSION NUMBER: 0001493152-20-015590 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200807 FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caldwell Joel K CENTRAL INDEX KEY: 0001715463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15327 FILM NUMBER: 201100679 MAIL ADDRESS: STREET 1: 11726 SAN VICENTE BLVD. STREET 2: SUITE 650 CITY: LOS ANGELES STATE: CA ZIP: 90049 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYTRX CORP CENTRAL INDEX KEY: 0000799698 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 581642750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11726 SAN VICENTE BOULEVARD STREET 2: SUITE 650 CITY: LOS ANGELES STATE: CA ZIP: 90049 BUSINESS PHONE: 310-826-5648 MAIL ADDRESS: STREET 1: 11726 SAN VICENTE BOULEVARD STREET 2: SUITE 650 CITY: LOS ANGELES STATE: CA ZIP: 90049 4 1 ownership.xml X0306 4 2020-08-07 0 0000799698 CYTRX CORP CYTR 0001715463 Caldwell Joel K 11726 SAN VICENTE BLVD., SUITE 650 LOS ANGELES, CA 90049 1 0 0 0 Common Stock, par value $0.001 per share 2020-08-07 4 M 0 450000 0.26 A 510000 D Common Stock, par value $0.001 per share 2020-08-07 4 F 0 174627 0.67 D 335373 D Stock Option (right to buy) 0.26 2020-08-07 4 M 0 450000 0 D 2019-12-13 2029-12-12 CytRx Common Stock 450000 0 D Reflects 174,627 shares withheld by the Issuer at the market price of $0.67 per share to fund the cashless exercise of 450,000 options at an exercise price of $0.26 per share. /s/ Joel K. Caldwell 2020-08-13