-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P3aSmDenoCEPwAgX9SCVsXkj9QJ3oTcZiqBKdvKi1Bwpbwb/Rx0SrSqnH+imPUYx nfcMG2mv92d4FZ33CXO47A== 0001058217-99-000041.txt : 19990217 0001058217-99-000041.hdr.sgml : 19990217 ACCESSION NUMBER: 0001058217-99-000041 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 GROUP MEMBERS: INDUSTRIAL IMAGING CORP GROUP MEMBERS: JUAN J. AMODEI SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INDUSTRIAL IMAGING CORP CENTRAL INDEX KEY: 0000799514 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 050396504 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-39199 FILM NUMBER: 99543267 BUSINESS ADDRESS: STREET 1: ONE LOWELL RESEARCH CENTER STREET 2: 847 ROGERS STREET CITY: LOWELL STATE: MA ZIP: 01852 BUSINESS PHONE: (978) 937-5400 MAIL ADDRESS: STREET 1: ONE LOWELL RESEARCH CENTER STREET 2: 847 ROGERS STREET CITY: LOWELL STATE: MA ZIP: 01852 FORMER COMPANY: FORMER CONFORMED NAME: ORBIS INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INDUSTRIAL IMAGING CORP CENTRAL INDEX KEY: 0000799514 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 050396504 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE LOWELL RESEARCH CENTER STREET 2: 847 ROGERS STREET CITY: LOWELL STATE: MA ZIP: 01852 BUSINESS PHONE: (978) 937-5400 MAIL ADDRESS: STREET 1: ONE LOWELL RESEARCH CENTER STREET 2: 847 ROGERS STREET CITY: LOWELL STATE: MA ZIP: 01852 FORMER COMPANY: FORMER CONFORMED NAME: ORBIS INC DATE OF NAME CHANGE: 19920703 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* INDUSTRIAL IMAGING CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 45616N 10 0 - -------------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ================================================================================ CUSIP NO. 45616N 10 0 13G PAGE 2 OF 6 PAGES --- --- ================================================================================ ================================================================================ 1 NAME(S) OF REPORTING PERSON(S) S.S. OR I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) Juan J. Amodei ================================================================================ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[ ] ================================================================================ 3 SEC USE ONLY ================================================================================ 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States ================================================================================ ================================================================================ 5 SOLE VOTING POWER 915,714 (which includes an aggregate OF SHARES of 190,729 shares of Common Stock underlying warrants and options which are exercisable within sixty (60) days of December 31, 1998). NUMBER OF SHARES ========================================================== BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- ========================================================== EACH 7 SOLE DISPOSITIVE POWER REPORTING 915,714 (which includes an aggregate of 190,729 shares of Common Stock underlying warrants and PERSON options which are exercisable within sixty (60) days of December 31, 1998). WITH ========================================================== 8 SHARED DISPOSITIVE POWER -0- ================================================================================ ================================================================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 915,714 (which includes an aggregate of 190,729 shares of Common Stock underlying warrants and options which are exercisable within sixty (60) days of December 31, 1998). ================================================================================ PAGE 3 OF 6 PAGES --- --- ================================================================================ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ================================================================================ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.4% (based on 10,890,201 shares outstanding on December 31, 1998) ================================================================================ 12 TYPE OF REPORTING PERSON* IN ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! ITEM 1(A) NAME OF ISSUER Industrial Imaging Corporation ITEM 1(B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 847 Rogers Street, Lowell, MA 01852 ITEM 2(A) NAME OF PERSON FILING Juan J. Amodei, Ph.D. ITEM 2(B) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE 847 Rogers Street, Lowell, MA 01852 ITEM 2(C) STATE OF ORGANIZATION/CITIZENSHIP United States ITEM 2(D) TITLE OF CLASS OF SECURITIES Common Stock, $.01 par value ITEM 2(E) CUSIP NUMBER 45616N 10 0 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in Section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act (d) [ ] Investment Company registered under Section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F) PAGE 4 OF 6 PAGES --- --- (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G) (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J) If this statement is filed pursuant to Rule 13d-1(c) check this box.[ ] ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: 915,714 (which includes an aggregate of 190,729 shares of Common Stock underlying warrants and options which are exercisable within sixty (60) days of December 31, 1998). (b) Percent of Class: 8.4% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 915,714 (which includes an aggregate of 190,729 shares of Common Stock underlying warrants and options which are exercisable within sixty (60) days of December 31, 1998). (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 905,714 (which includes an aggregate of 180,729 shares of Common Stock underlying warrants and options which are exercisable within sixty (60) days of December 31, 1998). (iv) shared power to dispose or to direct the disposition of: -0- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable. PAGE 5 OF 6 PAGES --- --- ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 16, 1999 /s/ Juan A. Amodei ----------------------------- Juan A. Amodei President PAGE 6 OF 6 PAGES --- --- -----END PRIVACY-ENHANCED MESSAGE-----