-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O0AL45241to3l23tBbDVywUx2biPXVLTnurQmkfn5+3mBy9GBXBkws2YKMA6OxTY 1OKBCk4nFU4IzKrRY8jcNw== 0000914317-99-000630.txt : 19991115 0000914317-99-000630.hdr.sgml : 19991115 ACCESSION NUMBER: 0000914317-99-000630 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991112 GROUP MEMBERS: CHARLES E. DAVIDSON GROUP MEMBERS: IMPRIMIS INVESTORS LLC GROUP MEMBERS: JOSEPH M. JACOBS GROUP MEMBERS: WEXFORD MANAGEMENT LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INDUSTRIAL IMAGING CORP CENTRAL INDEX KEY: 0000799514 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 050396504 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-39199 FILM NUMBER: 99746636 BUSINESS ADDRESS: STREET 1: ONE LOWELL RESEARCH CENTER STREET 2: 847 ROGERS STREET CITY: LOWELL STATE: MA ZIP: 01852 BUSINESS PHONE: (978) 937-5400 MAIL ADDRESS: STREET 1: ONE LOWELL RESEARCH CENTER STREET 2: 847 ROGERS STREET CITY: LOWELL STATE: MA ZIP: 01852 FORMER COMPANY: FORMER CONFORMED NAME: ORBIS INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: IMPRIMIS INVESTORS LLC CENTRAL INDEX KEY: 0001048460 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061486378 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038627000 MAIL ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) INDUSTRIAL IMAGING CORPORATION - -------------------------------------------------------------------------------- (Name of issuer) COMMON STOCK, $.01 PAR VALUE PER SHARE - -------------------------------------------------------------------------------- (Title of class of securities) 45616N-10-0 - -------------------------------------------------------------------------------- (CUSIP number) Arthur H. Amron Wexford Management LLC 411 West Putnam Avenue Greenwich, CT 06830 (203) 862-7012 - -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) OCTOBER 26, 1999 - -------------------------------------------------------------------------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule ss. 240.13d-7 Page 1 of 6 Pages CUSIP No.45616N-10-0 ________________________________________________________________________________ 1. Names of Reporting Persons. Imprimis Investors LLC I.R.S. Identification Nos. of Above Persons (entities only) (Intentionally Omitted) ________________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group (A) [ ] (SEE INSTRUCTIONS) (B) [X] ________________________________________________________________________________ 3. SEC Use Only ________________________________________________________________________________ 4. Source of Funds (See Instructions) WC ________________________________________________________________________________ 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6. Citizenship or Place of Organization Delaware ________________________________________________________________________________ Number of Shares 7. Sole Voting Power 0 Beneficially _______________________________________________________ Owned by Each 8. Shared Voting Power (see Item 5 below) 0 Reporting _______________________________________________________ Person With 9. Sole Dispositive Power 0 _______________________________________________________ 10.Shared Dispositive Power (see Item 5 below) 0 ________________________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 0 ________________________________________________________________________________ 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13. Percent of Class Represented by Amount in Row (11) 0 ________________________________________________________________________________ 14. Type of Reporting Person (See Instructions) OO ________________________________________________________________________________ Page 2 of 6 Pages CUSIP No.45616N-10-0 ________________________________________________________________________________ 1. Names of Reporting Persons. Charles E. Davidson I.R.S. Identification Nos. of Above Persons (entities only) (Intentionally Omitted) ________________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group (A) [ ] (SEE INSTRUCTIONS) (B) [X] ________________________________________________________________________________ 3. SEC Use Only ________________________________________________________________________________ 4. Source of Funds (See Instructions) AF ________________________________________________________________________________ 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6. Citizenship or Place of Organization United States ________________________________________________________________________________ Number of Shares 7. Sole Voting Power 0 Beneficially _______________________________________________________ Owned by Each 8. Shared Voting Power (see Item 5 below) 0 Reporting _______________________________________________________ Person With 9. Sole Dispositive Power 0 _______________________________________________________ 10.Shared Dispositive Power (see Item 5 below) 0 ________________________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 0 ________________________________________________________________________________ 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13. Percent of Class Represented by Amount in Row (11) 0 ________________________________________________________________________________ 14. Type of Reporting Person (See Instructions) IN ________________________________________________________________________________ Page 3 of 6 Pages CUSIP No.45616N-10-0 ________________________________________________________________________________ 1. Names of Reporting Persons. Wexford Management LLC I.R.S. Identification Nos. of Above Persons (entities only) (Intentionally Omitted) ________________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group (A) [ ] (SEE INSTRUCTIONS) (B) [X] ________________________________________________________________________________ 3. SEC Use Only ________________________________________________________________________________ 4. Source of Funds (See Instructions) AF ________________________________________________________________________________ 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6. Citizenship or Place of Organization Connecticut ________________________________________________________________________________ Number of Shares 7. Sole Voting Power 0 Beneficially _______________________________________________________ Owned by Each 8. Shared Voting Power (see Item 5 below) 0 Reporting _______________________________________________________ Person With 9. Sole Dispositive Power 0 _______________________________________________________ 10.Shared Dispositive Power (see Item 5 below) 0 ________________________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 0 ________________________________________________________________________________ 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13. Percent of Class Represented by Amount in Row (11) 0 ________________________________________________________________________________ 14. Type of Reporting Person (See Instructions) OO ________________________________________________________________________________ Page 4 of 6 Pages CUSIP No.45616N-10-0 ________________________________________________________________________________ 1. Names of Reporting Persons. Joseph M. Jacobs I.R.S. Identification Nos. of Above Persons (entities only) (Intentionally Omitted) ________________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group (A) [ ] (SEE INSTRUCTIONS) (B) [X] ________________________________________________________________________________ 3. SEC Use Only ________________________________________________________________________________ 4. Source of Funds (See Instructions) AF ________________________________________________________________________________ 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6. Citizenship or Place of Organization United States ________________________________________________________________________________ Number of Shares 7. Sole Voting Power 0 Beneficially _______________________________________________________ Owned by Each 8. Shared Voting Power (see Item 5 below) 0 Reporting _______________________________________________________ Person With 9. Sole Dispositive Power 0 _______________________________________________________ 10.Shared Dispositive Power (see Item 5 below) 0 ________________________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 0 ________________________________________________________________________________ 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13. Percent of Class Represented by Amount in Row (11) 0 ________________________________________________________________________________ 14. Type of Reporting Person (See Instructions) IN ________________________________________________________________________________ Page 5 of 6 Pages This Amendment No. 1 to Schedule 13D modifies and supplements the Schedule 13D filed on December 16, 1997 with respect to the common stock, $0.01 par value per share (the "Common Stock"), of INDUSTRIAL IMAGING CORPORATION, a Delaware corporation (the "Company"). Except to the extent supplemented by the information contained in this Amendment No. 1, such Schedule 13D, as amended as provided above, remains in full force and effect. Capitalized terms used herein without definition have the respective meanings ascribed to them in such Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Pursuant to the terms of the Stock and Warrant Purchase Agreement between the Company, Imprimis SB, L.P. ("Imprimis SB"), Imprimis Investors LLC ("Imprimis"), Wexford Spectrum Investors LLC ("WSI" and together with Imprimis SB and Imprimis, the "Wexford Affiliates") and Charles M. Leighton (the "Buyer"), on October 26, 1999, the Wexford Affiliates sold to the Buyer 3,000,000 shares of the Common Stock and Warrants to purchase 2,000,000 additional shares of Common Stock owned of record by the Wexford Affiliates for an aggregate purchase price of $95,000. As a result of the foregoing, the Reporting Persons no longer beneficially own any shares of Common Stock or rights to acquire any shares of Common Stock. * * * * * SIGNATURE After reasonable inquiry and to the best of each of the undersigned's knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: November 5, 1999 IMPRIMIS INVESTORS LLC BY: /S/ ARTHUR H. AMRON ------------------- Name: Arthur H. Amron Title: Vice President WEXFORD MANAGEMENT LLC BY: /S/ ARTHUR H. AMRON ------------------- Name: Arthur H. Amron Title: Senior Vice President /S/ CHARLES E. DAVIDSON ----------------------- Charles E. Davidson /S/ JOSEPH M. JACOBS ----------------------- Joseph M. Jacobs Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----