0000912057-95-006941.txt : 19950828 0000912057-95-006941.hdr.sgml : 19950828 ACCESSION NUMBER: 0000912057-95-006941 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19950825 FILED AS OF DATE: 19950825 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: NELLCOR INC /DE/ CENTRAL INDEX KEY: 0000799290 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 942789249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 000-14980 FILM NUMBER: 95567282 BUSINESS ADDRESS: STREET 1: 4280 HACIENDA DRIVE CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 4158875858 MAIL ADDRESS: STREET 1: 4280 HACIENDA DRIVE CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: NELLCOR DELAWARE INC DATE OF NAME CHANGE: 19860929 10-C 1 10-C SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-C REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ INTER-DEALER QUOTATION SYSTEM FILED PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES 13a-17 OR 15d-17 THEREUNDER Nellcor Incorporated -------------------------------------------------------------------------------- (EXACT NAME OF ISSUER AS SPECIFIED IN CHARTER) 4280 Hacienda Drive, Pleasanton, California 94588 -------------------------------------------------------------------------------- (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (510) 463-4000 -------------------------------------------------------------------------------- (ISSUER'S TELEPHONE NUMBER, INCLUDING AREA CODE) I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease) of five percent or more in the number of shares outstanding: 1. Title of security: COMMON STOCK AND ASSOCIATED PREFERRED STOCK PURCHASE RIGHTS 2. Number of shares outstanding before the change: 16,810,688 3. Number of shares outstanding after the change: 28,435,159 4. Effective date of change: AUGUST 25, 1995 5. Method of change: Specify method of change (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.): MERGER Give brief description of transaction: PURITAN-BENNETT CORPORATION WILL BECOME A WHOLLY OWNED SUBSIDIARY OF NELLCOR INCORPORATED. II. CHANGE IN NAME OF ISSUER 1. Name prior to change: NELLCOR INCORPORATED 2. Name after change: NELLCOR PURITAN BENNETT INCORPORATED 3. Effective date of charter amendment changing name: AUGUST 25, 1995 4. Date of stockholder approval, if required: AUGUST 24, 1995 Date: August 25, 1995 /s/ C. Raymond Larkin, Jr. ----------------------------------------- C. Raymond Larkin, Jr. President and Chief Executive Officer