0001209191-21-023433.txt : 20210329 0001209191-21-023433.hdr.sgml : 20210329 20210329161804 ACCESSION NUMBER: 0001209191-21-023433 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210325 FILED AS OF DATE: 20210329 DATE AS OF CHANGE: 20210329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffith Jerome CENTRAL INDEX KEY: 0001547440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09769 FILM NUMBER: 21781884 MAIL ADDRESS: STREET 1: C/O TUMI, INC. STREET 2: 1001 DURHAM AVENUE CITY: SOUTH PLAINFIELD STATE: NJ ZIP: 07080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LANDS' END, INC. CENTRAL INDEX KEY: 0000799288 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 362512786 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: ONE LANDS' END LN CITY: DODGEVILLE STATE: WI ZIP: 53595 BUSINESS PHONE: 6089359341 MAIL ADDRESS: STREET 1: ONE LANDS' END LANE STREET 2: ONE LANDS' END LANE CITY: DODGEVILLE STATE: WI ZIP: 53595 FORMER COMPANY: FORMER CONFORMED NAME: LAND'S END, INC. DATE OF NAME CHANGE: 20140527 FORMER COMPANY: FORMER CONFORMED NAME: LAND'S END, INC DATE OF NAME CHANGE: 20140527 FORMER COMPANY: FORMER CONFORMED NAME: LANDS END INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-25 0 0000799288 LANDS' END, INC. LE 0001547440 Griffith Jerome 1 LANDS' END LANE DODGEVILLE WI 53595 1 1 0 0 Chief Executive Officer Common Stock 2021-03-25 4 M 0 18356 0.00 A 64882 D Common Stock 2021-03-25 4 F 0 8628 25.47 D 56254 D Common Stock 2021-03-25 4 A 0 52964 0.00 A 109218 D Common Stock 2021-03-25 4 F 0 24894 25.47 D 84324 D Common Stock 2021-03-26 4 M 0 23858 0.00 A 108182 D Common Stock 2021-03-26 4 F 0 11214 25.24 D 96968 D Common Stock 261504 I By Jerome Griffith Revocable Trust Restricted Stock Units 0.00 2021-03-25 4 M 0 18356 0.00 D Common Stock 18356 196190 D Restricted Stock Units 0.00 2021-03-26 4 M 0 23858 0.00 D Common Stock 23858 172332 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs. Shares issued upon determination that performance criteria, related to performance-based RSUs awarded on March 26, 2018, had been met. This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%). This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Of the total number of RSUs, 36,714 RSUs vest will on March 25, 2022; 31,182 RSUs will vest on March 19, 2022, and 62,366 RSUs will vest on March 19, 2023; 10,517 RSUs will vest on March 19, 2022, 10,518 RSUs will vest on March 19, 2023, and 21,035 RSUs will vest on March 19, 2024; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship. /s/ Peter L. Gray as attorney-in-fact for Jerome S. Griffith 2021-03-29