-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KEwo5ZmYB/prnOqCgo6a70r0Tp833bcmqSOUjNhUcVo4RjQQ4ZxfgNyRQg6En2RB g/zUBCuvuRRQRxhzko5lhQ== 0001157523-03-000196.txt : 20030131 0001157523-03-000196.hdr.sgml : 20030131 20030131142514 ACCESSION NUMBER: 0001157523-03-000196 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030131 FILED AS OF DATE: 20030131 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MPM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000799268 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 810436060 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14910 FILM NUMBER: 03534237 BUSINESS ADDRESS: STREET 1: 222 W MISSION AVE STREET 2: STE 30 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5093263443 MAIL ADDRESS: STREET 1: 908 N HOWARD SUITE 100 STREET 2: 908 N HOWARD SUITE 100 CITY: SPOKANE STATE: WA ZIP: 99201 FORMER COMPANY: FORMER CONFORMED NAME: MONTANA PRECISION MINING LTD DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: MPM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000799268 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] RELATIONSHIP: OFFICER IRS NUMBER: 810436060 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 222 W MISSION AVE STREET 2: STE 30 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5093263443 MAIL ADDRESS: STREET 1: 908 N HOWARD SUITE 100 STREET 2: 908 N HOWARD SUITE 100 CITY: SPOKANE STATE: WA ZIP: 99201 FORMER COMPANY: FORMER CONFORMED NAME: MONTANA PRECISION MINING LTD DATE OF NAME CHANGE: 19920703 4 1 a4330631.txt MPM TECHNOLOGIES FORM 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Hsu Frank E. ----------------------- (Last) (First) (Middle) 17 Quail Run ------------ (Street) Warren NJ 07059 ----------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol MPM Technologies, Inc. "MPML" 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year ------------------------ 1/03 5. If Amendment, Date of Original ------------------------------ (Month/Year) 6. Relationship of Reporting Person(s) to Issuer --------------------------------------------- (Check all applicable) x Director 10% owner ----- ----- x Officer Other ----- ----- (give title below) Chief Operating Officer ----------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) -------------------------------------------------------- x Form filed by One Reporting Person --- Form Filed by More than One Reporting Person --- Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security ---------------- Common 2. Transaction Date ---------------- Month Day Year -------------------------- Jan. 31 03 3. Transaction Code ---------------- J 4. Securities Acquired (A) or Disposed (D) --------------------------------------- A 5. Amount of Securities Beneficially Owned at End of Month ------------------------------------------------------- 18,756 6. Ownership Form Direct (D) or Indirect (I) ----------------------------------------- D 7. Nature of Indirect Beneficial Ownership --------------------------------------- Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g. puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security ---------------------------- 2. Conversion or Exercise Price of Derivative Security --------------------------------------------------- 3. Transaction Date (Month/Day/Year) --------------------------------- 4. Transaction Code ----------------- 5. Number of Derivative Securities Acquired (A) or Disposed of (D) --------------------------------------------------------------- 6. Date Exercisable and Expiration Date (Month/Day/Year) ----------------------------------------------------- 7. Title and Amount of underlying Securities ----------------------------------------- 8. Price of Derivative Security ---------------------------- 9. Number of derivative Securities Beneficially Owned at End of Month ------------------------------------------------------------------ 10. Ownership for of Derivative Security: Direct (D) or Indirect (I) ---------------------------------------------------------------- 11. Nature of Indirect Beneficial Ownership --------------------------------------- Signature of Reporting Person: /s/ Frank E. Hsu ------------------- Date: 1/31/03 ------- -----END PRIVACY-ENHANCED MESSAGE-----