0001664211-17-000002.txt : 20170131 0001664211-17-000002.hdr.sgml : 20170131 20170131182435 ACCESSION NUMBER: 0001664211-17-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170131 DATE AS OF CHANGE: 20170131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND EXPRESS INC CENTRAL INDEX KEY: 0000799233 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 930926999 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 NORTH KANSAS AVENUE CITY: NORTH LIBERTY STATE: IA ZIP: 52317 BUSINESS PHONE: 3196263600 MAIL ADDRESS: STREET 1: 901 NORTH KANSAS AVENUE CITY: NORTH LIBERTY STATE: IA ZIP: 52317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Durr Julie J CENTRAL INDEX KEY: 0001664207 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15087 FILM NUMBER: 17562520 MAIL ADDRESS: STREET 1: 901 NORTH KANSAS AVENUE CITY: NORTH LIBERTY STATE: IA ZIP: 52317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gerdin Ann S CENTRAL INDEX KEY: 0001483283 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15087 FILM NUMBER: 17562521 MAIL ADDRESS: STREET 1: 901 NORTH KANSAS AVENUE CITY: NORTH LIBERTY STATE: IA ZIP: 52317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Janssen Angela K CENTRAL INDEX KEY: 0001664284 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15087 FILM NUMBER: 17562522 MAIL ADDRESS: STREET 1: 901 NORTH KANSAS AVENUE CITY: NORTH LIBERTY STATE: IA ZIP: 52317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ann S. Gerdin Revocable Trust CENTRAL INDEX KEY: 0001664211 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15087 FILM NUMBER: 17562523 BUSINESS ADDRESS: STREET 1: 901 NORTH KANSAS AVENUE CITY: NORTH LIBERTY STATE: IA ZIP: 52317 BUSINESS PHONE: 319-626-3600 MAIL ADDRESS: STREET 1: 901 NORTH KANSAS AVENUE CITY: NORTH LIBERTY STATE: IA ZIP: 52317 5 1 wf-form5_148590506096741.xml FORM 5 X0306 5 2016-12-31 0 0 0 0000799233 HEARTLAND EXPRESS INC HTLD 0001664211 Ann S. Gerdin Revocable Trust 901 NORTH KANSAS AVENUE NORTH LIBERTY IA 52317 0 0 1 1 Co-Trustee of 10% Owner 0001664284 Janssen Angela K 901 NORTH KANSAS AVENUE NORTH LIBERTY IA 52317 0 0 0 1 Co-Trustee of 10% Owner 0001483283 Gerdin Ann S 901 NORTH KANSAS AVENUE NORTH LIBERTY IA 52317 0 0 1 0 0001664207 Durr Julie J 901 NORTH KANSAS AVENUE NORTH LIBERTY IA 52317 0 0 0 1 Co-Trustee of 10% Owner Common Stock 2016-01-15 5 G 0 1797424 0 A 8050474 D Common Stock 2016-01-15 5 G 0 2333854 0 A 5003805 I Co-Trustee of Trust Common Stock 2016-01-19 5 G 0 6000000 0 D 2050474 D Common Stock 2016-05-09 5 G 0 9480 0 D 2040994 D Common Stock 2016-05-09 5 G 0 3160 0 A 35744 I Trustee of Trusts Common Stock 2016-05-09 5 G 0 3160 0 A 35744 I Trustee of Trusts Common Stock 2016-06-28 5 G 0 596076 0 A 5398814 I Co-Trustee of Trust Common Stock 2016-06-28 5 G 0 532385 0 A 2573379 D Common Stock 2016-08-11 5 G 0 314567 0 A 2887946 D Common Stock 2016-08-19 5 G 0 299207 0 A 3187153 D Common Stock 2016-10-06 5 G 0 2043372 0 D 0 I Co-Trustee of Trust Common Stock 2016-10-06 5 G 0 681124 0 A 681124 D Common Stock 2016-10-06 5 G 0 681124 0 A 681124 D Common Stock 2016-11-30 5 G 0 283724 0 A 3470877 D Common Stock 2016-12-07 5 G 0 1448410 0 A 4919287 D Common Stock 7813 I By Spouse Common Stock 1936276 I Co-General Partner of Partnership Annuity distributions made from grantor retained annuity trusts created for the benefit of Ann Gerdin. Michael Gerdin, Mrs. Durr, Mrs. Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are the beneficiaries of the 2007 Gerdin Heartland Trust. A remainder interest of 2,333,854 shares was distributed from a grantor retained annuity trust created for the benefit of Mrs. Gerdin to the 2007 Gerdin Heartland Trust. Mr. Gerdin, one of the three beneficiaries of the 2007 Gerdin Heartland Trust also reported the distribution of the remainder interest. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen became co-trustees on January 19, 2016. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without the consent of the other two trustees. Shares transferred to two grantor retained annuity trusts created for the benefit of Ann Gerdin. Mrs. Durr became sole trustee on January 19, 2016 over shares held by trusts created for the benefit of her children. As trustee, Mrs. Durr has voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed. Mrs. Janssen became sole trustee on January 19, 2016 over shares held by trusts created for the benefit of her children. As trustee, Mrs. Janssen has voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are the beneficiaries of the 2009 Gerdin Heartland Trust. A remainder interest of 596,076 shares was distributed from a grantor retained annuity trust created for the benefit of Mrs. Gerdin to the 2009 Gerdin Heartland Trust. Mr. Gerdin, one of the three beneficiaries of the 2009 Gerdin Heartland Trust also reported the distribution of the remainder interest. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen became co-trustees on January 19, 2016. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without the consent of the other two trustees. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen were the beneficiaries of the 2005 Gerdin Children's Trust. This trust was terminated and the 2,043,372 shares were distributed equally to the three beneficiaries. Mr. Gerdin, one of the three beneficiaries of the 2005 Gerdin Children's Trust also reported the distribution. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen became co-trustees on January 19, 2016. Beneficial ownership was disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without the consent of the other two trustees. Mrs. Janssen's husband owns these shares. These shares include 1,500 shares that vested on June 1, 2016 in accordance with the 2011 Restricted Stock Plan and were not previously reported. Beneficial ownership of these shares is disclaimed. The Ann S. Gerdin Revocable Trust, Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are co-general partners of Gerdin Family Investments LP. None of the Ann S. Gerdin Revocable Trust, Mr. Gerdin, Mrs. Durr, or Mrs. Janssen has voting and dispositive powers with respect to this partnership without the consent of at least one other co-general partner. Lawrence D. Crouse previously served as voting trustee over the shares represented by a voting trust certificate as of the event date. This voting trust agreement was terminated on January 19, 2016. Beneficial ownership is disclaimed except to the extent of each such reporting person's percentage ownership of general and limited partner shares in the partnership. These shares have been held since 1997. /s/Michael Gerdin, Co-Trustee of the Ann S. Gerdin Revocable Trust, by Thomas E. Hill, pursuant to power of attorney previously filed 2017-01-31 /s/Angela K. Janssen, by Thomas E. Hill, pursuant to power of attorney previously filed 2017-01-31 /s/Julie J. Durr, by Thomas E. Hill, pursuant to power of attorney previously filed 2017-01-31 /s/ Ann S. Gerdin, by Thomas E. Hill, pursuant to power of attorney previously filed 2017-01-31