FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
ALMOST FAMILY INC [ AFAM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 12/30/2006 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 12/27/2006 | G | V | 2,500 | D | $0.00 | 250,380 | D | ||
Common Stock | 12/30/2006 | M | 8,742 | A | $2.1875 | 259,122(2) | D | |||
Common Stock | 12/30/2006 | F | 2,878 | D | $43.82 | 256,244 | D | |||
Common Stock | 01/03/2007 | M | 91,258 | A | $2.1875 | 347,502 | D | |||
Common Stock | 01/03/2007 | F | 43,268 | D | $43.82 | 304,234 | D | |||
Common Stock | 01/03/2007 | M | 100,000 | A | $4.25 | 404,234 | D | |||
Common Stock | 01/03/2007 | F | 47,863 | D | $43.82 | 296,185(2) | D | |||
Common Stock | 2,962(1) | I | By self as CO-TTEE for Irrevocable Trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options(3) | $2.1875 | 12/30/2006 | M | 8,742 | 03/05/2001 | 03/04/2009 | Common Stock | 8,742 | (3) | 66,258 | D | ||||
Options(3) | $2.1875 | 01/03/2007 | M | 66,258 | 03/05/2001 | 03/04/2009 | Common Stock | 66,258 | (3) | 0 | D | ||||
Options(3) | $2.1875 | 01/03/2007 | M | 25,000 | 03/05/2002 | 03/04/2009 | Common Stock | 25,000 | (3) | 0 | D | ||||
Options(3)(4) | $4.25 | 01/03/2007 | M | 100,000 | 02/05/2001 | 02/04/2011 | Common Stock | 100,000 | (3)(4) | 0 | D |
Explanation of Responses: |
1. 2,962 shares consist of 2 individual trusts FBO J.J. Yarmuth and Jacob J. Yarmuth. |
2. Since the date of the reporting person's last ownership report, pursuant to a domestic relations order, the reporting person received sole direct ownership of 36,208 shares of common stock previously reported by him as indirectly owned through joint ownership with his then-spouse. Moreover, one-half of the net realized shares of common stock received upon the exercise of his employee stock options are being delivered to his ex-spouse pursuant to the domestic relations order. The 296,185 shares reported herein as owned directly by the reporting person reflect the delivery of the shares pursuant to the domestic relations order. The reporting person no longer reports as indirectly owned by him any shares held by his ex-spouse. |
3. Granted pursuant to the 1991 Long Term Incentive Stock Option Plan. |
4. These options were vested in four equal installments beginning on 2/5/01. |
C. Steven Guenthner, atty. in fact for: William B. Yarmuth | 01/04/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |