-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VHCZolerdJiAUOji20F89FcsugdfWvqpI6Vi8JLixr7K9vOKxwUfvp7dwEN2l0DW Lzro4/CQQyNuuzrR01IYFA== 0000950135-04-000467.txt : 20040203 0000950135-04-000467.hdr.sgml : 20040203 20040203154650 ACCESSION NUMBER: 0000950135-04-000467 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040203 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MASSBANK CORP CENTRAL INDEX KEY: 0000799166 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042930382 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-37879 FILM NUMBER: 04562951 BUSINESS ADDRESS: STREET 1: 123 HAVEN STREET CITY: READING STATE: MA ZIP: 01867 BUSINESS PHONE: 6179428192 MAIL ADDRESS: STREET 1: 123 HAVEN STREET CITY: READING STATE: PA ZIP: 01867 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BRANDI GERARD H CENTRAL INDEX KEY: 0001134600 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 123 HAVEN STREET CITY: READING STATE: MA ZIP: 01867 BUSINESS PHONE: (781) 942-8130 MAIL ADDRESS: STREET 1: 3 SPARHAWK DRIVE CITY: LYNNFIELD STATE: MA ZIP: 01340 FORMER COMPANY: FORMER CONFORMED NAME: BRANDI GERRARD H DATE OF NAME CHANGE: 20010213 SC 13G 1 b49331gbsc13g.txt GERARD H. BRANDI SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------- SCHEDULE 13G (Rule 13d-102) (Amendment No. __) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) MASSBANK CORP. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 576152102 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2003 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) --- / / Rule 13d-1(c) --- /x / Rule 13d-1(d) --- - -------------------------------------------------------------------------------- CUSIP NO. 576152102 13G Page 2 of 6 Pages - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Gerard H. Brandi - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) /__/ (b) /__/ - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER 90,693 SHARES ----------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER 146,239 OWNED BY ----------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER 64,262 REPORTING ----------------------------------------------------- PERSON WITH 8. SHARED DISPOSITIVE POWER 146,239 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 254,112 (FN1) - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES /__/ - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.7% (FN1) - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT - -------------------------------------------------------------------------------- CUSIP NO. 576152102 13G Page 3 of 6 Pages - -------------------------------------------------------------------------------- Item 1(a). Name of Issuer: MASSBANK CORP. - -------------------------------------------------------------------------------- Item 1(b). Address of Issuer's Principal Executive Offices: 123 Haven Street, Reading, MA 01867 - -------------------------------------------------------------------------------- Item 2(a). Name of Person Filing: Gerard H. Brandi - -------------------------------------------------------------------------------- Item 2(b). Address of Principal Business Office or, if None, Residence: 123 Haven Street, Reading, MA 01867 - -------------------------------------------------------------------------------- Item 2(c). Citizenship: USA - -------------------------------------------------------------------------------- Item 2(d). Title of Class of Securities: Common Stock - -------------------------------------------------------------------------------- Item 2(e). CUSIP Number: 576152102 - -------------------------------------------------------------------------------- Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) /__/ Broker or dealer registered under Section 15 of the Exchange Act; (b) /__/ Bank as defined in Section 3(a)(6) of the Exchange Act; (c) /__/ Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) /__/ Investment company registered under Section 8 of the Investment Company Act; (e) /__/ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) /__/ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); - -------------------------------------------------------------------------------- CUSIP NO. 576152102 13G Page 4 of 6 Pages - -------------------------------------------------------------------------------- (g) /__/ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) /__/ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) /__/ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) /__/ Group, in accordance with Rule 13d-1(1)(ii)(J). Item 4. Ownership. (a) Amount beneficially owned: 254,112 (FN1) - -------------------------------------------------------------------------------- (b) Percent of class: 5.7% (FN1) - -------------------------------------------------------------------------------- (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 90,693 ------- (ii) Shared power to vote or to direct the vote 146,239 ------- (iii) Sole power to dispose or to direct the disposition of 64,262 ------- (iv) Shared power to dispose or to direct the disposition of 146,239 -------
Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: /__/ Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable - -------------------------------------------------------------------------------- CUSIP NO. 576152102 13G Page 5 of 6 Pages - -------------------------------------------------------------------------------- Item 8. Identification and Classification of Members of the Group. Not applicable Item 9. Notice of Dissolution of Group. Not applicable Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. - -------------------------------------------------------------------------------- (FN1) Aggregate amount of beneficial ownership reported includes 1,483 shares held by Mr. Brandi as custodian for various nieces and nephews and 17,180 shares owned by Mr. Brandi's spouse, as to all of which shares Mr. Brandi disclaims beneficial ownership. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 3, 2004 ---------------------------------- (Date) /s/Gerard H. Brandi ---------------------------------- (Signature) Gerard H. Brandi, Chairman, President and Chief Executive Officer MASSBANK CORP. ---------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----