UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-4526
NAME OF REGISTRANT: VANGUARD QUANTITATIVE FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: SEPTEMBER 30
DATE OF REPORTING PERIOD: JULY 1, 2012 - JUNE 30, 2013
FUND: VANGUARD GROWTH AND INCOME FUND
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ISSUER: 3M Company
TICKER: MMM CUSIP: 88579Y101
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA G. ALVARADO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VANCE D. COFFMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR W. JAMES FARRELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HERBERT L. HENKEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MUHTAR KENT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT S. MORRISON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR AULANA L. PETERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR INGE G. THULIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT J. ULRICH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: STUDY FEASIBILITY OF PROHIBITING SHAREHOLDER YES ABSTAIN AGAINST
POLITICAL CONTRIBUTIONS
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ISSUER: A. H. Belo Corporation
TICKER: AHC CUSIP: 001282102
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS E. CALDERA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. PUERNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICOLE G. SMALL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: AAR CORP.
TICKER: AIR CUSIP: 000361105
MEETING DATE: 10/10/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. BOYCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID P. STORCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Abbott Laboratories
TICKER: ABT CUSIP: 002824100
MEETING DATE: 4/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. ALPERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROXANNE S. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SALLY E. BLOUNT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. JAMES FARRELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NANCY MCKINSTRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHEBE N. NOVAKOVIC ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SAMUEL C. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GLENN F. TILTON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MILES D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: LABEL AND ELIMINATE GMO INGREDIENTS IN SHAREHOLDER YES ABSTAIN AGAINST
PRODUCTS
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: CEASE COMPLIANCE ADJUSTMENTS TO SHAREHOLDER YES AGAINST FOR
PERFORMANCE CRITERIA
PROPOSAL #9: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
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ISSUER: AbbVie Inc.
TICKER: ABBV CUSIP: 00287Y109
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H.L. BURNSIDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD J. RAPP ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROY S. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Acacia Research Corporation
TICKER: ACTG CUSIP: 003881307
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. HARRIS, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED A. DEBOOM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: ACADIA Pharmaceuticals Inc.
TICKER: ACAD CUSIP: 004225108
MEETING DATE: 6/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURA BREGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESLIE L. IVERSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM (BILL) M. WELLS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Accenture plc
TICKER: ACN CUSIP: G1151C101
MEETING DATE: 2/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT DIRECTOR WILLIAM L. KIMSEY ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ROBERT I. LIPP ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR PIERRE NANTERME ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR GILLES C. PELISSON ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR WULF VON SCHIMMELMANN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: AMEND 2010 SHARE INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE THE HOLDING OF THE 2014 AGM AT ISSUER YES FOR FOR
A LOCATION OUTSIDE IRELAND
PROPOSAL #7: AUTHORIZE OPEN-MARKET PURCHASES OF CLASS ISSUER YES FOR FOR
A ORDINARY SHARES
PROPOSAL #8: DETERMINE THE PRICE RANGE AT WHICH ISSUER YES FOR FOR
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS
TREASURY STOCK
PROPOSAL #9: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
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ISSUER: ACE Limited
TICKER: ACE CUSIP: H0023R105
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ROBERT M. HERNANDEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT PETER MENIKOFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT ROBERT RIPP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT THEODORE E. SHASTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3.2: ACCEPT STATUTORY FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3.3: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6.1: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6.2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AS
AUDITORS
PROPOSAL #6.3: RATIFY BDO AG AS SPECIAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIVIDEND DISTRIBUTION FROM LEGAL ISSUER YES FOR FOR
RESERVES THROUGH REDUCTION OF PAR VALUE
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Aceto Corporation
TICKER: ACET CUSIP: 004446100
MEETING DATE: 12/6/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBERT L. EILENDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. WIESEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HANS C. NOETZLI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM N. BRITTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD P. RANDALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SALVATORE GUCCIONE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NATASHA GIORDANO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Acorn Energy, Inc.
TICKER: ACFN CUSIP: 004848107
MEETING DATE: 9/11/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. MOORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER E. CLOUSER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. GIACCO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MANNIE L. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOE MUSANTI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD RIMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAMUEL M. ZENTMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION ISSUER YES FOR FOR
PLAN
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ISSUER: Actavis, Inc.
TICKER: ACT CUSIP: 00507K103
MEETING DATE: 5/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JACK MICHELSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RONALD R. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANDREW L. TURNER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL M. BISARO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTOPHER W. BODINE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL J. FELDMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRED G. WEISS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: STOCK RETENTION SHAREHOLDER YES AGAINST FOR
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ISSUER: Acxiom Corporation
TICKER: ACXM CUSIP: 005125109
MEETING DATE: 8/16/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN L. BATTELLE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ANN DIE HASSELMO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM J. HENDERSON ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Adobe Systems Incorporated
TICKER: ADBE CUSIP: 00724F101
MEETING DATE: 4/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AMY L. BANSE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KELLY J. BARLOW ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD W. BARNHOLT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT K. BURGESS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRANK A. CALDERONI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL R. CANNON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES E. DALEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAURA B. DESMOND ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES M. GESCHKE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SHANTANU NARAYEN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DANIEL L. ROSENSWEIG ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ROBERT SEDGEWICK ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JOHN E. WARNOCK ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Aegerion Pharmaceuticals, Inc.
TICKER: AEGR CUSIP: 00767E102
MEETING DATE: 6/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC D. BEER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID I. SCHEER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: AerCap Holdings NV
TICKER: AER CUSIP: N00985106
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6a: REELECT JAMES N. CHAPMAN AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #6b: ELECT MARIUS J.L. JONKHART AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: DESIGNATE KEITH A. HELMING TO REPRESENT ISSUER YES FOR FOR
THE MANAGEMENT IN CASE ALL DIRECTORS ARE ABSENT OR
PREVENTED FROM ACTING
PROPOSAL #9: RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10a: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #10b: AUTHORIZE ADDITIONIAL REPURCHASE OF UP ISSUER YES FOR FOR
TO 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #11: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #12a: AMEND ARTICLE 6.1 RE: ACQUISITION OF ISSUER YES FOR FOR
OWN SHARES
PROPOSAL #12b: AMEND ARTICLE 21.2 RE: RIGHT TO PLACE ISSUER YES FOR FOR
ITEMS ON THE AGENDA
PROPOSAL #12c: AUTHORIZE BOARD MEMBERS AND ISSUER YES FOR FOR
NAUTADUTILH N.V. TO RATIFY AND EXECUTE APPROVED
AMENDMENTS RE: ITEM 12A AND 12B
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ISSUER: Aetna Inc.
TICKER: AET CUSIP: 00817Y108
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FERNANDO AGUIRRE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK T. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANK M. CLARK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BETSY Z. COHEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MOLLY J. COYE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROGER N. FARAH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BARBARA HACKMAN FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEFFREY E. GARTEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ELLEN M. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD J. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR EDWARD J. LUDWIG ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOSEPH P. NEWHOUSE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ENHANCE BOARD OVERSIGHT OF POLITICAL SHAREHOLDER YES AGAINST FOR
CONTRIBUTIONS
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ISSUER: Aflac Incorporated
TICKER: AFL CUSIP: 001055102
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL P. AMOS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN SHELBY AMOS, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL S. AMOS, II ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR W. PAUL BOWERS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KRISS CLONINGER, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELIZABETH J. HUDSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DOUGLAS W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT B. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES B. KNAPP ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR E. STEPHEN PURDOM ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BARBARA K. RIMER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MELVIN T. STITH ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DAVID GARY THOMPSON ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR TAKURO YOSHIDA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Agilysys, Inc.
TICKER: AGYS CUSIP: 00847J105
MEETING DATE: 7/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. DENNEDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN MUTCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY C. JONES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: AGL Resources Inc.
TICKER: GAS CUSIP: 001204106
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SANDRA N. BANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS D. BELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NORMAN R. BOBINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES R. CRISP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRENDA J. GAINES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARTHUR E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WYCK A. KNOX, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENNIS M. LOVE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLES H. "PETE" MCTIER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DEAN R. O'HARE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ARMANDO J. OLIVERA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN E. RAU ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JAMES A. RUBRIGHT ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JOHN W. SOMERHALDER II ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR BETTINA M. WHYTE ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR HENRY C. WOLF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES ABSTAIN AGAINST
DISCRIMINATION BASED ON GENDER IDENTITY
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ISSUER: Air Products and Chemicals, Inc.
TICKER: APD CUSIP: 009158106
MEETING DATE: 1/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM L. DAVIS, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. DOUGLAS FORD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EVERT HENKES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARGARET G. MCGLYNN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aircastle Limited
TICKER: AYR CUSIP: G0129K104
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD W. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS A. HACKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RON WAINSHAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Airgas, Inc.
TICKER: ARG CUSIP: 009363102
MEETING DATE: 8/14/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. HOVEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. MOLININI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAULA A. SNEED ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID M. STOUT ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Albany International Corp.
TICKER: AIN CUSIP: 012348108
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. CASSIDY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDGAR G. HOTARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERLAND E. KAILBOURNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH G. MORONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHARINE L. PLOURDE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN R. SCANNELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTINE L. STANDISH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN C. STANDISH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Albany Molecular Research, Inc.
TICKER: AMRI CUSIP: 012423109
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VERONICA G. H. JORDAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. D'AMBRA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alcoa Inc.
TICKER: AA CUSIP: 013817101
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL G. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. STANLEY O'NEAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alexion Pharmaceuticals, Inc.
TICKER: ALXN CUSIP: 015351109
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEONARD BELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAX LINK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM R. KELLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH A. MADRI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY L. MATHIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. DOUGLAS NORBY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALVIN S. PARVEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANDREAS RUMMELT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANN M. VENEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alimera Sciences, Inc.
TICKER: ALIM CUSIP: 016259103
MEETING DATE: 10/1/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alimera Sciences, Inc.
TICKER: ALIM CUSIP: 016259103
MEETING DATE: 6/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. BROOKS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BRIAN K. HALAK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER J. PIZZO, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alleghany Corporation
TICKER: Y CUSIP: 017175100
MEETING DATE: 4/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN P. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KAREN BRENNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS S. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES F. WILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allegheny Technologies Incorporated
TICKER: ATI CUSIP: 01741R102
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. HARSHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROLYN CORVI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARBARA S. JEREMIAH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN D. TURNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allergan, Inc.
TICKER: AGN CUSIP: 018490102
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID E.I. PYOTT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL R. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEBORAH DUNSIRE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAWN HUDSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TREVOR M. JONES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LOUIS J. LAVIGNE, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER J. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TIMOTHY D. PROCTOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RUSSELL T. RAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5.1: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5.2: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ALLETE, Inc.
TICKER: ALE CUSIP: 018522300
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHRYN W. DINDO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HEIDI J. EDDINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SIDNEY W. EMERY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE G. GOLDFARB ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES S. HAINES, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN R. HODNIK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES J. HOOLIHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MADELEINE W. LUDLOW ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOUGLAS C. NEVE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LEONARD C. RODMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BRUCE W. STENDER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allot Communications Ltd.
TICKER: ALLT CUSIP: M0854Q105
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: TO APPROVE AN AMENDMENT TO THE COMPANY ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION TO INCREASE THE NUMBER OF
AUTHORIZED EXTERNAL DIRECTORS
PROPOSAL #2: TO REELECT STEVEN LEVY AS AN EXTERNAL ISSUER YES FOR FOR
DIRECTOR TO SERVE FOR A TERM OF THREE YEARS
COMMENCING AT THE END OF HIS CURRENT TERM OR UNTIL
HIS OFFICE IS VACATED
PROPOSAL #3: TO ELECT DOV BAHARAV AS AN EXTERNAL ISSUER YES FOR FOR
DIRECTOR TO SERVE FOR A TERM OF THREE YEARS
COMMENCING AS OF THE EXTRAORDINARY MEETING OR UNTIL
HIS OFFICE IS VACATED
PROPOSAL #4: IF PROPOSAL 3 IS APPROVED, TO APPROVE ISSUER YES FOR FOR
THE COMPENSATION PAYABLE TO DOV BAHARAV
PROPOSAL #5: TO APPROVE AN AMENDMENT TO THE COMPANY ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION TO REVISE THE PROCEDURE FOR
RECONVENING ADJOURNED SHAREHOLDER MEETINGS
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ITEM 2, 3,
OR 4; OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN.
IF YOU VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO
YOUR ACCOUNT MANAGER.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allscripts Healthcare Solutions, Inc.
TICKER: MDRX CUSIP: 01988P108
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STUART L. BASCOMB ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAUL M. BLACK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DENNIS H. CHOOKASZIAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT J. CINDRICH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL A. KLAYKO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANITA V. PRAMODA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID D. STEVENS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RALPH H. 'RANDY' THURMAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alnylam Pharmaceuticals, Inc.
TICKER: ALNY CUSIP: 02043Q107
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR J. DZAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN M. PAUL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN P. STARR ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altera Corporation
TICKER: ALTR CUSIP: 021441100
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN P. DAANE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR T. MICHAEL NEVENS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR A. BLAINE BOWMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELISHA W. FINNEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN MCGARITY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHANE V. ROBISON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN SHOEMAKER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS H. WAECHTER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altisource Asset Management Corporation
TICKER: AAMC CUSIP: 02153X108
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. ERBEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ASHISH PANDEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL T. BOSSIDY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CINDY GERTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DALE KURLAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT C. SCHWEITZER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altisource Portfolio Solutions S.A.
TICKER: ASPS CUSIP: L0175J104
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. ERBEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM B. SHEPRO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. MICHAEL LINN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROLAND MULLER-INEICHEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMO VATTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE AND TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED AUDITORS AND DELOITTE AUDIT
S.A. R.L. AS CERTIFIED AUDIOR FOR STATUTORY ACCOUNTS
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: RECEIVE AND APPROVE DIRECTORS' REPORTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #6: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altria Group, Inc.
TICKER: MO CUSIP: 02209S103
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD L. BALILES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN J. BARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN T. CASTEEN, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DINYAR S. DEVITRE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS F. FARRELL, II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS W. JONES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBRA J. KELLY-ENNIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. LEO KIELY, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHRYN B. MCQUADE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GEORGE MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NABIL Y. SAKKAB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMAG Pharmaceuticals, Inc.
TICKER: AMAG CUSIP: 00163U106
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM K HEIDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL NARACHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. PEREZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LESLEY RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GINO SANTINI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVEY S. SCOON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amazon.com, Inc.
TICKER: AMZN CUSIP: 023135106
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY P. BEZOS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TOM A. ALBERG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN SEELY BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM B. GORDON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMIE S. GORELICK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALAIN MONIE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JONATHAN J. RUBINSTEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS O. RYDER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICIA Q. STONESIFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ambassadors Group, Inc.
TICKER: EPAX CUSIP: 023177108
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JAMES M. KALUSTIAN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR LISA O'DELL RAPUANO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TIMOTHY M. WALSH ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR RICARDO LOPEZ VALENCIA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR DEBRA DULSKY ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR DANIEL G. BYRNE ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NILOFER MERCHANT ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR PETER H. KAMIN ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR RICARDO LOPEZ VALENCIA ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR DEBRA DULSKY ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ameren Corporation
TICKER: AEE CUSIP: 023608102
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN F. BRAUER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE S. BRUNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLEN M. FITZSIMMONS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WALTER J. GALVIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GAYLE P. W. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN H. LIPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK T. STOKES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS R. VOSS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEPHEN R. WILSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JACK D. WOODARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON ENERGY EFFICIENCY AND SHAREHOLDER YES ABSTAIN AGAINST
RENEWABLE ENERGY PROGRAMS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Apparel, Inc.
TICKER: APP CUSIP: 023850100
MEETING DATE: 6/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOV CHARNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARVIN IGELMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND CHARNEY PURCHASE AGREEMENT AND ISSUER YES AGAINST AGAINST
ANTI-DILUTION PROVISION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Assets Trust, Inc.
TICKER: AAT CUSIP: 024013104
MEETING DATE: 7/10/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST S. RADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. CHAMBERLAIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY E. FINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN D. GOLD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DUANE A. NELLES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS S. OLINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT S. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Assets Trust, Inc.
TICKER: AAT CUSIP: 024013104
MEETING DATE: 6/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST S. RADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. CHAMBERLAIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY E. FINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DUANE A. NELLES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS S. OLINGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT S. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Campus Communities, Inc.
TICKER: ACC CUSIP: 024835100
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. BAYLESS JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R.D. BURCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR G. STEVEN DAWSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CYDNEY C. DONNELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD LOWENTHAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR OLIVER LUCK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WINSTON W. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Electric Power Company, Inc.
TICKER: AEP CUSIP: 025537101
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS K. AKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RALPH D. CROSBY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LINDA A. GOODSPEED ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS E. HOAGLIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SANDRA BEACH LIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL G. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD C. NOTEBAERT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEPHEN S. RASMUSSEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR OLIVER G. RICHARD, III ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RICHARD L. SANDOR ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SARA MARTINEZ TUCKER ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JOHN F. TURNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Express Company
TICKER: AXP CUSIP: 025816109
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR URSULA M. BURNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER CHERNIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNE LAUVERGEON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THEODORE J. LEONSIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD C. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD A. MCGINN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SAMUEL J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEVEN S REINEMUND ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DANIEL L. VASELLA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT D. WALTER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMERICAN INTERNATIONAL GROUP, INC.
TICKER: AIG CUSIP: 026874784
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT H. BENMOSCHE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN H. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM G. JURGENSEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTOPHER S. LYNCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARTHUR C. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GEORGE L. MILES, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HENRY S. MILLER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT S. MILLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RONALD A. RITTENMEYER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DOUGLAS M. STEENLAND ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR THERESA M. STONE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: LIMIT TOTAL NUMBER OF BOARDS ON WHICH SHAREHOLDER YES AGAINST FOR
COMPANY DIRECTORS MAY SERVE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Science and Engineering, Inc.
TICKER: ASEI CUSIP: 029429107
MEETING DATE: 9/6/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENIS R. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY R. FABIANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. GORDON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAMILTON W. HELMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DON R. KANIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ERNEST J. MONIZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK S. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CARL W. VOGT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Tower Corporation
TICKER: AMT CUSIP: 03027X100
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RAYMOND P. DOLAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RONALD M. DYKES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROLYN F. KATZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GUSTAVO LARA CANTU ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOANN A. REED ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAMELA D.A. REEVE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID E. SHARBUTT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES D. TAICLET, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SAMME L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ameriprise Financial, Inc.
TICKER: AMP CUSIP: 03076C106
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES M. CRACCHIOLO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LON R. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WARREN D. KNOWLTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR W. WALKER LEWIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SIRI S. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFERY NODDLE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR H. JAY SARLES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT F. SHARPE, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM H. TURNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AmerisourceBergen Corporation
TICKER: ABC CUSIP: 03073E105
MEETING DATE: 2/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN H. COLLIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS R. CONANT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. GOCHNAUER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD C. GOZON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD E. HAGENLOCKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHLEEN W. HYLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. LONG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HENRY W. MCGEE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ameristar Casinos, Inc.
TICKER: ASCA CUSIP: 03070Q101
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ameristar Casinos, Inc.
TICKER: ASCA CUSIP: 03070Q101
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GORDON R. KANOFSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. WILLIAM RICHARDSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amgen Inc.
TICKER: AMGN CUSIP: 031162100
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID BALTIMORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK J. BIONDI, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. BRADWAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCOIS DE CARBONNEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VANCE D. COFFMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR REBECCA M. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK C. HERRINGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TYLER JACKS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GILBERT S. OMENN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JUDITH C. PELHAM ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LEONARD D. SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amicus Therapeutics, Inc.
TICKER: FOLD CUSIP: 03152W109
MEETING DATE: 6/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT ESSNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TED W. LOVE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARGARET G. MCGLYNN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL G. RAAB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GLENN P. SBLENDORIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amkor Technology, Inc.
TICKER: AMKR CUSIP: 031652100
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. KIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH T. JOYCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER A. CAROLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WINSTON J. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN T. KIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT R. MORSE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN F. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES W. ZUG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMTECH SYSTEMS, INC.
TICKER: ASYS CUSIP: 032332504
MEETING DATE: 3/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONG S. WHANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FOKKO PENTINGA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL GARNREITER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALFRED W. GIESE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EGBERT J. G. GOUDENA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT F. KING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anadarko Petroleum Corporation
TICKER: APC CUSIP: 032511107
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEVIN P. CHILTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LUKE R. CORBETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER J. FLUOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD L. GEORGE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PRESTON M. GEREN, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES W. GOODYEAR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN R. GORDON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ERIC D. MULLINS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PAULA ROSPUT REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR R. A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Analog Devices, Inc.
TICKER: ADI CUSIP: 032654105
MEETING DATE: 3/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RAY STATA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JERALD G. FISHMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES A. CHAMPY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN C. HODGSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR YVES-ANDRE ISTEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NEIL NOVICH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR F. GRANT SAVIERS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAUL J. SEVERINO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KENTON J. SICCHITANO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LISA T. SU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Analogic Corporation
TICKER: ALOG CUSIP: 032657207
MEETING DATE: 1/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BERNARD C. BAILEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY P. BLACK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES W. GREEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES J. JUDGE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN C. MELIA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL T. MODIC ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRED B. PARKS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SOPHIE V. VANDEBROEK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR EDWARD F. VOBORIL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anaren, Inc.
TICKER: ANEN CUSIP: 032744104
MEETING DATE: 11/7/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL W. GERST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DALE F. ECK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES G. GOULD ISSUER YES FOR FOR
PROPOSAL #2: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR N/A
OF DIRECTORS
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AngioDynamics, Inc.
TICKER: ANGO CUSIP: 03475V101
MEETING DATE: 10/22/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID BURGSTAHLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WESLEY E. JOHNSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN R. LAPORTE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anthera Pharmaceuticals, Inc.
TICKER: ANTH CUSIP: 03674U102
MEETING DATE: 10/1/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADJOURN MEETING ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AOL Inc.
TICKER: AOL CUSIP: 00184X105
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIM ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD DALZELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALBERTO IBARGUEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HUGH F. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAWN G. LEPORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICIA MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FREDRIC REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES STENGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aon plc
TICKER: AON CUSIP: G0408V102
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LESTER B. KNIGHT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT GREGORY C. CASE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT FULVIO CONTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT CHERYL A. FRANCIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT EDGAR D. JANNOTTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT J. MICHAEL LOSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT ROBERT S. MORRISON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT RICHARD B. MYERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT RICHARD C. NOTEBAERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT GLORIA SANTONA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT CAROLYN Y. WOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: RATIFY ERNST AND YOUNG LLP AS AON'S ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: RATIFY ERNST AND YOUNG LLP AS AON'S U.K. ISSUER YES FOR FOR
STATUTORY AUDITOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL STATUTORY AUDITORS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE TO RATIFY DIRECTORS' ISSUER YES FOR FOR
REMUNERATION REPORT
PROPOSAL #8: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apache Corporation
TICKER: APA CUSIP: 037411105
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR EUGENE C. FIEDOREK ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR CHANSOO JOUNG ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM C. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: APARTMENT INVESTMENT AND MANAGEMENT COMPANY
TICKER: AIV CUSIP: 03748R101
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES N. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRY CONSIDINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS L. KELTNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHLEEN M. NELSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apollo Residential Mortgage, Inc.
TICKER: AMTG CUSIP: 03763V102
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC E. BECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK C. BIDERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FREDERICK N. KHEDOURI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JUSTIN STEVENS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOPE S. TAITZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERICK J. KLEISNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS D. CHRISTOPOUL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apple Inc.
TICKER: AAPL CUSIP: 037833100
MEETING DATE: 2/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY COOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MILLARD DREXLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR AL GORE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ROBERT IGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREA JUNG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ARTHUR LEVINSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RONALD SUGAR ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ESTABLISH BOARD COMMITTEE ON HUMAN RIGHTS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARC Document Solutions, Inc.
TICKER: ARC CUSIP: 00191G103
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KUMARAKULASINGAM ISSUER YES FOR FOR
SURIYAKUMAR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. FORMOLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEWITT KERRY MCCLUGGAGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES F. MCNULTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK W. MEALY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MANUEL PEREZ DE LA MESA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIBERTO R. SCOCIMARA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arch Capital Group Ltd.
TICKER: ACGL CUSIP: G0450A105
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN L. BUNCE, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR YIORGOS LILLIKAS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEANNA M. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR ANTHONY ASQUITH AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2b: ELECT DIRECTOR EDGARDO BALOIS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2c: ELECT DIRECTOR DENNIS R. BRAND AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2d: ELECT DIRECTOR PETER CALLEO AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2e: ELECT DIRECTOR PAUL COLE AS DESIGNATED ISSUER YES FOR FOR
COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2f: ELECT DIRECTOR MICHAEL CONSTANTINIDES ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #2g: ELECT DIRECTOR GRAHAM B.R. COLLIS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2h: ELECT DIRECTOR WILLIAM J. COONEY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2i: ELECT DIRECTOR NICK DENNISTON AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2j: ELECT DIRECTOR MICHAEL FEETHAM AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2k: ELECT DIRECTOR STEPHEN FOGARTY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2l: ELECT DIRECTOR ELIZABETH FULLERTON-ROME ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #2m: ELECT DIRECTOR MARC GRANDISSON AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2n: ELECT DIRECTOR MICHAEL A. GREENE AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2o: ELECT DIRECTOR JEROME HALGAN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2p: ELECT DIRECTOR DAVID W. HIPKIN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2q: ELECT DIRECTOR W. PRESTON HUTCHINGS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2r: ELECT DIRECTOR CONSTANTINE IORDANOU AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2s: ELECT DIRECTOR WOLBERT H. KAMPHUIJS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2t: ELECT DIRECTOR MICHAEL H. KIER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2u: ELECT DIRECTOR LIN LI-WILLIAMS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2v: ELECT DIRECTOR MARK D. LYONS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2w: ELECT DIRECTOR ADAM MATTESON AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2x: ELECT DIRECTOR ROBERT MCDOWELL AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2y: ELECT DIRECTOR DAVID H. MCELROY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2z: ELECT DIRECTOR ROMMEL MERCADO AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2aa: ELECT DIRECTOR DAVID J. MULHOLLAND AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ab: ELECT DIRECTOR MICHAEL R. MURPHY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ac: ELECT DIRECTOR MARTIN J. NILSEN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ad: ELECT DIRECTOR MARK NOLAN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ae: ELECT DIRECTOR MARITA OLIVER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2af: ELECT DIRECTOR NICOLAS PAPADOPOULO AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ag: ELECT DIRECTOR ELISABETH QUINN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ah: ELECT DIRECTOR MAAMOUN RAJEH AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ai: ELECT DIRECTOR JOHN F. RATHGEBER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2aj: ELECT DIRECTOR ANDREW RIPPERT AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ak: ELECT DIRECTOR CARLA SANTAMARIA-SENA ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #2al: ELECT DIRECTOR ARTHUR SCACE AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2am: ELECT DIRECTOR SCOTT SCHENKER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2an: ELECT DIRECTOR SOREN SCHEUER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ao: ELECT DIRECTOR BUDHI SINGH AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ap: ELECT DIRECTOR HELMUT SOHLER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2aq: ELECT DIRECTOR IWAN VAN MUNSTER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ar: ELECT DIRECTOR ANGUS WATSON AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2as: ELECT DIRECTOR JAMES R. WEATHERSTONE ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #2at: ELECT DIRECTOR GERALD WOLFE AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Archer-Daniels-Midland Company
TICKER: ADM CUSIP: 039483102
MEETING DATE: 11/1/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. BOECKMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MOLLIE HALE CARTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERRELL K. CREWS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PIERRE DUFOUR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTONIO MACIEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK J. MOORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS F. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DANIEL SHIH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PATRICIA A. WOERTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arena Pharmaceuticals, Inc.
TICKER: ARNA CUSIP: 040047102
MEETING DATE: 6/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK LIEF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOMINIC P. BEHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD D. BELCHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT H. BICE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HARRY F. HIXSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TINA S. NOVA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHILLIP M. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTINE A. WHITE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RANDALL E. WOODS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ariba, Inc.
TICKER: ARBA CUSIP: 04033V203
MEETING DATE: 8/29/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ArQule, Inc.
TICKER: ARQL CUSIP: 04269E107
MEETING DATE: 5/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN L. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. LOBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Array BioPharma Inc.
TICKER: ARRY CUSIP: 04269X105
MEETING DATE: 10/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GWEN A. FYFE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LIAM T. RATCLIFFE ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ascena Retail Group, Inc.
TICKER: ASNA CUSIP: 04351G101
MEETING DATE: 12/11/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN USDAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDY L. PEARCE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ascent Capital Group, Inc.
TICKER: ASCMA CUSIP: 043632108
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP J. HOLTHOUSE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: SUBMIT SHAREHOLDER RIGHTS PLAN (POISON SHAREHOLDER YES FOR AGAINST
PILL) TO SHAREHOLDER VOTE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aspen Technology, Inc.
TICKER: AZPN CUSIP: 045327103
MEETING DATE: 12/6/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK E. FUSCO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY E. HAROIAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assurant, Inc.
TICKER: AIZ CUSIP: 04621X108
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELAINE D. ROSEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HOWARD L. CARVER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JUAN N. CENTO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELYSE DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAWRENCE V. JACKSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID B. KELSO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES J. KOCH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEAN-PAUL L. MONTUPET ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT B. POLLOCK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PAUL J. REILLY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT W. STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AT&T Inc.
TICKER: T CUSIP: 00206R102
MEETING DATE: 4/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL L. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GILBERT F. AMELIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR REUBEN V. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. BLANCHARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAIME CHICO PARDO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT T. FORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES P. KELLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JON C. MADONNA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN B. MCCOY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MATTHEW K. ROSE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR LAURA D'ANDREA TYSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND STOCK PURCHASE AND DEFERRAL PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON REDUCING LEAD BATTERY HEALTH SHAREHOLDER YES AGAINST FOR
HAZARDS
PROPOSAL #7: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES AGAINST FOR
CONTROL) TO SHAREHOLDER VOTE
PROPOSAL #8: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Autodesk, Inc.
TICKER: ADSK CUSIP: 052769106
MEETING DATE: 6/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CARL BASS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRAWFORD W. BEVERIDGE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. HALLAM DAWSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS GEORGENS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PER-KRISTIAN HALVORSEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARY T. MCDOWELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LORRIE M. NORRINGTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STACY J. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEVEN M. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Automatic Data Processing, Inc.
TICKER: ADP CUSIP: 053015103
MEETING DATE: 11/13/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELLEN R. ALEMANY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY D. BRENNEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD T. CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC C. FAST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LINDA R. GOODEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R. GLENN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN P. JONES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CARLOS A. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ENRIQUE T. SALEM ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GREGORY L. SUMME ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AUTOZONE, INC.
TICKER: AZO CUSIP: 053332102
MEETING DATE: 12/12/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUE E. GOVE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EARL G. GRAVES, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ENDERSON GUIMARAES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. R. HYDE, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. ANDREW MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE R. MRKONIC, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LUIS P. NIETO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM C. RHODES, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Auxilium Pharmaceuticals, Inc.
TICKER: AUXL CUSIP: 05334D107
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROLF A. CLASSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADRIAN ADAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER C. BRANDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OLIVER S. FETZER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL A. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NANCY S. LURKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM T. MCKEE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AvalonBay Communities, Inc.
TICKER: AVB CUSIP: 053484101
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLYN F. AEPPEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN B. BUCKELEW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE A. CHOATE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. HEALY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY J. NAUGHTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LANCE R. PRIMIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER S. RUMMELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR H. JAY SARLES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR W. EDWARD WALTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVEO Pharmaceuticals, Inc.
TICKER: AVEO CUSIP: 053588109
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH M. BATE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT S. EPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY B. EVNIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TUAN HA-NGOC ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAJU KUCHERLAPATI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRI A. TERMEER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH E. WEG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT C. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avery Dennison Corporation
TICKER: AVY CUSIP: 053611109
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADLEY A. ALFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROLF L. BORJESSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN T. CARDIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID E. I. PYOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEAN A. SCARBOROUGH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK T. SIEWERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JULIA A. STEWART ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARTHA N. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avon Products, Inc.
TICKER: AVP CUSIP: 054303102
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS R. CONANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR V. ANN HAILEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRED HASSAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARIA ELENA LAGOMASINO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHERI S. MCCOY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANN S. MOORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GARY M. RODKIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAULA STERN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON SAFER SUBSTITUTES FOR PRODUCT SHAREHOLDER YES AGAINST FOR
INGREDIENTS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ball Corporation
TICKER: BLL CUSIP: 058498106
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HANNO C. FIEDLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. LEHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGIA R. NELSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of America Corporation
TICKER: BAC CUSIP: 060505104
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHARON L. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN S. BIES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK O. BOVENDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK P. BRAMBLE, SR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARNOLD W. DONALD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES K. GIFFORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES O. HOLLIDAY, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LINDA P. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BRIAN T. MOYNIHAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: AMEND BYLAW TO LIMIT MULTIPLE BOARD SHAREHOLDER YES AGAINST FOR
SERVICE
PROPOSAL #7: REPORT ON FEASIBILITY OF PROHIBITING SHAREHOLDER YES AGAINST FOR
POLITICAL CONTRIBUTIONS
PROPOSAL #8: REVIEW FAIR HOUSING AND FAIR LENDING SHAREHOLDER YES AGAINST FOR
COMPLIANCE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Baxano Surgical Inc.
TICKER: TSON CUSIP: 89385X105
MEETING DATE: 5/31/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES AGAINST AGAINST
ACQUISITION
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES AGAINST AGAINST
PLACEMENT
PROPOSAL #3: CHANGE COMPANY NAME ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADJOURN MEETING ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Baxter International Inc.
TICKER: BAX CUSIP: 071813109
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS F. CHEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BLAKE E. DEVITT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN D. FORSYTH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GAIL D. FOSLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CAROLE J. SHAPAZIAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BB&T Corporation
TICKER: BBT CUSIP: 054937107
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. ALLISON, IV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JENNIFER S. BANNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR K. DAVID BOYER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNA R. CABLIK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD E. DEAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. FAULKNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR I. PATRICIA HENRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN P. HOWE, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ERIC C. KENDRICK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KELLY S. KING ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LOUIS B. LYNN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR EDWARD C. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CHARLES A. PATTON ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR NIDO R. QUBEIN ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR TOLLIE W. RICH, JR. ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR THOMAS E. SKAINS ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR THOMAS N. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT DIRECTOR EDWIN H. WELCH ISSUER YES FOR FOR
PROPOSAL #1.19: ELECT DIRECTOR STEPHEN T. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS AND SHAREHOLDER YES AGAINST FOR
LOBBYING EXPENDITURES
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BB&T Corporation
TICKER: BBT CUSIP: 054937107
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF INCORPORATION OF BB&T ISSUER YES FOR FOR
TO CHANGE THE PAYMENT DATES OF ITS PREFERRED STOCK
DIVIDENDS TO CONFORM WITH THE PAYMENT DATE OF ITS
COMMON STOCK DIVIDENDS AND CONFORM PREFERRED STOCK
RECORD DATES
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beam Inc.
TICKER: BEAM CUSIP: 073730103
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD A. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN W. GOLSBY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANN F. HACKETT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR A. D. DAVID MACKAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GRETCHEN W. PRICE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MATTHEW J. SHATTOCK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT A. STEELE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETER M. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beazer Homes USA, Inc.
TICKER: BZH CUSIP: 07556Q105
MEETING DATE: 10/11/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beazer Homes USA, Inc.
TICKER: BZH CUSIP: 07556Q881
MEETING DATE: 2/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELIZABETH S. ACTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAURENT ALPERT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN C. BEAZER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER G. LEEMPUTTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALLAN P. MERRILL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NORMA A. PROVENCIO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LARRY T. SOLARI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN P. ZELNAK, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: AMENDMENT OF THE PROTECTIVE AMENDMENT ISSUER YES FOR FOR
PROPOSAL #6: ADOPT NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Becton, Dickinson and Company
TICKER: BDX CUSIP: 075887109
MEETING DATE: 1/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BASIL L. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY P. BECTON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CATHERINE M. BURZIK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD F. DEGRAAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VINCENT A. FORLENZA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAIRE M. FRASER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER JONES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ADEL A.F. MAHMOUD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GARY A. MECKLENBURG ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES F. ORR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLARD J. OVERLOCK, ISSUER YES FOR FOR
JR.
PROPOSAL #1.13: ELECT DIRECTOR REBECCA W. RIMEL ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR BERTRAM L. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR ALFRED SOMMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RESCIND FAIR PRICE PROVISION ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bed Bath & Beyond Inc.
TICKER: BBBY CUSIP: 075896100
MEETING DATE: 6/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WARREN EISENBERG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LEONARD FEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN H. TEMARES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEAN S. ADLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STANLEY F. BARSHAY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KLAUS EPPLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PATRICK R. GASTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JORDAN HELLER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR VICTORIA A. MORRISON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Benihana Inc.
TICKER: BNHN CUSIP: 082047101
MEETING DATE: 8/21/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berkshire Hathaway Inc.
TICKER: BRK.B CUSIP: 084670702
MEETING DATE: 5/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARREN E. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES T. MUNGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD G. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. GATES III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID S. GOTTESMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLOTTE GUYMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD R. KEOUGH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS S. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RONALD L. OLSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WALTER SCOTT, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MERYL B. WITMER ISSUER YES FOR FOR
PROPOSAL #2: ADOPT QUANTITATIVE GOALS FOR GHG AND SHAREHOLDER YES ABSTAIN AGAINST
OTHER AIR EMISSIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biglari Holdings Inc.
TICKER: BH CUSIP: 08986R101
MEETING DATE: 12/14/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK AND ISSUER YES AGAINST AGAINST
AUTHORIZE NEW CLASS OF COMMON STOCK
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biglari Holdings Inc.
TICKER: BH CUSIP: 08986R101
MEETING DATE: 4/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SARDAR BIGLARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP L. COOLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH R. COOPER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES P. MASTRIAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RUTH J. PERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biogen Idec Inc.
TICKER: BIIB CUSIP: 09062X103
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROLINE D. DORSA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STELIOS PAPADOPOULOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE A. SCANGOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LYNN SCHENK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALEXANDER J. DENNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NANCY L. LEAMING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD C. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT W. PANGIA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN S. POSNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ERIC K. ROWINSKY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN A. SHERWIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIAM D. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioSante Pharmaceuticals, Inc.
TICKER: BPAX CUSIP: 09065V302
MEETING DATE: 4/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioSante Pharmaceuticals, Inc.
TICKER: BPAX CUSIP: 09065V302
MEETING DATE: 6/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS W. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN M. SIMES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED HOLUBOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROSS MANGANO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN T. POTTS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD ROSENOW, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN A. SHERWIN ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Black Box Corporation
TICKER: BBOX CUSIP: 091826107
MEETING DATE: 8/7/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. TERRY BLAKEMORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. CROUCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS W. GOLONSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS G. GREIG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD A. NICHOLSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BlackRock, Inc.
TICKER: BLK CUSIP: 09247X101
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ABDLATIF YOUSEF AL-HAMAD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MATHIS CABIALLAVETTA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DENNIS D. DAMMERMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JESSICA P. EINHORN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FABRIZIO FREDA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID H. KOMANSKY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES E. ROHR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN L. WAGNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blyth, Inc.
TICKER: BTH CUSIP: 09643P207
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA M. GOERGEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT B. GOERGEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEAL I. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRETT M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ILAN KAUFTHAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES M. MCTAGGART ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HOWARD E. ROSE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BMC Software, Inc.
TICKER: BMC CUSIP: 055921100
MEETING DATE: 7/25/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROBERT E. BEAUCHAMP ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JON E. BARFIELD ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR GARY L. BLOOM ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JOHN M. DILLON ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MELDON K. GAFNER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MARK J. HAWKINS ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR STEPHAN A. JAMES ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR P. THOMAS JENKINS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR LOUIS J. LAVIGNE, JR. ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR KATHLEEN A. O'NEIL ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR CARL JAMES SCHAPER ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR TOM C. TINSLEY ISSUER YES FOR FOR
PROPOSAL #13: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #1.1: ELECT DIRECTOR CARL JAMES SCHAPER SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. HOGAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. DILLON SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: ELECT DIRECTOR ANDREAS W. MATTES SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: MANAGEMENT NOMINEE - ROBERT E. SHAREHOLDER NO N/A N/A
BEAUCHAMP
PROPOSAL #1.6: MANAGEMENT NOMINEE - GARY L. BLOOM SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: MANAGEMENT NOMINEE - MARK J. HAWKINS SHAREHOLDER NO N/A N/A
PROPOSAL #1.8: MANAGEMENT NOMINEE - STEPHAN A. JAMES SHAREHOLDER NO N/A N/A
PROPOSAL #1.9: MANAGEMENT NOMINEE - P. THOMAS JENKINS SHAREHOLDER NO N/A N/A
PROPOSAL #1.10: MANAGEMENT NOMINEE - LOUIS J. SHAREHOLDER NO N/A N/A
LAVIGNE, JR.
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER NO N/A N/A
PURCHASE PLAN
PROPOSAL #3: RATIFY AUDITORS ISSUER NO N/A N/A
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #5: REPEAL ANY BYLAWS AMENDMENTS ADOPTED SHAREHOLDER NO N/A N/A
AFTER NOVEMBER 10, 2010
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Body Central Corp.
TICKER: BODY CUSIP: 09689U102
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN K. HALEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT GLASS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boston Properties, Inc.
TICKER: BXP CUSIP: 101121101
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZOË BAIRD BUDINGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROL B. EINIGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACOB A. FRENKEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOEL I. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS T. LINDE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW J. LUSTIG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN J. PATRICOF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR OWEN D. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARTIN TURCHIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID A. TWARDOCK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MORTIMER B. ZUCKERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boston Scientific Corporation
TICKER: BSX CUSIP: 101137107
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHARINE T. BARTLETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRUCE L. BYRNES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NELDA J. CONNORS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL F. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ERNEST MARIO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR N.J. NICHOLAS, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETE M. NICHOLAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR UWE E. REINHARDT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN E. SUNUNU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boyd Gaming Corporation
TICKER: BYD CUSIP: 103304101
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. BOUGHNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. BOYD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. BOYD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD E. FLAHERTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS V. GIRARDI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARIANNE BOYD JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BILLY G. MCCOY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FREDERICK J. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEITH E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHRISTINE J. SPADAFOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PETER M. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR VERONICA J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bridgepoint Education, Inc.
TICKER: BPI CUSIP: 10807M105
MEETING DATE: 5/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RYAN CRAIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT HARTMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW M. MILLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRIGGS & STRATTON CORPORATION
TICKER: BGG CUSIP: 109043109
MEETING DATE: 10/17/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. HUMPHREY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. O'TOOLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES I. STORY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND SHAREHOLDER RIGHTS PLAN (POISON ISSUER YES FOR FOR
PILL)
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bristol-Myers Squibb Company
TICKER: BMY CUSIP: 110122108
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR LAMBERTO ANDREOTTI ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR LEWIS B. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES M. CORNELIUS ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LAURIE H. GLIMCHER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MICHAEL GROBSTEIN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ALAN J. LACY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR VICKI L. SATO ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR ELLIOTT SIGAL ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR GERALD L. STORCH ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR TOGO D. WEST, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brown & Brown, Inc.
TICKER: BRO CUSIP: 115236101
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. HYATT BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL P. BELL, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HUGH M. BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. POWELL BROWN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADLEY CURREY, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THEODORE J. HOEPNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES S. HUNT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TONI JENNINGS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TIMOTHY R.M. MAIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR H. PALMER PROCTOR, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WENDELL S. REILLY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CHILTON D. VARNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bruker Corporation
TICKER: BRKR CUSIP: 116794108
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WOLF-DIETER EMMERICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRENDA J. FURLONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK H. LAUKIEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD A. PACKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BUILD-A-BEAR WORKSHOP, INC.
TICKER: BBW CUSIP: 120076104
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY LOU FIALA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. GOULD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS PINNAU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C&J Energy Services, Inc.
TICKER: CJES CUSIP: 12467B304
MEETING DATE: 5/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA E. COMSTOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDALL C. MCMULLEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DARREN M. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL ROEMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H.H. WOMMACK, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. JAMES STEWART, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADRIANNA MA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C.H. Robinson Worldwide, Inc.
TICKER: CHRW CUSIP: 12541W209
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY J. STEELE GUILFOILE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JODEE A. KOZLAK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR REBECCA KOENIG ROLOFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CA, Inc.
TICKER: CA CUSIP: 12673P105
MEETING DATE: 8/1/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JENS ALDER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RAYMOND J. BROMARK ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR GARY J. FERNANDES ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ROHIT KAPOOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR KAY KOPLOVITZ ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR CHRISTOPHER B. LOFGREN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM E. MCCRACKEN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR RICHARD SULPIZIO ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR LAURA S. UNGER ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR ARTHUR F. WEINBACH ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR RENATO (RON) ZAMBONINI ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: APPROVE OUTSIDE DIRECTOR STOCK AWARDS ISSUER YES FOR FOR
IN LIEU OF CASH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cablevision Systems Corporation
TICKER: CVC CUSIP: 12686C109
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZACHARY W. CARTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR THOMAS V. REIFENHEISER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. RYAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR VINCENT TESE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR LEONARD TOW ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cabot Oil & Gas Corporation
TICKER: COG CUSIP: 127097103
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT L. KEISER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. MATT RALLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PRO-RATA VESTING OF EQUITY PLANS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CACI International Inc
TICKER: CACI CUSIP: 127190304
MEETING DATE: 11/15/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL D. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES S. GILMORE, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY G. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD L. LEATHERWOOD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. PHILLIP LONDON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES L. PAVITT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WARREN R. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES P. REVOILE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM S. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cal Dive International, Inc.
TICKER: DVR CUSIP: 12802T101
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN B. REED, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID E. PRENG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISSUANCE OF WARRANTS/CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #5: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
REMOVE ARTICLE XII
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calix, Inc.
TICKER: CALX CUSIP: 13100M509
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL EVERETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM GROSSER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DON LISTWIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cameron International Corporation
TICKER: CAM CUSIP: 13342B105
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES T. HACKETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. PATRICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JON ERIK REINHARDSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE W. WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Campbell Soup Company
TICKER: CPB CUSIP: 134429109
MEETING DATE: 11/14/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDMUND M. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL R. CHARRON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENNETT DORRANCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE C. KARLSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RANDALL W. LARRIMORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY ALICE DORRANCE ISSUER YES FOR FOR
MALONE
PROPOSAL #1.7: ELECT DIRECTOR SARA MATHEW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENISE M. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLES R. PERRIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR A. BARRY RAND ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NICK SHREIBER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR TRACEY T. TRAVIS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ARCHBOLD D. VAN BEUREN ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR LES C. VINNEY ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR CHARLOTTE C. WEBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital One Financial Corporation
TICKER: COF CUSIP: 14040H105
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD D. FAIRBANK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. RONALD DIETZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LEWIS HAY, III ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BENJAMIN P. JENKINS, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER E. RASKIND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MAYO A. SHATTUCK, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRADFORD H. WARNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CATHERINE G. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4a: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4b: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4c: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital Senior Living Corporation
TICKER: CSU CUSIP: 140475104
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. MOORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP A. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD A. MALONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND SHAREHOLDER RIGHTS PLAN (POISON ISSUER YES FOR FOR
PILL)
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carbonite, Inc.
TICKER: CARB CUSIP: 141337105
MEETING DATE: 6/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES KANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM G. NELSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cardinal Health, Inc.
TICKER: CAH CUSIP: 14149Y108
MEETING DATE: 11/2/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR COLLEEN F. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE S. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLENN A. BRITT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARRIE S. COX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CALVIN DARDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE L. DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN F. FINN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CLAYTON M. JONES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY B. KENNY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID P. KING ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD C. NOTEBAERT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JEAN G. SPAULDING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Career Education Corporation
TICKER: CECO CUSIP: 141665109
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS E. CALDERA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS H. CHOOKASZIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. DEVONSHIRE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY L. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS B. LALLY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD D. MCCRAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT W. STEFFEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LESLIE T. THORNTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON STUDENT LOAN REPAYMENTS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CareFusion Corporation
TICKER: CFN CUSIP: 14170T101
MEETING DATE: 4/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PHILIP L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT F. FRIEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GREGORY T. LUCIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carmike Cinemas, Inc.
TICKER: CKEC CUSIP: 143436400
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK R. BELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY W. BERKMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SEAN T. ERWIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES A. FLEMING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN J. HIRSCHFIELD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR S. DAVID PASSMAN, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROLAND C. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICIA A. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carnival Corporation
TICKER: CCL CUSIP: 143658300
MEETING DATE: 4/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT MICKY ARISON AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #2: REELECT JONATHON BAND AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #3: REELECT ARNOLD W. DONALD AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #4: REELECT PIER LUIGI FOSCHI AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
PROPOSAL #5: REELECT HOWARD S. FRANK AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #6: REELECT RICHARD J. GLASIER AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
PROPOSAL #7: REELECT DEBRA KELLY-ENNIS AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
PROPOSAL #8: REELECT JOHN PARKER AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #9: REELECT STUART SUBOTNICK AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #10: REELECT LAURA WEIL AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #11: REELECT RANDALL J. WEISENBURGER AS A ISSUER YES FOR FOR
DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
PROPOSAL #12: REAPPOINT THE UK FIRM OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS
FOR CARNIVAL PLC AND RATIFY THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITOR
FOR CARNIVAL CORPORATION
PROPOSAL #13: AUTHORIZE THE AUDIT COMMITTEE OF ISSUER YES FOR FOR
CARNIVAL PLC TO FIX REMUNERATION OF THE INDEPENDENT
AUDITORS OF CARNIVAL PLC
PROPOSAL #14: RECEIVE THE UK ACCOUNTS AND REPORTS OF ISSUER YES FOR FOR
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE
YEAR ENDED NOVEMBER 30, 2011
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #17: AUTHORIZE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORIZE SHARES FOR MARKET PURCHASE ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Casual Male Retail Group, Inc.
TICKER: CMRG CUSIP: 148711302
MEETING DATE: 8/2/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SEYMOUR HOLTZMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN S. BERNIKOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JESSE CHOPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN E. KYEES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WARD K. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE T. PORTER, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MITCHELL S. PRESSER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caterpillar Inc.
TICKER: CAT CUSIP: 149123101
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID L. CALHOUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL M. DICKINSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUAN GALLARDO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID R. GOODE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JESSE J. GREENE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JON M. HUNTSMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER A. MAGOWAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENNIS A. MUILENBURG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOUGLAS R. OBERHELMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES D. POWELL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR EDWARD B. RUST, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JOSHUA I. SMITH ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR MILES D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: INCLUDE SUSTAINABILITY AS A PERFORMANCE SHAREHOLDER YES AGAINST FOR
MEASURE FOR SENIOR EXECUTIVE COMPENSATION
PROPOSAL #8: REVIEW AND ASSESS HUMAN RIGHTS POLICIES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #9: PROHIBIT SALES TO THE GOVERNMENT OF SUDAN SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celgene Corporation
TICKER: CELG CUSIP: 151020104
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. HUGIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD BARKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. CASEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARRIE S. COX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RODMAN L. DRAKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL A. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GILLA KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES J. LOUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ERNEST MARIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cell Therapeutics, Inc.
TICKER: CTIC CUSIP: 150934883
MEETING DATE: 6/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN H. BAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP M. NUDELMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR REED V. TUCKSON ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cellcom Israel Ltd.
TICKER: CEL CUSIP: M2196U109
MEETING DATE: 8/7/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: REELECT AMI EREL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: REELECT SHAY LIVNAT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: REELECT RAANAN COHEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: REELECT RAFI BISKER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: REELECT SHLOMO WAXE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: REELECT HAIM GAVRIELI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.7: REELECT ARI BRONSHTEIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: REELECT EPHRAIM KUNDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: REELECT EDITH LUSKY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: REAPPOINT AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CenterPoint Energy, Inc.
TICKER: CNP CUSIP: 15189T107
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MILTON CARROLL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL P. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JANIECE M. LONGORIA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID M. MCCLANAHAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SUSAN O. RHENEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR R. A. WALKER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER S. WAREING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Pacific Financial Corp.
TICKER: CPF CUSIP: 154760409
MEETING DATE: 4/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALVARO J. AGUIRRE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES F. BURR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTINE H. H. CAMP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. DEAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EARL E. FRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL J. KOSASA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DUANE K. KURISU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR COLBERT M. MATSUMOTO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CRYSTAL K. ROSE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CenturyLink, Inc.
TICKER: CTL CUSIP: 156700106
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. BRUCE HANKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. G. MELVILLE, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED R. NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM A. OWENS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HARVEY P. PERRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GLEN F. POST, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAURIE A. SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH R. ZIMMEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4a: SHARE RETENTION POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #4b: ADOPT POLICY ON BONUS BANKING SHAREHOLDER YES AGAINST FOR
PROPOSAL #4c: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
PROPOSAL #4d: PROVIDE FOR CONFIDENTIAL VOTING SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cenveo, Inc.
TICKER: CVO CUSIP: 15670S105
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. BURTON, SR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERALD S. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD C. GREEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. OBERNIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CF Industries Holdings, Inc.
TICKER: CF CUSIP: 125269100
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR ROBERT C. ARZBAECHER ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR STEPHEN J. HAGGE ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DIRECTOR EDWARD A. SCHMITT ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ADOPT POLICY AND REPORT ON BOARD SHAREHOLDER YES ABSTAIN AGAINST
DIVERSITY
PROPOSAL #7: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #8: REPORT ON SUSTAINABILITY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charter Communications, Inc.
TICKER: CHTR CUSIP: 16117M305
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. LANCE CONN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DARREN GLATT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CRAIG A. JACOBSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE A. KARSH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDGAR LEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY A. MARCUS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JOHN D. MARKLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID C. MERRITT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STAN PARKER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS M. RUTLEDGE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ERIC L. ZINTERHOFER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chatham Lodging Trust
TICKER: CLDT CUSIP: 16208T102
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY H. FISHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MILES BERGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. CROCKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK P. DEBOER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLEN R. GILBERT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. GERALD GOLDSMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT PERLMUTTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROLF E. RUHFUS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOEL F. ZEMANS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Checkpoint Systems, Inc.
TICKER: CKP CUSIP: 162825103
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM S. ANTLE, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN N. DAVID ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. KEITH ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARC T. GILES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheniere Energy, Inc.
TICKER: LNG CUSIP: 16411R208
MEETING DATE: 2/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheniere Energy, Inc.
TICKER: LNG CUSIP: 16411R208
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICKY A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID B. KILPATRICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR G. ANDREA BOTTA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chesapeake Utilities Corporation
TICKER: CPK CUSIP: 165303108
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH J. ADKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL L. MADDOCK, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL P. MCMASTERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chevron Corporation
TICKER: CVX CUSIP: 166764100
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINNET F. DEILY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT E. DENHAM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALICE P. GAST ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GEORGE L. KIRKLAND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES W. MOORMAN, IV ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KEVIN W. SHARER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN G. STUMPF ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CARL WARE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN S. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON MANAGEMENT OF HYDRAULIC SHAREHOLDER YES AGAINST FOR
FRACTURING RISKS AND OPPORTUNITIES
PROPOSAL #6: REPORT ON OFFSHORE OIL WELLS AND SPILL SHAREHOLDER YES AGAINST FOR
MITIGATION MEASURES
PROPOSAL #7: REPORT ON FINANCIAL RISKS OF CLIMATE SHAREHOLDER YES AGAINST FOR
CHANGE
PROPOSAL #8: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: PROHIBIT POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #11: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #12: REQUIRE DIRECTOR NOMINEE WITH SHAREHOLDER YES AGAINST FOR
ENVIRONMENTAL EXPERTISE
PROPOSAL #13: ADOPT GUIDELINES FOR COUNTRY SELECTION SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chicago Bridge & Iron Company N.V.
TICKER: CBI CUSIP: 167250109
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DEBORAH M. FRETZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT MICHAEL L. UNDERWOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION REPORT CONTAINING ISSUER YES FOR FOR
REMUNERATION POLICY FOR MANAGEMENT BOARD MEMBERS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS, DISCUSS ISSUER YES FOR FOR
STATUTORY REPORTS, AND APPROVE PUBLICATION OF
INFORMATION IN ENGLISH
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME AND DIVIDENDS OF 0.20 PER SHARE, AND
DISCHARGE DIRECTORS
PROPOSAL #5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #9: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES AGAINST AGAINST
PROPOSAL #10: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Christopher & Banks Corporation
TICKER: CBK CUSIP: 171046105
MEETING DATE: 6/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. COHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE L. JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM F. SHARPE, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL L. SNYDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICIA A. STENSRUD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LUANN VIA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LISA W. WARDELL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Churchill Downs Incorporated
TICKER: CHDN CUSIP: 171484108
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ULYSSES L. BRIDGEMAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. DUCHOSSOIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. ALEX RANKIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cigna Corporation
TICKER: CI CUSIP: 125509109
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. CORDANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ISAIAH HARRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANE E. HENNEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONNA F. ZARCONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cincinnati Financial Corporation
TICKER: CINF CUSIP: 172062101
MEETING DATE: 4/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. BAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY T. BIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA CLEMENT-HOLMES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIRK J. DEBBINK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN J. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH C. LICHTENDAHL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. RODNEY MCMULLEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GRETCHEN W. PRICE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN J. SCHIFF, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS R. SCHIFF ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DOUGLAS S. SKIDMORE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KENNETH W. STECHER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN F. STEELE, JR. ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR LARRY R. WEBB ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR E. ANTHONY WOODS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cintas Corporation
TICKER: CTAS CUSIP: 172908105
MEETING DATE: 10/16/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GERALD S. ADOLPH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN F. BARRETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MELANIE W. BARSTAD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD T. FARMER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SCOTT D. FARMER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT J. KOHLHEPP ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH SCAMINACE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD W. TYSOE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cisco Systems, Inc.
TICKER: CSCO CUSIP: 17275R102
MEETING DATE: 11/15/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROL A. BARTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARC BENIOFF ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL D. CAPELLAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LARRY R. CARTER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN T. CHAMBERS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN L. HALLA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD M. KOVACEVICH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR STEVEN M. WEST ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON ELIMINATING CONFLICT MINERALS SHAREHOLDER YES AGAINST FOR
FROM SUPPLY CHAIN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIT Group Inc.
TICKER: CIT CUSIP: 125581801
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN A. THAIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. EMBLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM M. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID M. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR R. BRAD OATES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARIANNE MILLER PARRS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GERALD ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN R. RYAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SEYMOUR STERNBERG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER J. TOBIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LAURA S. UNGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citigroup Inc.
TICKER: C CUSIP: 172967424
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL L. CORBAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANZ B. HUMER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT L. JOSS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL E. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT L. RYAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANTHONY M. SANTOMERO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOAN E. SPERO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM S. THOMPSON, JR. ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ERNESTO ZEDILLO PONCE DE ISSUER YES FOR FOR
LEON
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: AMEND INDEMNIFICATIONS PROVISIONS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citrix Systems, Inc.
TICKER: CTXS CUSIP: 177376100
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK B. TEMPLETON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN M. DOW ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GODFREY R. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clearwater Paper Corporation
TICKER: CLW CUSIP: 18538R103
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEVIN J. HUNT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM D. LARSSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL T. RIORDAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cleveland BioLabs, Inc.
TICKER: CBLI CUSIP: 185860103
MEETING DATE: 6/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. ANTAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIA R. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL E. DICORLETO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREI GUDKOV ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR DAVID C. HOHN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YAKOV KOGAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY J. PRINCIPI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RANDY S. SALUCK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CME Group Inc.
TICKER: CME CUSIP: 12572Q105
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRENCE A. DUFFY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES P. CAREY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK E. CERMAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTIN J. GEPSMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEO MELAMED ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH NICIFORO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR C.C. ODOM, II ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN F. SANDNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DENNIS A. SUSKIND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CMS Energy Corporation
TICKER: CMS CUSIP: 125896100
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JON E. BARFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN E. EWING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD M. GABRYS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM D. HARVEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID W. JOOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP R. LOCHNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL T. MONAHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN G. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH L. WAY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LAURA H. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN B. YASINSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNO Financial Group, Inc.
TICKER: CNO CUSIP: 12621E103
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EDWARD J. BONACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELLYN L. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT C. GREVING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY R. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR R. KEITH LONG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NEAL C. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FREDERICK J. SIEVERT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL T. TOKARZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN G. TURNER ISSUER YES FOR FOR
PROPOSAL #2: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coach, Inc.
TICKER: COH CUSIP: 189754104
MEETING DATE: 11/7/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEW FRANKFORT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN KROPF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY LOVEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IVAN MENEZES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IRENE MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL MURPHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHANIE TILENIUS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JIDE ZEITLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca-Cola Enterprises, Inc.
TICKER: CCE CUSIP: 19122T109
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAN BENNINK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. BROCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CALVIN DARDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. PHILLIP HUMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ORRIN H. INGRAM, II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS H. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUZANNE B. LABARGE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VERONIQUE MORALI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANDREA L. SAIA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GARRY WATTS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CURTIS R. WELLING ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
TICKER: CTSH CUSIP: 192446102
MEETING DATE: 6/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MAUREEN BREAKIRON-EVANS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN E. KLEIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LAKSHMI NARAYANAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cohen & Steers, Inc.
TICKER: CNS CUSIP: 19247A100
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN COHEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT H. STEERS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER L. RHEIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD P. SIMON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDMOND D. VILLANI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BERNARD B. WINOGRAD ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COLDWATER CREEK INC.
TICKER: CWTR CUSIP: 193068103
MEETING DATE: 9/21/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coldwater Creek Inc.
TICKER: CWTR CUSIP: 193068202
MEETING DATE: 12/10/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Colfax Corporation
TICKER: CFX CUSIP: 194014106
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MITCHELL P. RALES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN E. SIMMS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLAY H. KIEFABER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PATRICK W. ALLENDER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS S. GAYNER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RHONDA L. JORDAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SAN W. ORR, III ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR A. CLAYTON PERFALL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RAJIV VINNAKOTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Colgate-Palmolive Company
TICKER: CL CUSIP: 194162103
MEETING DATE: 5/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NIKESH ARORA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN T. CAHILL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR IAN COOK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HELENE D. GAYLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ELLEN M. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH JIMENEZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD J. KOGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DELANO E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. PEDRO REINHARD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN I. SADOVE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT SHARE RETENTION POLICY FOR SENIOR SHAREHOLDER YES AGAINST FOR
EXECUTIVES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comcast Corporation
TICKER: CMCSA CUSIP: 20030N101
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH J. BACON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHELDON M. BONOVITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH J. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. MICHAEL COOK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERALD L. HASSELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY A. HONICKMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDUARDO G. MESTRE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN L. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RALPH J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHNATHAN A. RODGERS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commercial Metals Company
TICKER: CMC CUSIP: 201723103
MEETING DATE: 1/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RHYS J. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD B. KELSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICK J. MILLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Computer Programs and Systems, Inc.
TICKER: CPSI CUSIP: 205306103
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. BOYD DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES P. HUFFMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comverse Technology, Inc.
TICKER: CMVT CUSIP: 205862402
MEETING DATE: 2/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ConAgra Foods, Inc.
TICKER: CAG CUSIP: 205887102
MEETING DATE: 9/21/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MOGENS C. BAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN G. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN F. GOLDSTONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOIE A. GREGOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAJIVE JOHRI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W.G. JURGENSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD H. LENNY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RUTH ANN MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GARY M. RODKIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ANDREW J. SCHINDLER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KENNETH E. STINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ConocoPhillips
TICKER: COP CUSIP: 20825C104
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD L. ARMITAGE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD H. AUCHINLECK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES E. COPELAND, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JODY L. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GAY HUEY EVANS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RYAN M. LANCE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MOHD H. MARICAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HARALD J. NORVIK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM E. WADE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES ABSTAIN AGAINST
PRODUCTS AND OPERATIONS
PROPOSAL #6: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES ABSTAIN AGAINST
DISCRIMINATION BASED ON GENDER IDENTITY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONSOL Energy Inc.
TICKER: CNX CUSIP: 20854P109
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. BRETT HARVEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP W. BAXTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. ALTMEYER, SR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAJ K. GUPTA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID C. HARDESTY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN T. MILLS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM P. POWELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH T. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: REPORT ON CLIMATE CHANGE SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Consolidated Edison, Inc.
TICKER: ED CUSIP: 209115104
MEETING DATE: 5/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VINCENT A. CALARCO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE CAMPBELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GORDON J. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. DEL GIUDICE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELLEN V. FUTTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN F. HENNESSY, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN F. KILLIAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EUGENE R. MCGRATH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SALLY H. PINERO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL W. RANGER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR L. FREDERICK SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: CEASE CEO COMPENSATION BENCHMARKING SHAREHOLDER YES AGAINST FOR
POLICY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Constant Contact, Inc.
TICKER: CTCT CUSIP: 210313102
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT P. BADAVAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GAIL F. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. KAISER ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Constellation Brands, Inc.
TICKER: STZ CUSIP: 21036P108
MEETING DATE: 7/27/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY A. FROMBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEANANNE K. HAUSWALD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL L. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #7: ADOPT MULTIPLE PERFORMANCE METRICS UNDER SHAREHOLDER YES AGAINST FOR
EXECUTIVE INCENTIVE PLANS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cooper Industries plc
TICKER: CBE CUSIP: G24140108
MEETING DATE: 10/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cooper Industries plc
TICKER: CBE CUSIP: G24140111
MEETING DATE: 10/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CANCELLATION OF CAPITAL ISSUER YES FOR FOR
AUTHORIZATION
PROPOSAL #3: AUTHORITY TO ALLOT SECURITIES AND ISSUER YES FOR FOR
APPLICATION OF RESERVES
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #6: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CoreLogic, Inc.
TICKER: CLGX CUSIP: 21871D103
MEETING DATE: 7/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR J. DAVID CHATHAM ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DOUGLAS C. CURLING ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN C. DORMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR PAUL F. FOLINO ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR ANAND K. NALLATHAMBI ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR THOMAS C. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JAYNIE MILLER STUDENMUND ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR D. VAN SKILLING ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR DAVID F. WALKER ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR MARY LEE WIDENER ISSUER YES FOR FOR
PROPOSAL #11: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Costamare Inc.
TICKER: CMRE CUSIP: Y1771G102
MEETING DATE: 10/30/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT GREGORY ZIKOS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT VAGN LEHD MOLLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG (HELLAS) CERTIFIED ISSUER YES FOR FOR
AUDITORS ACCOUNTANTS S.A. AS AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Costco Wholesale Corporation
TICKER: COST CUSIP: 22160K105
MEETING DATE: 1/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN S. CARSON, SR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. GATES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HAMILTON E. JAMES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. CRAIG JELINEK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JILL S. RUCKELSHAUS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cott Corporation
TICKER: BCB CUSIP: 22163N106
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK BENADIBA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE A. BURNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY FOWDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID T. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN H. HALPERIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR BETTY JANE (BJ) HESS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY MONAHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARIO PILOZZI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANDREW PROZES ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ERIC ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GRAHAM SAVAGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICER'S COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Covanta Holding Corporation
TICKER: CVA CUSIP: 22282E102
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. BARSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD J. BROGLIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER C.B. BYNOE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR LINDA J. FISHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH M. HOLSTEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY J. ORLANDO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM C. PATE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT S. SILBERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEAN SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Covidien plc
TICKER: COV CUSIP: G2554F113
MEETING DATE: 3/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSE E. ALMEIDA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOY A. AMUNDSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CRAIG ARNOLD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT H. BRUST ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN M. CONNORS, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTOPHER J. COUGHLIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RANDALL J. HOGAN, III ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARTIN D. MADAUS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOSEPH A. ZACCAGNINO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE OPEN-MARKET PURCHASES OF ISSUER YES FOR FOR
ORDINARY SHARES
PROPOSAL #6: AUTHORIZE THE PRICE RANGE AT WHICH THE ISSUER YES FOR FOR
COMPANY CAN REISSUE SHARES THAT IT HOLDS AS TREASURY
SHARES
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION TO EXPAND ISSUER YES FOR FOR
THE AUTHORITY TO EXECUTE INSTRUMENTS OF TRANSFER
PROPOSAL #8: APPROVE CREATION OF DISTRIBUTABLE ISSUER YES FOR FOR
RESERVES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cowen Group, Inc.
TICKER: COWN CUSIP: 223622101
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER A. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE ELIZABETH ISSUER YES FOR FOR
DIETZE
PROPOSAL #1.3: ELECT DIRECTOR STEVEN KOTLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEROME S. MARKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK H. NUSBAUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY M. SOLOMON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS W. STRAUSS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN E. TOFFOLON, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH R. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPI Aerostructures, Inc.
TICKER: CVU CUSIP: 125919308
MEETING DATE: 6/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR EDWARD J. FRED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CRA International, Inc.
TICKER: CRAI CUSIP: 12618T105
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL MALEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM SCHLEYER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credicorp Ltd.
TICKER: BAP CUSIP: G2519Y108
MEETING DATE: 3/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ERNST & YOUNG GLOBAL AS EXTERNAL ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crown Castle International Corp.
TICKER: CCI CUSIP: 228227104
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EDWARD C. HUTCHESON, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR W. BENJAMIN MORELAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSX Corporation
TICKER: CSX CUSIP: 126408103
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONNA M. ALVARADO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN B. BREAUX ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN T. HALVERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDWARD J. KELLY, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GILBERT H. LAMPHERE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN D. MCPHERSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TIMOTHY T. O'TOOLE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID M. RATCLIFFE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL J. WARD ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR J.C. WATTS, JR. ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR J. STEVEN WHISLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cummins Inc.
TICKER: CMI CUSIP: 231021106
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR N. THOMAS LINEBARGER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR WILLIAM I. MILLER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR GEORGIA R. NELSON ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR CARL WARE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ROBERT K. HERDMAN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ROBERT J. BERNHARD ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR FRANKLIN R. CHANG DIAZ ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR STEPHEN B. DOBBS ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cumulus Media Inc.
TICKER: CMLS CUSIP: 231082108
MEETING DATE: 5/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEWIS W. DICKEY, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RALPH B. EVERETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEXIS GLICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY A. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARTHUR J. REIMERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT H. SHERIDAN, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID M. TOLLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVS Caremark Corporation
TICKER: CVS CUSIP: 126650100
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. DAVID BROWN II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. DORMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNE M. FINUCANE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KRISTEN GIBNEY WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY J. MERLO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEAN-PIERRE MILLON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TONY L. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: REDUCE VOTE REQUIREMENT UNDER THE FAIR ISSUER YES FOR FOR
PRICE PROVISION
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Danaher Corporation
TICKER: DHR CUSIP: 235851102
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD J. EHRLICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA HEFNER FILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERI LIST-STOLL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WALTER G. LOHR, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN M. RALES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN T. SCHWIETERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN G. SPOON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DaVita HealthCare Partners Inc.
TICKER: DVA CUSIP: 23918K108
MEETING DATE: 6/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAMELA M. ARWAY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES G. BERG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROL ANTHONY ('JOHN') ISSUER YES FOR FOR
DAVIDSON
PROPOSAL #1d: ELECT DIRECTOR PAUL J. DIAZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER T. GRAUER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT J. MARGOLIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN M. NEHRA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM L. ROPER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KENT J. THIRY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROGER J. VALINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dean Foods Company
TICKER: DF CUSIP: 242370104
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGG L. ENGLES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOM C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JIM L. TURNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT T. WISEMAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: PRO-RATA VESTING OF EQUITY PLANS SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: ADOPT POLICY TO REQUIRE SUPPLIERS TO SHAREHOLDER YES ABSTAIN AGAINST
ELIMINATE CATTLE DEHORNING
PROPOSAL #9: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deere & Company
TICKER: DE CUSIP: 244199105
MEETING DATE: 2/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAMUEL R. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VANCE D. COFFMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES O. HOLLIDAY, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DIPAK C. JAIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CLAYTON M. JONES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOACHIM MILBERG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS H. PATRICK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR AULANA L. PETERS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SHERRY M. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dell Inc.
TICKER: DELL CUSIP: 24702R101
MEETING DATE: 7/13/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JAMES W. BREYER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DONALD J. CARTY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JANET F. CLARK ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR LAURA CONIGLIARO ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MICHAEL S. DELL ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM H. GRAY, III ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR GERARD J. KLEISTERLEE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR KLAUS S. LUFT ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR ALEX J. MANDL ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR SHANTANU NARAYEN ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR H. ROSS PEROT, JR. ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delphi Automotive PLC
TICKER: DLPH CUSIP: G27823106
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: REELECT GARY L. COWGER AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: REELECT NICHOLAS M. DONOFRIO AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: REELECT MARK P. FRISSORA AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: REELECT RAJIV L. GUPTA AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: REELECT JOHN A. KROL AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: REELECT J. RANDALL MACDONALD AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: REELECT SEAN O. MAHONEY AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: REELECT RODNEY O'NEAL AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: REELECT THOMAS W. SIDLIK AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.10: REELECT BERND WIEDEMANN AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.11: REELECT LAWRENCE A. ZIMMERMAN AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Denbury Resources Inc.
TICKER: DNR CUSIP: 247916208
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WIELAND F. WETTSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. BEATTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL B. DECKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD G. GREENE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY L. MCMICHAEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN O. MEYERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHIL RYKHOEK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RANDY STEIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LAURA A. SUGG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dendreon Corporation
TICKER: DNDN CUSIP: 24823Q107
MEETING DATE: 4/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BOGDAN DZIURZYNSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS G. WATSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DENTSPLY International Inc.
TICKER: XRAY CUSIP: 249030107
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAULA H. CHOLMONDELEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN C. MILES, II ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN L. MICLOT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Devon Energy Corporation
TICKER: DVN CUSIP: 25179M103
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. HENRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. HILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL M. KANOVSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT A. MOSBACHER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. LARRY NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DUANE C. RADTKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARY P. RICCIARDELLO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN RICHELS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DHT Holdings Inc
TICKER: DHT CUSIP: Y2065G121
MEETING DATE: 6/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHARLES TAUBER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY DELOITTE AS AS AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digimarc Corporation
TICKER: DMRC CUSIP: 25381B101
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES T. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER W. SMITH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BERNARD WHITNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: DigitalGlobe, Inc.
TICKER: DGI CUSIP: 25389M877
MEETING DATE: 12/3/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
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ISSUER: DIRECTV
TICKER: DTV CUSIP: 25490A309
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NEIL AUSTRIAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RALPH BOYD, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ABELARDO BRU ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID DILLON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SAMUEL DIPIAZZA, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DIXON DOLL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES LEE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETER LUND ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NANCY NEWCOMB ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LORRIE NORRINGTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
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ISSUER: Discover Financial Services
TICKER: DFS CUSIP: 254709108
MEETING DATE: 4/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. ARONIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY K. BUSH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY C. CASE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CYNTHIA A. GLASSMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD H. LENNY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS G. MAHERAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL H. MOSKOW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID W. NELMS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR E. FOLLIN SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK A. THIERER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LAWRENCE A. WEINBACH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Discovery Communications, Inc.
TICKER: DISCA CUSIP: 25470F104
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL A. GOULD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN S. HENDRICKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. LAVOY ROBISON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Discovery Laboratories, Inc.
TICKER: DSCO CUSIP: 254668403
MEETING DATE: 9/13/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. THOMAS AMICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTONIO ESTEVE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MAX E. LINK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE A. PEACOCK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARVIN E. ROSENTHALE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DISH Network Corporation
TICKER: DISH CUSIP: 25470M109
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH P. CLAYTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES DEFRANCO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CANTEY M. ERGEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES W. ERGEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN R. GOODBARN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY S. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID K. MOSKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TOM A. ORTOLF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CARL E. VOGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dole Food Company, Inc.
TICKER: DOLE CUSIP: 256603101
MEETING DATE: 12/6/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
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ISSUER: Dollar Tree, Inc.
TICKER: DLTR CUSIP: 256746108
MEETING DATE: 6/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARNOLD S. BARRON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MACON F. BROCK, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY ANNE CITRINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. RAY COMPTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CONRAD M. HALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEMUEL E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. DOUGLAS PERRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BOB SASSER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS A. SAUNDERS, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS E. WHIDDON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CARL P. ZEITHAML ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE DEFERRED COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
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ISSUER: Dominion Resources, Inc.
TICKER: D CUSIP: 25746U109
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM P. BARR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER W. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HELEN E. DRAGAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES O. ELLIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS F. FARRELL, II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN W. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT S. JEPSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK J. KINGTON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAMELA J. ROYAL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT H. SPILMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL E. SZYMANCZYK ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAVID A. WOLLARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON COAL USE FROM MOUNTAINTOP SHAREHOLDER YES AGAINST FOR
REMOVAL MINING
PROPOSAL #6: INCLUDE SUSTAINABILITY AS A PERFORMANCE SHAREHOLDER YES AGAINST FOR
MEASURE FOR SENIOR EXECUTIVE COMPENSATION
PROPOSAL #7: MINIMIZE POOL STORAGE OF SPENT NUCLEAR SHAREHOLDER YES AGAINST FOR
FUEL
PROPOSAL #8: REPORT ON FINANCIAL RISKS OF CLIMATE SHAREHOLDER YES AGAINST FOR
CHANGE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Domino's Pizza, Inc.
TICKER: DPZ CUSIP: 25754A201
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. PATRICK DOYLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY A. TROJAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT POLICY TO REQUIRE SUPPLIERS TO SHAREHOLDER YES ABSTAIN AGAINST
ELIMINATE CATTLE DEHORNING
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Doral Financial Corporation
TICKER: DRL CUSIP: 25811P886
MEETING DATE: 6/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS G. BUCHERT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JAMES E. GILLERAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS L. JACOBS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DAVID E. KING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERARD L. SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GLEN R. WAKEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
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ISSUER: Dr Pepper Snapple Group, Inc.
TICKER: DPS CUSIP: 26138E109
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD G. ROGERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
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ISSUER: DTE Energy Company
TICKER: DTE CUSIP: 233331107
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERARD M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. BRANDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES G. MCCLURE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GAIL J. MCGOVERN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES B. NICHOLSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES W. PRYOR, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RUTH G. SHAW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duke Energy Corporation
TICKER: DUK CUSIP: 26441C204
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM BARNET, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. ALEX BERNHARDT, SR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL G. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRIS E. DELOACH, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL R. DIMICCO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN H. FORSGREN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANN MAYNARD GRAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES H. HANCE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN T. HERRON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES B. HYLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR E. MARIE MCKEE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR E. JAMES REINSCH ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JAMES T. RHODES ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JAMES E. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR CARLOS A. SALADRIGAS ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR PHILIP R. SHARP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES FOR AGAINST
PROPOSAL #6: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dynamics Research Corporation
TICKER: DRCO CUSIP: 268057106
MEETING DATE: 6/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN S. ANDEREGG, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NICKOLAS STAVROPOULOS ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E*TRADE Financial Corporation
TICKER: ETFC CUSIP: 269246401
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL T. IDZIK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FREDERICK W. KANNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES LAM ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RODGER A. LAWSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR REBECCA SAEGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH L. SCLAFANI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH M. VELLI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DONNA L. WEAVER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN H. WILLARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E. I. DU PONT DE NEMOURS AND COMPANY
TICKER: DD CUSIP: 263534109
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LAMBERTO ANDREOTTI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD H. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT A. BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BERTRAND P. COLLOMB ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CURTIS J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALEXANDER M. CUTLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ELEUTHERE I. DU PONT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARILLYN A. HEWSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LOIS D. JULIBER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ELLEN J. KULLMAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LEE M. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON GENETICALLY ENGINEERED SEED SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON PAY DISPARITY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eastman Chemical Company
TICKER: EMN CUSIP: 277432100
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY E. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRETT D. BEGEMANN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN R. DEMERITT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT M. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JULIE F. HOLDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RENEE J. HORNBAKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LEWIS M. KLING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID W. RAISBECK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
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ISSUER: eBay Inc.
TICKER: EBAY CUSIP: 278642103
MEETING DATE: 4/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID M. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD T. SCHLOSBERG, ISSUER YES FOR FOR
III
PROPOSAL #1c: ELECT DIRECTOR THOMAS J. TIERNEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #4: REPORT ON PRIVACY AND DATA SECURITY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ecolab Inc.
TICKER: ECL CUSIP: 278865100
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS M. BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARBARA J. BECK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LESLIE S. BILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN I. CHAZEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JERRY A. GRUNDHOFER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARTHUR J. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOEL W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL LARSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JERRY W. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT L. LUMPKINS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR VICTORIA J. REICH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARY M. VANDEWEGHE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN J. ZILLMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE CONSISTENCY WITH CORPORATE SHAREHOLDER YES ABSTAIN AGAINST
VALUES AND REPORT ON POLITICAL CONTRIBUTIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edison International
TICKER: EIX CUSIP: 281020107
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAGJEET S. BINDRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VANESSA C.L. CHANG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANCE A. CORDOVA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THEODORE F. CRAVER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADFORD M. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LUIS G. NOGALES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD L. OLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD T. SCHLOSBERG, ISSUER YES FOR FOR
III
PROPOSAL #1.9: ELECT DIRECTOR THOMAS C. SUTTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PETER J. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BRETT WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Education Management Corporation
TICKER: EDMC CUSIP: 28140M103
MEETING DATE: 11/2/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD H. WEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICK J. BEEKHUIZEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL C. COWLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ADRIAN M. JONES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY T. LEEDS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN R. MCKERNAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LEO F. MULLIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN A. NAPACK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TODD S. NELSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL J. SALEM ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PETER O. WILDE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edwards Lifesciences Corporation
TICKER: EW CUSIP: 28176E108
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT A. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. LINK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WESLEY W. VON SCHACK ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #8: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: El Paso Electric Company
TICKER: EE CUSIP: 283677854
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN ROBERT BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. CICCONI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICIA Z. HOLLAND- ISSUER YES FOR FOR
BRANCH
PROPOSAL #1.4: ELECT DIRECTOR THOMAS V. SHOCKLEY, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eli Lilly and Company
TICKER: LLY CUSIP: 532457108
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RALPH ALVAREZ ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR WINFRIED BISCHOFF ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR R. DAVID HOOVER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR FRANKLYN G. PRENDERGAST ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR KATHI P. SEIFERT ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMC Corporation
TICKER: EMC CUSIP: 268648102
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL W. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RANDOLPH L. COWEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GAIL DEEGAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES S. DISTASIO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN R. EGAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EDMUND F. KELLY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JUDITH A. MISCIK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WINDLE B. PRIEM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL SAGAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID N. STROHM ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOSEPH M. TUCCI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #7: REQUIRE CONSISTENCY WITH CORPORATE SHAREHOLDER YES AGAINST FOR
VALUES AND REPORT ON POLITICAL CONTRIBUTIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emergent BioSolutions Inc.
TICKER: EBS CUSIP: 29089Q105
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FUAD EL-HIBRI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD B. RICHARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emerson Electric Co.
TICKER: EMR CUSIP: 291011104
MEETING DATE: 2/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. A. H. BOERSIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. B. BOLTEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. S. LEVATICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. L. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR A.A. BUSCH, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON SUSTAINABILITY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endeavour International Corporation
TICKER: END CUSIP: 29259G200
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WILLIAM L. TRANSIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endurance Specialty Holdings Ltd.
TICKER: ENH CUSIP: G30397106
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JOHN T. BAILY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT NORMAN BARHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT GALEN R. BARNES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT SCOTT D. MOORE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT WILLIAM H. BOLINDER AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR OF ENDURANCE SPECIALTY INSURANCE
PROPOSAL #1.6: ELECT DAVID CASH AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE SPECIALTY INSURANCE LTD.
PROPOSAL #1.7: ELECT JOHN V. DEL COL AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE SPECIALTY INSURANCE LTD.
PROPOSAL #1.8: ELECT ALAN BARLOW AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE WORLDWIDE HOLDINGS LIMITED
PROPOSAL #1.9: ELECT WILLIAM H. BOLINDER AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR OF ENDURANCE WORLDWIDE HOLDINGS
PROPOSAL #1.10: ELECT DAVID CASH AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE WORLDWIDE HOLDINGS LIMITED
PROPOSAL #1.11: ELECT SIMON MINSHALL AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE WORLDWIDE HOLDINGS LIMITED
PROPOSAL #1.12: ELECT BRENDAN R. O'NEILL AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR OF ENDURANCE WORLDWIDE HOLDINGS
PROPOSAL #1.13: ELECT ALLAN BARLOW AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE WORLDWIDE INSURANCE LIMITED
PROPOSAL #1.14: ELECT WILLIAM H. BOLINDER AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR OF ENDURANCE WORLDWIDE INSURANCE
LIMITED
PROPOSAL #1.15: ELECT AS DAVID CASH SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE WORLDWIDE INSURANCE LIMITED
PROPOSAL #1.16: ELECT SIMON MINSHALL AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR OF ENDURANCE WORLDWIDE INSURANCE LIMITED
PROPOSAL #1.17: ELECT BRENDAN R. O'NEILL AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR OF ENDURANCE WORLDWIDE INSURANCE
PROPOSAL #2: APPROVE ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD THROUGH THE AUDIT COMMITTEE TO
FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND THE COMPANY'S AMENDED AND RESTATED ISSUER YES FOR FOR
BYLAWS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energy Solutions, Inc.
TICKER: ES CUSIP: 292756202
MEETING DATE: 4/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EnerNOC, Inc.
TICKER: ENOC CUSIP: 292764107
MEETING DATE: 5/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY HEALY ISSUER YES FOR FOR
PROPOSAL #1.2: DIRECTOR DAVID BREWSTER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Engility Holdings, Inc.
TICKER: EGL CUSIP: 29285W104
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARRYLL J. PINES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM G. TOBIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ensco plc
TICKER: ESV CUSIP: G3157S106
MEETING DATE: 5/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT FRANCIS S. KALMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT ROXANNE J. DECYK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT MARY FRANCIS CBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT KPMG LLP AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #5: REAPPOINT KPMG AUDIT PLC AS AUDITORS OF ISSUER YES FOR FOR
THE COMPANY
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE TO APPROVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION REPORT
PROPOSAL #9: ACCEPT AUDITORS' AND DIRECTORS' REPORTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
DECLASSIFYING THE BOARD AND CONVERSION OF AMERICAN
DEPOSITARY SHARES TO CLASS A ORDINARY SHARES
PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entropic Communications, Inc.
TICKER: ENTR CUSIP: 29384R105
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH BECHARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT BAILEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THEODORE TEWKSBURY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EOG Resources, Inc.
TICKER: EOG CUSIP: 26875P101
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES R. CRISP ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES C. DAY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK G. PAPA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR H. LEIGHTON STEWARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DONALD F. TEXTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM R. THOMAS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANK G. WISNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EPL Oil & Gas, Inc.
TICKER: EPL CUSIP: 26883D108
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES O. BUCKNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT A. GRIFFITHS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY C. HANNA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARC MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN J. PULLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM F. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EQT Corporation
TICKER: EQT CUSIP: 26884L109
MEETING DATE: 4/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICKY A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH M. BURKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE L. MILES, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN A. THORINGTON ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON FEASIBILITY OF PROHIBITING SHAREHOLDER YES AGAINST FOR
POLITICAL CONTRIBUTIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equifax Inc.
TICKER: EFX CUSIP: 294429105
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES E. COPELAND, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT D. DALEO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WALTER W. DRIVER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK L. FEIDLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR L. PHILLIP HUMANN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SIRI S. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN A. MCKINLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD F. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK B. TEMPLETON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity LifeStyle Properties, Inc.
TICKER: ELS CUSIP: 29472R108
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP CALIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID CONTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS DOBROWSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS HENEGHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARGUERITE NADER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHELI ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HOWARD WALKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY WATERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM YOUNG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS AND SHAREHOLDER YES AGAINST FOR
LOBBYING COMMUNICATIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity One, Inc.
TICKER: EQY CUSIP: 294752100
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. CASSEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA R. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEIL FLANZRAICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHAIM KATZMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER LINNEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GALIA MAOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY S. OLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DORI SEGAL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID FISCHEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity Residential
TICKER: EQR CUSIP: 29476L107
MEETING DATE: 6/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES L. ATWOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA WALKER BYNOE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY KAY HABEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADLEY A. KEYWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN E. NEAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID J. NEITHERCUT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK S. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GERALD A. SPECTOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR B. JOSEPH WHITE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ethan Allen Interiors Inc.
TICKER: ETH CUSIP: 297602104
MEETING DATE: 11/13/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. SCHMOTTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK G. WISNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exide Technologies
TICKER: XIDE CUSIP: 302051206
MEETING DATE: 9/20/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HERBERT F. ASPBURY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. BOLCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL R. D'APPOLONIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN O'HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOMINIC J. PILEGGI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN P. REILLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL P. RESSNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CARROLL R. WETZEL, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Expedia, Inc.
TICKER: EXPE CUSIP: 30212P303
MEETING DATE: 6/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE (SKIP) BATTLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAMELA L. COE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR BARRY DILLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JONATHAN L. DOLGEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG A. JACOBSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VICTOR A. KAUFMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR PETER M. KERN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DARA KHOSROWSHAHI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR JOHN C. MALONE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR JOSE A. TAZON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Expeditors International of Washington, Inc.
TICKER: EXPD CUSIP: 302130109
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PETER J. ROSE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROBERT R. WRIGHT ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MARK A. EMMERT ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR R. JORDAN GATES ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR DAN P. KOURKOUMELIS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MICHAEL J. MALONE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JOHN W. MEISENBACH ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR LIANE J. PELLETIER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JAMES L.K. WANG ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR TAY YOSHITANI ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: STOCK RETENTION SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Express Scripts Holding Company
TICKER: ESRX CUSIP: 30219G108
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GARY G. BENANAV ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MAURA C. BREEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM J. DELANEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NICHOLAS J. LAHOWCHIC ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS P. MAC MAHON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRANK MERGENTHALER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WOODROW A. MYERS, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN O. PARKER, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GEORGE PAZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM L. ROPER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SAMUEL K. SKINNER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SEYMOUR STERNBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Express, Inc.
TICKER: EXPR CUSIP: 30219E103
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SONA CHAWLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THEO KILLION ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL WEISS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exxon Mobil Corporation
TICKER: XOM CUSIP: 30231G102
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M.J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR P. BRABECK-LETMATHE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR U.M. BURNS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L.R. FAULKNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J.S. FISHMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H.H. FORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR K.C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W.W. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR S.J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR S.S. REINEMUND ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR R.W. TILLERSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR W.C. WELDON ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR E.E. WHITACRE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #6: LIMIT DIRECTORS TO A MAXIMUM OF THREE SHAREHOLDER YES AGAINST FOR
BOARD MEMBERSHIPS IN COMPANIES WITH SALES OVER $500
MILLION ANNUALLY
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: STUDY FEASIBILITY OF PROHIBITING SHAREHOLDER YES AGAINST FOR
POLITICAL CONTRIBUTIONS
PROPOSAL #9: ADOPT SEXUAL ORIENTATION ANTI-BIAS POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: REPORT ON MANAGEMENT OF HYDRAULIC SHAREHOLDER YES AGAINST FOR
FRACTURING RISKS AND OPPORTUNITIES
PROPOSAL #11: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES AGAINST FOR
PRODUCTS AND OPERATIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: F5 Networks, Inc.
TICKER: FFIV CUSIP: 315616102
MEETING DATE: 3/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL DREYER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SANDRA BERGERON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEBORAH L. BEVIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALAN J. HIGGINSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN MCADAM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Facebook, Inc.
TICKER: FB CUSIP: 30303M102
MEETING DATE: 6/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC L. ANDREESSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ERSKINE B. BOWLES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR SUSAN D. DESMOND- ISSUER YES FOR FOR
HELLMANN
PROPOSAL #1.4: ELECT DIRECTOR DONALD E. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR REED HASTINGS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHERYL K. SANDBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR PETER A. THIEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK ZUCKERBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Family Dollar Stores, Inc.
TICKER: FDO CUSIP: 307000109
MEETING DATE: 1/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK R. BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAMELA L. DAVIES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHARON ALLRED DECKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD C. DOLBY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENN A. EISENBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD P. GARDEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HOWARD R. LEVINE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE R. MAHONEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES G. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HARVEY MORGAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DALE C. POND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT ILO BASED CODE OF CONDUCT SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fastenal Company
TICKER: FAST CUSIP: 311900104
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT A. KIERLIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN M. SLAGGIE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL M. GOSTOMSKI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLARD D. OBERTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL J. DOLAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR REYNE K. WISECUP ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HUGH L. MILLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL J. ANCIUS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SCOTT A. SATTERLEE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RITA J. HEISE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DARREN R. JACKSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FBR & Co.
TICKER: FBRC CUSIP: 30247C400
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REENA AGGARWAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD J. HENDRIX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. HYNES, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ADAM J. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD A. KRAEMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS S. MURPHY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARTHUR J. REIMERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Federal Signal Corporation
TICKER: FSS CUSIP: 313855108
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES R. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES E. GOODWIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL W. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS J. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD R. MUDGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM F. OWENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRENDA L. REICHELDERFER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FelCor Lodging Trust Incorporated
TICKER: FCH CUSIP: 31430F101
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER J. HARTUNG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES A. LEDSINGER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR ROBERT H. LUTZ, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fidelity National Information Services, Inc.
TICKER: FIS CUSIP: 31620M106
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHAN A. JAMES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK R. MARTIRE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY A. NORCROSS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES B. STALLINGS, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fifth & Pacific Companies, Inc.
TICKER: FNP CUSIP: 316645100
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BERNARD W. ARONSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE S. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAUL J. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH B. GILMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH P. KOPELMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAY KOPLOVITZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ARTHUR C. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM L. MCCOMB ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DOREEN A. TOBEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fifth Third Bancorp
TICKER: FITB CUSIP: 316773100
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARRYL F. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR B. EVAN BAYH, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ULYSSES L. BRIDGEMAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR EMERSON L. BRUMBACK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES P. HACKETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY R. HEMINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEWELL D. HOOVER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM M. ISAAC ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MITCHEL D. LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR HENDRIK G. MEIJER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN J. SCHIFF, JR. ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR MARSHA C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First BanCorp
TICKER: FBP CUSIP: 318672706
MEETING DATE: 4/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENT TO THE COMPANY'S ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION TO AMEND THE CERTIFICATE
OF DESIGNATION OF THE SERIES A,B,C,D,E NONCUMULATIVE
PERPETUAL MONTHLY INCOME PREFERRED STOCK
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First BanCorp
TICKER: FBP CUSIP: 318672706
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR AURELIO ALEMAN-BERMUDEZ ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR THOMAS M. HAGERTY ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MICHAEL P. HARMON ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ROBERTO R. HERENCIA ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JOSE MENENDEZ-CORTADA ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR FERNANDO RODRIGUEZ-AMARO ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ROBERT T. GORMLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Horizon National Corporation
TICKER: FHN CUSIP: 320517105
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT B. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. COMPTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. EMKES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CORYDON J. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VICKY B. GREGG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR D. BRYAN JORDAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R. BRAD MARTIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT M. NISWONGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VICKI R. PALMER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR COLIN V. REED ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LUKE YANCY, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Solar, Inc.
TICKER: FSLR CUSIP: 336433107
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. AHEARN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD D. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE A. HAMBRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES A. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES F. NOLAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM J. POST ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. THOMAS PRESBY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAUL H. STEBBINS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL SWEENEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fiserv, Inc.
TICKER: FISV CUSIP: 337738108
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER M. FLINK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS F. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIM M. ROBAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOYLE R. SIMONS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS C. WERTHEIMER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FleetCor Technologies, Inc.
TICKER: FLT CUSIP: 339041105
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD F. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD MACCHIA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FLIR Systems, Inc.
TICKER: FLIR CUSIP: 302445101
MEETING DATE: 4/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL T. SMITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. WOOD, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flotek Industries, Inc.
TICKER: FTK CUSIP: 343389102
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. CHISHOLM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. MELVIN COOPER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR KENNETH T. HERN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR L.V.'BUD' MCGUIRE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JOHN S. REILAND ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flowserve Corporation
TICKER: FLS CUSIP: 34354P105
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GAYLA J. DELLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICK J. MILLS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES M. RAMPACEK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM C. RUSNACK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
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ISSUER: Fluor Corporation
TICKER: FLR CUSIP: 343412102
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PETER K. BARKER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ROSEMARY T. BERKERY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JAMES T. HACKETT ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR KENT KRESA ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR DEAN R. O'HARE ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ARMANDO J. OLIVERA ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DAVID T. SEATON ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR NADER H. SULTAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ford Motor Company
TICKER: F CUSIP: 345370860
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN G. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIMBERLY A. CASIANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY F. EARLEY, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR EDSEL B. FORD II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM CLAY FORD, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. GEPHARDT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. HANCE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM W. HELMAN IV ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JON M. HUNTSMAN, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1.10: ELECT DIRECTOR RICHARD A. MANOOGIAN ISSUER YES AGAINST AGAINST
PROPOSAL #1.11: ELECT DIRECTOR ELLEN R. MARRAM ISSUER YES AGAINST AGAINST
PROPOSAL #1.12: ELECT DIRECTOR ALAN MULALLY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR HOMER A. NEAL ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR GERALD L. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR JOHN L. THORNTON ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVAL OF TAX BENEFITS PRESERVATION ISSUER YES FOR FOR
PLAN
PROPOSAL #7: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #8: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forest Laboratories, Inc.
TICKER: FRX CUSIP: 345838106
MEETING DATE: 8/15/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD SOLOMON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NESLI BASGOZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. COUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAN L. GOLDWASSER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH E. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERALD M. LIEBERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE S. OLANOFF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LESTER B. SALANS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRENTON L. SAUNDERS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PETER J. ZIMETBAUM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPEAL ANY BYLAWS AMENDMENTS IMPLEMENTED SHAREHOLDER YES AGAINST FOR
ON OR AFTER JUNE 18, 2012
PROPOSAL #1.1: ELECT DIRECTOR ERIC J. ENDE SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR PIERRE LEGAULT SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR ANDREW J. FROMKIN SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: ELECT DIRECTOR DANIEL A. NINIVAGGI SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: MANAGEMENT NOMINEE - HOWARD SOLOMON SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: MANAGEMENT NOMINEE - NESLI BASGOZ SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: MANAGEMENT NOMINEE - CHRISTOPHER J. SHAREHOLDER NO N/A N/A
COUGHLIN
PROPOSAL #1.8: MANAGEMENT NOMINEE - GERALD M. SHAREHOLDER NO N/A N/A
LIEBERMAN
PROPOSAL #1.9: MANAGEMENT NOMINEE - BRENTON L. SHAREHOLDER NO N/A N/A
SAUNDERS
PROPOSAL #1.10: MANAGEMENT NOMINEE - PETER J. SHAREHOLDER NO N/A N/A
ZIMETBAUM
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER NO N/A N/A
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER NO N/A N/A
PROPOSAL #5: REPEAL ANY BYLAWS AMENDMENTS IMPLEMENTED SHAREHOLDER NO N/A N/A
ON OR AFTER JUNE 18, 2012
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forest Oil Corporation
TICKER: FST CUSIP: 346091705
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOREN K. CARROLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD J. CARTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND. I. WILCOX ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortune Brands Home & Security, Inc.
TICKER: FBHS CUSIP: 34964C106
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD A. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTOPHER J. KLEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fossil, Inc.
TICKER: FOSL CUSIP: 349882100
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELAINE AGATHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY N. BOYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KOSTA N. KARTSOTIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANE L. NEAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS M. NEALON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK D. QUICK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELYSIA HOLT RAGUSA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAL S. SHROFF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES E. SKINNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES M. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: CHANGE COMPANY NAME TO FOSSIL GROUP, INC. ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON SUPPLY CHAIN ENVIRONMENTAL SHAREHOLDER YES ABSTAIN AGAINST
MANAGEMENT
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Resources, Inc.
TICKER: BEN CUSIP: 354613101
MEETING DATE: 3/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAMUEL H. ARMACOST ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER K. BARKER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES CROCKER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES B. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GREGORY E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RUPERT H. JOHNSON, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARK C. PIGOTT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHUTTA RATNATHICAM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAURA STEIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANNE M. TATLOCK ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GEOFFREY Y. YANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INSTITUTE PROCEDURES TO PREVENT SHAREHOLDER YES ABSTAIN AGAINST
INVESTMENTS IN COMPANIES THAT CONTRIBUTE TO GENOCIDE
OR CRIMES AGAINST HUMANITY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FRED'S, Inc.
TICKER: FRED CUSIP: 356108100
MEETING DATE: 7/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. HAYES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. EISENMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER T. KNOX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS H. TASHJIAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR B. MARY MCNABB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL T. MCMILLAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE A. EFIRD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN R. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADOPT, RENEW OR AMEND SHAREHOLDER RIGHTS ISSUER YES AGAINST AGAINST
PLAN (POISON PILL)
PROPOSAL #6: REQUIRE NOMINATION OF A CORPORATE SHAREHOLDER YES AGAINST FOR
GOVERNANCE EXPERT TO THE BOARD OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Frontier Communications Corporation
TICKER: FTR CUSIP: 35906A108
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEROY T. BARNES, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER C.B. BYNOE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERI B. FINARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD FRAIOLI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES S. KAHAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAMELA D.A. REEVE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HOWARD L. SCHROTT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LARRAINE D. SEGIL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MYRON A. WICK, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARY AGNES WILDEROTTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fuel Tech, Inc.
TICKER: FTEK CUSIP: 359523107
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS G. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MIGUEL ESPINOSA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. GRANT GREGORY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS L. JONES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE F. MACCORMACK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS S. SHAW, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT T. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DELBERT L. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DENNIS L. ZEITLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FuelCell Energy, Inc.
TICKER: FCEL CUSIP: 35952H106
MEETING DATE: 3/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR A. BOTTONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD A. BROMLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES HERBERT ENGLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES D. GERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM A. LAWSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN A. ROLLS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TOGO DENNIS WEST, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Furiex Pharmaceuticals, Inc.
TICKER: FURX CUSIP: 36106P101
MEETING DATE: 5/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUNE S. ALMENOFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER B. CORR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN R. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WENDY L. DIXON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FREDRIC N. ESHELMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN W. KALDOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Furniture Brands International, Inc.
TICKER: FBN CUSIP: 360921100
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENT J. HUSSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRA D. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN S. LIEFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AUBREY B. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE E. ROSS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RALPH P. SCOZZAFAVA ISSUER YES FOR FOR
PROPOSAL #2: AMEND SHAREHOLDER RIGHTS PLAN (POISON ISSUER YES FOR FOR
PILL)
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GameStop Corp.
TICKER: GME CUSIP: 36467W109
MEETING DATE: 6/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEROMEL. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. RICHARD FONTAINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN R. KOONIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHANIE M. SHERN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gannett Co., Inc.
TICKER: GCI CUSIP: 364730101
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN E. CODY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HOWARD D. ELIAS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN JEFFRY LOUIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARJORIE MAGNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GRACIA C. MARTORE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT K. MCCUNE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DUNCAN M. MCFARLAND ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN NESS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NEAL SHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DOUBLE TRIGGER ON EQUITY PLANS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genco Shipping & Trading Limited
TICKER: G6S CUSIP: Y2685T107
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NATHANIEL C.A. KRAMER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK F. POLZIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Dynamics Corporation
TICKER: GD CUSIP: 369550108
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY T. BARRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS D. CHABRAJA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM P. FRICKS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL G. KAMINSKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN M. KEANE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LESTER L. LYLES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PHEBE N. NOVAKOVIC ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT WALMSLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: REVIEW AND ASSESS HUMAN RIGHTS POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Electric Company
TICKER: GE CUSIP: 369604103
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR W. GEOFFREY BEATTIE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN J. BRENNAN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR FRANCISCO D'SOUZA ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MARIJN E. DEKKERS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ANN M. FUDGE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR SUSAN HOCKFIELD ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JEFFREY R. IMMELT ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR ANDREA JUNG ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR RALPH S. LARSEN ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR MARY L. SCHAPIRO ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR ROBERT J. SWIERINGA ISSUER YES FOR FOR
PROPOSAL #16: ELECT DIRECTOR JAMES S. TISCH ISSUER YES FOR FOR
PROPOSAL #17: ELECT DIRECTOR DOUGLAS A. WARNER, III ISSUER YES FOR FOR
PROPOSAL #18: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #19: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #20: CESSATION OF ALL STOCK OPTIONS AND SHAREHOLDER YES AGAINST FOR
BONUSES
PROPOSAL #21: ESTABLISH TERM LIMITS FOR DIRECTORS SHAREHOLDER YES AGAINST FOR
PROPOSAL #22: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #23: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #24: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #25: REQUIRE MORE DIRECTOR NOMINATIONS THAN SHAREHOLDER YES AGAINST FOR
OPEN SEATS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Mills, Inc.
TICKER: GIS CUSIP: 370334104
MEETING DATE: 9/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR BRADBURY H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR R. KERRY CLARK ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR PAUL DANOS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR WILLIAM T. ESREY ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR RAYMOND V. GILMARTIN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JUDITH RICHARDS HOPE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR HEIDI G. MILLER ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR HILDA OCHOA-BRILLEMBOURG ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR STEVE ODLAND ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR KENDALL J. POWELL ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR MICHAEL D. ROSE ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR ROBERT L. RYAN ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR DOROTHY A. TERRELL ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Moly, Inc.
TICKER: GMO CUSIP: 370373102
MEETING DATE: 6/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE D. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK A. LETTES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NELSON F. CHEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genworth Financial, Inc.
TICKER: GNW CUSIP: 37247D106
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. BOLINDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. KENT CONRAD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. MCINERNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTINE B. MEAD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID M. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS E. MOLONEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES A. PARKE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES S. RIEPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Georgia Gulf Corporation
TICKER: GGC CUSIP: 373200302
MEETING DATE: 1/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Geospace Technologies Corporation
TICKER: GEOS CUSIP: 37364X109
MEETING DATE: 2/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. MOODY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY D. OWENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gildan Activewear Inc.
TICKER: GIL CUSIP: 375916103
MEETING DATE: 2/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM D. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN J. CHAMANDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUSSELL GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE HELLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHEILA O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PIERRE ROBITAILLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES R. SCARBOROUGH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD P. STRUBEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GONZALO F. VALDES-FAULI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gilead Sciences, Inc.
TICKER: GILD CUSIP: 375558103
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. COGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ETIENNE F. DAVIGNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARLA A. HILLS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN E. LOFTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN W. MADIGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN C. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NICHOLAS G. MOORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD J. WHITLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GAYLE E. WILSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PER WOLD-OLSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Indemnity plc
TICKER: GBLI CUSIP: G39319101
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAUL A. FOX ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN A. COZEN ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR JAMES W. CRYSTAL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SETH J. GERSCH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN H. HOWES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHAD A. LEAT ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR CYNTHIA Y. VALKO ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES AGAINST AGAINST
PROPOSAL #3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5a1: ELECT ALAN BOSSIN AS DIRECTOR OF WIND ISSUER YES FOR FOR
RIVER REINSURANCE COMPANY, LTD
PROPOSAL #5a2: ELECT STEPHEN GREEN AS DIRECTOR OF ISSUER YES FOR FOR
WIND RIVER REINSURANCE COMPANY, LTD
PROPOSAL #5a3: ELECT LINDA C. HOHN AS DIRECTOR OF ISSUER YES FOR FOR
WIND RIVER REINSURANCE COMPANY, LTD
PROPOSAL #5a4: ELECT ANDRE PEREZ AS DIRECTOR OF WIND ISSUER YES FOR FOR
RIVER REINSURANCE COMPANY, LTD
PROPOSAL #5a5: ELECT CYNTHIA Y. VALKO AS DIRECTOR OF ISSUER YES FOR FOR
WIND RIVER REINSURANCE COMPANY, LTD
PROPOSAL #5a6: ELECT MARIE-JOELLE CHAPLEAU AS ISSUER YES FOR FOR
DIRECTOR OF WIND RIVER REINSURANCE COMPANY, LTD
PROPOSAL #5a7: ELECT JANITA BURKE AS DIRECTOR OF WIND ISSUER YES FOR FOR
RIVER REINSURANCE COMPANY, LTD
PROPOSAL #5a8: ELECT NIGEL GODFREY AS DIRECTOR OF ISSUER YES FOR FOR
WIND RIVER REINSURANCE COMPANY, LTD
PROPOSAL #5b: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS FOR WIND RIVER REINSURANCE COMPANY, LTD
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION OF GLOBAL ISSUER YES AGAINST AGAINST
INDEMNITY PLC TO PERMIT REDEMPTION OF SHARES WITHOUT
OBLIGATION TO REDEEM ON A PRO RATA BASIS
PROPOSAL #7: CHANGE LOCATION OF ANNUAL MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Payments Inc.
TICKER: GPN CUSIP: 37940X102
MEETING DATE: 9/19/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEX W. HART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM I JACOBS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN M. SILBERSTEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GNC Holdings, Inc.
TICKER: GNC CUSIP: 36191G107
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP E. MALLOTT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. SCOTT O'HARA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ELIMINATE CLASS OF COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ESTABLISH RANGE FOR BOARD SIZE ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: AMENDMENT TO DELETE VARIOUS PROVISIONS ISSUER YES FOR FOR
RELATED TO THE COMPANY'S FORMER 'SPONSORS' WHICH ARE
NOW INAPPLICABLE
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Google Inc.
TICKER: GOOG CUSIP: 38259P508
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY PAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SERGEY BRIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC E. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. JOHN DOERR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DIANE B. GREENE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANN MATHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL S. OTELLINI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR K. RAM SHRIRAM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SHIRLEY M. TILGHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REPORT ON REDUCING LEAD BATTERY HEALTH SHAREHOLDER YES ABSTAIN AGAINST
HAZARDS
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ADOPT POLICY ON SUCCESSION PLANNING SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Granite Real Estate Inc.
TICKER: GRT CUSIP: 387431109
MEETING DATE: 11/15/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESTRUCTURING PLAN: CONVERSION ISSUER YES FOR FOR
FROM CORPORATE STRUCTURE TO "STAPLED UNIT" REIT
PROPOSAL #2: AMEND BYLAWS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Granite Real Estate Investment Trust
TICKER: GRT.UN CUSIP: 387437114
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT TRUSTEE MICHAEL BRODY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT TRUSTEE PETER DEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT TRUSTEE BARRY GILBERTSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT TRUSTEE THOMAS HESLIP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT TRUSTEE GERALD MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT TRUSTEE SCOTT ORAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT TRUSTEE G. WESLEY VOORHEIS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT MICHAEL BRODY AS DIRECTOR OF ISSUER YES FOR FOR
GRANITE REIT INC.
PROPOSAL #2.2: ELECT PETER DEY AS DIRECTOR OF GRANITE ISSUER YES FOR FOR
REIT INC.
PROPOSAL #2.3: ELECT BARRY GILBERTSON AS DIRECTOR OF ISSUER YES FOR FOR
GRANITE REIT INC.
PROPOSAL #2.4: ELECT THOMAS HESLIP AS DIRECTOR OF ISSUER YES FOR FOR
GRANITE REIT INC.
PROPOSAL #2.5: ELECT GERALD MILLER AS DIRECTOR OF ISSUER YES FOR FOR
GRANITE REIT INC.
PROPOSAL #2.6: ELECT SCOTT ORAN AS DIRECTOR OF ISSUER YES FOR FOR
GRANITE REIT INC.
PROPOSAL #2.7: ELECT G. WESLEY VOORHEIS AS DIRECTOR ISSUER YES FOR FOR
OF GRANITE REIT INC.
PROPOSAL #3: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE LLP AS AUDITORS OF ISSUER YES FOR FOR
GRANITE REIT INC. AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Green Mountain Coffee Roasters, Inc.
TICKER: GMCR CUSIP: 393122106
MEETING DATE: 3/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA D. CARLINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HINDA MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NORMAN H. WESLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GSE Holding, Inc.
TICKER: GSE CUSIP: 36191X100
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK C. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL G. EVANS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARCUS J. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT C. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD E. GOODRICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES A. SORRENTINO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRAIG A. STEINKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GTx, Inc.
TICKER: GTXI CUSIP: 40052B108
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. CARTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR J. R. HYDE, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES AGAINST AGAINST
STOCK PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: H&R Block, Inc.
TICKER: HRB CUSIP: 093671105
MEETING DATE: 9/13/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PAUL J. BROWN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR WILLIAM C. COBB ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MARVIN R. ELLISON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ROBERT A. GERARD ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR DAVID BAKER LEWIS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR VICTORIA J. REICH ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR BRUCE C. ROHDE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR TOM D. SEIP ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR CHRISTIANNA WOOD ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JAMES F. WRIGHT ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #14: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #15: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: H. J. Heinz Company
TICKER: HNZ CUSIP: 423074103
MEETING DATE: 8/28/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR W.R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR C.E. BUNCH ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR L.S. COLEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR J.G. DROSDICK ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR E.E. HOLIDAY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR C. KENDLE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR D.R. O'HARE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR N. PELTZ ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR D.H. REILLEY ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR L.C. SWANN ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR T.J. USHER ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR M.F. WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #15: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: H. J. Heinz Company
TICKER: HNZ CUSIP: 423074103
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: H.B. Fuller Company
TICKER: FUL CUSIP: 359694106
MEETING DATE: 4/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANTE C. PARRINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. VAN RODEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. OWENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halcon Resources Corporation
TICKER: HK CUSIP: 40537Q209
MEETING DATE: 7/31/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2.1: ELECT DIRECTOR MICHAEL A. VLASIC ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halcon Resources Corporation
TICKER: HK CUSIP: 40537Q209
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. IRISH, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL A. RIOUX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN P. SMILEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FLOYD C. WILSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: APPROVE AMENDMENT TO CERTIFICATE OF ISSUER YES FOR FOR
INCORPORATION TO ADOPT DELAWARE AS THE EXCLUSIVE
FORUM FOR CERTAIN LEGAL ACTIONS
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halliburton Company
TICKER: HAL CUSIP: 406216101
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. BOYD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MILTON CARROLL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSE C. GRUBISICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ABDALLAH S. JUM'AH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. LESAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. MALONE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON HUMAN RIGHTS RISK ASSESSMENT SHAREHOLDER YES ABSTAIN AGAINST
PROCESS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halozyme Therapeutics, Inc.
TICKER: HALO CUSIP: 40637H109
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. ENGLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY I. FROST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CONNIE L. MATSUI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: HANSEN MEDICAL, INC.
TICKER: HNSN CUSIP: 411307101
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN HYKES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NADIM YARED ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Harley-Davidson, Inc.
TICKER: HOG CUSIP: 412822108
MEETING DATE: 4/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY K. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. JOHN ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD R. BEATTIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTHA F. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. CAVE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE H. CONRADES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD A. JAMES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SARA L. LEVINSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR N. THOMAS LINEBARGER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GEORGE L. MILES, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES A. NORLING ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KEITH E. WANDELL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOCHEN ZEITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Harman International Industries, Incorporated
TICKER: HAR CUSIP: 413086109
MEETING DATE: 12/5/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JIREN LIU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD H. MEYER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DINESH C. PALIWAL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HELLENE S. RUNTAGH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRANK SKLARSKY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GARY G. STEEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harris Corporation
TICKER: HRS CUSIP: 413875105
MEETING DATE: 10/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT DIRECTOR WILLIAM M. BROWN ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT DIRECTOR PETER W. CHIARELLI ISSUER YES FOR FOR
PROPOSAL #1.03: ELECT DIRECTOR THOMAS A. DATTILO ISSUER YES FOR FOR
PROPOSAL #1.04: ELECT DIRECTOR TERRY D. GROWCOCK ISSUER YES FOR FOR
PROPOSAL #1.05: ELECT DIRECTOR LEWIS HAY, III ISSUER YES FOR FOR
PROPOSAL #1.06: ELECT DIRECTOR KAREN KATEN ISSUER YES FOR FOR
PROPOSAL #1.07: ELECT DIRECTOR STEPHEN P. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1.08: ELECT DIRECTOR LESLIE F. KENNE ISSUER YES FOR FOR
PROPOSAL #1.09: ELECT DIRECTOR DAVID B. RICKARD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES C. STOFFEL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GREGORY T. SWIENTON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR HANSEL E. TOOKES, II ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harsco Corporation
TICKER: HSC CUSIP: 415864107
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR P.K. DECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J.F. EARL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTORK. G. EDDY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR D. C. EVERITT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR S. E. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR T. D. GROWCOCK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR H. W. KNUEPPEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. M. LOREE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR A. J. SORDONI, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR R. C. WILBURN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harte-Hanks, Inc.
TICKER: HHS CUSIP: 416196103
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN E. CARLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM F. FARLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY D. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Harvest Natural Resources, Inc.
TICKER: HNR CUSIP: 41754V103
MEETING DATE: 6/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN D. CHESEBRO' ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. EDMISTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IGOR EFFIMOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. H. HARDEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT E. IRELAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK M. MURRAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. MICHAEL STINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hasbro, Inc.
TICKER: HAS CUSIP: 418056107
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BASIL L. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN R. BATKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK J. BIONDI, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH A. BRONFIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN M. CONNORS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL W. O. GARRETT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LISA GERSH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN D. GOLDNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACK M. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALAN G. HASSENFELD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TRACY A. LEINBACH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR EDWARD M. PHILIP ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ALFRED J. VERRECCHIA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE SUPPLIERS TO PUBLISH SHAREHOLDER YES ABSTAIN AGAINST
SUSTAINABILITY REPORT
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HCP, Inc.
TICKER: HCP CUSIP: 40414L109
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES F. FLAHERTY, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTINE N. GARVEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID B. HENRY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAURALEE E. MARTIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL D. MCKEE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER L. RHEIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KENNETH B. ROATH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH P. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Headwaters Incorporated
TICKER: HW CUSIP: 42210P102
MEETING DATE: 2/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R SAM CHRISTENSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MALYN K. MALQUIST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SYLVIA SUMMERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Health Care REIT, Inc.
TICKER: HCN CUSIP: 42217K106
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. BALLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE L. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. DEROSA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY H. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER J. GRUA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRED S. KLIPSCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHARON M. OSTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY R. OTTEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JUDITH C. PELHAM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR R. SCOTT TRUMBULL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Health Net, Inc.
TICKER: HNT CUSIP: 42222G108
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MARY ANNE CITRINO ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR THEODORE F. CRAVER, JR. ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR VICKI B. ESCARRA ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR GALE S. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR PATRICK FOLEY ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JAY M. GELLERT ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ROGER F. GREAVES ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DOUGLAS M. MANCINO ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR BRUCE G. WILLISON ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR FREDERICK C. YEAGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HealthSouth Corporation
TICKER: HLS CUSIP: 421924309
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. CHIDSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD L. CORRELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YVONNE M. CURL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES M. ELSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAY GRINNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JON F. HANSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOAN E. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LEO I. HIGDON, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LESLYE G. KATZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN E. MAUPIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR L. EDWARD SHAW, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HEICO Corporation
TICKER: HEI CUSIP: 422806109
MEETING DATE: 3/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADOLFO HENRIQUES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL L. HIGGINBOTTOM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK H. HILDEBRANDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WOLFGANG MAYRHUBER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC A. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURANS A. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VICTOR H. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAN SCHRIESHEIM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANK J. SCHWITTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Hercules Offshore, Inc.
TICKER: HERO CUSIP: 427093109
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. BATES, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS M HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THIERRY PILENKO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hewlett-Packard Company
TICKER: HPQ CUSIP: 428236103
MEETING DATE: 3/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC L. ANDREESSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHUMEET BANERJI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAJIV L. GUPTA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN H. HAMMERGREN ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RAYMOND J. LANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY M. REINER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR G. KENNEDY THOMPSON ISSUER YES AGAINST AGAINST
PROPOSAL #1.10: ELECT DIRECTOR MARGARET C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RALPH V. WHITWORTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: ESTABLISH ENVIRONMENTAL/SOCIAL ISSUE SHAREHOLDER YES ABSTAIN AGAINST
BOARD COMMITTEE
PROPOSAL #7: AMEND HUMAN RIGHTS POLICIES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #8: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hillenbrand, Inc.
TICKER: HI CUSIP: 431571108
MEETING DATE: 2/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK C. DELUZIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR F. JOSEPH LOUGHREY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Hill-Rom Holdings, Inc.
TICKER: HRC CUSIP: 431475102
MEETING DATE: 3/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROLF A. CLASSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. GIERTZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES E. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. GREISCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W AUGUST HILLENBRAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. KUCHEMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD A. MALONE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDUARDO R. MENASCE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOANNE C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Hilltop Holdings Inc.
TICKER: HTH CUSIP: 432748101
MEETING DATE: 9/20/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hilltop Holdings Inc.
TICKER: HTH CUSIP: 432748101
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLOTTE JONES ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RHODES R. BOBBITT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TRACY A. BOLT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. JORIS BRINKERHOFF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES R. CUMMINGS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HILL A. FEINBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERALD J. FORD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEREMY B. FORD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR J. MARKHAM GREEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JESS T. HAY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM T. HILL, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES R. HUFFINES ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR LEE LEWIS ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR ANDREW J. LITTLEFAIR ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR W. ROBERT NICHOLS, III ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR C. CLIFTON ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR KENNETH D. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT DIRECTOR A. HAAG SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.19: ELECT DIRECTOR ROBERT C. TAYLOR, JR. ISSUER YES FOR FOR
PROPOSAL #1.20: ELECT DIRECTOR CARL B. WEBB ISSUER YES FOR FOR
PROPOSAL #1.21: ELECT DIRECTOR ALAN B. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Honeywell International Inc.
TICKER: HON CUSIP: 438516106
MEETING DATE: 4/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR GORDON M. BETHUNE ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KEVIN BURKE ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAIME CHICO PARDO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DAVID M. COTE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR LINNET F. DEILY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JUDD GREGG ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR CLIVE HOLLICK ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR GRACE D. LIEBLEIN ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR GEORGE PAZ ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR BRADLEY T. SHEARES ISSUER YES FOR FOR
PROPOSAL #1L: ELECT DIRECTOR ROBIN L. WASHINGTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hooker Furniture Corporation
TICKER: HOFT CUSIP: 439038100
MEETING DATE: 6/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL B. TOMS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. CHRISTOPHER BEELER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. GREGORY, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR E. LARRY RYDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK F. SCHREIBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID G. SWEET ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HENRY G. WILLIAMSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hormel Foods Corporation
TICKER: HRL CUSIP: 440452100
MEETING DATE: 1/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRELL K. CREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY M. ETTINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JODY H. FERAGEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLENN S. FORBES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN M. LACY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN I. MARVIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN L. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELSA A. MURANO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT C. NAKASONE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SUSAN K. NESTEGARD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAKOTA A. PIPPINS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CHRISTOPHER J. ISSUER YES FOR FOR
POLICINSKI
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hospira, Inc.
TICKER: HSP CUSIP: 441060100
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CONNIE R. CURRAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM G. DEMPSEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DENNIS M. FENTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HEINO VON PRONDZYNSKI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK F. WHEELER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hospitality Properties Trust
TICKER: HPT CUSIP: 44106M102
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM A. LAMKIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hudson City Bancorp, Inc.
TICKER: HCBK CUSIP: 443683107
MEETING DATE: 4/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Humana Inc.
TICKER: HUM CUSIP: 444859102
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRUCE D. BROUSSARD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK A. D'AMELIO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR W. ROY DUNBAR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KURT J. HILZINGER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID A. JONES, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM J. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM E. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID B. NASH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES J. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARISSA T. PETERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huntington Bancshares Incorporated
TICKER: HBAN CUSIP: 446150104
MEETING DATE: 4/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DON M. CASTO, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANN 'TANNY' B. CRANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN G. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. ENDRES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN B. GERLACH, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER J. KIGHT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONATHAN A. LEVY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD W. NEU ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID L. PORTEOUS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KATHLEEN H. RANSIER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN D. STEINOUR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huntington Ingalls Industries, Inc.
TICKER: HII CUSIP: 446413106
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. BRUNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTUR G. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS B. FARGO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyperdynamics Corporation
TICKER: HDY CUSIP: 448954107
MEETING DATE: 6/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAY LEONARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. SOLBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HERMAN COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM O. STRANGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LORD DAVID OWEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRED ZEIDMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR IAN NORBURY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDACORP, Inc.
TICKER: IDA CUSIP: 451107106
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUDITH A. JOHANSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. LAMONT KEEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. TINSTMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Idenix Pharmaceuticals, Inc.
TICKER: IDIX CUSIP: 45166R204
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WAYNE T. HOCKMEYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. HODGSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TAMAR D. HOWSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENISE POLLARD-KNIGHT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD C. RENAUD, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL S. WYZGA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Identive Group, Inc.
TICKER: INVE CUSIP: 45170X106
MEETING DATE: 6/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PHIL LIBIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Illinois Tool Works Inc.
TICKER: ITW CUSIP: 452308109
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL J. BRUTTO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUSAN CROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DON H. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES W. GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT C. MCCORMACK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT S. MORRISON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR E. SCOTT SANTI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES A. SKINNER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID B. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PAMELA B. STROBEL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KEVIN M. WARREN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ANRE D. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Imation Corp.
TICKER: IMN CUSIP: 45245A107
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THEODORE H. BUNTING, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM G. LAPERCH ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Immersion Corporation
TICKER: IMMR CUSIP: 452521107
MEETING DATE: 6/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID SUGISHITA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ImmunoCellular Therapeutics, Ltd.
TICKER: IMUC CUSIP: 452536105
MEETING DATE: 9/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD CHIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD A. COWELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR HELEN S. KIM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAHUL SINGHVI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JOHN S. YU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ingersoll-Rand plc
TICKER: IR CUSIP: G47791101
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANN C. BERZIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN BRUTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JARED L. COHON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GARY D. FORSEE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDWARD E. HAGENLOCKER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CONSTANCE J. HORNER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL W. LAMACH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THEODORE E. MARTIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NELSON PELTZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN P. SURMA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR TONY L. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND THE COMPANY'S ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO GIVE THE BOARD OF DIRECTORS AUTHORITY
TO DECLARE NON-CASH DIVIDENDS
PROPOSAL #6: CAPITAL REDUCTION AND CREATION OF ISSUER YES FOR FOR
DISTRIBUTABLE RESERVES
PROPOSAL #7: AMEND THE COMPANY'S ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND THE AUTHORITY TO EXECUTE
INSTRUMENTS OF TRANSFER
PROPOSAL #8: AMEND THE COMPANY'S ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO PROVIDE FOR ESCHEATMENT IN ACCORDANCE
WITH U.S. LAWS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Innospec Inc.
TICKER: IOSP CUSIP: 45768S105
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK S. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN M. HALE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE J. PADFIELD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insmed Incorporated
TICKER: INSM CUSIP: 457669307
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AL ALTOMARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEINAR J. ENGELSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILL LEWIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVAL OF CERTAIN EQUITY COMPENSATION ISSUER YES FOR FOR
AWARDS PREVIOUSLY GRANTED TO CERTAIN EMPLOYEES AND
DIRECTORS UNDER THE 2000 STOCK INCENTIVE PLAN
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Integrated Device Technology, Inc.
TICKER: IDTI CUSIP: 458118106
MEETING DATE: 9/13/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN SCHOFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY MCCREARY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR UMESH PADVAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GORDON PARNELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD SCHROCK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RON SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THEODORE L. TEWKSBURY, ISSUER YES FOR FOR
III
PROPOSAL #1.8: ELECT DIRECTOR PETER FELD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intel Corporation
TICKER: INTC CUSIP: 458140100
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN J. DONAHOE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR REED E. HUNDT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES D. PLUMMER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID S. POTTRUCK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANK D. YEARY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID B. YOFFIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IntercontinentalExchange, Inc.
TICKER: ICE CUSIP: 45865V100
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES R. CRISP ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEAN-MARC FORNERI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JUDD A. GREGG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRED W. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TERRENCE F. MARTELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CALLUM MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT REID ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FREDERIC V. SALERNO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JEFFREY C. SPRECHER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JUDITH A. SPRIESER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR VINCENT TESE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR STOCK ISSUER YES FOR FOR
OPTION PLAN
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IntercontinentalExchange, Inc.
TICKER: ICE CUSIP: 45865V100
MEETING DATE: 6/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2A: INCREASE AUTHORIZED PREFERRED AND ISSUER YES FOR FOR
COMMON STOCK
PROPOSAL #2B: APPROVE STOCK OWNERSHIP LIMITATIONS ISSUER YES FOR FOR
PROPOSAL #2C: PROVISIONS RELATED TO DISQUALIFICATION ISSUER YES FOR FOR
OF OFFICERS AND DIRECTORS AND CERTAIN POWERS OF THE
BOARD OF DIRECTORS
PROPOSAL #2D: PROVISIONS RELATED TO CONSIDERATIONS OF ISSUER YES FOR FOR
THE BOARD OF DIRECTORS
PROPOSAL #2E: AMEND ICE GROUP CERTIFICATE OF ISSUER YES FOR FOR
INCORPORATION
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Business Machines Corporation
TICKER: IBM CUSIP: 459200101
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAIN J.P. BELDA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. BRODY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID N. FARR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW N. LIVERIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. JAMES MCNERNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES W. OWENS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR VIRGINIA M. ROMETTY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOAN E. SPERO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SIDNEY TAUREL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR LORENZO H. ZAMBRANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Flavors & Fragrances Inc.
TICKER: IFF CUSIP: 459506101
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARCELLO V. BOTTOLI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LINDA B. BUCK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. MICHAEL COOK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROGER W. FERGUSON, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANDREAS FIBIG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTINA GOLD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALEXANDRA A. HERZAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HENRY W. HOWELL, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KATHERINE M. HUDSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ARTHUR C. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DALE F. MORRISON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DOUGLAS D. TOUGH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Game Technology
TICKER: IGT CUSIP: 459902102
MEETING DATE: 3/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAGET L. ALVES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANICE CHAFFIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG CREED ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATTI S. HART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID E. ROBERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VINCENT L. SADUSKY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PHILIP G. SATRE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND J. BROOKS, JR. SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR CHARLES N. MATHEWSON SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR DANIEL B. SILVERS SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: MANAGEMENT NOMINEE - JANICE CHAFFIN SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: MANAGEMENT NOMINEE - GREG CREED SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: MANAGEMENT NOMINEE - PATTI S. HART SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: MANAGEMENT NOMINEE - ROBERT J. MILLER SHAREHOLDER NO N/A N/A
PROPOSAL #1.8: MANAGEMENT NOMINEE - PHILIP G. SATRE SHAREHOLDER NO N/A N/A
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER NO N/A N/A
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Paper Company
TICKER: IP CUSIP: 460146103
MEETING DATE: 5/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID J. BRONCZEK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR AHMET C. DORDUNCU ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN V. FARACI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ILENE S. GORDON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STACEY J. MOBLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOAN E. SPERO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN L. TOWNSEND, III ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN F. TURNER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM G. WALTER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR J. STEVEN WHISLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: PRO-RATA VESTING OF EQUITY PLANS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Rectifier Corporation
TICKER: IRF CUSIP: 460254105
MEETING DATE: 11/6/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT S. ATTIYEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY B. CRANSTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. DAHL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DWIGHT W. DECKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DIDIER HIRSCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR OLEG KHAYKIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS A. LACEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES D. PLUMMER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BARBARA L. RAMBO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROCHUS E. VOGT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: InterXion Holding NV
TICKER: INXN CUSIP: N47279109
MEETING DATE: 6/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3a: REELECT ROBERT J. BAKER AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3b: REELECT JEAN F.H.P. MANDEVILLE AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3c: REELECT DAVID C. RUBERG AS CEO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ADJUSTMENTS TO THE REMUNERATION ISSUER YES AGAINST AGAINST
POLICY FOR EXECUTIVE AND NON-EXECUTIVE DIRECTORS
PROPOSAL #5: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
BOARD MEMBERS RE: SHARE AWARDS WITH VALUE OF EUR
PROPOSAL #6: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IntraLinks Holdings, Inc.
TICKER: IL CUSIP: 46118H104
MEETING DATE: 7/19/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HABIB KAIROUZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. MCBRIDE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK J. WACK, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intuit Inc.
TICKER: INTU CUSIP: 461202103
MEETING DATE: 1/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTOPHER W. BRODY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM V. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SCOTT D. COOK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DIANE B. GREENE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DENNIS D. POWELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRAD D. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JEFF WEINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intuitive Surgical, Inc.
TICKER: ISRG CUSIP: 46120E602
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMAL M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC H. HALVORSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN J. LEVY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Invesco Ltd.
TICKER: IVZ CUSIP: G491BT108
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH R. CANION ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD P. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investors Real Estate Trust
TICKER: IRET CUSIP: 461730103
MEETING DATE: 9/18/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY P. MIHALICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY L. MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN T. REED ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. DAVID SCOTT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN L. STENEHJEM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN D. STEWART ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS A. WENTZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY K. WOODBURY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LINDA HALL KELLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iron Mountain Incorporated
TICKER: IRM CUSIP: 462846106
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TED R. ANTENUCCI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CLARKE H. BAILEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENT P. DAUTEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL F. DENINGER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PER-KRISTIAN HALVORSEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL W. LAMACH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ARTHUR D. LITTLE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM L. MEANEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR VINCENT J. RYAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LAURIE A. TUCKER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ALFRED J. VERRECCHIA ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Isle Of Capri Casinos, Inc.
TICKER: ISLE CUSIP: 464592104
MEETING DATE: 10/16/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY D. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VIRGINIA MCDOWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEE S. WIELANSKY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ITC Holdings Corp.
TICKER: ITC CUSIP: 465685105
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #4: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ITT Educational Services, Inc.
TICKER: ESI CUSIP: 45068B109
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN F. COZZI ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR KEVIN M. MODANY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS I. MORGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JAKKS Pacific, Inc.
TICKER: JAKK CUSIP: 47012E106
MEETING DATE: 11/2/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN G. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAN ALMAGOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARVIN W. ELLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. GLICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL G. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MURRAY L. SKALA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER F. REILLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LEIGH ANNE BRODSKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Johnson & Johnson
TICKER: JNJ CUSIP: 478160104
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY SUE COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES G. CULLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IAN E.L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEX GORSKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL M.E. JOHNS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN L. LINDQUIST ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LEO F. MULLIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM D. PEREZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHARLES PRINCE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR A. EUGENE WASHINGTON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: SCREEN POLITICAL CONTRIBUTIONS FOR SHAREHOLDER YES AGAINST FOR
CONSISTENCY WITH CORPORATE VALUES
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Joy Global Inc.
TICKER: JOY CUSIP: 481165108
MEETING DATE: 3/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN L. GERARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN T. GREMP ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN NILS HANSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GALE E. KLAPPA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD B. LOYND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR P. ERIC SIEGERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL W. SUTHERLIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES H. TATE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR N/A
ELECTION OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JPMorgan Chase & Co.
TICKER: JPM CUSIP: 46625H100
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRANDALL C.BOWLES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID M. COTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES DIMON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ELLEN V. FUTTER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LABAN P. JACKSON, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LEE R. RAYMOND ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: INSTITUTE PROCEDURES TO PREVENT SHAREHOLDER YES ABSTAIN AGAINST
INVESTMENTS IN COMPANIES THAT CONTRIBUTE TO GENOCIDE
OR CRIMES AGAINST HUMANITY
PROPOSAL #9: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Juniper Networks, Inc.
TICKER: JNPR CUSIP: 48203R104
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PRADEEP SINDHU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. CALDERONI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM F. MEEHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kellogg Company
TICKER: K CUSIP: 487836108
MEETING DATE: 4/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GORDON GUND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY LASCHINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN MCLAUGHLIN KOROLOGOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CYNTHIA MILLIGAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Keryx Biopharmaceuticals, Inc.
TICKER: KERX CUSIP: 492515101
MEETING DATE: 6/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RON BENTSUR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN J. CAMERON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH M. FECZKO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WYCHE FOWLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK KAYE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL P. TARNOK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KeyCorp
TICKER: KEY CUSIP: 493267108
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD P. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH A. CARRABBA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES P. COOLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEXANDER M. CUTLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. JAMES DALLAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH R. GILE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RUTH ANN M. GILLIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM G. GISEL, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD J. HIPPLE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KRISTEN L. MANOS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BETH E. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BARBARA R. SNYDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kimberly-Clark Corporation
TICKER: KMB CUSIP: 494368103
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. ALM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ABELARDO E. BRU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT W. DECHERD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. FALK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FABIAN T. GARCIA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MAE C. JEMISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES M. JENNESS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR IAN C. READ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LINDA JOHNSON RICE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARC J. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kimco Realty Corporation
TICKER: KIM CUSIP: 49446R109
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MILTON COOPER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP E. COVIELLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD G. DOOLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOE GRILLS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID B. HENRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR F. PATRICK HUGHES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK LOURENSO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR COLOMBE M. NICHOLAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD B. SALTZMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kinder Morgan, Inc.
TICKER: KMI CUSIP: 49456B101
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. KINDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. PARK SHAPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN J. KEAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY W. HALL, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEBORAH A. MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL C. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FAYEZ SAROFIM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOEL V. STAFF ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN STOKES ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT F. VAGT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KLA-Tencor Corporation
TICKER: KLAC CUSIP: 482480100
MEETING DATE: 11/7/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT P. AKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT T. BOND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIRAN M. PATEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID C. WANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Knight Capital Group, Inc.
TICKER: KCG CUSIP: 499005106
MEETING DATE: 12/27/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Knight Capital Group, Inc.
TICKER: KCG CUSIP: 499005106
MEETING DATE: 6/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kohl's Corporation
TICKER: KSS CUSIP: 500255104
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER BONEPARTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN A. BURD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DALE E. JONES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KEVIN MANSELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN E. SCHLIFSKE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRANK V. SICA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER M. SOMMERHAUSER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHANIE A. STREETER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NINA G. VACA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN E. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT POLICY ON ANIMAL CRUELTY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kraft Foods Group, Inc.
TICKER: KRFT CUSIP: 50076Q106
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ABELARDO E. BRU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEANNE P. JACKSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR E. FOLLIN SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: LABEL PRODUCTS WITH GMO INGREDIENTS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L Brands, Inc.
TICKER: LTD CUSIP: 501797104
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS S. HERSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID T. KOLLAT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM R. LOOMIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LESLIE H. WEXNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: PRO-RATA VESTING OF EQUITY PLANS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L-3 Communications Holdings, Inc.
TICKER: LLL CUSIP: 502424104
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLAUDE R. CANIZARES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. CORCORAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LLOYD W. NEWTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINCENT PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN H. WASHKOWITZ ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Laboratory Corporation of America Holdings
TICKER: LH CUSIP: 50540R409
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KERRII B. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEAN-LUC BÉLINGARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID P. KING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WENDY E. LANE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT E. MITTELSTAEDT, ISSUER YES FOR FOR
JR.
PROPOSAL #1f: ELECT DIRECTOR PETER M. NEUPERT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ARTHUR H. RUBENSTEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ADAM H. SCHECHTER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR M. KEITH WEIKEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR R. SANDERS WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lam Research Corporation
TICKER: LRCX CUSIP: 512807108
MEETING DATE: 11/1/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN B. ANSTICE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC K. BRANDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL R. CANNON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YOUSSEF A. EL-MANSY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTINE A. HECKART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GRANT M. INMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CATHERINE P. LEGO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN G. NEWBERRY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KRISHNA C. SARASWAT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM R. SPIVEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ABHIJIT Y. TALWALKAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LCA-Vision Inc.
TICKER: LCAV CUSIP: 501803308
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. BAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. HASSAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDGAR F. HEIZER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. WACHTMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR E. ANTHONY WOODS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Leap Wireless International, Inc.
TICKER: LEAP CUSIP: 521863308
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. HARKEY, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR S. DOUGLAS HUTCHESON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD J. KRAMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT V. LAPENTA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK A. LEAVITT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MARK H. RACHESKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD R. ROSCITT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT E. SWITZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL B. TARGOFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lear Corporation
TICKER: LEA CUSIP: 521865204
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS P. CAPO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN F. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN A. LIGOCKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CONRAD L. MALLETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD L. RUNKLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW J. SIMONCINI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY C. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HENRY D. G. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lee Enterprises, Incorporated
TICKER: LEE CUSIP: 523768109
MEETING DATE: 2/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY E. JUNCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERBERT W. MOLONEY, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW E. NEWMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Legg Mason, Inc.
TICKER: LM CUSIP: 524901105
MEETING DATE: 7/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. ANGELICA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY W. HUFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN E. KOERNER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHERYL GORDON KRONGARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Leggett & Platt, Incorporated
TICKER: LEG CUSIP: 524660107
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT E. BRUNNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RALPH W. CLARK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT G. CULP, III ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR R. TED ENLOE, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD T. FISHER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MATTHEW C. FLANIGAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KARL G. GLASSMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID S. HAFFNER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOSEPH W. MCCLANATHAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JUDY C. ODOM ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES FOR AGAINST
DISCRIMINATION BASED ON SEXUAL ORIENTATION AND GENDER
IDENTITY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lennar Corporation
TICKER: LEN CUSIP: 526057104
MEETING DATE: 4/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRVING BOLOTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN L. GERARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THERON I. (TIG) GILLIAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHERRILL W. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR R. KIRK LANDON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SIDNEY LAPIDUS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY SONNENFELD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Leucadia National Corporation
TICKER: LUK CUSIP: 527288104
MEETING DATE: 2/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OR ISSUE SHARES IN ISSUER YES FOR FOR
CONNECTION WITH ACQUISITION
PROPOSAL #2: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lexington Realty Trust
TICKER: LXP CUSIP: 529043101
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. ROBERT ROSKIND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR T. WILSON EGLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CLIFFORD BROSER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAROLD FIRST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD S. FRARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES GROSFIELD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEVIN W. LYNCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lexmark International, Inc.
TICKER: LXK CUSIP: 529771107
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHI P. SEIFERT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEAN-PAUL L. MONTUPET ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL A. ROOKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR W. ROY DUNBAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Global, Inc.
TICKER: LBTYA CUSIP: 530555101
MEETING DATE: 6/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Interactive Corporation
TICKER: LINTA CUSIP: 53071M880
MEETING DATE: 6/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. MALONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. IAN G. GILCHRIST ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ANDREA L. WONG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Media Corporation
TICKER: LMCA CUSIP: 531229102
MEETING DATE: 6/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. MALONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT R. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. IAN G. GILCHRIST ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES AGAINST AGAINST
STOCK PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Life Technologies Corporation
TICKER: LIFE CUSIP: 53217V109
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE F. ADAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND V. DITTAMORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD W. GRIMM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG J. MUNDIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ORA H. PESCOVITZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PER A. PETERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ligand Pharmaceuticals Incorporated
TICKER: LGND CUSIP: 53220K504
MEETING DATE: 6/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON M. ARYEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID M. KNOTT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN W. KOZARICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN K. LAMATTINA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUNIL PATEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN L. SABBA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lincoln Educational Services Corporation
TICKER: LINC CUSIP: 533535100
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALVIN O. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER S. BURGESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. BURKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CELIA H. CURRIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL E. GLASKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES F. KALMBACH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHAUN E. MCALMONT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALEXIS P. MICHAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR J. BARRY MORROW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lincoln National Corporation
TICKER: LNC CUSIP: 534187109
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. AVERY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM PORTER PAYNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK S. PITTARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Linear Technology Corporation
TICKER: LLTC CUSIP: 535678106
MEETING DATE: 11/7/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. SWANSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOTHAR MAIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR C. AGNOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. GORDON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID S. LEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD M. MOLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS S. VOLPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LinkedIn Corporation
TICKER: LNKD CUSIP: 53578A108
MEETING DATE: 6/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. GEORGE "SKIP" BATTLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. MORITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Live Nation Entertainment, Inc.
TICKER: LYV CUSIP: 538034109
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK CARLETON ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL RAPINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK S. SHAPIRO ISSUER YES AGAINST AGAINST
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lockheed Martin Corporation
TICKER: LMT CUSIP: 539830109
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NOLAN D. ARCHIBALD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROSALIND G. BREWER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID B. BURRITT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES O. ELLIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. FALK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARILLYN A. HEWSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GWENDOLYN S. KING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES M. LOY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOUGLAS H. MCCORKINDALE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOSEPH W. RALSTON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANNE STEVENS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT J. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Loews Corporation
TICKER: L CUSIP: 540424108
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LAWRENCE S. BACOW ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANN E. BERMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSEPH L. BOWER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES M. DIKER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JACOB A. FRENKEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL J. FRIBOURG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WALTER L. HARRIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PHILIP A. LASKAWY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KEN MILLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GLORIA R. SCOTT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANDREW H. TISCH ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JAMES S. TISCH ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JONATHAN M. TISCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Logitech International S.A.
TICKER: LOGN CUSIP: H50430232
MEETING DATE: 9/5/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3.1: APPROPRIATION OF RETAINED EARNINGS ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE DIVIDENDS OF CHF 0.81 PER ISSUER YES FOR FOR
SHARE FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #4: APPROVE CANCELLATION OF CAPITAL ISSUER YES FOR FOR
AUTHORIZATION
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE REPURCHASE OF MORE THAN TEN ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #7: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #8: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9.1: REELECT ERH-HSUN CHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.2: REELECT KEE-LOCK CHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.3: REELECT DIDIER HIRSCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RATIFY PRICEWATERHOUSECOOPERS SA AS ISSUER YES FOR FOR
AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lone Pine Resources Inc.
TICKER: LPR CUSIP: 54222A106
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PATRICK R. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT WONNACOTT ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lorillard, Inc.
TICKER: LO CUSIP: 544147101
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR ANDREW H. CARD, JR. ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR VIRGIS W. COLBERT ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR RICHARD W. ROEDEL ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Louisiana-Pacific Corporation
TICKER: LPX CUSIP: 546347105
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LIZANNE C. GOTTUNG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUSTAN E. MCCOY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR COLIN D. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lowe's Companies, Inc.
TICKER: LOW CUSIP: 548661107
MEETING DATE: 5/31/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAUL ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. BERNAUER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD L. BERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER C. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD W. DREILING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAWN E. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD K. LOCHRIDGE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ERIC C. WISEMEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LSI Corporation
TICKER: LSI CUSIP: 502161102
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES A. HAGGERTY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD S. HILL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN H.F. MINER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ARUN NETRAVALI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHARLES C. POPE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GREGORIO REYES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL G. STRACHAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ABHIJIT Y. TALWALKAR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUSAN M. WHITNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LyondellBasell Industries NV
TICKER: LYB CUSIP: N53745100
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACQUES AIGRAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT M. KLEINMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE A. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIVIDENDS OF USD 4.20 PER SHARE ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #10: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #11: APPROVE CANCELLATION OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL IN TREASURY ACCOUNT
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M&T Bank Corporation
TICKER: MTB CUSIP: 55261F104
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: APPROVE AMENDMENTS TO THE TERMS OF THE ISSUER YES FOR FOR
SERIES A PREFERRED SHARES THAT WOULDSERVE TO REDUCE
THE DIVIDEND RATE ON THE SERIES A PREFERRED SHARES
FROM 9% PER ANNUM TO 6.375% PER ANNUM
PROPOSAL #3: APPROVE AMENDMENTS TO THE TERMS OF THE ISSUER YES FOR FOR
SERIES C PREFERRED SHARES THAT WOULDSERVE TO REDUCE
THE DIVIDEND RATE ON THE SERIES C PREFERRED SHARES
FROM 9% PER ANNUM TO 6.375% PER ANNUM
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M&T Bank Corporation
TICKER: MTB CUSIP: 55261F104
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT D. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. ANGELA BONTEMPO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT T. BRADY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR T. JEFFERSON ISSUER YES FOR FOR
CUNNINGHAM, III
PROPOSAL #1.5: ELECT DIRECTOR MARK J. CZARNECKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY N. GEISEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN D. HAWKE, JR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK W.E. HODGSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD G. KING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JORGE G. PEREIRA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL P. PINTO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MELINDA R. RICH ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ROBERT E. SADLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR HERBERT L. WASHINGTON ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR ROBERT G. WILMERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Macy's, Inc.
TICKER: M CUSIP: 55616P104
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DEIRDRE P. CONNELLY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MEYER FELDBERG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SARA LEVINSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TERRY J. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH NEUBAUER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAUL C. VARGA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CRAIG E. WEATHERUP ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARNA C. WHITTINGTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marathon Oil Corporation
TICKER: MRO CUSIP: 565849106
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY H. BOYCE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PIERRE BRONDEAU ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLARENCE P. CAZALOT, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LINDA Z. COOK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PHILIP LADER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL E. J. PHELPS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marathon Petroleum Corporation
TICKER: MPC CUSIP: 56585A102
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EVAN BAYH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. USHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marriott International, Inc.
TICKER: MAR CUSIP: 571903202
MEETING DATE: 5/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J.W. MARRIOTT, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. MARRIOTT, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY K. BUSH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FREDERICK A. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBRA L. LEE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HARRY J. PEARCE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN S REINEMUND ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR W. MITT ROMNEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LAWRENCE M. SMALL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ARNE M. SORENSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marsh & McLennan Companies, Inc.
TICKER: MMC CUSIP: 571748102
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ZACHARY W. CARTER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR OSCAR FANJUL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL S. GLASER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR H. EDWARD HANWAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LORD LANG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELAINE LA ROCHE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEVEN A. MILLS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRUCE P. NOLOP ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARC D. OKEN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MORTON O. SCHAPIRO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ADELE SIMMONS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LLOYD M. YATES ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marvell Technology Group Ltd.
TICKER: MRVL CUSIP: G5876H105
MEETING DATE: 6/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SEHAT SUTARDJA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JUERGEN GROMER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN G. KASSAKIAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ARTURO KRUEGER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RANDHIR THAKUR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Masco Corporation
TICKER: MAS CUSIP: 574599106
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DENNIS W. ARCHER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONALD R. PARFET ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LISA A. PAYNE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MasterCard Incorporated
TICKER: MA CUSIP: 57636Q104
MEETING DATE: 6/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD HAYTHORNTHWAITE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR AJAY BANGA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SILVIO BARZI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID R. CARLUCCI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN J. FREIBERG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARC OLIVIE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RIMA QURESHI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOSE OCTAVIO REYES ISSUER YES FOR FOR
LAGUNES
PROPOSAL #1j: ELECT DIRECTOR MARK SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JACKSON P. TAI ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR EDWARD SUNING TIAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mattel, Inc.
TICKER: MAT CUSIP: 577081102
MEETING DATE: 5/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. DOLAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TREVOR A. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANCES D. FERGUSSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DOMINIC NG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR VASANT M. PRABHU ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREA L. RICH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DEAN A. SCARBOROUGH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHRISTOPHER A. SINCLAIR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BRYAN G. STOCKTON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DIRK VAN DE PUT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTORKATHY WHITE LOYD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mattson Technology, Inc.
TICKER: MTSN CUSIP: 577223100
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH KANNAPPAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT PETERSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MaxLinear, Inc.
TICKER: MXL CUSIP: 57776J100
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN C. CRADDOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARSHAD K. DESAI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: McDonald's Corporation
TICKER: MCD CUSIP: 580135101
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WALTER E. MASSEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN W. ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROGER W. STONE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MILES D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON PAY DISPARITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON HUMAN RIGHTS RISK ASSESSMENT SHAREHOLDER YES ABSTAIN AGAINST
PROCESS
PROPOSAL #7: REPORT ON NUTRITION INITIATIVES AND SHAREHOLDER YES ABSTAIN AGAINST
CHILDHOOD OBESITY CONCERNS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: McGraw Hill Financial Inc.
TICKER: MHP CUSIP: 580645109
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PEDRO ASPE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WINFRIED BISCHOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. GREEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES E. HALDEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LINDA KOCH LORIMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HAROLD MCGRAW, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT P. MCGRAW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HILDA OCHOA-BRILLEMBOURG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL RAKE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EDWARD B. RUST, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KURT L. SCHMOKE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SIDNEY TAUREL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR RICHARD E. THORNBURGH ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: McKesson Corporation
TICKER: MCK CUSIP: 58155Q103
MEETING DATE: 7/25/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR WAYNE A. BUDD ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN H. HAMMERGREN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ALTON F. IRBY, III ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR M. CHRISTINE JACOBS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MARIE L. KNOWLES ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DAVID M. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR EDWARD A. MUELLER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JANE E. SHAW ISSUER YES FOR FOR
PROPOSAL #10: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #13: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #14: STOCK RETENTION SHAREHOLDER YES AGAINST FOR
PROPOSAL #15: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MeadWestvaco Corporation
TICKER: MWV CUSIP: 583334107
MEETING DATE: 4/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL E. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES G. KASIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD B. KELSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN J. KROPF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS S. LUKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN A. LUKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GRACIA C. MARTORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TIMOTHY H. POWERS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JANE L. WARNER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ALAN D. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MedAssets, Inc.
TICKER: MDAS CUSIP: 584045108
MEETING DATE: 6/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. BARDIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRIS HYMAN IV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRENCE J. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Media General, Inc.
TICKER: MEG CUSIP: 584404107
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS J. FITZSIMONS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RODNEY A. SMOLLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARL S. THIGPEN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medivation, Inc.
TICKER: MDVN CUSIP: 58501N101
MEETING DATE: 7/13/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL D. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY H. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIM D. BLICKENSTAFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID T. HUNG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. ANTHONY VERNON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medivation, Inc.
TICKER: MDVN CUSIP: 58501N101
MEETING DATE: 6/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL D. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIM D. BLICKENSTAFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHRYN E. FALBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAWN GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID T. HUNG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. ANTHONY VERNON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WENDY L. YARNO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medley Capital Corporation
TICKER: MCC CUSIP: 58503F106
MEETING DATE: 4/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SETH TAUBE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR S. AINSBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES BELOW NET ISSUER YES FOR FOR
ASSET VALUE (NAV)
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medtronic, Inc.
TICKER: MDT CUSIP: 585055106
MEETING DATE: 8/23/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR J. DZAU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OMAR ISHRAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL O. LEAVITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES T. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENDALL J. POWELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT C. POZEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JACK W. SCHULER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mercer International Inc.
TICKER: MERC CUSIP: 588056101
MEETING DATE: 5/31/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIMMY S.H. LEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM D. MCCARTNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC LAURITZEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GRAEME A. WITTS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BERNARD PICCHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES SHEPHERD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEITH PURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NANCY ORR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merck & Co., Inc.
TICKER: MRK CUSIP: 58933Y105
MEETING DATE: 5/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS R. CECH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM B. HARRISON JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR C. ROBERT KIDDER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CARLOS E. REPRESAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CRAIG B. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR PETER C. WENDELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #6: REPORT ON CHARITABLE AND POLITICAL SHAREHOLDER YES AGAINST FOR
CONTRIBUTIONS
PROPOSAL #7: REPORT ON LOBBYING ACTIVITIES SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merrimack Pharmaceuticals, Inc.
TICKER: MACK CUSIP: 590328100
MEETING DATE: 6/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. MULROY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY L. CROCKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES VAN B. DRESSER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GORDON J. FEHR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN MENDELSOHN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SARAH E. NASH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL E. PORTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES H. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANTHONY J. SINSKEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MetLife, Inc.
TICKER: MET CUSIP: 59156R108
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. GLENN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. KANDARIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. KEANE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALFRED F. KELLY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CATHERINE R. KINNEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HUGH B. PRICE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENTON J. SICCHITANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MetroPCS Communications, Inc.
TICKER: PCS CUSIP: 591708102
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
GIVING DEUTSCHE TELEKOM THE RIGHT TO DIRECTOR
PROPOSAL #5: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #6: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
GRANTING DEUTSCHE TELEKOM THE SAME APPROVAL RIGHTS AS
SET FORTH IN THE STOCKHOLDER'S AGREEMENT
PROPOSAL #7: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #8: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #9: PROVIDE THAT THE COMBINED COMPANY'S ISSUER YES FOR FOR
BYLAWS MAY BE AMENDED UPON THE AFFIRMATIVE VOTE OF
THE HOLDERS OF SHARES HAVING A MAJORITY OF THE
COMBINED COMPANY'S VOTING POWER
PROPOSAL #10: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #11: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #12: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER NO N/A N/A
ACQUISITION
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER NO N/A N/A
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION ISSUER NO N/A N/A
GIVING DEUTSCHE TELEKOM THE RIGHT TO DIRECTOR
PROPOSAL #5: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER NO N/A N/A
WITHOUT CAUSE
PROPOSAL #6: AMEND CERTIFICATE OF INCORPORATION ISSUER NO N/A N/A
GRANTING DEUTSCHE TELEKOM THE SAME APPROVAL RIGHTS AS
SET FORTH IN THE STOCKHOLDER'S AGREEMENT
PROPOSAL #7: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER NO N/A N/A
PROPOSAL #8: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER NO N/A N/A
PROPOSAL #9: PROVIDE THAT THE COMBINED COMPANY'S ISSUER NO N/A N/A
BYLAWS MAY BE AMENDED UPON THE AFFIRMATIVE VOTE OF
THE HOLDERS OF SHARES HAVING A MAJORITY OF THE
COMBINED COMPANY'S VOTING POWER
PROPOSAL #10: ADOPT THE JURISDICTION OF INCORPORATION ISSUER NO N/A N/A
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #11: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER NO N/A N/A
PROPOSAL #12: ADJOURN MEETING ISSUER NO N/A N/A
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MGE Energy, Inc.
TICKER: MGEE CUSIP: 55277P104
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR F. CURTIS HASTINGS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES L. POSSIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK D. BUGHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Micrel, Incorporated
TICKER: MCRL CUSIP: 594793101
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND D. ZINN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. BOURGOIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. CALLAHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL HENEGHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NEIL J. MIOTTO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANK W. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Microchip Technology Incorporated
TICKER: MCHP CUSIP: 595017104
MEETING DATE: 8/17/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVE SANGHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALBERT J. HUGO-MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR L.B. DAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW W. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WADE F. MEYERCORD ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Microsoft Corporation
TICKER: MSFT CUSIP: 594918104
MEETING DATE: 11/28/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEVEN A. BALLMER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM H. GATES, III ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR MARIA M. KLAWE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR STEPHEN J. LUCZO ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR DAVID F. MARQUARDT ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR HELMUT PANKE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JOHN W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MicroStrategy Incorporated
TICKER: MSTR CUSIP: 594972408
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. SAYLOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SANJU K. BANSAL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW W. CALKINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT H. EPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID W. LARUE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JARROD M. PATTEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARL J. RICKERTSEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS P. SPAHR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MidSouth Bancorp, Inc.
TICKER: MSL CUSIP: 598039105
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILL CHARBONNET, SR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLAYTON PAUL HILLIARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH V. TORTORICE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEONARD Q. "PETE" ISSUER YES FOR FOR
ABINGTON
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Midstates Petroleum Company, Inc.
TICKER: MPO CUSIP: 59804T100
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER J. HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS C. KNUDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN J. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Molex Incorporated
TICKER: MOLX CUSIP: 608554101
MEETING DATE: 10/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHELLE L. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED L. KREHBIEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. LANDSITTEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOE W. LAYMON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES S. METCALF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Molson Coors Brewing Company
TICKER: TAP CUSIP: 60871R209
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER EATON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES M. HERINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. SANFORD RILEY ISSUER YES FOR FOR
PROPOSAL #2: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE THAT HOLDERS OF CLASS A AND CLASS B COMMON
STOCK SHALL VOTE TOGETHER AS A SINGLE CLASS, ON AN
ADVISORY BASIS, TO APPROVE COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Momenta Pharmaceuticals, Inc.
TICKER: MNTA CUSIP: 60877T100
MEETING DATE: 6/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS P. KOESTLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENNETT M. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH STONER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mondelez International, Inc.
TICKER: MDLZ CUSIP: 609207105
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LEWIS W.K. BOOTH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LOIS D. JULIBER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK D. KETCHUM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JORGE S. MESQUITA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FREDRIC G. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR IRENE B. ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PATRICK T. SIEWERT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RUTH J. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RATAN N. TATA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JEAN-FRANCOIS M. L. VAN ISSUER YES FOR FOR
BOXMEER
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON ADOPTING EXTENDED PRODUCER SHAREHOLDER YES AGAINST FOR
RESPONSIBILITY POLICY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MoneyGram International, Inc.
TICKER: MGI CUSIP: 60935Y208
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. COLEY CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR W. DAHIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTONIO O. GARZA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS M. HAGERTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SETH W. LAWRY ISSUER YES AGAINST AGAINST
PROPOSAL #1.6: ELECT DIRECTOR PAMELA H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GANESH B. RAO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. BRUCE TURNER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monsanto Company
TICKER: MON CUSIP: 61166W101
MEETING DATE: 1/31/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID L. CHICOINE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARTHUR H. HARPER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GWENDOLYN S. KING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JON R. MOELLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON RISK OF GENETICALLY ENGINEERED SHAREHOLDER YES AGAINST FOR
PRODUCTS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monster Beverage Corporation
TICKER: MNST CUSIP: 611740101
MEETING DATE: 6/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY C. SACKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HILTON H. SCHLOSBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NORMAN C. EPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BENJAMIN M. POLK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SYDNEY SELATI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HAROLD C. TABER, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK S. VIDERGAUZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Morgan Stanley
TICKER: MS CUSIP: 617446448
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERSKINE B. BOWLES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD J. DAVIES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES P. GORMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. HERZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. ROBERT KIDDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KLAUS KLEINFELD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD T. NICOLAISEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HUTHAM S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES W. OWENS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR O. GRIFFITH SEXTON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RYOSUKE TAMAKOSHI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MASAAKI TANAKA ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR LAURA D. TYSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Motorola Solutions, Inc.
TICKER: MSI CUSIP: 620076307
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY Q. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. BRATTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH C. DAHLBERG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID W. DORMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL V. HAYDEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JUDY C. LEWENT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANNE R. PRAMAGGIORE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SAMUEL C. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BRADLEY E. SINGER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN A. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ENCOURAGE SUPPLIERS TO PRODUCE SHAREHOLDER YES ABSTAIN AGAINST
SUSTAINABILITY REPORTS
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Movado Group, Inc.
TICKER: MOV CUSIP: 624580106
MEETING DATE: 6/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARGARET HAYES ADAME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD COTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EFRAIM GRINBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN H. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD ISSERMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NATHAN LEVENTHAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALEX GRINBERG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MAURICE REZNIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND DEFERRED SHARE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MTR Gaming Group, Inc.
TICKER: MNTG CUSIP: 553769100
MEETING DATE: 6/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN M. BILLICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. BLATT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES V. STANTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD DELATORE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAYMOND K. LEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER P. WAGNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mueller Industries, Inc.
TICKER: MLI CUSIP: 624756102
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY L. CHRISTOPHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. FLAHERTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GENNARO J. FULVIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY S. GLADSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT J. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERRY HERMANSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MURPHY OIL CORPORATION
TICKER: MUR CUSIP: 626717102
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANK W. BLUE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN A. COSSE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLAIBORNE P. DEMING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT A. HERMES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES V. KELLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WALENTIN MIROSH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR R. MADISON MURPHY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR J.W. NOLAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NEAL E. SCHMALE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID J.H. SMITH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CAROLINE G. THEUS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Myers Industries, Inc.
TICKER: MYE CUSIP: 628464109
MEETING DATE: 4/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINCENT C. BYRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARAH R. COFFIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN B. CROWE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM A. FOLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. HEISLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD P. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD W. KISSEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN C. ORR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. STEFANKO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DANIEL R. LEE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mylan Inc.
TICKER: MYL CUSIP: 628530107
MEETING DATE: 5/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HEATHER BRESCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WENDY CAMERON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. CINDRICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. COURY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NEIL DIMICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MELINA HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS J. LEECH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RAJIV MALIK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH C. MAROON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK W. PARRISH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RODNEY L. PIATT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR C.B. TODD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR RANDALL L. (PETE) ISSUER YES FOR FOR
VANDERVEEN
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Myrexis, Inc.
TICKER: MYRX CUSIP: 62856H107
MEETING DATE: 1/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PLAN OF LIQUIDATION ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Myrexis, Inc.
TICKER: MYRX CUSIP: 62856H107
MEETING DATE: 4/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN D. SCHEIWE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN M. COUCHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL C. PEARCE ISSUER YES FOR FOR
PROPOSAL #2: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Oilwell Varco, Inc.
TICKER: NOV CUSIP: 637071101
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MERRILL A. MILLER, JR. ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GREG L. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR BEN A. GUILL ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DAVID D. HARRISON ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR ROGER L. JARVIS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ERIC L. MATTSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NBT Bancorp Inc.
TICKER: NBTB CUSIP: 628778102
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT THIRTEEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR DARYL R. FORSYTHE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.2: ELECT DIRECTOR PATRICIA T. CIVIL ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ROBERT A. WADSWORTH ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR JACK H. WEBB ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NCI Building Systems, Inc.
TICKER: NCS CUSIP: 628852204
MEETING DATE: 2/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY L. FORBES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN L. ZREBIEC ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NCI, Inc.
TICKER: NCIT CUSIP: 62886K104
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES K. NARANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN J. CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES P. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN E. LAWLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL V. LOMBARDI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP O. NOLAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL R. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NCR Corporation
TICKER: NCR CUSIP: 62886E108
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD 'PETE' BOYKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA FAYNE LEVINSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEANNA W. OPPENHEIMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KURT P. KUEHN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nektar Therapeutics
TICKER: NKTR CUSIP: 640268108
MEETING DATE: 6/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR R. SCOTT GREER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTOPHER A. KUEBLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LUTZ LINGNAU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NetApp, Inc.
TICKER: NTAP CUSIP: 64110D104
MEETING DATE: 8/31/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL J. WARMENHOVEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS G. MOORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS GEORGENS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFRY R. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN L. EARHART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERALD HELD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR T. MICHAEL NEVENS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE T. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT T. WALL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD P. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST N/A
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NetScout Systems, Inc.
TICKER: NTCT CUSIP: 64115T104
MEETING DATE: 8/21/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR A. DEMARINES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VINCENT J. MULLARKEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Network Equipment Technologies, Inc.
TICKER: NWK CUSIP: 641208103
MEETING DATE: 8/23/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neuralstem, Inc.
TICKER: CUR CUSIP: 64127R302
MEETING DATE: 6/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM OLDAKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STANLEY WESTREICH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neutral Tandem, Inc.
TICKER: IQNT CUSIP: 64128B108
MEETING DATE: 6/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RIAN J. WREN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES P. HYNES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH A. BEATTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE M. INGENERI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR G. EDWARD EVANS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY A. SAMPLES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD M. GREENBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: CHANGE COMPANY NAME ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New Gold Inc.
TICKER: NGD CUSIP: 644535106
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR DAVID EMERSON ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR JAMES ESTEY ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ROBERT GALLAGHER ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR VAHAN KOLOLIAN ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MARTYN KONIG ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR PIERRE LASSONDE ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR RANDALL OLIPHANT ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR RAYMOND THRELKELD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New York & Company, Inc.
TICKER: NWY CUSIP: 649295102
MEETING DATE: 6/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY J. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BODIL M. ARLANDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JILL BERAUD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID H. EDWAB ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES O. EGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN D. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GRACE NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHELLE PEARLMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD L. PERKAL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ARTHUR E. REINER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR EDMOND S. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newcastle Investment Corp.
TICKER: NCT CUSIP: 65105M108
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN J. FINNERTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH M. RIIS ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NEWELL RUBBERMAID INC.
TICKER: NWL CUSIP: 651229106
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT S. COWEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CYNTHIA A. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSE IGNACIO PEREZ-LIZAUR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL B. POLK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL A. TODMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newmont Mining Corporation
TICKER: NEM CUSIP: 651639106
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE R. BROOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. KOFI BUCKNOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCENT A. CALARCO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH A. CARRABBA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NOREEN DOYLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY J. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VERONICA M. HAGEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JANE NELSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD C. ROTH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SIMON R. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: News Corporation
TICKER: NWS CUSIP: 65248E104
MEETING DATE: 6/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
CLARIFYING THE ABILITY TO MAKE DISTRIBUTIONS IN
COMPARABLE SECURITIES IN CONNECTION WITH SEPARATION
TRANSACTIONS
PROPOSAL #2: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
ALLOWING FOR CERTAIN DISTRIBUTIONS ON SUBSIDIARY-
OWNED SHARES AND THE CREATION OF ADDITIONAL
SUBSIDIARY-OWNED SHARES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NewStar Financial, Inc.
TICKER: NEWS CUSIP: 65251F105
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES N. BRALVER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY J. CONWAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRADLEY E. COOPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN L.P. FALLON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANK R. NOONAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MAUREEN P. O'HARA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER A. SCHMIDT-FELLNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD E. THORNBURGH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NextEra Energy, Inc.
TICKER: NEE CUSIP: 65339F101
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHERRY S. BARRAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT M. BEALL, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES L. CAMAREN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH B. DUNN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LEWIS HAY, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TONI JENNINGS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES L. ROBO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RUDY E. SCHUPP ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN L. SKOLDS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM H. SWANSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL H. THAMAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR HANSEL E. TOOKES, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: MINIMIZE POOL STORAGE OF SPENT NUCLEAR SHAREHOLDER YES AGAINST FOR
FUEL
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nielsen Holdings N.V.
TICKER: NLSN CUSIP: N63218106
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DIRECTOR DAVID L. CALHOUN ISSUER YES FOR FOR
PROPOSAL #3b: ELECT DIRECTOR JAMES A. ATTWOOD, JR. ISSUER YES FOR FOR
PROPOSAL #3c: ELECT DIRECTOR RICHARD J. BRESSLER ISSUER YES FOR FOR
PROPOSAL #3d: ELECT DIRECTOR PATRICK HEALY ISSUER YES FOR FOR
PROPOSAL #3e: ELECT DIRECTOR KAREN M. HOGUET ISSUER YES FOR FOR
PROPOSAL #3f: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #3g: ELECT DIRECTOR ALEXANDER NAVAB ISSUER YES FOR FOR
PROPOSAL #3h: ELECT DIRECTOR ROBERT POZEN ISSUER YES FOR FOR
PROPOSAL #3i: ELECT DIRECTOR VIVEK RANADIVE ISSUER YES FOR FOR
PROPOSAL #3j: ELECT DIRECTOR ROBERT REID ISSUER YES FOR FOR
PROPOSAL #3k: ELECT DIRECTOR JAVIER G. TERUEL ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPOINT ERNST AND YOUNG ACCOUNTANTS LLP ISSUER YES FOR FOR
TO AUDIT THE DUTCH STATUTORY ANNUAL ACCOUNTS
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #8: ADVISORY VOTE TO APPROVE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NIKE, Inc.
TICKER: NKE CUSIP: 654106103
MEETING DATE: 9/20/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN B. GRAF, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHYLLIS M. WISE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NiSource Inc.
TICKER: NI CUSIP: 65473P105
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. ABDOO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARISTIDES S. CANDRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SIGMUND L. CORNELIUS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL E. JESANIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTY R. KITTRELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. LEE NUTTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBORAH S. PARKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT C. SKAGGS, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TERESA A. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CAROLYN Y. WOO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADOPT COMPENSATION BENCHMARKING POLICY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nordstrom, Inc.
TICKER: JWN CUSIP: 655664100
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PHYLLIS J. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHELLE M. EBANKS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT G. MILLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BLAKE W. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ERIK B. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER E. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PHILIP G. SATRE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR B. KEVIN TURNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT D. WALTER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ALISON A. WINTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nortek, Inc.
TICKER: NTK CUSIP: 656559309
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN T. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. KEENAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. DAVID SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northeast Utilities
TICKER: NU CUSIP: 664397106
MEETING DATE: 10/31/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. BOOTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN S. CLARKESON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR COTTON M. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SANFORD CLOUD, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES S. DISTASIO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANCIS A. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES K. GIFFORD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL A. LA CAMERA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH R. LEIBLER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES W. SHIVERY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIAM C. VAN FAASEN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR FREDERICA M. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR DENNIS R. WRAASE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northeast Utilities
TICKER: NU CUSIP: 664397106
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. BOOTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN S. CLARKESON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR COTTON M. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SANFORD CLOUD, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES S. DISTASIO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANCIS A. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES K. GIFFORD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL A. LA CAMERA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH R. LEIBLER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES W. SHIVERY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIAM C. VAN FAASEN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR FREDERICA M. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR DENNIS R. WRAASE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northern Trust Corporation
TICKER: NTRS CUSIP: 665859104
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA WALKER BYNOE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS D. CHABRAJA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN CROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIPAK C. JAIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD J. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSE LUIS PRADO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARTIN P. SLARK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID H. B. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES A. TRIBBETT, ISSUER YES FOR FOR
III
PROPOSAL #1.12: ELECT DIRECTOR FREDERICK H. WADDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS AND SHAREHOLDER YES ABSTAIN AGAINST
LOBBYING EXPENDITURES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northrop Grumman Corporation
TICKER: NOC CUSIP: 666807102
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WESLEY G. BUSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR H. FAZIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN E. FRANK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE S. GORDON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MADELEINE A. KLEINER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KARL J. KRAPEK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AULANA L. PETERS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GARY ROUGHEAD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR THOMAS M. SCHOEWE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KEVIN W. SHARER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NorthWestern Corporation
TICKER: NWE CUSIP: 668074305
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN P. ADIK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOROTHY M. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. LINN DRAPER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANA J. DYKHOUSE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JULIA L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP L. MASLOWE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENTON LOUIS PEOPLES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT C. ROWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novatel Wireless, Inc.
TICKER: NVTL CUSIP: 66987M604
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES LEDWITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUE SWENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN D. WAKELIN ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NRG Energy, Inc.
TICKER: NRG CUSIP: 629377508
MEETING DATE: 11/9/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: FIX NUMBER OF DIRECTORS AT SIXTEEN ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nucor Corporation
TICKER: NUE CUSIP: 670346105
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER C. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLAYTON C. DALEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL R. DIMICCO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. FERRIOLA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HARVEY B. GANTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VICTORIA F. HAYNES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BERNARD L. KASRIEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER J. KEARNEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RAYMOND J. MILCHOVICH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN H. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR AMENDMENTS TO THE CERTIFICATE OF INCORPORATION
PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR AMENDMENTS TO THE BYLAWS
PROPOSAL #6: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nutrisystem, Inc.
TICKER: NTRI CUSIP: 67069D108
MEETING DATE: 9/5/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NuVasive, Inc.
TICKER: NUVA CUSIP: 670704105
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXIS V. LUKIANOV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK R. BLAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER M. LEDDY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NVIDIA Corporation
TICKER: NVDA CUSIP: 67066G104
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TENCH COXE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES C. GAITHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEN-HSUN HUANG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK L. PERRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR A. BROOKE SEAWELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK A. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NVR, Inc.
TICKER: NVR CUSIP: 62944T105
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C.E. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY M. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS D. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALFRED E. FESTA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ED GRIER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MANUAL H. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MEL MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM A. MORAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID A. PREISER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR W. GRADY ROSIER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DWIGHT C. SCHAR ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR PAUL W. WHETSELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nymox Pharmaceutical Corp.
TICKER: NYMX CUSIP: 67076P102
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PAUL AVERBACK, JACK GEMMELL, PAUL ISSUER YES FOR FOR
MCDONALD, RANDALL LANHAM, ROGER GUY AND DAVID MORSE
AS DIRECTORS
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NYSE Euronext
TICKER: NYX CUSIP: 629491101
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDRE BERGEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELLYN L. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARSHALL N. CARTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DOMINIQUE CERUTTI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GEORGE COX ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SYLVAIN HEFES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAN-MICHIEL HESSELS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAWRENCE E. LEIBOWITZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DUNCAN M. MCFARLAND ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES J. MCNULTY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DUNCAN L. NIEDERAUER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LUIS MARIA VIANA PALHA ISSUER YES FOR FOR
DA SILVA
PROPOSAL #1m: ELECT DIRECTOR ROBERT G. SCOTT ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR JACKSON P. TAI ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR RIJNHARD VAN TETS ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR BRIAN WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #7: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NYSE Euronext
TICKER: NYX CUSIP: 629491101
MEETING DATE: 6/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Occidental Petroleum Corporation
TICKER: OXY CUSIP: 674599105
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SPENCER ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD I. ATKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN I. CHAZEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD P. DJEREJIAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN E. FEICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARGARET M. FORAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARLOS M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RAY R. IRANI ISSUER YES AGAINST AGAINST
PROPOSAL #1.9: ELECT DIRECTOR AVEDICK B. POLADIAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR AZIZ D. SYRIANI ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ocean Rig UDW Inc
TICKER: N/A CUSIP: Y64354205
MEETING DATE: 10/1/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MICHAEL GREGOS AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT PROKOPIOS TSIRIGAKIS AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG (HELLAS) CERTIFIED ISSUER YES FOR FOR
AUDITORS ACCOUNTANTS S.A. AS AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ocwen Financial Corporation
TICKER: OCN CUSIP: 675746309
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. ERBEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD M. FARIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD J. KORN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM H. LACY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILBUR L. ROSS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. SALCETTI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BARRY N. WISH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Odyssey Marine Exploration, Inc.
TICKER: OMEX CUSIP: 676118102
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADFORD B. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAX H. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK D. GORDON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. SAUL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JON D. SAWYER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY P. STEMM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OFG Bancorp
TICKER: OFG CUSIP: 68618W100
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSÉ RAFAEL FERNÁNDEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSÉ E. ROSSI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: CHANGE COMPANY NAME TO OFG BANCORP ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil States International, Inc.
TICKER: OIS CUSIP: 678026105
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN A. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK G. PAPA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN A. WELLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Dominion Freight Line, Inc.
TICKER: ODFL CUSIP: 679580100
MEETING DATE: 5/31/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EARL E. CONGDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID S. CONGDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. CONGDON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. PAUL BREITBACH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN R. CONGDON, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT G. CULP, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN D. KASARDA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LEO H. SUGGS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR D. MICHAEL WRAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Republic International Corporation
TICKER: ORI CUSIP: 680223104
MEETING DATE: 5/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIMMY A. DEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. DIXON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS P. VAN MIEGHEM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omnicom Group Inc.
TICKER: OMC CUSIP: 681919106
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. WREN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN R. BATKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY C. CHOKSI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT CHARLES CLARK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEONARD S. COLEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERROL M. COOK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUSAN S. DENISON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL A. HENNING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN R. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN R. PURCELL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LINDA JOHNSON RICE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GARY L. ROUBOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: PREPARE EMPLOYMENT DIVERSITY REPORT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: STOCK RETENTION SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oncothyreon Inc.
TICKER: ONTY CUSIP: 682324108
MEETING DATE: 6/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD JACKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT KIRKMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Optimer Pharmaceuticals, Inc.
TICKER: OPTR CUSIP: 68401H104
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK AUERBACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH Y. CHANG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN L. NEWMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oracle Corporation
TICKER: ORCL CUSIP: 68389X105
MEETING DATE: 11/7/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. BERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. RAYMOND BINGHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAFRA A. CATZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE R. CHIZEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE H. CONRADES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE J. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HECTOR GARCIA-MOLINA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY O. HENLEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK V. HURD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DONALD L. LUCAS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR NAOMI O. SELIGMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT MULTIPLE PERFORMANCE METRICS UNDER SHAREHOLDER YES AGAINST FOR
EXECUTIVE INCENTIVE PLANS
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ADOPT RETENTION RATIO FOR SHAREHOLDER YES AGAINST FOR
EXECUTIVES/DIRECTORS
PROPOSAL #8: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orbitz Worldwide, Inc.
TICKER: OWW CUSIP: 68557K109
MEETING DATE: 6/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFF CLARKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BOB FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: O'Reilly Automotive, Inc.
TICKER: ORLY CUSIP: 67103H107
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LARRY O'REILLY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROSALIE O'REILLY-WOOTEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS T. HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
ELIMINATE UNNECESSARY AND OUTDATED PROVISIONS AND TO
MAKE MINOR REVISIONS TO CONFORM TO CURRENT STATE LAWS
AND CLARIFY
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orexigen Therapeutics, Inc.
TICKER: OREX CUSIP: 686164104
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN H. DOVEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. ENDICOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOTA S. ZOTH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Overstock.com, Inc.
TICKER: OSTK CUSIP: 690370101
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH J. TABACCO, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN E. JOHNSON, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Owens & Minor, Inc.
TICKER: OMI CUSIP: 690732102
MEETING DATE: 4/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD E. FOGG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. GERDELMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEMUEL E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTHA H. MARSH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDDIE N. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES E. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT C. SLEDD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CRAIG R. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANNE MARIE WHITTEMORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Owens-Illinois, Inc.
TICKER: OI CUSIP: 690768403
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY L. GELDMACHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALBERT P. L. STROUCKEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS K. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS L. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Biosciences of California, Inc.
TICKER: PACB CUSIP: 69404D108
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM ERICSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID BOTSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Sunwear of California, Inc.
TICKER: PSUN CUSIP: 694873100
MEETING DATE: 6/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ESTABLISH RANGE FOR BOARD SIZE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR PETER STARRETT ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR BRETT BREWER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR DAVID FILLER ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT SHAREHOLDER RIGHTS PLAN (POISON ISSUER YES FOR FOR
PILL)
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Packaging Corporation of America
TICKER: PKG CUSIP: 695156109
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHERYL K. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HASAN JAMEEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK W. KOWLZAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT C. LYONS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAMUEL M. MENCOFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER B. PORTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS S. SOULELES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL T. STECKO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES D. WOODRUM ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PacWest Bancorp
TICKER: PACW CUSIP: 695263103
MEETING DATE: 5/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK N. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG A. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN M. DUNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN M. EGGEMEYER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARRY C. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE E. LANGLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN E. LESTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIMOTHY B. MATZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ARNOLD W. MESSER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DANIEL B. PLATT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN W. ROSE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT A. STINE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MATTHEW P. WAGNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pain Therapeutics, Inc.
TICKER: PTIE CUSIP: 69562K100
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NADAV FRIEDMANN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. O'DONNELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Palomar Medical Technologies, Inc.
TICKER: PMTI CUSIP: 697529303
MEETING DATE: 6/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pandora Media, Inc.
TICKER: P CUSIP: 698354107
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M.P. FEUILLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER GOTCHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parker-Hannifin Corporation
TICKER: PH CUSIP: 701094104
MEETING DATE: 10/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. BOHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA S. HARTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM E. KASSLING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. KOHLHEPP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KLAUS-PETER MULLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CANDY M. OBOURN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH M. SCAMINACE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WOLFGANG R. SCHMITT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AKE SVENSSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES L. WAINSCOTT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DONALD E. WASHKEWICZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parkway Properties, Inc.
TICKER: PKY CUSIP: 70159Q104
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AVI BANYASZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES T. CANNADA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD M. CASAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KELVIN L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAURIE L. DOTTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES R. HEISTAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR C. WILLIAM HOSLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ADAM S. METZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRENDA J. MIXSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Patterson Companies, Inc.
TICKER: PDCO CUSIP: 703395103
MEETING DATE: 9/10/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELLEN A. RUDNICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HAROLD C. SLAVKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES W. WILTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JODY H. FERAGEN ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: RESTORE OR PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paychex, Inc.
TICKER: PAYX CUSIP: 704326107
MEETING DATE: 10/23/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR B. THOMAS GOLISANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH G. DOODY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID J. S. FLASCHEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PHILLIP HORSLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GRANT M. INMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAMELA A. JOSEPH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARTIN MUCCI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH M. TUCCI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOSEPH M. VELLI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Peabody Energy Corporation
TICKER: BTU CUSIP: 704549104
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY H. BOYCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. COLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM E. JAMES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT B. KARN, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENRY E. LENTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. MALONE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM C. RUSNACK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN F. TURNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SANDRA A. VAN TREASE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALAN H. WASHKOWITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pendrell Corporation
TICKER: PCO CUSIP: 70686R104
MEETING DATE: 11/14/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD P. EMERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD P. FOX ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR NICOLAS KAUSER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG O. MCCAW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR R. GERARD SALEMME ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STUART M. SLOAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR H. BRIAN THOMPSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR BENJAMIN G. WOLFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: CHANGE STATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pendrell Corporation
TICKER: PCO CUSIP: 70686R104
MEETING DATE: 6/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD P. EMERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD P. FOX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICOLAS KAUSER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG O. MCCAW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR R. GERARD SALEMME ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STUART M. SLOAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR H. BRIAN THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BENJAMIN G. WOLFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Penford Corporation
TICKER: PENX CUSIP: 707051108
MEETING DATE: 1/31/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY T. COOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS D. MALKOSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SALLY G. NARODICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pentair Ltd.
TICKER: PNR CUSIP: H6169Q108
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR T. MICHAEL GLENN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID H. Y. HO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RONALD L. MERRIMAN ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4a: RATIFY DELOITTE AG AS STATUTORY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4b: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4c: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
SPECIAL AUDITORS
PROPOSAL #5a: APPROPRIATION OF RESULTS FOR THE YEAR ISSUER YES FOR FOR
ENDED DECEMBER 31, 2012
PROPOSAL #5b: APPROVE CONVERSION OF CAPITAL ISSUER YES FOR FOR
CONTRIBUTIONS TO DISTRIBUTE AN ORDINARY CASH DIVIDEND
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: People's United Financial, Inc.
TICKER: PBCT CUSIP: 712704105
MEETING DATE: 4/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN T. BOTTOMLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN K. DWIGHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANET M. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK W. RICHARDS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pepco Holdings, Inc.
TICKER: POM CUSIP: 713291102
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK B. DUNN, IV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. RUSSELL FRISBY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERENCE C. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK T. HARKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANK O. HEINTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARBARA J. KRUMSIEK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE F. MACCORMACK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAWRENCE C. NUSSDORF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICIA A. OELRICH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOSEPH M. RIGBY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANK K. ROSS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PAULINE A. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR LESTER P. SILVERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PepsiCo, Inc.
TICKER: PEP CUSIP: 713448108
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHONA L. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IAN M. COOK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VICTOR J. DZAU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAY L. HUNT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALBERTO IBARGUEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR INDRA K. NOOYI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHARON PERCY ROCKEFELLER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES J. SCHIRO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LLOYD G. TROTTER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DANIEL VASELLA ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ALBERTO WEISSER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PerkinElmer, Inc.
TICKER: PKI CUSIP: 714046109
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER BARRETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT F. FRIEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NICHOLAS A. LOPARDO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALEXIS P. MICHAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES C. MULLEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR VICKI L. SATO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KENTON J. SICCHITANO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PATRICK J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PetSmart, Inc.
TICKER: PETM CUSIP: 716768106
MEETING DATE: 6/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANGEL CABRERA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RITA V. FOLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RAKESH GANGWAL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH S. HARDIN, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GREGORY P. JOSEFOWICZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD K. LOCHRIDGE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT F. MORAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BARBARA MUNDER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS G. STEMBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pfizer Inc.
TICKER: PFE CUSIP: 717081103
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS A. AUSIELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. ANTHONY BURNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCES D. FERGUSSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. GRAY, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HELEN H. HOBBS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CONSTANCE J. HORNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGE A. LORCH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR IAN C. READ ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MARC TESSIER-LAVIGNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PG&E Corporation
TICKER: PCG CUSIP: 69331C108
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEWIS CHEW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. LEE COX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY F. EARLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRED J. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARYELLEN C. HERRINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER H. KIMMEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD A. MESERVE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FORREST E. MILLER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROSENDO G. PARRA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BARBARA L. RAMBO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BARRY LAWSON WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PharMerica Corporation
TICKER: PMC CUSIP: 71714F104
MEETING DATE: 6/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY S. WEISHAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. ROBERT DAHL, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK E. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS P. MAC MAHON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARJORIE W. DORR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS P. GERRITY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. OAKLEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEOFFREY G. MEYERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK G. LEPORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Philip Morris International Inc.
TICKER: PM CUSIP: 718172109
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATHIS CABIALLAVETTA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDRE CALANTZOPOULOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOUIS C. CAMILLERI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. DUDLEY FISHBURN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JENNIFER LI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GRAHAM MACKAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SERGIO MARCHIONNE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KALPANA MORPARIA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTORLUCIO A. NOTO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT B. POLET ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CARLOS SLIM HELU ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR STEPHEN M. WOLF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Phillips 66
TICKER: PSX CUSIP: 718546104
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREG C. GARLAND ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN E. LOWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Photronics, Inc.
TICKER: PLAB CUSIP: 719405102
MEETING DATE: 4/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER M. FIEDEROWICZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH A. FIORITA, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LIANG-CHOO HSIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CONSTANTINE S. ISSUER YES FOR FOR
MACRICOSTAS
PROPOSAL #1.5: ELECT DIRECTOR GEORGE MACRICOSTAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MITCHELL G. TYSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Piedmont Office Realty Trust, Inc.
TICKER: PDM CUSIP: 720190206
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. WAYNE WOODY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. BUCHANAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WESLEY E. CANTRELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM H. KEOGLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANK C. MCDOWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAYMOND G. MILNES, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD S. MOSS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY L. SWOPE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pinnacle West Capital Corporation
TICKER: PNW CUSIP: 723484101
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD N. BASHA, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD E. BRANDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN CLARK-JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENIS A. CORTESE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL L. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROY A. HERBERGER, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DALE E. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HUMBERTO S. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHRYN L. MUNRO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRUCE J. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pitney Bowes Inc.
TICKER: PBI CUSIP: 724479100
MEETING DATE: 5/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA G. ALVARADO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANNE M. BUSQUET ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROGER FRADIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANNE SUTHERLAND FUCHS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR S. DOUGLAS HUTCHESON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARC B. LAUTENBACH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDUARDO R. MENASCE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL I. ROTH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID L. SHEDLARZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID B. SNOW, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Plum Creek Timber Company, Inc.
TICKER: PCL CUSIP: 729251108
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICK R. HOLLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBIN JOSEPHS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN G. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT B. MCLEOD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN F. MORGAN SR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARC F. RACICOT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAWRENCE A. SELZER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN C. TOBIAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARTIN A. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PMC-Sierra, Inc.
TICKER: PMCS CUSIP: 69344F106
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD E. BELLUZZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES V. DILLER, SR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL R. FARESE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JONATHAN J. JUDGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL A. KLAYKO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. KURTZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY S. LANG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD N. NOTTENBURG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PolyOne Corporation
TICKER: POL CUSIP: 73179P106
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SANDRA BEACH LIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROL A. CARTWRIGHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD H. FEARON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY J. GOFF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GORDON D. HARNETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. LORRAINE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN D. NEWLIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM H. POWELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FARAH M. WALTERS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM A. WULFSOHN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Popular, Inc.
TICKER: BPOP CUSIP: 733174700
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOAQUÍN E. BACARDÍ, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID E. GOEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Post Holdings, Inc.
TICKER: POST CUSIP: 737446104
MEETING DATE: 1/31/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY L. CURL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. DANFORTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID P. SKARIE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Powerwave Technologies, Inc.
TICKER: PWAV CUSIP: 739363307
MEETING DATE: 12/17/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MOIZ M. BEGUWALA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEN J. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD BURNS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD J. BUSCHUR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID L. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EUGENE L. GODA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARL W. NEUN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PPG Industries, Inc.
TICKER: PPG CUSIP: 693506107
MEETING DATE: 4/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES G. BERGES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN V. FARACI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICTORIA F. HAYNES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTIN H. RICHENHAGEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PPL CORPORATION
TICKER: PPL CUSIP: 69351T106
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK M. BERNTHAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. CONWAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP G. COX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN G. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LOUISE K. GOESER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STUART E. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART HEYDT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RAJA RAJAMANNAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CRAIG A. ROGERSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM H. SPENCE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NATICA VON ALTHANN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KEITH H. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Praxair, Inc.
TICKER: PX CUSIP: 74005P104
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN F. ANGEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OSCAR BERNARDES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRET K. CLAYTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD G. GALANTE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAIRE W. GARGALLI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR IRA D. HALL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RAYMOND W. LEBOEUF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LARRY D. MCVAY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WAYNE T. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT L. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: REQUIRE CONSISTENCY WITH CORPORATE SHAREHOLDER YES ABSTAIN AGAINST
VALUES AND REPORT ON POLITICAL CONTRIBUTIONS
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Precision Castparts Corp.
TICKER: PCP CUSIP: 740189105
MEETING DATE: 8/14/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK DONEGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VERNON E. OECHSLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ULRICH SCHMIDT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Preferred Bank
TICKER: PFBC CUSIP: 740367404
MEETING DATE: 6/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHING-HSING KAO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM CHENG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHIH-WEI WU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WAYNE WU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Presidential Life Corporation
TICKER: PLFE CUSIP: 740884101
MEETING DATE: 12/20/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: priceline.com Incorporated
TICKER: PCLN CUSIP: 741503403
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIM ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD W. BARKER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFERY H. BOYD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAN L. DOCTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY E. EPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES M. GUYETTE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NANCY B. PERETSMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS E. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CRAIG W. RYDIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Primerica, Inc.
TICKER: PRI CUSIP: 74164M108
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #3: AMEND CERTIFICATE OF INCORPOATION ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR JOHN A. ADDISON, JR. ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR JOEL M. BABBITT ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR P. GEORGE BENSON ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR MICHAEL E. MARTIN ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR MARK MASON ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR ROBERT F. MCCULLOUGH ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR D. RICHARD WILLIAMS ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR BARBARA A. YASTINE ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DIRECTOR DANIEL A. ZILBERMAN ISSUER YES FOR FOR
PROPOSAL #5.10: ELECT DIRECTOR P. GEORGE BENSON ISSUER YES FOR FOR
PROPOSAL #5.11: ELECT DIRECTOR MICHAEL E. MARTIN ISSUER YES FOR FOR
PROPOSAL #5.12: ELECT DIRECTOR MARK MASON ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Principal Financial Group, Inc.
TICKER: PFG CUSIP: 74251V102
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL T. DAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. DANIEL GELATT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDRA L. HELTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY D. ZIMPLEMAN ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PrivateBancorp, Inc.
TICKER: PVTB CUSIP: 742962103
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR ROBERT F. COLEMAN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR JAMES M. GUYETTE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR COLLIN E. ROCHE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WILLIAM R. RYBAK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ProAssurance Corporation
TICKER: PRA CUSIP: 74267C106
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. LISTWAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. MCMAHON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. STANCIL STARNES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Progenics Pharmaceuticals, Inc.
TICKER: PGNX CUSIP: 743187106
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER J. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. MADDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK R. BAKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN P. GOFF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID A. SCHEINBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NICOLE S. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prologis, Inc.
TICKER: PLD CUSIP: 74340W103
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HAMID R. MOGHADAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE L. FOTIADES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTINE N. GARVEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LYDIA H. KENNARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. MICHAEL LOSH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR IRVING F. LYONS III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEFFREY L. SKELTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR D. MICHAEL STEUERT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CARL B. WEBB ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM D. ZOLLARS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prospect Capital Corporation
TICKER: PSEC CUSIP: 74348T102
MEETING DATE: 12/7/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW C. COOPER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. GRIER ELIASEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES BELOW NET ISSUER YES FOR FOR
ASSET VALUE (NAV)
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prudential Financial, Inc.
TICKER: PRU CUSIP: 744320102
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. BALTIMORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GORDON M. BETHUNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GASTON CAPERTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GILBERT F. CASELLAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES G. CULLEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. GRAY, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK B. GRIER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CONSTANCE J. HORNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARTINA HUND-MEJEAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KARL J. KRAPEK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHRISTINE A. POON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN R. STRANGFELD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JAMES A. UNRUH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Public Service Enterprise Group Incorporated
TICKER: PEG CUSIP: 744573106
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBERT R. GAMPER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM V. HICKEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RALPH IZZO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID LILLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS A. RENYI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HAK CHEOL SHIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUSAN TOMASKY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALFRED W. ZOLLAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Public Storage
TICKER: PSA CUSIP: 74460D109
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD L. HAVNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAMARA HUGHES GUSTAVSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR URI P. HARKHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR B. WAYNE HUGHES, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AVEDICK B. POLADIAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY E. PRUITT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD P. SPOGLI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL C. STATON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pulse Electronics Corporation
TICKER: PULS CUSIP: 74586W106
MEETING DATE: 1/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK AND ISSUER YES AGAINST AGAINST
AUTHORIZE NEW CLASS OF PREFERRED STOCK
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pulse Electronics Corporation
TICKER: PULS CUSIP: 74586W106
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN E. BURROWS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN G. CRANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUSTIN C. CHOI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RALPH E. FAISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL E. PITTARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN E. MAJOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY E. SUTTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: INCREASE THE CONVERSION RATIO OF ISSUER YES FOR FOR
OUTSTANDING SERIES A PREFERRED STOCK
PROPOSAL #5: INCREASE AUTHORIZED PREFERRED AND COMMON ISSUER YES AGAINST AGAINST
STOCK
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PulteGroup, Inc.
TICKER: PHM CUSIP: 745867101
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYCE BLAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. DUGAS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS FOLLIARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHERYL W. GRISE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDRE J. HAWAUX ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBRA J. KELLY-ENNIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK J. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES J. POSTL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #7: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #8: PERFORMANCE-BASED AND/OR TIME-BASED SHAREHOLDER YES AGAINST FOR
EQUITY AWARDS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PVH CORP.
TICKER: PVH CUSIP: 693656100
MEETING DATE: 6/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY BAGLIVO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EMANUEL CHIRICO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUAN R. FIGUEREO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH B. FULLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRED GEHRING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARGARET L. JENKINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE MAGGIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR V. JAMES MARINO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HELEN MCCLUSKEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HENRY NASELLA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RITA M. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CRAIG RYDIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QEP Resources, Inc.
TICKER: QEP CUSIP: 74733V100
MEETING DATE: 5/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIE A. DILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. RICHARD FLURY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M.W. SCOGGINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. MCKEE, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QUALCOMM Incorporated
TICKER: QCOM CUSIP: 747525103
MEETING DATE: 3/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BARBARA T. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONALD G. CRUICKSHANK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RAYMOND V. DITTAMORE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SUSAN HOCKFIELD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS W. HORTON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL E. JACOBS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SHERRY LANSING ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DUANE A. NELLES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FRANCISCO ROS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRENT SCOWCROFT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARC I. STERN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quality Distribution, Inc.
TICKER: QLTY CUSIP: 74756M102
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY R. ENZOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD B. MARCHESE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS R. MIKLICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. ALI RASHID ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNETTE M. SANDBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN H. SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS M. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quest Diagnostics Incorporated
TICKER: DGX CUSIP: 74834L100
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY M. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN H. RUSCKOWSKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE CLASS OF PREFERRED STOCK ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST N/A
PROPOSAL #7: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quest Software, Inc.
TICKER: QSFT CUSIP: 74834T103
MEETING DATE: 9/25/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ralph Lauren Corporation
TICKER: RL CUSIP: 751212101
MEETING DATE: 8/9/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK A. BENNACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL L. FLEISHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN P. MURPHY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Range Resources Corporation
TICKER: RRC CUSIP: 75281A109
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANTHONY V. DUB ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR V. RICHARD EALES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALLEN FINKELSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES M. FUNK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JONATHAN S. LINKER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARY RALPH LOWE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KEVIN S. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN H. PINKERTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JEFFREY L. VENTURA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON METHANE EMISSIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rare Element Resources Ltd.
TICKER: RES CUSIP: 75381M102
MEETING DATE: 12/11/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR M. NORMAN ANDERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR MARK T. BROWN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR NORMAN W. BURMEISTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1d: ELECT DIRECTOR GREGORY E. MCKELVEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1e: ELECT DIRECTOR DONALD E. RANTA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1f: ELECT DIRECTOR PAUL SCHLAUCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RANDALL J. SCOTT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1h: ELECT DIRECTOR PAUL H. ZINK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EHRHARDT KEEFE STEINER & HOTTMAN ISSUER YES FOR FOR
PC AS AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rare Element Resources Ltd.
TICKER: RES CUSIP: 75381M102
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR M. NORMAN ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NORMAN W. BURMEISTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR GREGORY E. MCKELVEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DONALD E. RANTA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL J. SCHLAUCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RANDALL J. SCOTT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LOWELL A. SHONK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EHRHARDT KEEFE STEINER & HOTTMAN ISSUER YES FOR FOR
LLLC AS AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Raytheon Company
TICKER: RTN CUSIP: 755111507
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES E. CARTWRIGHT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VERNON E. CLARK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN J. HADLEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL C. RUETTGERS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RONALD L. SKATES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM R. SPIVEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA G. STUNTZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM H. SWANSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: SUBMIT SERP TO SHAREHOLDER VOTE SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Realty Income Corporation
TICKER: O CUSIP: 756109104
MEETING DATE: 1/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Hat, Inc.
TICKER: RHT CUSIP: 756577102
MEETING DATE: 8/9/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MARYE ANNE FOX ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DONALD H. LIVINGSTONE ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regency Centers Corporation
TICKER: REG CUSIP: 758849103
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN E. STEIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND L. BANK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. RONALD BLANKENSHIP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR A.R. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. DIX DRUCE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY LOU FIALA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS S. LUKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID P. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN C. SCHWEITZER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRIAN M. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR THOMAS G. WATTLES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Renewable Energy Group, Inc.
TICKER: REGI CUSIP: 75972A301
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DELBERT CHRISTENSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDOLPH L. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. JACKSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Republic Services, Inc.
TICKER: RSG CUSIP: 760759100
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES W. CROWNOVER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. FLYNN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL LARSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NOLAN LEHMANN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR W. LEE NUTTER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RAMON A. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD W. SLAGER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ALLAN C. SORENSEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN M. TRANI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL W. WICKHAM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT A POLICY IN WHICH THE COMPANY WILL SHAREHOLDER YES AGAINST FOR
NOT MAKE OR PROMISE TO MAKE ANY DEATH BENEFIT
PAYMENTS TO SENIOR EXECUTIVES
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Research In Motion Limited
TICKER: RIM CUSIP: 760975102
MEETING DATE: 7/10/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY DATTELS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THORSTEN HEINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID KERR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLAUDIA KOTCHKA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MIKE LAZARIDIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER MARTIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN E. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BARBARA STYMIEST ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PREM WATSA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN WETMORE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Resolute Forest Products Inc.
TICKER: RFP CUSIP: 76117W109
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHEL P. DESBIENS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JENNIFER C. DOLAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. FALCONER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD GARNEAU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY A. HEARN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY P. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAIN RHEAUME ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL S. ROUSSEAU ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID H. WILKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Retail Properties of America Inc.
TICKER: RPAI CUSIP: 76131V202
MEETING DATE: 10/9/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH H. BEARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK A. CATALANO, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL R. GAUVREAU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GERALD M. GORSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN P. GRIMES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD P. IMPERIALE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH E. MASICK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BARBARA A. MURPHY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rexnord Corporation
TICKER: RXN CUSIP: 76169B102
MEETING DATE: 9/20/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD A. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURENCE M. BERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE M. SHERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reynolds American Inc.
TICKER: RAI CUSIP: 761713106
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL M. DELEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARTIN D. FEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NEIL R. WITHINGTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RIGEL PHARMACEUTICALS, INC.
TICKER: RIGL CUSIP: 766559603
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADFORD S. GOODWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER S. RINGROSE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rite Aid Corporation
TICKER: RAD CUSIP: 767754104
MEETING DATE: 6/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN T. STANDLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH B. ANDERSON, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRUCE G. BODAKEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANCOIS J. COUTU ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID R. JESSICK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL N. REGAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARCY SYMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT ANTI GROSS-UP POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: CONSIDER STOCKHOLDER PROPOSAL RELATING SHAREHOLDER YES AGAINST FOR
TO THE RELATIONSHIPS OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Riverbed Technology, Inc.
TICKER: RVBD CUSIP: 768573107
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. FLOYD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER J. SCHAEPE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rockwell Automation, Inc.
TICKER: ROK CUSIP: 773903109
MEETING DATE: 2/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM T. MCCORMICK,JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEITH D. NOSBUSCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rockwell Collins, Inc.
TICKER: COL CUSIP: 774341101
MEETING DATE: 2/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW J. POLICANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY L. TURNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR N/A
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rockwell Medical, Inc.
TICKER: RMTI CUSIP: 774374102
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RONALD D. BOYD ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rockwood Holdings, Inc.
TICKER: ROC CUSIP: 774415103
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SEIFI GHASEMI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHELDON R. ERIKSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Roper Industries, Inc.
TICKER: ROP CUSIP: 776696106
MEETING DATE: 5/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID W. DEVONSHIRE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. FORT, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN D. JELLISON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rouse Properties, Inc.
TICKER: RSE CUSIP: 779287101
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY BLIDNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER HALEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL HEGARTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN KINGSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID KRUTH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL MULLEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANDREW SILBERFEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND STOCK OWNERSHIP LIMITATIONS ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ryder System, Inc.
TICKER: R CUSIP: 783549108
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. ECK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TAMARA L. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EUGENE A. RENNA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ABBIE J. SMITH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT E. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL F. HILTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: salesforce.com, inc.
TICKER: CRM CUSIP: 79466L302
MEETING DATE: 3/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: salesforce.com, inc.
TICKER: CRM CUSIP: 79466L302
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STRATTON SCLAVOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE TOMLINSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHIRLEY YOUNG ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sally Beauty Holdings, Inc.
TICKER: SBH CUSIP: 79546E104
MEETING DATE: 1/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTIAN A. BRICKMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARSHALL E. EISENBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. MILLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sanderson Farms, Inc.
TICKER: SAFM CUSIP: 800013104
MEETING DATE: 2/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED BANKS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TONI D. COOLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT C. KHAYAT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANNE MOONEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GAIL JONES PITTMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SanDisk Corporation
TICKER: SNDK CUSIP: 80004C101
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL E. MARKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN DENUCCIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IRWIN FEDERMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN J. GOMO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHENMING HU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CATHERINE P. LEGO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SANJAY MEHROTRA ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sarepta Therapeutics, Inc.
TICKER: SRPT CUSIP: 803607100
MEETING DATE: 6/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. KATHLEEN BEHRENS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY CHASE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN HODGMAN ISSUER YES FOR FOR
PROPOSAL #2: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
OREGON TO DELAWARE
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schlumberger Limited
TICKER: SLB CUSIP: 806857108
MEETING DATE: 4/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER L.S. CURRIE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TONY ISAAC ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR K. VAMAN KAMATH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAAL KIBSGAARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NIKOLAY KUDRYAVTSEV ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ADRIAN LAJOUS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL E. MARKS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LUBNA S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR L. RAFAEL REIF ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR TORE I. SANDVOLD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR HENRI SEYDOUX ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT AND APPROVE FINANCIALS AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
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ISSUER: School Specialty, Inc.
TICKER: SCHS CUSIP: 807863105
MEETING DATE: 8/21/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. LAVELLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. VANDER ZANDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACQUELINE F. WOODS ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Scorpio Tankers Inc
TICKER: STNG CUSIP: Y7542C106
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ALEXANDRE ALBERTINI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT MARIANNE OKLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Scripps Networks Interactive, Inc.
TICKER: SNI CUSIP: 811065101
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. GALLOWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS B. PAUMGARTEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY SAGANSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD W. TYSOE ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SeaBright Holdings, Inc.
TICKER: SBX CUSIP: 811656107
MEETING DATE: 11/19/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SeaChange International, Inc.
TICKER: SEAC CUSIP: 811699107
MEETING DATE: 7/18/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAGHU RAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARMINE VONA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seacoast Banking Corporation of Florida
TICKER: SBCF CUSIP: 811707306
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN H. CRANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER O. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS S. HUDSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS E. ROSSIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seagate Technology plc
TICKER: STX CUSIP: G7945M107
MEETING DATE: 10/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN J. LUCZO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK J. BIONDI, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL R. CANNON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MEI-WEI CHENG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM T. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAY L. GELDMACHER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SEH-WOONG JEONG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LYDIA M. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KRISTEN M. ONKEN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHONG SUP PARK ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GREGORIO REYES ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR EDWARD J. ZANDER ISSUER YES FOR FOR
PROPOSAL #2: AMEND EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #3: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
PROPOSAL #4: AUTHORIZE THE HOLDING OF THE 2013 AGM AT ISSUER YES FOR FOR
A LOCATION OUTSIDE IRELAND
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sealed Air Corporation
TICKER: SEE CUSIP: 81211K100
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR HANK BROWN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MICHAEL CHU ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR LAWRENCE R. CODEY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR PATRICK DUFF ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR WILLIAM V. HICKEY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JACQUELINE B. KOSECOFF ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR KENNETH P. MANNING ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR WILLIAM J. MARINO ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JEROME A. PERIBERE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR RICHARD L. WAMBOLD ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR JERRY R. WHITAKER ISSUER YES FOR FOR
PROPOSAL #12: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #13: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sears Canada Inc.
TICKER: SCC CUSIP: 81234D109
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. J. BIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. CROWLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM R. HARKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR R. RAJA KHANNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES MCBURNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CALVIN MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBORAH E. ROSATI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD C. ROSS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sears Hometown and Outlet Stores, Inc.
TICKER: SHOS CUSIP: 812362101
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E.J. BIRD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY FLUG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. GOOCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM R. HARKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR W. BRUCE JOHNSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH DARST LEYKUM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JOSEPHINE LINDEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SemGroup Corporation
TICKER: SEMG CUSIP: 81663A105
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD A. BALLSCHMIEDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARAH M. BARPOULIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN F. CHLEBOWSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KARL F. KURZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES H. LYTAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS R. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NORMAN J. SZYDLOWSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sequenom, Inc.
TICKER: SQNM CUSIP: 817337405
MEETING DATE: 6/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNST-GUNTER AFTING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH F. BUECHLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. FAZIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRY F. HIXSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MYLA LAI-GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. LERNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD M. LINDSAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID PENDARVIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLES P. SLACIK ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Service Corporation International
TICKER: SCI CUSIP: 817565104
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN R. BUCKWALTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR L. LUND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. MECOM, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ShoreTel, Inc.
TICKER: SHOR CUSIP: 825211105
MEETING DATE: 11/2/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY J. DAICHENDT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL GREGOIRE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES D. KISSNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sigma-Aldrich Corporation
TICKER: SIAL CUSIP: 826552101
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR REBECCA M. BERGMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE M. CHURCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL L. MARBERRY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR W. LEE MCCOLLUM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR AVI M. NASH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN M. PAUL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR J. PEDRO REINHARD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RAKESH SACHDEV ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR D. DEAN SPATZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BARRETT A. TOAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Signet Jewelers Limited
TICKER: SIG CUSIP: G81276100
MEETING DATE: 6/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DALE W. HILPERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT H. TODD STITZER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT MARIANNE PARRS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT MICHAEL W. BARNES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT RUSSELL WALLS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT THOMAS PLASKETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT VIRGINIA DROSOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Silgan Holdings Inc.
TICKER: SLGN CUSIP: 827048109
MEETING DATE: 6/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. PHILIP SILVER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. JENNINGS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Silicon Image, Inc.
TICKER: SIMG CUSIP: 82705T102
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MASOOD JABBAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN HODGE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Silver Bay Realty Trust Corp.
TICKER: SBY CUSIP: 82735Q102
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS W. BROCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TANUJA M. DEHNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN G. KASNET ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IRVIN R. KESSLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID N. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS SIERING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RONALD N. WEISER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Simon Property Group, Inc.
TICKER: SPG CUSIP: 828806109
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MELVYN E. BERGSTEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LARRY C. GLASSCOCK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KAREN N. HORN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALLAN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR REUBEN S. LEIBOWITZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DANIEL C. SMITH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR J. ALBERT SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sirius XM Radio Inc.
TICKER: SIRI CUSIP: 82967N108
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOAN L. AMBLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK D. CARLETON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID J.A. FLOWERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES P. HOLDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EVAN D. MALONE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES E. MEYER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES F. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBIN S. PRINGLE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CARL E. VOGEL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR VANESSA A. WITTMAN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DAVID ZASLAV ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT POLICY ON SUCCESSION PLANNING SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sirona Dental Systems, Inc.
TICKER: SIRO CUSIP: 82966C103
MEETING DATE: 2/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIMONE BLANK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY P. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SLM Corporation
TICKER: SLM CUSIP: 78442P106
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANN TORRE BATES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W.M. DIEFENDERFER III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DIANE SUITT GILLELAND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EARL A. GOODE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RONALD F. HUNT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALBERT L. LORD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BARRY A. MUNITZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HOWARD H. NEWMAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FRANK C. PULEO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WOLFGANG SCHOELLKOPF ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEVEN L. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ANTHONY P. TERRACCIANO ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR BARRY L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smith Micro Software, Inc.
TICKER: SMSI CUSIP: 832154108
MEETING DATE: 5/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAMUEL GULKO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW ARNO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Snap-on Incorporated
TICKER: SNA CUSIP: 833034101
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. FIEDLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES P. HOLDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. DUDLEY LEHMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD H. RENSI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sonus Networks, Inc.
TICKER: SONS CUSIP: 835916107
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES K. BREWINGTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND P. DOLAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BEATRIZ V. INFANTE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOWARD E. JANZEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN A. SCHOFIELD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT E. SCHUBERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR H. BRIAN THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwest Airlines Co.
TICKER: LUV CUSIP: 844741108
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID W. BIEGLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. VERONICA BIGGINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DOUGLAS H. BROOKS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM H. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN G. DENISON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GARY C. KELLY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NANCY B. LOEFFLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN T. MONTFORD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS M. NEALON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DANIEL D. VILLANUEVA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwest Bancorp, Inc.
TICKER: OKSB CUSIP: 844767103
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. BERRY, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS D. BERRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN COHLMIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. CROCKETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK W. FUNKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. BERRY HARRISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID P. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LARRY J. LANIE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARRAN H. OGILVIE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT B. RODGERS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RUSSELL W. TEUBNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwest Gas Corporation
TICKER: SWX CUSIP: 844895102
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. BOUGHNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE A. CARDENAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. CHESTNUT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN C. COMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEROY C. HANNEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL O. MAFFIE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANNE L. MARIUCCI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. MELARKEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY W. SHAW ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR A. RANDALL THOMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR THOMAS A. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR TERRENCE L. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwestern Energy Company
TICKER: SWN CUSIP: 845467109
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. GASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE A. KEHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG D. KERLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAROLD M. KORELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VELLO A. KUUSKRAA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH R. MOURTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN L. MUELLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELLIOTT PEW ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALAN H. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spartech Corporation
TICKER: SEH CUSIP: 847220209
MEETING DATE: 3/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spectra Energy Corp
TICKER: SE CUSIP: 847560109
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM T. ESREY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GREGORY L. EBEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AUSTIN A. ADAMS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH ALVARADO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR F. ANTHONY COMPER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER B. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DENNIS R. HENDRIX ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL MCSHANE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL G. MORRIS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL E.J. PHELPS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: REPORT ON METHANE EMISSIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spirit AeroSystems Holdings, Inc.
TICKER: SPR CUSIP: 848574109
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES L. CHADWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IVOR (IKE) EVANS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL FULCHINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD GEPHARDT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD KADISH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LARRY A. LAWSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TAWFIQ POPATIA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR FRANCIS RABORN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEFFREY L. TURNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sprint Nextel Corporation
TICKER: S CUSIP: 852061100
MEETING DATE: 6/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STAAR Surgical Company
TICKER: STAA CUSIP: 852312305
MEETING DATE: 5/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DON BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES SLACIK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK B. LOGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD A. MEIER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN C. MOORE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Star Bulk Carriers Corp.
TICKER: SBLK CUSIP: Y8162K105
MEETING DATE: 9/7/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT KOERT ERHARDT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT MILENA MARIA PAPPAS AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG (HELLAS) CERTIFIED ISSUER YES FOR FOR
AUDITORS-ACCOUNTANTS S.A. AS AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Starbucks Corporation
TICKER: SBUX CUSIP: 855244109
MEETING DATE: 3/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HOWARD SCHULTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM W. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT M. GATES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MELLODY HOBSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR OLDEN LEE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSHUA COOPER RAMO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES G. SHENNAN, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CLARA SHIH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAVIER G. TERUEL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MYRON E. ULLMAN, III ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CRAIG E. WEATHERUP ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROHIBIT POLITICAL SPENDING SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Starwood Hotels & Resorts Worldwide, Inc.
TICKER: HOT CUSIP: 85590A401
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRITS VAN PAASSCHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE W. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ADAM M. ARON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS E. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAYTON C. DALEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LIZANNE GALBREATH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIC HIPPEAU ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AYLWIN B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEPHEN R. QUAZZO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR THOMAS O. RYDER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Starz
TICKER: STRZA CUSIP: 85571Q102
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRVING L. AZOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN M. LYNE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: AMEND CHARTER TO RECAPITALIZE THE ISSUER YES FOR FOR
COMPANY BY DELETING PROVISIONS RELATING TO THE
COMPANY'S CAPITAL AND STARZ TRACKING STOCK GROUPS
PROPOSAL #5: AUTHORIZE A NEW CLASS OF COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: RECLASSIFY EACH SHARE OF EACH SERIES OF ISSUER YES FOR FOR
THE COMPANY'S EXISTING LIBERTY CAPITAL COMMON STOCK
INTO ONE SHARE OF THE CORRESPONDING SERIES OF THE
COMPANY'S COMMON STOCK
PROPOSAL #7: AMEND CHARTER TO MAKE CERTAIN CONFORMING ISSUER YES FOR FOR
CHANGES THAT WILL BE NECESSARY AS A RESULT OF THE
CHARTER PROPOSALS
PROPOSAL #8: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State Street Corporation
TICKER: STT CUSIP: 857477103
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETT F. BURNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER COYM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK DE SAINT-AIGNAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AMELIA C. FAWCETT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LINDA A. HILL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH L. HOOLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT S. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD P. SERGEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD L. SKATES ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GREGORY L. SUMME ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR THOMAS J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stericycle, Inc.
TICKER: SRCL CUSIP: 858912108
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK C. MILLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JACK W. SCHULER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES A. ALUTTO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS D. BROWN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROD F. DAMMEYER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM K. HALL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JONATHAN T. LORD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN PATIENCE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD G. SPAETH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MIKE S. ZAFIROVSKI ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sterling Financial Corporation
TICKER: STSA CUSIP: 859319303
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD P. BEHAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESLIE ('LES') S. BILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLEN R.M. BOYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID A. COULTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. DONEGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. WEBB EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM ('IKE') L. ISSUER YES FOR FOR
EISENHART
PROPOSAL #1.8: ELECT DIRECTOR ROBERT H. HARTHEIMER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL F. REULING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR J. GREGORY SEIBLY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Strayer Education, Inc.
TICKER: STRA CUSIP: 863236105
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT S. SILBERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT R. GRUSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLOTTE F. BEASON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM E. BROCK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN T. CASTEEN III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KARL MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TODD A. MILANO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR G. THOMAS WAITE, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR J. DAVID WARGO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stryker Corporation
TICKER: SYK CUSIP: 863667101
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HOWARD E. COX, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SRIKANT M. DATAR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROCH DOLIVEUX ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LOUISE L. FRANCESCONI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALLAN C. GOLSTON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HOWARD L. LANCE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KEVIN A. LOBO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM U. PARFET ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONDA E. STRYKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Summit Hotel Properties, Inc.
TICKER: INN CUSIP: 866082100
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KERRY W. BOEKELHEIDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL P. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BJORN R. L. HANSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. KAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS W. STOREY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WAYNE W. WIELGUS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sunesis Pharmaceuticals, Inc.
TICKER: SNSS CUSIP: 867328601
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. YOUNG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN B. KETCHUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOMER L. PEARCE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SunTrust Banks, Inc.
TICKER: STI CUSIP: 867914103
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT M. BEALL, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALSTON D. CORRELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY C. CROWE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID H. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. DOUGLAS IVESTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KYLE PRECHTL LEGG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM A. LINNENBRINGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONNA S. MOREA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID M. RATCLIFFE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM H. ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANK W. SCRUGGS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR THOMAS R. WATJEN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR PHAIL WYNN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SUPERVALU INC.
TICKER: SVU CUSIP: 868536103
MEETING DATE: 7/17/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DONALD R. CHAPPEL ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR IRWIN S. COHEN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR RONALD E. DALY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR SUSAN E. ENGEL ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR PHILIP L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR EDWIN C. GAGE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR CRAIG R. HERKERT ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR STEVEN S. ROGERS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR MATTHEW E. RUBEL ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR WAYNE C. SALES ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR KATHI P. SEIFERT ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #15: AMEND DEFERRED COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #16: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #17: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #18: ADJUST PAR VALUE OF COMMON STOCK ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swift Transportation Company
TICKER: SWFT CUSIP: 87074U101
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM POST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY MOYES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD H. DOZER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID VANDER PLOEG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENN BROWN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Symantec Corporation
TICKER: SYMC CUSIP: 871503108
MEETING DATE: 10/23/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL A. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANK E. DANGEARD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN E. GILLETT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GERALDINE B. LAYBOURNE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID L. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT S. MILLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANIEL H. SCHULMAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR V. PAUL UNRUH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Symetra Financial Corporation
TICKER: SYA CUSIP: 87151Q106
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID T. FOY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOIS W. GRADY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS M. MARRA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synta Pharmaceuticals Corp.
TICKER: SNTA CUSIP: 87162T206
MEETING DATE: 6/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAFI R. BAHCALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE KOVNER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synutra International, Inc.
TICKER: SYUT CUSIP: 87164C102
MEETING DATE: 3/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JINRONG CHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YIU-CHUN CHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID HUI LI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sysco Corporation
TICKER: SYY CUSIP: 871829107
MEETING DATE: 11/14/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JONATHAN GOLDEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH A. HAFNER, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NANCY S. NEWCOMB ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Target Corporation
TICKER: TGT CUSIP: 87612E106
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROXANNE S. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS M. BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HENRIQUE DE CASTRO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CALVIN DARDEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARY N. DILLON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARY E. MINNICK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DERICA W. RICE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GREGG W. STEINHAFEL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN G. STUMPF ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SOLOMON D. TRUJILLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON ELECTRONICS RECYCLING AND SHAREHOLDER YES ABSTAIN AGAINST
PREVENTING E-WASTE EXPORT
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TE Connectivity Ltd.
TICKER: TEL CUSIP: H84989104
MEETING DATE: 3/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PIERRE R. BRONDEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUERGEN W. GROMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM A. JEFFREY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YONG NAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL J. PHELAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FREDERIC M. POSES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAWRENCE S. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAULA A. SNEED ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID P. STEINER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN C. VAN SCOTER ISSUER YES FOR FOR
PROPOSAL #2.1: ACCEPT ANNUAL REPORT FOR FISCAL ISSUER YES FOR FOR
2011/2012
PROPOSAL #2.2: ACCEPT STATUTORY FINANCIAL STATEMENTS ISSUER YES FOR FOR
FOR FISCAL 2012/2013
PROPOSAL #2.3: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS FOR FISCAL 2012/2013
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2012/2013
PROPOSAL #4.2: RATIFY DELOITTE AG AS SWISS REGISTERED ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2012/2013
PROPOSAL #4.3: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
SPECIAL AUDITOR FOR FISCAL 2012/2013
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: APPROVE ORDINARY CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #7: RENEW AUTHORIZED CAPITAL ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #9: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TeleCommunication Systems, Inc.
TICKER: TSYS CUSIP: 87929J103
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAURICE B. TOSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. BETHMANN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD A. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teleflex Incorporated
TICKER: TFX CUSIP: 879369106
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PATRICIA C. BARRON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. KIM FOSTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFFREY A. GRAVES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES W. ZUG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tempur-Pedic International Inc.
TICKER: TPX CUSIP: 88023U101
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EVELYN S. DILSAVER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK DOYLE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN A. HEIL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER K. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SIR PAUL JUDGE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NANCY F. KOEHN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHRISTOPHER A. MASTO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR P. ANDREWS MCLANE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK SARVARY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT B. TRUSSELL, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: CHANGE COMPANY NAME TO TEMPUR SEALY ISSUER YES FOR FOR
INTERNATIONAL, INC.
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tenet Healthcare Corporation
TICKER: THC CUSIP: 88033G407
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN ELLIS 'JEB' BUSH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TREVOR FETTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRENDA J. GAINES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KAREN M. GARRISON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR J. ROBERT KERREY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD R. PETTINGILL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RONALD A. RITTENMEYER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES A. UNRUH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tennant Company
TICKER: TNC CUSIP: 880345103
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AZITA ARVANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM F. AUSTEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES T. HALE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. CHRIS KILLINGSTAD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Terreno Realty Corporation
TICKER: TRNO CUSIP: 88146M101
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. BLAKE BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. COKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEROY E. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER J. MERLONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS M. PASQUALE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS POLK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tesoro Corporation
TICKER: TSO CUSIP: 881609101
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY F. CHASE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY J. GOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT W. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN H. GRAPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID LILLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY PAT MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J.W. NOKES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUSAN TOMASKY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL E. WILEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PATRICK Y. YANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tessera Technologies, Inc.
TICKER: TSRA CUSIP: 88164L100
MEETING DATE: 6/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TUDOR BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN CHENAULT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE CWYNAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER A. FELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD S. HILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS LACEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE A. RIEDEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER A. SEAMS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD E. STOUT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TIMOTHY J. STULTZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TETRA Technologies, Inc.
TICKER: TTI CUSIP: 88162F105
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. BATES, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STUART M. BRIGHTMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL D. COOMBS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RALPH S. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TOM H. DELIMITROS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEOFFREY M. HERTEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH P. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM D. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH E. WHITE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Texas Instruments Incorporated
TICKER: TXN CUSIP: 882508104
MEETING DATE: 4/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RALPH W. BABB, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK A. BLINN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL A. CARP ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CARRIE S. COX ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAMELA H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT E. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WAYNE R. SANDERS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RUTH J. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD K. TEMPLETON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHRISTINE TODD WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Textron Inc.
TICKER: TXT CUSIP: 883203101
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT C. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN M. BADER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. KERRY CLARK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES T. CONWAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IVOR J. EVANS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE K. FISH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL E. GAGNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAIN M. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LORD POWELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LLOYD G. TROTTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES L. ZIEMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TFS Financial Corporation
TICKER: TFSL CUSIP: 87240R107
MEETING DATE: 2/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN J. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. FIALA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BEN S. STEFANSKI, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARC A. STEFANSKI ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The ADT Corporation
TICKER: ADT CUSIP: 00101J106
MEETING DATE: 3/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS COLLIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY DONAHUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT DUTKOWSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE GORDON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NAREN GURSAHANEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIDGETTE HELLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KATHLEEN HYLE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH MEISTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DINESH PALIWAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The AES Corporation
TICKER: AES CUSIP: 00130H105
MEETING DATE: 4/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDRES R. GLUSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ZHANG GUO BAO ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TARUN KHANNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN A. KOSKINEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP LADER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SANDRA O. MOOSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN B. MORSE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MOISES NAIM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHARLES O. ROSSOTTI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SVEN SANDSTROM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: The Allstate Corporation
TICKER: ALL CUSIP: 020002101
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR F. DUANE ACKERMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT D. BEYER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KERMIT R. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JACK M. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HERBERT L. HENKEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RONALD T. LEMAY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANDREA REDMOND ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR H. JOHN RILEY, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JUDITH A. SPRIESER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARY ALICE TAYLOR ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR THOMAS J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Babcock & Wilcox Company
TICKER: BWC CUSIP: 05615F102
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. FEES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD W. MIES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY L. WEYERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Bank of New York Mellon Corporation
TICKER: BK CUSIP: 064058100
MEETING DATE: 4/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RUTH E. BRUCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS M. DONOFRIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERALD L. HASSELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDMUND F. 'TED' KELLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. KOGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. KOWALSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN A. LUKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK A. NORDENBERG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CATHERINE A. REIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM C. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SAMUEL C. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WESLEY W. VON SCHACK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Boeing Company
TICKER: BA CUSIP: 097023105
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID L. CALHOUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LINDA Z. COOK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDMUND P. GIAMBASTIANI, ISSUER YES FOR FOR
JR.
PROPOSAL #1f: ELECT DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR W. JAMES MCNERNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MIKE S. ZAFIROVSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: SUBMIT SERP TO SHAREHOLDER VOTE SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE BRINK'S COMPANY
TICKER: BCO CUSIP: 109696104
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL G. BOYNTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MURRAY D. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD L. TURNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Charles Schwab Corporation
TICKER: SCHW CUSIP: 808513105
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN A. ELLIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES R. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAULA A. SNEED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Chubb Corporation
TICKER: CB CUSIP: 171232101
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECTION OF DIRECTOR ZOE BAIRD BUDINGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECTION OF DIRECTOR SHEILA P. BURKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECTION OF DIRECTOR JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECTION OF DIRECTOR JOHN D. FINNEGAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECTION OF DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR
PROPOSAL #1f: ELECTION OF DIRECTOR MARTIN G. MCGUINN ISSUER YES FOR FOR
PROPOSAL #1g: ELECTION OF DIRECTOR LAWRENCE M. SMALL ISSUER YES FOR FOR
PROPOSAL #1h: ELECTION OF DIRECTOR JESS SODERBERG ISSUER YES FOR FOR
PROPOSAL #1i: ELECTION OF DIRECTOR DANIEL E. SOMERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECTION OF DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #1k: ELECTION OF DIRECTOR JAMES M. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECTION OF DIRECTOR ALFRED W. ZOLLAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE CONSISTENCY WITH CORPORATE SHAREHOLDER YES AGAINST FOR
VALUES AND REPORT ON POLITICAL CONTRIBUTIONS
PROPOSAL #5: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Clorox Company
TICKER: CLX CUSIP: 189054109
MEETING DATE: 11/14/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL BOGGAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD H. CARMONA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TULLY M. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE J. HARAD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD R. KNAUSS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT W. MATSCHULLAT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD A. MUELLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAMELA THOMAS-GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CAROLYN M. TICKNOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Coca-Cola Company
TICKER: KO CUSIP: 191216100
MEETING DATE: 7/10/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK SPLIT ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Coca-Cola Company
TICKER: KO CUSIP: 191216100
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HERBERT A. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD W. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD G. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD M. DALEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARRY DILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HELENE D. GAYLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EVAN G. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MUHTAR KENT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT A. KOTICK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARIA ELENA LAGOMASINO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DONALD F. MCHENRY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SAM NUNN ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JAMES D. ROBINSON, III ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR PETER V. UEBERROTH ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR JACOB WALLENBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: ESTABLISH BOARD COMMITTEE ON HUMAN RIGHTS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Dow Chemical Company
TICKER: DOW CUSIP: 260543103
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ARNOLD A. ALLEMANG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR AJAY BANGA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACQUELINE K. BARTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEFF M. FETTIG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREW N. LIVERIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL POLMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES M. RINGLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RUTH G. SHAW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: STOCK RETENTION SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Dun & Bradstreet Corporation
TICKER: DNB CUSIP: 26483E100
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AUSTIN A. ADAMS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN W. ALDEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER J. COUGHLIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES N. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL R. GARCIA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SARA MATHEW ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SANDRA E. PETERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Estee Lauder Companies Inc.
TICKER: EL CUSIP: 518439104
MEETING DATE: 11/9/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROSE MARIE BRAVO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. FRIBOURG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MELLODY HOBSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRVINE O. HOCKADAY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARRY S. STERNLICHT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Gap, Inc.
TICKER: GPS CUSIP: 364760108
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ADRIAN D. P. BELLAMY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOMENICO DE SOLE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT J. FISHER ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR WILLIAM S. FISHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ISABELLA D. GOREN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BOB L. MARTIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JORGE P. MONTOYA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GLENN K. MURPHY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MAYO A. SHATTUCK, III ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KATHERINE TSANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The GEO Group, Inc.
TICKER: GEO CUSIP: 36159R103
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLARENCE E. ANTHONY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NORMAN A. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNE N. FOREMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD H. GLANTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER C. WHEELER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE C. ZOLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Goldman Sachs Group, Inc.
TICKER: GS CUSIP: 38141G104
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LLOYD C. BLANKFEIN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR GARY D. COHN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR CLAES DAHLBACK ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR WILLIAM W. GEORGE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JAMES A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR LAKSHMI N. MITTAL ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ADEBAYO O. OGUNLESI ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JAMES J. SCHIRO ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DEBORA L. SPAR ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR MARK E. TUCKER ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR DAVID A. VINIAR ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #15: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: ESTABLISH BOARD COMMITTEE ON HUMAN SHAREHOLDER YES ABSTAIN AGAINST
RIGHTS
PROPOSAL #17: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #18: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #19: EMPLOY INVESTMENT BANK TO EXPLORE SHAREHOLDER YES AGAINST FOR
ALTERNATIVES TO MAXIMIZE SHAREHOLDER VALUE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Goodyear Tire & Rubber Company
TICKER: GT CUSIP: 382550101
MEETING DATE: 4/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM J. CONATY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES A. FIRESTONE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WERNER GEISSLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER S. HELLMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD J. KRAMER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR W. ALAN MCCOLLOUGH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN E. MCGLADE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RODERICK A. PALMORE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SHIRLEY D. PETERSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHANIE A. STREETER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR THOMAS H. WEIDEMEYER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MICHAEL R. WESSEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT TO ISSUER YES FOR FOR
REMOVE DIRECTORS
PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR CERTAIN BUSINESS COMBINATIONS
PROPOSAL #6: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
PROPOSAL #7: AMEND RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #8: OPT OUT OF STATE'S CONTROL SHARE ISSUER YES FOR FOR
ACQUISITION LAW
PROPOSAL #9: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Hartford Financial Services Group, Inc.
TICKER: HIG CUSIP: 416515104
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT B. ALLARDICE, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TREVOR FETTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL G. KIRK, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LIAM E. MCGEE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHRYN A. MIKELLS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL G. MORRIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS A. RENYI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHARLES B. STRAUSS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR H. PATRICK SWYGERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Hershey Company
TICKER: HSY CUSIP: 427866108
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA M. ARWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. BILBREY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT F. CAVANAUGH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT M. MALCOLM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES M. MEAD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. NEVELS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY J. PALMER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS J. RIDGE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID L. SHEDLARZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Home Depot, Inc.
TICKER: HD CUSIP: 437076102
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR F. DUANE ACKERMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANCIS S. BLAKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ARI BOUSBIB ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY D. BRENNEMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. FRANK BROWN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALBERT P. CAREY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ARMANDO CODINA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BONNIE G. HILL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KAREN L. KATEN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK VADON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: PREPARE EMPLOYMENT DIVERSITY REPORT SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ADOPT STORMWATER RUN-OFF MANAGEMENT SHAREHOLDER YES AGAINST FOR
POLICY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Interpublic Group of Companies, Inc.
TICKER: IPG CUSIP: 460690100
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOCELYN CARTER-MILLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JILL M. CONSIDINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD A. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY J. STEELE GUILFOILE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. JOHN GREENIAUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAWN HUDSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM T. KERR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL I. ROTH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID M. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PREPARE EMPLOYMENT DIVERSITY REPORT SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The KEYW Holding Corporation
TICKER: KEYW CUSIP: 493723100
MEETING DATE: 8/15/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM I. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PIERRE A. CHAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN G. HANNON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH A. MINIHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARTHUR L. MONEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEONARD E. MOODISPAW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR CAROLINE S. PISANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Kroger Co.
TICKER: KR CUSIP: 501044101
MEETING DATE: 6/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR REUBEN V. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT D. BEYER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID B. DILLON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SUSAN J. KROPF ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN T. LAMACCHIA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR W. RODNEY MCMULLEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JORGE P. MONTOYA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CLYDE R. MOORE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SUSAN M. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEVEN R. ROGEL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JAMES A. RUNDE ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR BOBBY S. SHACKOULS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON SUPPLY CHAIN HUMAN RIGHTS SHAREHOLDER YES AGAINST FOR
RISKS AND MANAGEMENT
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON ADOPTING EXTENDED PRODUCER SHAREHOLDER YES AGAINST FOR
RESPONSIBILITY POLICY
PROPOSAL #7: ADOPT AND IMPLEMENT SUSTAINABLE PALM OIL SHAREHOLDER YES AGAINST FOR
POLICY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The PNC Financial Services Group, Inc.
TICKER: PNC CUSIP: 693475105
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD O. BERNDT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL W. CHELLGREN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM S. DEMCHAK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAY COLES JAMES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD B. KELSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE C. LINDSAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY A. MASSARO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANE G. PEPPER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES E. ROHR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LORENE K. STEFFES ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DENNIS F. STRIGL ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR THOMAS J. USHER ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR GEORGE H. WALLS, JR. ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR HELGE H. WEHMEIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON CLIMATE CHANGE FINANCING RISK SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Procter & Gamble Company
TICKER: PG CUSIP: 742718109
MEETING DATE: 10/9/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT D. COOK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN DESMOND-HELLMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. JAMES MCNERNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHNATHAN A. RODGERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARGARET C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARY AGNES WILDEROTTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PATRICIA A. WOERTZ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ERNESTO ZEDILLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT PROXY STATEMENT REPORTING ON SHAREHOLDER YES AGAINST FOR
POLITICAL CONTRIBUTIONS AND ADVISORY VOTE
PROPOSAL #5: REPORT ON ADOPTING EXTENDED PRODUCER SHAREHOLDER YES AGAINST FOR
RESPONSIBILITY POLICY
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Progressive Corporation
TICKER: PGR CUSIP: 743315103
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWTON W. FITT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY D. KELLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK H. NETTLES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Providence Service Corporation
TICKER: PRSC CUSIP: 743815102
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. KERLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER S. ISSUER YES FOR FOR
SHACKELTON
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Sherwin-Williams Company
TICKER: SHW CUSIP: 824348106
MEETING DATE: 4/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR F. ANTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER M. CONNOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID F. HODNIK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS G. KADIEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. KRAMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN J. KROPF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD K. SMUCKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN M. STROPKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Southern Company
TICKER: SO CUSIP: 842587107
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JUANITA POWELL BARANCO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JON A. BOSCIA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HENRY A. 'HAL' CLARK, III ISSUER YES FOR FOR
PROPOSAL #1d: ELECTI DIRECTOR THOMAS A. FANNING ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID J. GRAIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR H. WILLIAM HABERMEYER, ISSUER YES FOR FOR
JR.
PROPOSAL #1g: ELECT DIRECTOR VERONICA M. HAGEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WARREN A. HOOD, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DALE E. KLEIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM G. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEVEN R. SPECKER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR E. JENNER WOOD, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ALTER MANDATORY RETIREMENT POLICY FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The TJX Companies, Inc.
TICKER: TJX CUSIP: 872540109
MEETING DATE: 6/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZEIN ABDALLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE B. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BERNARD CAMMARATA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID T. CHING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL F. HINES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAWN G. LEPORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CAROL MEYROWITZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN F. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLOW B. SHIRE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Travelers Companies, Inc.
TICKER: TRV CUSIP: 89417E109
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALAN L. BELLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN H. DASBURG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JANET M. DOLAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAY S. FISHMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATRICIA L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS R. HODGSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM J. KANE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CLEVE L. KILLINGSWORTH, ISSUER YES FOR FOR
JR.
PROPOSAL #1j: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LAURIE J. THOMSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AUTHORIZE NEW CLASS OF PREFERRED STOCK ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Valspar Corporation
TICKER: VAL CUSIP: 920355104
MEETING DATE: 2/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM M. COOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY E. HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAE C. JEMISON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Walt Disney Company
TICKER: DIS CUSIP: 254687106
MEETING DATE: 3/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: ELECT DIRECTOR SUSAN E. ARNOLD ISSUER YES AGAINST AGAINST
PROPOSAL #1.b: ELECT DIRECTOR JOHN S. CHEN ISSUER YES AGAINST AGAINST
PROPOSAL #1.c: ELECT DIRECTOR JUDITH L. ESTRIN ISSUER YES FOR FOR
PROPOSAL #1.d: ELECT DIRECTOR ROBERT A. IGER ISSUER YES FOR FOR
PROPOSAL #1.e: ELECT DIRECTOR FRED H. LANGHAMMER ISSUER YES AGAINST AGAINST
PROPOSAL #1.f: ELECT DIRECTOR AYLWIN B. LEWIS ISSUER YES AGAINST AGAINST
PROPOSAL #1.g: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1.h: ELECT DIRECTOR ROBERT W. MATSCHULLAT ISSUER YES FOR FOR
PROPOSAL #1.i: ELECT DIRECTOR SHERYL K. SANDBERG ISSUER YES FOR FOR
PROPOSAL #1.j: ELECT DIRECTOR ORIN C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Washington Post Company
TICKER: WPO CUSIP: 939640108
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1.: ELECT DIRECTOR CHRISTOPHER C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS S. GAYNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY D. THOMPSON ISSUER YES FOR FOR
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ISSUER: The Williams Companies, Inc.
TICKER: WMB CUSIP: 969457100
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN S. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH R. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN B. COOPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. HAGG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUANITA H. HINSHAW ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RALPH IZZO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK T. MACINNIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN W. NANCE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MURRAY D. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JANICE D. STONEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LAURA A. SUGG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Theravance, Inc.
TICKER: THRX CUSIP: 88338T104
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICK E WINNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRIETTA HOLSMAN FORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT V. GUNDERSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARNOLD J. LEVINE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BURTON G. MALKIEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER S. RINGROSE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. WALTRIP ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE M. WHITESIDES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM D. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Thermo Fisher Scientific Inc.
TICKER: TMO CUSIP: 883556102
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR C. MARTIN HARRIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JUDY C. LEWENT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JIM P. MANZI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LARS R. SORENSEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ELAINE S. ULLIAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARC N. CASPER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NELSON J. CHAI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TYLER JACKS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Threshold Pharmaceuticals, Inc.
TICKER: THLD CUSIP: 885807206
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE C. COZADD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. HOFFMANN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE G.C. PARKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Time Warner Cable Inc.
TICKER: TWC CUSIP: 88732J207
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROLE BLACK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GLENN A. BRITT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS H. CASTRO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID C. CHANG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES E. COPELAND, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER R. HAJE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONNA A. JAMES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DON LOGAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR N.J. NICHOLAS, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WAYNE H. PACE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR EDWARD D. SHIRLEY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOHN E. SUNUNU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PRO-RATA VESTING OF EQUITY PLAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Time Warner Inc.
TICKER: TWX CUSIP: 887317303
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. BARKSDALE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM P. BARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY L. BEWKES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. CLARK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATHIAS DOPFNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JESSICA P. EINHORN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRED HASSAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH J. NOVACK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL D. WACHTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DEBORAH C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TNS, Inc.
TICKER: TNS CUSIP: 872960109
MEETING DATE: 2/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Torchmark Corporation
TICKER: TMK CUSIP: 891027104
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. ADAIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARILYN A. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. BOREN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANE M. BUCHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY L. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY M. HUTCHISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT W. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK S. MCANDREW ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LLOYD W. NEWTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WESLEY D. PROTHEROE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DARREN M. REBELEZ ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LAMAR C. SMITH ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR PAUL J. ZUCCONI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Total System Services, Inc.
TICKER: TSS CUSIP: 891906109
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. BLANCHARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD Y. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KRISS CLONINGER III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WALTER W. DRIVER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARDINER W. GARRARD, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SIDNEY E. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MASON H. LAMPTON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR H. LYNN PAGE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PHILIP W. TOMLINSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN T. TURNER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD W. USSERY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR M. TROY WOODS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JAMES D. YANCEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Towers Watson & Co.
TICKER: TW CUSIP: 891894107
MEETING DATE: 11/16/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR VICTOR F. GANZI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN J. HALEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LESLIE S. HEISZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BRENDAN R. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LINDA D. RABBITT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GILBERT T. RAY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL THOMAS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILHELM ZELLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TPC Group Inc.
TICKER: TPCG CUSIP: 89236Y104
MEETING DATE: 12/5/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TripAdvisor, Inc.
TICKER: TRIP CUSIP: 896945201
MEETING DATE: 6/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN KAUFER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN F. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEREMY PHILIPS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER W. SHEAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUKHINDER SINGH CASSIDY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ROBERT S. WIESENTHAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tsakos Energy Navigation Ltd.
TICKER: TNP CUSIP: G9108L108
MEETING DATE: 5/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REDESIGNATION OF 15,000,000 ISSUER YES AGAINST AGAINST
ORDINARY SHARES AS PREFERENCE SHARES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tsakos Energy Navigation Ltd.
TICKER: TNP CUSIP: G9108L108
MEETING DATE: 6/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MICHAEL G. JOLLIFFE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT FRANCIS T. NUSSPICKEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT TAKIS ARAPOGLOU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPOINT ERNST & YOUNG (HELLAS), ATHENS, ISSUER YES FOR FOR
GREECE AS AUDITORS AND AUTHORIZE THE AUDIT COMMITTEE
TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tyco International Ltd.
TICKER: TYC CUSIP: H89128104
MEETING DATE: 9/14/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPECIAL DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SPECIAL DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT GEORGE R. OLIVER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT FRANK M. DRENDEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tyco International Ltd.
TICKER: TYC CUSIP: H89128104
MEETING DATE: 3/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3.1: ELECT DIRECTOR EDWARD D. BREEN ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MICHAEL E. DANIELS ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR FRANK M. DRENDEL ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR BRIAN DUPERREAULT ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR RAJIV L. GUPTA ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR JOHN A. KROL ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR GEORGE R. OLIVER ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR BRENDAN R. O'NEILL ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR SANDRA S. WIJNBERG ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #4a: RATIFY DELOITTE AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4b: APPOINT DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2012/2013
PROPOSAL #4c: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
SPECIAL AUDITORS
PROPOSAL #5a: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5b: APPROVE ORDINARY CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: RENEW AUTHORIZED CAPITAL ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tyson Foods, Inc.
TICKER: TSN CUSIP: 902494103
MEETING DATE: 2/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN TYSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KATHLEEN M. BADER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GAURDIE E. BANISTER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JIM KEVER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN M. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRAD T. SAUER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT THURBER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BARBARA A. TYSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ALBERT C. ZAPANTA ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Bancorp
TICKER: USB CUSIP: 902973304
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS M. BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR Y. MARC BELTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VICTORIA BUYNISKI ISSUER YES FOR FOR
GLUCKMAN
PROPOSAL #1d: ELECT DIRECTOR ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD K. DAVIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROLAND A. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DOREEN WOO HO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOEL W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR OLIVIA F. KIRTLEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JERRY W. LEVIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DAVID B. O'MALEY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR O'DELL M. OWENS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR CRAIG D. SCHNUCK ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR PATRICK T. STOKES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ubiquiti Networks, Inc.
TICKER: UBNT CUSIP: 90347A100
MEETING DATE: 12/14/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. WILLIAM GURLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN L. OCAMPO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Union Pacific Corporation
TICKER: UNP CUSIP: 907818108
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW H. CARD, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERROLL B. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. DONOHUE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARCHIE W. DUNHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUDITH RICHARDS HOPE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN J. KORALESKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES C. KRULAK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL R. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL W. MCCONNELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS F. MCLARTY, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEVEN R. ROGEL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOSE H. VILLARREAL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JAMES R. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Community Banks, Inc.
TICKER: UCBI CUSIP: 90984P303
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W.C. NELSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JIMMY C. TALLENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT H. BLALOCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLIFFORD V. BROKAW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR L. CATHY COX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN J. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS A. RICHLOVSKY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIM R. WALLIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Fire Group, Inc.
TICKER: UFCS CUSIP: 910340108
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN-PAUL E. BESONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. NOYCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY K. QUASS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. RIFE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR KYLE D. SKOGMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Parcel Service, Inc.
TICKER: UPS CUSIP: 911312106
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR F. DUANE ACKERMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STUART E. EIZENSTAT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CANDACE KENDLE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RUDY H. P. MARKHAM ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CLARK T. RANDT, JR. ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CAROL B. TOME ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KEVIN M. WARSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United States Steel Corporation
TICKER: X CUSIP: 912909108
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN O. DINGES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. DROSDICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. ENGEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES R. LEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS W. LASORDA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Technologies Corporation
TICKER: UTX CUSIP: 913017109
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LOUIS R. CHÊNEVERT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN V. FARACI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEAN-PIERRE GARNIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMIE S. GORELICK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELLEN J. KULLMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HAROLD MCGRAW, III ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR H. PATRICK SWYGERT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANDRE VILLENEUVE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CHRISTINE TODD WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UnitedHealth Group Incorporated
TICKER: UNH CUSIP: 91324P102
MEETING DATE: 6/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM C. BALLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDSON BUENO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD T. BURKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT J. DARRETTA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN J. HEMSLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHELE J. HOOPER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RODGER A. LAWSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DOUGLAS W. LEATHERDALE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KENNETH I. SHINE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GAIL R. WILENSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Technical Institute, Inc.
TICKER: UTI CUSIP: 913915104
MEETING DATE: 2/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODERICK R. PAIGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH R. TRAMMELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN E. CABITO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unum Group
TICKER: UNM CUSIP: 91529Y106
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. MICHAEL CAULFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD E. GOLDSBERRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. PASSARELLA ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Uranium Resources, Inc.
TICKER: URRE CUSIP: 916901507
MEETING DATE: 1/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Uranium Resources, Inc.
TICKER: URRE CUSIP: 916901606
MEETING DATE: 6/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL K. WILLMOTT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTOPHER M. JONES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TERENCE J. CRYAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARVIN K. KAISER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN H. PFAHL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK K. WHEATLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Urban Outfitters, Inc.
TICKER: URBN CUSIP: 917047102
MEETING DATE: 5/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT A. BELAIR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT H. STROUSE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MARGARET A. HAYNE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELIMINATE CUMULATIVE VOTING AND ADOPT ISSUER YES FOR FOR
MAJORITY VOTE STANDARD
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ADOPT POLICY AND REPORT ON BOARD SHAREHOLDER YES AGAINST FOR
DIVERSITY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: USG Corporation
TICKER: USG CUSIP: 903293405
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN A. KENNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN F. LEER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #4: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UTStarcom Holdings Corp.
TICKER: UTSI CUSIP: G9310A106
MEETING DATE: 9/28/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT TIANRUO PU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT HONG LIANG LU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT WILLIAM WONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS ZHONG TIAN ISSUER YES FOR FOR
CPAS LIMITED COMPANY AS AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UTStarcom Holdings Corp.
TICKER: UTSI CUSIP: G9310A106
MEETING DATE: 3/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE SHARE SPLIT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE AMENDED AND RESTATED ISSUER YES FOR FOR
MEMORANDUM AND ARTICLES OF ASSOCIATION
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valero Energy Corporation
TICKER: VLO CUSIP: 91913Y100
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JERRY D. CHOATE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RUBEN M. ESCOBEDO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM R. KLESSE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEBORAH P. MAJORAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BOB MARBUT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DONALD L. NICKLES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PHILIP J. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT A. PROFUSEK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUSAN KAUFMAN PURCELL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN M. WATERS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RANDALL J. WEISENBURGER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RAYFORD WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS AND SHAREHOLDER YES ABSTAIN AGAINST
LOBBYING EXPENDITURES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ValueVision Media, Inc.
TICKER: VVTV CUSIP: 92047K107
MEETING DATE: 6/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. BUCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JILL R. BOTWAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM F. EVANS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SEAN F. ORR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT S. PICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RANDY S. RONNING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEITH R. STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ventas, Inc.
TICKER: VTR CUSIP: 92276F100
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DEBRA A. CAFARO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS CROCKER, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RONALD G. GEARY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAY M. GELLERT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD I. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MATTHEW J. LUSTIG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DOUGLAS M. PASQUALE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT D. REED ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SHELI Z. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GLENN J. RUFRANO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES D. SHELTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ADOPT ANTI GROSS-UP POLICY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ventrus Biosciences, Inc.
TICKER: VTUS CUSIP: 922822101
MEETING DATE: 6/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK AUERBACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUSSELL H. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH FELDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MYRON Z. HOLUBIAK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY ALTIG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VeriSign, Inc.
TICKER: VRSN CUSIP: 92343E102
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR D. JAMES BIDZOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM L. CHENEVICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN A. COTE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER H. MOORE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN D. ROACH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOUIS A. SIMPSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY TOMLINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Verisk Analytics, Inc.
TICKER: VRSK CUSIP: 92345Y106
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. LEHMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW G. MILLS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CONSTANTINE P. IORDANOU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT G. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Verizon Communications Inc.
TICKER: VZ CUSIP: 92343V104
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD L. CARRION ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MELANIE L. HEALEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. FRANCES KEETH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LOWELL C. MCADAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SANDRA O. MOOSE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH NEUBAUER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD T. NICOLAISEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HUGH B. PRICE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RODNEY E. SLATER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KATHRYN A. TESIJA ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GREGORY D. WASSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: COMMIT TO WIRELESS NETWORK NEUTRALITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES AGAINST FOR
CONTROL) TO SHAREHOLDER VOTE
PROPOSAL #9: AMEND ARTICLES/BYLAWS/CHARTER- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #10: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VF Corporation
TICKER: VFC CUSIP: 918204108
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD T. CARUCCI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIANA L. CHUGG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE FELLOWS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW J. SHATTOCK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Visa Inc.
TICKER: V CUSIP: 92826C839
MEETING DATE: 1/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GARY P. COUGHLAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY B. CRANSTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANCISCO JAVIER ISSUER YES FOR FOR
FERNANDEZ-CARBAJAL
PROPOSAL #1d: ELECT DIRECTOR ROBERT W. MATSCHULLAT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CATHY E. MINEHAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID J. PANG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH W. SAUNDERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES W. SCHARF ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM S. SHANAHAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN A. SWAINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vistaprint N.V.
TICKER: VPRT CUSIP: N93540107
MEETING DATE: 11/8/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MARK T. THOMAS TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #2: ELECT HAUKE HANSEN TO EXECUTIVE BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 6.8 ISSUER YES AGAINST AGAINST
MILLION OF ISSUED AND OUTSTANDING ORDINARY SHARES
PROPOSAL #7: AUTHORIZE REPURCHASE OF UP TO 3.4 ISSUER YES FOR FOR
MILLION OF ISSUED AND OUTSTANDING ORDINARY SHARES
PROPOSAL #8: AMEND ARTICLES RE: ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO REDUCE OUR AUTHORIZED CAPITAL TO
2,000,000 EUROS DIVIDED INTO 100,000,000 ORDINARY
SHARES AND 100,000,000 PREFERRED SHARES
PROPOSAL #9: APPROVE THE CANCELLATION OF 5,869,662 ISSUER YES FOR FOR
ORDINARY SHARES HELD IN OUR TREASURY ACCOUNT
PROPOSAL #10: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vocus, Inc.
TICKER: VOCS CUSIP: 92858J108
MEETING DATE: 6/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY GREENFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT LENTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vornado Realty Trust
TICKER: VNO CUSIP: 929042109
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CANDACE K. BEINECKE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. KOGOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID MANDELBAUM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RICHARD R. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VOXX International Corporation
TICKER: VOXX CUSIP: 91829F104
MEETING DATE: 7/19/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL C. KREUCH, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS F. MCMANUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER A. LESSER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. SHALAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR PATRICK M. LAVELLE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR CHARLES M. STOEHR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR PHILIP CHRISTOPHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ARI M. SHALAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR FRED S. KLIPSCH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vulcan Materials Company
TICKER: VMC CUSIP: 929160109
MEETING DATE: 5/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS J. MCGREGOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE J. STYSLINGER, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCENT J. TROSINO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: W&T Offshore, Inc.
TICKER: WTI CUSIP: 92922P106
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIRGINIA BOULET ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT I. ISRAEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STUART B. KATZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TRACY W. KROHN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR S. JAMES NELSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR B. FRANK STANLEY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: W.W. Grainger, Inc.
TICKER: GWW CUSIP: 384802104
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR V. ANN HAILEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM K. HALL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STUART L. LEVENICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN W. MCCARTER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NEIL S. NOVICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY L. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES T. RYAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR E. SCOTT SANTI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES D. SLAVIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Walgreen Co.
TICKER: WAG CUSIP: 931422109
MEETING DATE: 1/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JANICE M. BABIAK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID J. BRAILER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM C. FOOTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK P. FRISSORA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GINGER L. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALAN G. MCNALLY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DOMINIC P. MURPHY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEFANO PESSINA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NANCY M. SCHLICHTING ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ALEJANDRO SILVA ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JAMES A. SKINNER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR GREGORY D. WASSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
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ISSUER: Wal-Mart Stores, Inc.
TICKER: WMT CUSIP: 931142103
MEETING DATE: 6/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AIDA M. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROGER C. CORBETT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DOUGLAS N. DAFT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL T. DUKE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARISSA A. MAYER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GREGORY B. PENNER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEVEN S. REINEMUND ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR H. LEE SCOTT, JR. ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JIM C. WALTON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR S. ROBSON WALTON ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR CHRISTOPHER J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR LINDA S. WOLF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: DISCLOSURE OF RECOUPMENT ACTIVITY FROM SHAREHOLDER YES AGAINST FOR
SENIOR OFFICERS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Waste Management, Inc.
TICKER: WM CUSIP: 94106L109
MEETING DATE: 5/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRADBURY H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK M. CLARK, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VICTORIA M. HOLT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN C. POPE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR W. ROBERT REUM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID P. STEINER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS H. WEIDEMEYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: STOCK RETENTION SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: ADOPT COMPENSATION BENCHMARKING POLICY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WebMD Health Corp.
TICKER: WBMD CUSIP: 94770V102
MEETING DATE: 7/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. ADLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEIL F. DIMICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES V. MANNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH E. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wells Fargo & Company
TICKER: WFC CUSIP: 949746101
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN D. BAKER, II ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELAINE L. CHAO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN S. CHEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LLOYD H. DEAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SUSAN E. ENGEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CYNTHIA H. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FEDERICO F. PENA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HOWARD V. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JUDITH M. RUNSTAD ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JOHN G. STUMPF ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR SUSAN G. SWENSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: REVIEW FAIR HOUSING AND FAIR LENDING SHAREHOLDER YES ABSTAIN AGAINST
COMPLIANCE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Western Digital Corporation
TICKER: WDC CUSIP: 958102105
MEETING DATE: 11/8/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHLEEN A. COTE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN F. COYNE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HENRY T. DENERO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM L. KIMSEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL D. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LEN J. LAUER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MATTHEW E. MASSENGILL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROGER H. MOORE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KENSUKE OKA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS E. PARDUN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ARIF SHAKEEL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MASAHIRO YAMAMURA ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weyerhaeuser Company
TICKER: WY CUSIP: 962166104
MEETING DATE: 4/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBRA A. CAFARO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK A. EMMERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL S. FULTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN I. KIECKHEFER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WAYNE W. MURDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NICOLE W. PIASECKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOYLE R. SIMONS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD H. SINKFIELD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR D. MICHAEL STEUERT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KIM WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES R. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WGL Holdings, Inc.
TICKER: WGL CUSIP: 92924F106
MEETING DATE: 3/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. BARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE P. CLANCY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES W. DYKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MELVYN J. ESTRIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NANCY C. FLOYD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES F. LAFOND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBRA L. LEE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TERRY D. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Whirlpool Corporation
TICKER: WHR CUSIP: 963320106
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAMUEL R. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GARY T. DICAMILLO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DIANE M. DIETZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEFF M. FETTIG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL F. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM T. KERR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN D. LIU ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HARISH MANWANI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM D. PEREZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL A. TODMAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT A POLICY IN WHICH THE COMPANY WILL SHAREHOLDER YES AGAINST FOR
NOT MAKE OR PROMISE TO MAKE ANY DEATH BENEFIT
PAYMENTS TO SENIOR EXECUTIVES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: White Mountains Insurance Group, Ltd.
TICKER: WTM CUSIP: G9618E107
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MORGAN W. DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT EDITH E. HOLIDAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT LOWNDES A. SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT JEFFREY DAVIS AS DIRECTOR FOR ISSUER YES FOR FOR
SIRIUS INTERNATIONAL INSURANCE CORPORATION
PROPOSAL #2.2: ELECT LARS EK AS DIRECTOR FOR SIRIUS ISSUER YES FOR FOR
INTERNATIONAL INSURANCE CORPORATION
PROPOSAL #2.3: ELECT BRIAN E. KENSIL AS DIRECTOR FOR ISSUER YES FOR FOR
SIRIUS INTERNATIONAL INSURANCE CORPORATION
PROPOSAL #2.4: ELECT JAN ONSELIUS AS DIRECTOR FOR ISSUER YES FOR FOR
SIRIUS INTERNATIONAL INSURANCE CORPORATION
PROPOSAL #2.5: ELECT GORAN A. THORSTENSSON AS ISSUER YES FOR FOR
DIRECTOR FOR SIRIUS INTERNATIONAL INSURANCE
PROPOSAL #2.6: ELECT ALLAN L. WATERS AS DIRECTOR FOR ISSUER YES FOR FOR
SIRIUS INTERNATIONAL INSURANCE CORPORATION
PROPOSAL #3.1: ELECT SHEILA E. NICOLL AS DIRECTOR FOR ISSUER YES FOR FOR
HG RE LTD.
PROPOSAL #3.2: ELECT KEVIN PEARSON AS DIRECTOR FOR HG ISSUER YES FOR FOR
RE LTD.
PROPOSAL #3.3: ELECT WARREN J. TRACE AS DIRECTOR FOR ISSUER YES FOR FOR
HG RE LTD.
PROPOSAL #3.4: ELECT ALLAN L. WATERS AS DIRECTOR FOR ISSUER YES FOR FOR
HG RE LTD.
PROPOSAL #4.1: ELECT JENNIFER L. PITTS AS DIRECTOR ISSUER YES FOR FOR
FOR WHITE MOUNTAINS LIFE REINSURANCE (BERMUDA) LTD.
PROPOSAL #4.2: ELECT CHRISTINE H. REPASY AS DIRECTOR ISSUER YES FOR FOR
FOR WHITE MOUNTAINS LIFE REINSURANCE (BERMUDA) LTD.
PROPOSAL #4.3: ELECT WARREN J. TRACE AS DIRECTOR FOR ISSUER YES FOR FOR
WHITE MOUNTAINS LIFE REINSURANCE (BERMUDA) LTD.
PROPOSAL #4.4: ELECT ALLAN L. WATERS AS DIRECTOR FOR ISSUER YES FOR FOR
WHITE MOUNTAINS LIFE REINSURANCE (BERMUDA) LTD.
PROPOSAL #5.1: ELECT CHRISTINE H. REPASY AS DIRECTOR ISSUER YES FOR FOR
FOR WHITE SHOALS RE LTD.
PROPOSAL #5.2: ELECT WARREN J. TRACE AS DIRECTOR FOR ISSUER YES FOR FOR
WHITE SHOALS RE LTD.
PROPOSAL #5.3: ELECT ALLAN L. WATERS AS DIRECTOR FOR ISSUER YES FOR FOR
WHITE SHOALS RE LTD.
PROPOSAL #6.1: ELECT CHRISTINE H. REPASY AS DIRECTOR ISSUER YES FOR FOR
FOR STAR RE LTD.
PROPOSAL #6.2: ELECT GORAN A. THORSTENSSON AS ISSUER YES FOR FOR
DIRECTOR FOR STAR RE LTD.
PROPOSAL #6.3: ELECT WARREN J. TRACE AS DIRECTOR FOR ISSUER YES FOR FOR
STAR RE LTD.
PROPOSAL #6.4: ELECT ALLAN L. WATERS AS DIRECTOR FOR ISSUER YES FOR FOR
STAR RE LTD.
PROPOSAL #7.1: ELECT MICHAEL DASHFIELD AS DIRECTOR OF ISSUER YES FOR FOR
SIRIUS CAPITAL LTD.
PROPOSAL #7.2: ELECT LARS EK AS DIRECTOR OF SIRIUS ISSUER YES FOR FOR
CAPITAL LTD.
PROPOSAL #7.3: ELECT GORAN A. THORSTENSSON AS ISSUER YES FOR FOR
DIRECTOR OF SIRIUS CAPITAL LTD.
PROPOSAL #7.4: ELECT ALLAN L. WATERS AS DIRECTOR OF ISSUER YES FOR FOR
SIRIUS CAPITAL LTD.
PROPOSAL #8.1: ELECT PAUL J. BREHM AS DIRECTOR OF ISSUER YES FOR FOR
SPLIT ROCK INSURANCE, LTD.
PROPOSAL #8.2: ELECT SARAH A. KOLAR AS DIRECTOR OF ISSUER YES FOR FOR
SPLIT ROCK INSURANCE, LTD.
PROPOSAL #8.3: ELECT SHEILA E. NICOLL AS DIRECTOR OF ISSUER YES FOR FOR
SPLIT ROCK INSURANCE, LTD.
PROPOSAL #8.4: ELECT JOHN C. TREACY AS DIRECTOR OF ISSUER YES FOR FOR
SPLIT ROCK INSURANCE, LTD.
PROPOSAL #9.1: ELECT RAYMOND BARRETTE AS DIRECTOR FOR ISSUER YES FOR FOR
ANY NEW DESIGNATED SUBSIDIARY
PROPOSAL #9.2: ELECT DAVID T. FOY AS DIRECTOR FOR ANY ISSUER YES FOR FOR
NEW DESIGNATED SUBSIDIARY
PROPOSAL #9.3: ELECT JENNIFER L. PITTS AS DIRECTOR ISSUER YES FOR FOR
FOR ANY NEW DESIGNATED SUBSIDIARY
PROPOSAL #9.4: ELECT WARREN J. TRACE AS DIRECTOR FOR ISSUER YES FOR FOR
ANY NEW DESIGNATED SUBSIDIARY
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #12: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Whole Foods Market, Inc.
TICKER: WFM CUSIP: 966837106
MEETING DATE: 3/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN ELSTROTT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GABRIELLE GREENE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHAHID 'HASS' HASSAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHANIE KUGELMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN MACKEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WALTER ROBB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONATHAN SEIFFER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MORRIS 'MO' SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JONATHAN SOKOLOFF ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RALPH SORENSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM 'KIP' TINDELL, ISSUER YES FOR FOR
III
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON ADOPTING EXTENDED PRODUCER SHAREHOLDER YES AGAINST FOR
RESPONSIBILITY POLICY
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Willbros Group, Inc.
TICKER: WG CUSIP: 969203108
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN T. MCNABB, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. SLUDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. MILLER WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Windstream Corporation
TICKER: WIN CUSIP: 97381W104
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROL B. ARMITAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL E. BEALL, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS E. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCIS X. ('SKIP') ISSUER YES FOR FOR
FRANTZ
PROPOSAL #1.5: ELECT DIRECTOR JEFFERY R. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY T. HINSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JUDY K. JONES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM A. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALAN L. WELLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PRO-RATA VESTING OF EQUITY PLANS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wisconsin Energy Corporation
TICKER: WEC CUSIP: 976657106
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARBARA L. BOWLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICIA W. CHADWICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CURT S. CULVER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GALE E. KLAPPA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HENRY W. KNUEPPEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ULICE PAYNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARY ELLEN STANEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Worthington Industries, Inc.
TICKER: WOR CUSIP: 981811102
MEETING DATE: 9/27/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN B. BLYSTONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SIDNEY A. RIBEAU ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WPX Energy, Inc.
TICKER: WPX CUSIP: 98212B103
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. CARRIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY E. LENTZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM G. LOWRIE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wyndham Worldwide Corporation
TICKER: WYN CUSIP: 98310W108
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN MULRONEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL H. WARGOTZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wynn Resorts, Limited
TICKER: WYNN CUSIP: 983134107
MEETING DATE: 11/2/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA CHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC D. SCHORR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. EDWARD (TED) VIRTUE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELAINE P. WYNN ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wynn Resorts, Limited
TICKER: WYNN CUSIP: 983134107
MEETING DATE: 2/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REMOVE DIRECTOR KAZUO OKADA ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wynn Resorts, Limited
TICKER: WYNN CUSIP: 983134107
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAY R. IRANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALVIN V. SHOEMAKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR D. BOONE WAYSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN A. WYNN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Xcel Energy Inc.
TICKER: XEL CUSIP: 98389B100
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GAIL KOZIARA BOUDREAUX ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FREDRIC W. CORRIGAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD K. DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BENJAMIN G.S. FOWKE, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALBERT F. MORENO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD T. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHRISTOPHER J. POLICINSKI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR A. PATRICIA SAMPSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES J. SHEPPARD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID A. WESTERLUND ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KIM WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR TIMOTHY V. WOLF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: XenoPort, Inc.
TICKER: XNPT CUSIP: 98411C100
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL L. BERNS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. FREUND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. RIEFLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Xerium Technologies, Inc.
TICKER: XRM CUSIP: 98416J118
MEETING DATE: 6/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAROLD C. BEVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. BLOSS, SR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR APRIL H. FOLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAY J. GURANDIANO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN F. MCGOVERN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES F. WILSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Xerox Corporation
TICKER: XRX CUSIP: 984121103
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLENN A. BRITT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR URSULA M. BURNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM CURT HUNTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. KEEGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES PRINCE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANN N. REESE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SARA MARTINEZ TUCKER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARY AGNES WILDEROTTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
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ISSUER: XL Group plc
TICKER: XL CUSIP: G98290102
MEETING DATE: 4/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JOSEPH MAURIELLO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT EUGENE M. MCQUADE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CLAYTON S. ROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Xylem Inc.
TICKER: XYL CUSIP: 98419M100
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CURTIS J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT F. FRIEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SURYA N. MOHAPATRA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
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ISSUER: YUM! Brands, Inc.
TICKER: YUM CUSIP: 988498101
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. CAVANAGH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID W. DORMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MASSIMO FERRAGAMO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MIRIAN M. GRADDICK-WEIR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. DAVID GRISSOM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BONNIE G. HILL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JONATHAN S. LINEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS C. NELSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID C. NOVAK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS M. RYAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JING-SHYH S. SU ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ROBERT D. WALTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT COMPREHENSIVE PACKAGING RECYCLING SHAREHOLDER YES ABSTAIN AGAINST
STRATEGY
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ISSUER: Zalicus Inc.
TICKER: ZLCS CUSIP: 98887C105
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK H. N. CORRIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SALLY W. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Zebra Technologies Corporation
TICKER: ZBRA CUSIP: 989207105
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERHARD CLESS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Zimmer Holdings, Inc.
TICKER: ZMH CUSIP: 98956P102
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTOPHER B. BEGLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BETSY J. BERNARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GAIL K. BOUDREAUX ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID C. DVORAK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LARRY C. GLASSCOCK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT A. HAGEMANN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ARTHUR J. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN L. MCGOLDRICK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CECIL B. PICKETT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD QUANTITATIVE FUNDS
By: /s/F. William McNabb III
F. William McNabb III*
Chairman and Chief Executive Officer
Date: August 29, 2013
*By: /s/Heidi Stam
Heidi Stam, pursuant to a Power of Attorney filed on March 27, 2012,
see File Number 2-11444. Incorporated by Reference.