-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TRNRYQ+Xgmbse4iKuQB6saXcqbW94CpAYakYdcck+G6I+Lw8LALpFTY4yNhC4J0j oJbu/5Rgy7nkNpgAyxXMew== 0001209191-05-023357.txt : 20050503 0001209191-05-023357.hdr.sgml : 20050503 20050503130724 ACCESSION NUMBER: 0001209191-05-023357 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050429 FILED AS OF DATE: 20050503 DATE AS OF CHANGE: 20050503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASCENTIAL SOFTWARE CORP CENTRAL INDEX KEY: 0000799089 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943011736 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 WASHINGTON STREET CITY: WESTBOROUGH STATE: MA ZIP: 01581 BUSINESS PHONE: 5083663888 MAIL ADDRESS: STREET 1: 50 WASHINGTON STREET CITY: WESTBOROUGH STATE: MA ZIP: 01581 FORMER COMPANY: FORMER CONFORMED NAME: INFORMIX CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GYENES PETER CENTRAL INDEX KEY: 0001184792 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-50610 FILM NUMBER: 05793975 BUSINESS ADDRESS: STREET 1: 6 TECHNOLOGY PARK DRIVE CITY: WESTFORD STATE: MA ZIP: 01886 BUSINESS PHONE: 9789520200 MAIL ADDRESS: STREET 1: 50 WASHINGTON ST CITY: WESBOROUGH STATE: MA ZIP: 012581 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-04-29 1 0000799089 ASCENTIAL SOFTWARE CORP ASCL 0001184792 GYENES PETER C/O ASCENTIAL SOFTWARE CORPORATION 50 WASHINGTON STREET WESTBOROUGH MA 01581 1 1 0 0 Chief Executive Officer Common Stock 2005-04-29 4 D 0 250111 D 0 D Stock Option (right to buy) 6.64 2005-04-29 4 D 0 93750 0.00 D 2012-10-16 Common Stock 93750 0 D Stock Option (right to buy) 9.60 2005-04-29 4 D 0 250000 0.00 D 2012-12-31 Common Stock 250000 0 D Stock Option (right to buy) 11.432 2005-04-29 4 D 0 148036 0.00 D 2008-02-25 Common Stock 148036 0 D Stock Option (right to buy) 13.12 2005-04-29 4 D 0 125000 0.00 D 2012-04-29 Common Stock 125000 0 D Stock Option (right to buy) 19.75 2005-04-29 4 D 0 375000 0.00 D 2010-07-13 Common Stock 375000 0 D Stock Option (right to buy) 20.00 2005-04-29 4 D 0 250000 0.00 D 2011-07-30 Common Stock 250000 0 D Stock Option (right to buy) 21.432 2005-04-29 4 D 0 87500 0.00 D 2008-12-15 Common Stock 87500 0 D Stock Option (right to buy) 27.10 2005-04-29 4 D 0 400000 0.00 D 2014-01-09 Common Stock 400000 0 D Stock Option (right to buy) 32.25 2005-04-29 4 D 0 3750 0.00 D 2010-06-21 Common Stock 3750 0 D Shares listed on Line 1 of Table I were disposed of in a merger transaction between Ascential Software Corporation and IBM (the "Merger") for a cash price of $18.50 per share, as set forth in the definitive Proxy Statement of Ascential dated April 1, 2005, as supplemented by the Supplement to the Proxy Statement dated April 14, 2005, relating to the Merger (the "Merger Proxy Statement"). The options listed in Line 1 of Table II were accelerated prior to and converted upon the Merger into the right to receive an amount in cash equal to the number of shares of Ascential common stock subject to the options multiplied by the excess of $18.50 over the $6.64 per share option exercise price. The options listed in Line 2 of Table II were accelerated prior to and converted upon the Merger into the right to receive an amount in cash equal to the number of shares of Ascential common stock subject to the options multiplied by the excess of $18.50 over the $9.60 per share option exercise price. The options listed in Line 3 of Table II were accelerated prior to and converted upon the Merger into the right to receive an amount in cash equal to the number of shares of Ascential common stock subject to the options multiplied by the excess of $18.50 over the $11.432 per share option exercise price. The options listed in Line 4 of Table II were accelerated prior to and converted upon the Merger into the right to receive an amount in cash equal to the number of shares of Ascential common stock subject to the options multiplied by the excess of $18.50 over the $13.12 per share option exercise price. The options listed in Lines 5 through 9 of Table II were accelerated prior to and cancelled in the Merger because the exercise price exceeded $18.50. /s/ Peter Gyenes 2005-05-03 -----END PRIVACY-ENHANCED MESSAGE-----