-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gigtl3M691dG9xDZtHWKpTjcQxJ0B97v43lAVg7WMo+VVLIivgkD6C9ficMNvFjE SDQ1wTBSdYwHgAhZ9cOMqQ== 0001209191-03-027720.txt : 20031030 0001209191-03-027720.hdr.sgml : 20031030 20031030164309 ACCESSION NUMBER: 0001209191-03-027720 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031028 FILED AS OF DATE: 20031030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASCENTIAL SOFTWARE CORP CENTRAL INDEX KEY: 0000799089 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943011736 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 WASHINGTON STREET CITY: WESTBOROUGH STATE: MA ZIP: 01581 BUSINESS PHONE: 6509266300 MAIL ADDRESS: STREET 1: 50 WASHINGTON STREET CITY: WESTBOROUGH STATE: MA ZIP: 01581 FORMER COMPANY: FORMER CONFORMED NAME: INFORMIX CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORRILL ROBERT M CENTRAL INDEX KEY: 0001182821 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15325 FILM NUMBER: 03967133 BUSINESS ADDRESS: STREET 1: 50 WASHINGTON ST STREET 2: C/O ASCENTIAL SOFTWARE CORPORATE CITY: WESTBOROUGH STATE: MA ZIP: 015811021 BUSINESS PHONE: 5083663888 MAIL ADDRESS: STREET 1: ASCENTIAL SOFTWARE CORPORATE STREET 2: 50 WASHINGTON ST CITY: WESTBOROUGH STATE: MA ZIP: 015811021 4 1 b48275rm.xml MAIN DOCUMENT DESCRIPTION X0201 42003-10-2800000799089ASCENTIAL SOFTWARE CORP ASCL0001182821MORRILL ROBERT MC/O 50 WASHINGTON STREETWESTBOROUGHMA015811000Common Stock2003-10-284M0116612.572A0DCommon Stock2003-10-284M0175019.716A0DCommon Stock2003-10-284M043759.572A0DCommon Stock2003-10-284M0300008.00A0DCommon Stock 2003-10-284S0460021.50D0DCommon Stock 2003-10-284S020021.51D0DCommo n Stock2003-10-284S020021.52D0DCommon Stock2003-10-284S0692621.60D0DCommon Stock2003-10-284S0290021.64D0DCommon Stock2003-10-284S0330021.65D0DCommon Stock2003-10-284S0487421.66D0 DCommon Stock2003-10-284S0990021.70D0DCommon Stock2003-10-284S020821.72D0DCommon Stock2003-10-284S0 98321.74D0DCommon Stock2003-10-284S0320021.80D0DCommon Stock2003-10-284S0750021.80D 104109Iby trustCommon Stock2003-10-284S090021.85D104109Iby trustCommon Stock2003-10-284S0210021.87D104109Iby trustCommon Stock2003-10-284S050021.88D104109Iby trustCommon Stock2003-10-284S0305721.90D104109Iby trustCommon Stock2003-10-284S0432621.91D104109Iby trustCommon Stock2003-10-284S010021.96D104109Iby trustCommon Stock2003-10-284S010021.97D104109Iby trustCommon Stock2003-10-284S01653722.00D104109Iby trustCommon Stock2003-10-284S01113022.02D104109Iby trustCommon Stock2003-10-284S022022.03D104109Iby trustCommon Stock2003-10-284S0130022.04D104109Iby trustCommon Stock2003-10-284S010022.05D104109Iby trustCommon Stock2003-10-284S020022.10D104109Iby trustStock option (right to buy)12.5722003-10-284M0116612.572D2006-01-31Common Stock11660DStock option (right to buy)19.7162003-10-284M0175019.716D2004-01-31Common Stock17500DStock option (right to buy)9.5722003-10-284M043759.572D2006-01-31Common Stock43750DStock option (right to buy)8.002003-10-284M0300008.00D2007-04-02Common Stock3000070000DFollowing all of the transactions reported on this Form 4, the reporting person holds no shares directly.Following all of the transactions reported on this Form 4, the reporting person holds 104,109 shares in trust for the benefit of the reporting person's ch ildren. The reporting person and his wife each serve as trustee over such trust, and the reporting person has shared voting and shared investment power over the shares held therein.Options vested one half on each anniversary of the date of grant commencing on 1/31/1995.Options vested one third on each anniversary of the date of grant commencing on 1/31/1995.Options vested one third on each anniversary of the date of grant commencing on 1/31/1997.Options vested with respect to 27,084 shares on 4/2/1997 and 2,916 shares on 12/2/1999./s/ Scott N. Semel, by power of attorney2003-10-30 -----END PRIVACY-ENHANCED MESSAGE-----