S-8 1 s-8.txt S-8 As filed with the Securities and Exchange Commission on August 7, 2000 Registration No. 333-______ =============================================================================== SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------- FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ----------------- INFORMIX CORPORATION (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE 94-3011736 (STATE OF INCORPORATION) (I.R.S. EMPLOYER IDENTIFICATION NUMBER) 4100 BOHANNON DRIVE MENLO PARK, CA 94025 (650) 926-6300 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) ----------------- 1994 STOCK OPTION AND AWARD PLAN 1997 EMPLOYEE STOCK PURCHASE PLAN 1998 NON-STATUTORY STOCK OPTION PLAN (FULL TITLE OF THE PLANS) ----------------- GARY LLOYD, ESQ. VICE PRESIDENT, LEGAL, GENERAL COUNSEL AND SECRETARY 4100 BOHANNON DRIVE MENLO PARK, CALIFORNIA, 94025 (650) 926-6300 (NAME, ADDRESS, AND TELEPHONE NUMBER OF AGENT FOR SERVICE) ----------------- COPY TO: DOUGLAS H. COLLOM, ESQ. WILSON SONSINI GOODRICH & ROSATI, P.C. 650 PAGE MILL ROAD PALO ALTO, CA 94304 (650) 493-9300 ----------------- CALCULATION OF REGISTRATION FEE
=================================================================================================================================== PROPOSED PROPOSED MAXIMUM MAXIMUM MAXIMUM AMOUNT OFFERING AGGREGATE AMOUNT OF TITLE OF SECURITIES TO BE PRICE OFFERING REGISTRATION TO BE REGISTERED REGISTERED (1) PER SHARE (2) PRICE (2) FEE ----------------------------------------------------- -------------------- ------------------- -------------------- --------------- Common Stock ($0.01 par value) issuable under: ----------------------------------------------------- -------------------- ------------------- -------------------- --------------- 1994 Stock Option and Award Plan 8,000,000 shares 4.3595 34,876,000.00 9,207.26 ----------------------------------------------------- -------------------- ------------------- -------------------- --------------- 1997 Employee Stock Purchase Plan 4,000,000 shares 4.3595 17,438,000.00 4,603.63 ----------------------------------------------------- -------------------- ------------------- -------------------- --------------- 1998 Non-Statutory Stock Option Plan 5,000,000 shares 4.3595 21,797,500.00 5,754.54 ----------------------------------------------------- -------------------- ------------------- -------------------- --------------- TOTAL 17,000,000 shares $4.3595 $74,111,500.00 $19,565.44 ----------------------------------------------------- -------------------- ------------------- -------------------- ---------------
(1) Solely for the purpose of calculating the registration fee, the number of shares to be registered under this Registration Statement has been broken down into three subtotals. (2) Computed in accordance with Rule 457(h) of the Securities Act. Such computation is based on the estimated exercise price of $4.3595 per share computed in accordance with Rule 457(b) averaging the high and low prices of shares of Informix Common Stock as reported on the Nasdaq National market on August 4, 2000. =============================================================================== The contents of Informix's Form S-8 Registration Statement Nos. 333-31369, 333-31371, 333-61843, 333-89231 and 333-331670 as filed with the Commission on July 16, 1997, July 16, 1997, August 19, 1998, October 18, 1999 and March 3, 2000, respectively, are incorporated herein by reference. ITEM 8. EXHIBITS.
EXHIBIT NUMBER DESCRIPTION -------- ---------------------------------------------------------------- 4.1 1994 Stock Option and Award Plan, as amended 4.2 1997 Employee Stock Purchase Plan, as amended 4.3 1998 Non-Statutory Stock Option Plan, as amended 5.1 Opinion of Counsel as to legality of securities being registered 23.1 Consent of KPMG LLP, Independent Auditors 23.2 Consent of Ernst & Young LLP, Independent Auditors 23.3 Consent of Counsel (contained in Exhibit 5.1) 24.1 Power of Attorney (see page II-4)
-2- SIGNATURES Pursuant to the requirements of the Securities Act of 1933, as amended, Informix has duly caused this Registration Statement on Form S-8 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Menlo Park, State of California, on this 7th day of August, 2000. INFORMIX CORPORATION By: /s/ Peter Gyenes ---------------------------------- Peter Gyenes President and Chief Executive Officer POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, THAT EACH PERSON WHOSE SIGNATURE APPEARS BELOW CONSTITUTES AND APPOINTS PETER GYENES AND GARY LLOYD AND EACH ONE OF THEM, ACTING INDIVIDUALLY AND WITHOUT THE OTHER, AS HIS OR HER ATTORNEY-IN-FACT, EACH WITH FULL POWER OF SUBSTITUTION, FOR HIM IN ANY AND ALL CAPACITIES, TO SIGN ANY AND ALL AMENDMENTS TO THIS REGISTRATION STATEMENT ON FORM S-8, AND TO FILE THE SAME, WITH EXHIBITS THERETO AND OTHER DOCUMENTS IN CONNECTION THEREWITH, WITH THE SECURITIES AND EXCHANGE COMMISSION, HEREBY RATIFYING AND CONFIRMING ALL THAT EACH OF SAID ATTORNEYS-IN-FACT, OR HIS SUBSTITUTE OR SUBSTITUTES, MAY DO OR CAUSE TO BE DONE BY VIRTUE HEREOF. PURSUANT TO THE REQUIREMENTS OF THE SECURITIES ACT OF 1933, THIS REGISTRATION STATEMENT HAS BEEN SIGNED BELOW BY THE FOLLOWING PERSONS IN THE CAPACITIES AND ON THE DATES INDICATED.
SIGNATURE TITLE DATE ------------------------------------------ ----------------------------------------------------- -------------- /s/ Peter Gyenes ---------------------------------------- President and Chief Executive Officer (Principal August 7, 2000 Peter Gyenes Executive Officer) and Director /s/ Yon Yoon Jorden ------------------------------------------- Executive Vice President and Chief Financial Officer August 7, 2000 Yon Yoon Jorden (Principal Financial Officer) /s/ William F. O'Kelly ------------------------------------------ Treasurer and Vice President, Corporate August 7, 2000 William F. O'Kelly Finance (Principal Accounting Officer) /s/ Leslie G. Denend ------------------------------------------ Director August 7, 2000 Leslie G. Denend ------------------------------------------- Director Jean-Yves F. Dexmier /s/ Robert J. Finocchio, Jr. ------------------------------------------- Chairman of the Board and Director August 7, 2000 Robert J. Finocchio, Jr. /s/ James L. Koch ------------------------------------------- Director August 7, 2000 James L. Koch /s/ Thomas A. McDonnell ------------------------------------------- Director August 7, 2000 Thomas A. McDonnell /s/ Robert M. Morrill ------------------------------------------- Director August 7, 2000 Robert M. Morrill /s/ Cyril J. Yansouni ------------------------------------------- Director August 7, 2000 Cyril J. Yansouni
-3- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------------------------- EXHIBITS ----------------------------------- Registration Statement on Form S-8 Informix Corporation August 7, 2000 -4- INDEX TO EXHIBITS
EXHIBIT NUMBER DESCRIPTION ------- ----------------------------------------------------------------- 4.1 1994 Stock Option and Award Plan, as amended 4.2 1997 Employee Stock Purchase Plan, as amended 4.3 1998 Non-Statutory Stock Option Plan, as amended 5.1 Opinion of Counsel as to legality of securities being registered 23.1 Consent of KPMG LLP, Independent Auditors 23.2 Consent of Ernst & Young LLP, Independent Auditors 23.3 Consent of Counsel (contained in Exhibit 5.1) 24.1 Power of Attorney (see page II-3)
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