-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UbDBK/YW9IdRmB4kwWZllrUNtm6KZcYT8WA0pc1elJskUG/cslOpCOfcHBQ/Ievl fYyf4GRXOrrNONJk5BkPFA== 0000935069-04-001607.txt : 20040929 0000935069-04-001607.hdr.sgml : 20040929 20040929154532 ACCESSION NUMBER: 0000935069-04-001607 CONFORMED SUBMISSION TYPE: N-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040731 FILED AS OF DATE: 20040929 DATE AS OF CHANGE: 20040929 EFFECTIVENESS DATE: 20040929 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER QUEST CAPITAL VALUE FUND INC CENTRAL INDEX KEY: 0000799029 IRS NUMBER: 132527171 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-Q SEC ACT: 1940 Act SEC FILE NUMBER: 811-04797 FILM NUMBER: 041052751 BUSINESS ADDRESS: STREET 1: 6803 SOUTH TUCSON WAY STREET 2: N/A CITY: CENTENNIAL STATE: CO ZIP: 80112-3924 BUSINESS PHONE: 303-768-3200 MAIL ADDRESS: STREET 1: 6803 SOUTH TUCSON WAY STREET 2: N/A CITY: CENTENNIAL STATE: CO ZIP: 80112-3924 FORMER COMPANY: FORMER CONFORMED NAME: QUEST FOR VALUE DUAL PURPOSE FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: QFV DUAL PURPOSE FUND INC DATE OF NAME CHANGE: 19870111 N-Q 1 rq835_11806.txt RQ835_11806.TXT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04797 OPPENHEIMER QUEST CAPITAL VALUE FUND, INC. ------------------------------------------------------- (Exact name of registrant as specified in charter) 6803 SOUTH TUCSON WAY, CENTENNIAL, COLORADO 80112-3924 ------------------------------------------------------- (Address of principal executive offices) (Zip code) Robert G. Zack, Esq. OppenheimerFunds, Inc. Two World Financial Center, New York, New York 10281-1008 ---------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: (303) 768-3200 Date of fiscal year end: OCTOBER 31 Date of reporting period: JULY 31, 2004 ITEM 1. SCHEDULE OF INVESTMENTS. - -------------------------------------------------------------------------------- STATEMENTS OF INVESTMENTS JULY 31, 2004/UNAUDITED - --------------------------------------------------------------------------------
Shares Value - -------------------------------------------------------------------------------------------------------- Common Stocks--94.5% - -------------------------------------------------------------------------------------------------------- Consumer Discretionary--21.7% - -------------------------------------------------------------------------------------------------------- Hotels, Restaurants & Leisure--4.7% Ruby Tuesday, Inc. 239,700 $ 6,924,933 - -------------------------------------------------------------------------------------------------------- Yum! Brands, Inc. 1 241,700 9,278,863 ---------------- 16,203,796 - -------------------------------------------------------------------------------------------------------- Media--9.3% Lamar Advertising Co., Cl. A 1 327,900 13,184,859 - -------------------------------------------------------------------------------------------------------- Omnicom Group, Inc. 164,121 11,819,994 - -------------------------------------------------------------------------------------------------------- WPP Group plc, Sponsored ADR 154,600 7,213,636 ---------------- 32,218,489 - -------------------------------------------------------------------------------------------------------- Multiline Retail--1.2% Dollar General Corp. 215,200 4,153,360 - -------------------------------------------------------------------------------------------------------- Specialty Retail--5.6% Abercrombie & Fitch Co., Cl. A 106,100 3,912,968 - -------------------------------------------------------------------------------------------------------- Office Depot, Inc. 1 252,300 4,137,720 - -------------------------------------------------------------------------------------------------------- Ross Stores, Inc. 499,200 11,556,480 ---------------- 19,607,168 - -------------------------------------------------------------------------------------------------------- Textiles, Apparel & Luxury Goods--0.9% Columbia Sportswear Co. 1 61,000 3,339,750 - -------------------------------------------------------------------------------------------------------- Energy--10.1% - -------------------------------------------------------------------------------------------------------- Energy Equipment & Services--5.1% Nabors Industries Ltd. 1 142,800 6,640,200 - -------------------------------------------------------------------------------------------------------- National-Oilwell, Inc. 1 332,600 11,125,470 ---------------- 17,765,670 - -------------------------------------------------------------------------------------------------------- Oil & Gas--5.0% Anadarko Petroleum Corp. 141,100 8,436,369 - -------------------------------------------------------------------------------------------------------- BP plc, ADR 156,700 8,831,612 ---------------- 17,267,981 - -------------------------------------------------------------------------------------------------------- Financials--14.0% - -------------------------------------------------------------------------------------------------------- Commercial Banks--2.2% M&T Bank Corp. 45,300 4,223,319 - -------------------------------------------------------------------------------------------------------- Trustmark Corp. 119,800 3,444,250 ---------------- 7,667,569 - -------------------------------------------------------------------------------------------------------- Consumer Finance--0.6% MoneyGram International, Inc. 1 121,700 2,275,790 - -------------------------------------------------------------------------------------------------------- Diversified Financial Services--5.1% American Express Co. 63,000 3,165,750 - -------------------------------------------------------------------------------------------------------- Ameritrade Holding Corp. 1 310,000 3,437,900 - -------------------------------------------------------------------------------------------------------- Citigroup, Inc. 248,800 10,969,592 ---------------- 17,573,242 - -------------------------------------------------------------------------------------------------------- Insurance--2.1% Nationwide Financial Services, Inc., Cl. A 133,200 4,724,604 - -------------------------------------------------------------------------------------------------------- Platinum Underwriters Holdings Ltd. 89,000 2,476,870 ---------------- 7,201,474 - -------------------------------------------------------------------------------------------------------- Thrifts & Mortgage Finance--4.0% Freddie Mac 139,800 8,990,538 - -------------------------------------------------------------------------------------------------------- MGIC Investment Corp. 68,000 4,828,000 ---------------- 13,818,538 - -------------------------------------------------------------------------------------------------------- Health Care--8.0% - -------------------------------------------------------------------------------------------------------- Biotechnology--1.0% Amgen, Inc. 1 64,000 3,640,320 - -------------------------------------------------------------------------------------------------------- Health Care Equipment & Supplies--2.2% Millipore Corp. 1 144,332 7,604,853 - -------------------------------------------------------------------------------------------------------- Health Care Providers & Services--4.8% Community Health Systems, Inc. 1 286,300 7,045,843 - -------------------------------------------------------------------------------------------------------- Laboratory Corp. of America Holdings 1 243,100 9,519,796 ---------------- 16,565,639 - -------------------------------------------------------------------------------------------------------- Industrials--28.2% - -------------------------------------------------------------------------------------------------------- Aerospace & Defense--5.4% Alliant Techsystems, Inc. 1 198,826 12,518,085 - -------------------------------------------------------------------------------------------------------- General Dynamics Corp. 26,500 2,618,730 - -------------------------------------------------------------------------------------------------------- Rockwell Collins, Inc. 107,400 3,675,228 ---------------- 18,812,043 - -------------------------------------------------------------------------------------------------------- Commercial Services & Supplies--2.8% Aramark Corp., Cl. B 359,700 9,647,154 - -------------------------------------------------------------------------------------------------------- Electrical Equipment--3.0% AMETEK, Inc. 133,400 4,114,056 - -------------------------------------------------------------------------------------------------------- Roper Industries, Inc. 112,000 6,272,000 ---------------- 10,386,056 - -------------------------------------------------------------------------------------------------------- Industrial Conglomerates--1.7% General Electric Co. 185,100 6,154,575 - -------------------------------------------------------------------------------------------------------- Machinery--9.5% Actuant Corp., Cl. A 1 179,300 6,537,278 - -------------------------------------------------------------------------------------------------------- Eaton Corp. 150,600 9,734,784 - -------------------------------------------------------------------------------------------------------- Navistar International Corp. 1 57,800 2,077,910 - -------------------------------------------------------------------------------------------------------- Oshkosh Truck Corp. 203,000 10,752,910 - -------------------------------------------------------------------------------------------------------- Wabash National Corp. 1 132,000 3,812,160 ---------------- 32,915,042 - -------------------------------------------------------------------------------------------------------- Road & Rail--5.8% Canadian National Railway Co. 259,050 11,665,022 - -------------------------------------------------------------------------------------------------------- Pacer International, Inc. 1 533,300 8,418,141 ---------------- 20,083,163 - -------------------------------------------------------------------------------------------------------- Information Technology--7.2% - -------------------------------------------------------------------------------------------------------- Electronic Equipment & Instruments--3.9% Arrow Electronics, Inc. 1 257,300 6,087,718 - -------------------------------------------------------------------------------------------------------- Diebold, Inc. 135,800 6,260,380 - -------------------------------------------------------------------------------------------------------- Jabil Circuit, Inc. 1 60,200 1,309,350 ---------------- 13,657,448 - -------------------------------------------------------------------------------------------------------- IT Services--1.0% Unisys Corp. 1 328,293 3,361,720 - -------------------------------------------------------------------------------------------------------- Semiconductors & Semiconductor Equipment--2.3% Freescale Semiconductor, Inc., Cl. A 1 248,000 3,484,400 - -------------------------------------------------------------------------------------------------------- Intel Corp. 180,000 4,388,400 ---------------- 7,872,800 - -------------------------------------------------------------------------------------------------------- Materials--3.6% - -------------------------------------------------------------------------------------------------------- Metals & Mining--3.6% Alcan, Inc. 173,500 6,874,070 - -------------------------------------------------------------------------------------------------------- Inco Ltd. 1 167,400 5,586,138 ---------------- 12,460,208 - -------------------------------------------------------------------------------------------------------- Utilities--1.7% - -------------------------------------------------------------------------------------------------------- Electric Utilities--1.7% Cinergy Corp. 151,000 5,775,750 ---------------- Total Common Stocks (Cost $281,752,235) 328,029,598 Principal Amount - -------------------------------------------------------------------------------------------------------- Short-Term Notes--5.9% American Express Credit Corp., 1.30%, 8/25/04 $ 5,000,000 4,995,667 - -------------------------------------------------------------------------------------------------------- Federal Home Loan Bank: 5,431,000 5,430,808 1.27%, 8/2/04 1.42%, 10/1/04 10,000,000 9,975,150 ---------------- Total Short-Term Notes (Cost $20,402,414) 20,401,625 - -------------------------------------------------------------------------------------------------------- Total Investments, at Value (Cost $302,154,649) 100.4% 348,431,223 - -------------------------------------------------------------------------------------------------------- Liabilities in Excess of Other Assets (0.4) (1,337,362) ----------------------------------- Net Assets 100.0% $ 347,093,861 =================================== Footnote to Statement of Investments 1. Non-income producing security.
ITEM 2. CONTROLS AND PROCEDURES. (a) Based on their evaluation of registrant's disclosure controls and procedures (as defined in rule 30a-3(c) under the Investment Company Act of 1940 (17 CFR 270.30a-3(c)) as of July 31, 2004, registrant's principal executive officer and principal financial officer found registrant's disclosure controls and procedures to provide reasonable assurances that information required to be disclosed by registrant in the reports that it files under the Securities Exchange Act of 1934 (a) is accumulated and communicated to registrant's management, including its principal executive officer and principal financial officer, to allow timely decisions regarding required disclosure, and (b) is recorded, processed, summarized and reported, within the time periods specified in the rules and forms adopted by the U.S. Securities and Exchange Commission. (b) There have been no significant changes in registrant's internal controls over financial reporting that occurred during the registrant's last fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting. ITEM 3. EXHIBITS. (a) Exhibits attached hereto. (Attach certifications as exhibits) EX-99.CERT 2 ex99_302-835.txt EX99_302-835.TXT Exhibit 99.CERT Section 302 Certifications CERTIFICATIONS I, JOHN V. MURPHY, certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer Quest Capital Value Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed; 4. The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have: (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; (b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; (c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and (d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and 5. The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): (a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. /s/John V. Murphy - ---------------------------- John V. Murphy Chief Executive Officer Date: 9/16/04 Exhibit 99.CERT Section 302 Certifications CERTIFICATIONS I, BRIAN W. WIXTED, certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer Quest Capital Value Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed; 4. The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have: a. Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; b. Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; c. Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and d. Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and 5. The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): a. All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and b. Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. /s/Brian W. Wixted - ---------------------------- Brian W. Wixted Chief Financial Officer Date: 9/16/04 -----END PRIVACY-ENHANCED MESSAGE-----