-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UrPfnHHe/nqcK0oGJSKqDufrMF7MPUh8K3bx/PwyGY5LrZ6kB7pGigkF0pL3UeJg whVoc7cCEO0lSLiypqLi3g== 0000799029-97-000016.txt : 19971231 0000799029-97-000016.hdr.sgml : 19971231 ACCESSION NUMBER: 0000799029-97-000016 CONFORMED SUBMISSION TYPE: NSAR-BT PUBLIC DOCUMENT COUNT: 8 CONFORMED PERIOD OF REPORT: 19971031 FILED AS OF DATE: 19971230 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER QUEST CAPITAL VALUE FUND INC CENTRAL INDEX KEY: 0000799029 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 132527171 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-BT SEC ACT: SEC FILE NUMBER: 811-04797 FILM NUMBER: 97747038 BUSINESS ADDRESS: STREET 1: OPPENHEIMER TWR STREET 2: ONE WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10281-1098 BUSINESS PHONE: 2126677333 MAIL ADDRESS: STREET 1: OPPENHEIMER TOWER STREET 2: ONE WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10281-1098 FORMER COMPANY: FORMER CONFORMED NAME: QUEST FOR VALUE DUAL PURPOSE FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: QFV DUAL PURPOSE FUND INC DATE OF NAME CHANGE: 19870111 NSAR-BT 1 N-SAR (3.0.A) PAGE 1 000 B000000 10/31/97 000 C000000 799029 000 D000000 Y 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 U 001 A000000 OPPENHEIMER QUEST CAPITAL VALUE FUND, INC. 001 B000000 811-04797 001 C000000 2123230200 002 A000000 TWO WORLD TRADE CENTER 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10043 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 018 000000 Y 019 A000000 Y 019 B000000 49 019 C000000 OPPENHEIMR 020 A000001 OPPENHEIMER & CO., INC. 020 B000001 13-2798343 020 C000001 264 020 A000002 FIRST BOSTON 020 B000002 13-5659485 020 C000002 54 020 A000003 LEHMAN BROTHERS, INC. 020 B000003 13-2518466 020 C000003 50 020 A000004 BEAR STEARNS 020 B000004 13-3299429 020 C000004 38 020 A000005 ROYAL ALLIANCE ASSOCIATES, INC. 020 B000005 93-0987232 020 C000005 36 020 A000006 MORGAN (JP) SECURITIES 020 B000006 13-3224016 020 C000006 26 020 A000007 BERNSTEIN (SANFORD) & CO. 020 B000007 13-2625874 020 C000007 24 020 A000008 BT SECURITIES 020 B000008 13-3311934 020 C000008 24 020 A000009 JONES & ASSOCIATES PAGE 2 020 B000009 95-3583143 020 C000009 22 020 A000010 SALOMON BROTHERS, INC. 020 B000010 13-3082694 020 C000010 21 021 000000 773 022 A000001 LEHMAN BROTHERS, INC. 022 B000001 13-2518466 022 C000001 1495322 022 D000001 42502 022 A000002 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 022 B000002 13-5674085 022 C000002 1296604 022 D000002 9820 022 A000003 GOLDMAN, SACHS & CO. 022 B000003 13-5108880 022 C000003 213587 022 D000003 49195 022 A000004 OPPENHEIMER & CO., INC. 022 B000004 13-2798343 022 C000004 34061 022 D000004 108956 022 A000005 HONG KONG & SHANGHAI BANK 022 B000005 FOREIGN 022 C000005 126232 022 D000005 6455 022 A000006 MORGAN KEEGAN & CO., INC. 022 B000006 64-0474907 022 C000006 0 022 D000006 54241 022 A000007 FIRST BOSTON CORP (THE) 022 B000007 13-5659485 022 C000007 2976 022 D000007 32354 022 A000008 ROYAL ALLIANCE ASSOCIATES, INC. 022 B000008 93-0987232 022 C000008 5891 022 D000008 24744 022 A000009 MORGAN (JP) SECURITIES, INC. 022 B000009 13-3224016 022 C000009 0 022 D000009 16659 022 A000010 COWEN & CO. 022 B000010 13-5616116 022 C000010 0 022 D000010 15693 023 C000000 3260462 023 D000000 532117 028 A010000 2629 028 A020000 0 028 A030000 0 PAGE 3 028 A040000 12888 028 B010000 585 028 B020000 0 028 B030000 0 028 B040000 9207 028 C010000 3383 028 C020000 0 028 C030000 0 028 C040000 8451 028 D010000 1250 028 D020000 0 028 D030000 0 028 D040000 9028 028 E010000 0 028 E020000 0 028 E030000 0 028 E040000 0 028 F010000 0 028 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G000000 N 077 H000000 N 077 I000000 N 077 J000000 Y 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 080 A000000 ICI MUTUAL INSURANCE CO. 080 C000000 85000 081 A000000 Y 081 B000000 93 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE GEORGE C. BOWEN TITLE TREASURER EX-27 2
6 799029 Oppenheimer Quest Capital Value Fund, Inc. - A Shares 10-MOS OCT-31-1997 JAN-01-1997 OCT-31-1997 256,060,460 319,506,308 34,942,778 424,605 394,853 355,268,544 8,582,578 0 1,377,222 9,959,800 0 168,830,655 8,247,021 18,004,302 1,025,380 0 112,006,861 0 63,445,848 343,328,529 3,242,523 5,419,423 0 4,040,396 4,621,550 112,303,823 (81,440,121) 35,485,252 0 1,463,750 0 208,857,924 487,331 10,244,612 0 (534,625,407) 469,962 316,862,372 0 0 3,312,119 0 5,049,648 434,401,000 37.25 0.44 3.94 0.00 0.00 0.00 41.63 1.11 0 0.00

EX-27 3 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 799029 Oppenheimer Quest Capital Value Fund, Inc. - B Shares 8-MOS OCT-31-1997 MAR-03-1997 OCT-31-1997 256,060,460 319,506,308 34,942,778 424,605 394,853 355,268,544 8,582,578 0 1,377,222 9,959,800 0 168,830,655 29,163 0 1,025,380 0 112,006,861 0 63,445,848 1,207,634 3,242,523 5,419,423 0 4,040,396 4,621,550 112,303,823 (81,440,121) 35,485,252 0 0 0 0 29,862 699 0 (534,625,407) 469,962 316,862,372 0 0 3,312,119 0 5,049,648 552,000 37.04 0.01 4.36 0.00 0.00 0.00 41.41 1.86 0 0.00

EX-27 4
6 799029 Oppenheimer Quest Capital Value Fund, Inc. - C Shares 8-MOS OCT-31-1997 MAR-03-1997 OCT-31-1997 256,060,460 319,506,308 34,942,778 424,605 394,853 355,268,544 8,582,578 0 1,377,222 9,959,800 0 168,830,655 18,654 0 1,025,380 0 112,006,861 0 63,445,848 772,581 3,242,523 5,419,423 0 4,040,396 4,621,550 112,303,823 (81,440,121) 35,485,252 0 0 0 0 22,769 4,115 0 (534,625,407) 469,962 316,862,372 0 0 3,312,119 0 5,049,648 372,000 37.04 0.01 4.37 0.00 0.00 0.00 41.42 1.85 0 0.00

EX-23 5 950 Seventeenth Street Telephone 303 893 8100 Suite 2500 Denver, CO 80202 PRICE WATERHOUSE LLP [LOGO] To the Board of Directors and Shareholders of Oppenheimer Quest Capital Value Fund, Inc. In planning and performing our audit of the financial statements of Oppenheimer Quest Capital Value Fund, Inc. (formerly Quest for Value Dual Purpose Fund, Inc.) for the period ended October 31, 1997, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of Oppenheimer Quest Capital Value Fund, Inc. is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of control activities. Generally, control activities that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those control activities include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or irregularities may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of specific internal control components does not reduce to a relatively low level the risk that errors or irregularities in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control, including control activities for safeguarding securities, that we consider to be material weaknesses as defined above as of October 31, 1997. This report is intended solely for the information and use of management and the Board of Directors of Oppenheimer Quest Capital Value Fund, Inc. and the Securities and Exchange Commission. /S/Price Waterhouse LLP Price Waterhouse LLP Denver, Colorado November 21, 1997 EX-22 6 SHAREHOLDER MEETING (Unaudited) On May 19, 1997, a special shareholder meeting was held at which the proposed changes to certain of the Fund's fundamental investment policies, including changes to the investment objective were approved (Proposal No. 1) and the Subadvisory Agreement between OppenheimerFunds, Inc. and OpCap Advisors was approved (Proposal No. 2) as described in the Fund's proxy statement for that meeting. The following is a report of the votes cast:
WITHHELD/ BROKER PROPOSAL FOR AGAINST ABSTAIN NON-VOTES TOTAL - --------------------------------------------------------------------------------------------------------- Proposal No. 1 5,333,081.606 387,728.558 492,181.397 4,689,389 6,212,991.561 Proposal No. 2 5,193,678.421 344,416.743 674,896.397 4,689,389 6,212,991.561
EX-99 7 The Fund changed the classification of distributions to shareholders to reflect the differences between financial statement amounts and distributions determined in accordance with income tax regulations. Amounts have been reclassified to reflect a decrease in paid-in capital of $102,000, a decrease in accumulated net realized gain on investments of $101,806, and an increase in undistributed net investment income of $203,806. EX-99 8 OPPENHEIMER QUEST CAPITAL VALUE FUND, INC. By-Laws of the Fund: Filed with Post-Effective Amendment No. 1, 11/25/97, to Registration Statement on Form N-1A of Oppenheimer Quest Capital Value Fund, Inc. (Reg. No. 333-16881) and incorporated herein by reference. Amended By-Laws of the Fund: Filed with Post-Effective Amendment No. 1, 11/25/97, to Registration Statement on Form N-1A of Oppenheimer Quest Capital Value Fund, Inc. (Reg. No. 333-16881) and incorporated herein by reference. Investment Advisory Agreement dated 2/28/97: Filed with Post-Effective Amendment No. 1, 11/25/97, to Registration Statement on Form N-1A of Oppenheimer Quest Capital Value Fund, Inc. (Reg. No. 333-16881) and incorporated herein by reference. Subadvisory Agreement dated 11/5/97: Filed with Post-Effective Amendment No. 1, 11/25/97, to Registration Statement on Form N-1A of Oppenheimer Quest Capital Value Fund, Inc. (Reg. No. 333-16881) and incorporated herein by reference. ~~-----END PRIVACY-ENHANCED MESSAGE-----~~