UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: | 811-04797 |
Exact name of registrant as specified in charter: | Oppenheimer Equity Income Fund |
Address of principal executive offices: | 6803 South Tucson Way |
Centennial, CO 80112-3924 | |
Name and address of agent for service: | Cynthia Lo Bessette, |
Executive Vice President & General Counsel | |
OFI Global Asset Management, Inc. | |
225 Liberty Street | |
New York, NY 10281-1008 | |
Registrant's telephone number, including area code: | 303-768-3200 |
Date of fiscal year end: | 10/31 |
Date of reporting period: | 07/01/2016-06/30/2017 |
Item 1.
FORM N-PX
ICA File Number: 811-04797
Registrant Name: Oppenheimer Equity Income Fund
Reporting Period: 07/01/2016 - 06/30/2017
Oppenheimer Equity Income Fund
ABBOTT LABORATORIES
Meeting Date: APR 28, 2017 Record Date: MAR 01, 2017 Meeting Type: ANNUAL |
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Ticker: ABT
Security ID: 002824100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director Sally E. Blount | Management | For | For |
1.4 | Elect Director Edward M. Liddy | Management | For | For |
1.5 | Elect Director Nancy McKinstry | Management | For | For |
1.6 | Elect Director Phebe N. Novakovic | Management | For | For |
1.7 | Elect Director William A. Osborn | Management | For | For |
1.8 | Elect Director Samuel C. Scott, III | Management | For | For |
1.9 | Elect Director Daniel J. Starks | Management | For | For |
1.10 | Elect Director Glenn F. Tilton | Management | For | For |
1.11 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
7 | Require Independent Board Chairman | Shareholder | Against | For |
ABBVIE INC.
Meeting Date: MAY 05, 2017 Record Date: MAR 08, 2017 Meeting Type: ANNUAL |
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Ticker: ABBV
Security ID: 00287Y109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Edward M. Liddy | Management | For | For |
1.3 | Elect Director Melody B. Meyer | Management | For | For |
1.4 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
AMERICAN ELECTRIC POWER COMPANY, INC.
Meeting Date: APR 25, 2017 Record Date: FEB 28, 2017 Meeting Type: ANNUAL |
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Ticker: AEP
Security ID: 025537101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director David J. Anderson | Management | For | For |
1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.7 | Elect Director Sandra Beach Lin | Management | For | For |
1.8 | Elect Director Richard C. Notebaert | Management | For | For |
1.9 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.10 | Elect Director Stephen S. Rasmussen | Management | For | For |
1.11 | Elect Director Oliver G. Richard, III | Management | For | For |
1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMERICAN INTERNATIONAL GROUP, INC.
Meeting Date: JUN 28, 2017 Record Date: MAY 08, 2017 Meeting Type: ANNUAL |
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Ticker: AIG
Security ID: 026874784 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Don Cornwell | Management | For | For |
1b | Elect Director Brian Duperreault | Management | For | For |
1c | Elect Director Peter R. Fisher | Management | For | For |
1d | Elect Director John H. Fitzpatrick | Management | For | For |
1e | Elect Director William G. Jurgensen | Management | For | For |
1f | Elect Director Christopher S. Lynch | Management | For | For |
1g | Elect Director Samuel J. Merksamer | Management | For | For |
1h | Elect Director Henry S. Miller | Management | For | For |
1i | Elect Director Linda A. Mills | Management | For | For |
1j | Elect Director Suzanne Nora Johnson | Management | For | For |
1k | Elect Director Ronald A. Rittenmeyer | Management | For | For |
1l | Elect Director Douglas M. Steenland | Management | For | For |
1m | Elect Director Theresa M. Stone | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Securities Transfer Restrictions | Management | For | For |
4 | Ratify NOL Rights Plan (NOL Pill) | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
APPLE INC.
Meeting Date: FEB 28, 2017 Record Date: DEC 30, 2016 Meeting Type: ANNUAL |
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Ticker: AAPL
Security ID: 037833100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Bell | Management | For | For |
1.2 | Elect Director Tim Cook | Management | For | For |
1.3 | Elect Director Al Gore | Management | For | For |
1.4 | Elect Director Bob Iger | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Art Levinson | Management | For | For |
1.7 | Elect Director Ron Sugar | Management | For | For |
1.8 | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Disclose Charitable Contributions | Shareholder | Against | Abstain |
6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Abstain |
7 | Proxy Access Amendments | Shareholder | Against | For |
8 | Engage Outside Independent Experts for Compensation Reforms | Shareholder | Against | Against |
9 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | For |
ASSURED GUARANTY LTD.
Meeting Date: MAY 03, 2017 Record Date: MAR 08, 2017 Meeting Type: ANNUAL |
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Ticker: AGO
Security ID: G0585R106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Francisco L. Borges | Management | For | For |
1b | Elect Director G. Lawrence Buhl | Management | For | For |
1c | Elect Director Dominic J. Frederico | Management | For | For |
1d | Elect Director Bonnie L. Howard | Management | For | For |
1e | Elect Director Thomas W. Jones | Management | For | For |
1f | Elect Director Patrick W. Kenny | Management | For | For |
1g | Elect Director Alan J. Kreczko | Management | For | For |
1h | Elect Director Simon W. Leathes | Management | For | For |
1i | Elect Director Michael T. O'Kane | Management | For | For |
1j | Elect Director Yukiko Omura | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5aa | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
5ab | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
5ac | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd | Management | For | For |
5ad | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
5ae | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd | Management | For | For |
5af | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
5ag | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
5ah | Elect Walter A. Scott as Director of Assured Guaranty Re Ltd | Management | For | For |
5B | Ratify PricewaterhouseCoopers LLP as AG Re's as Auditors | Management | For | For |
AT&T INC.
Meeting Date: APR 28, 2017 Record Date: FEB 28, 2017 Meeting Type: ANNUAL |
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Ticker: T
Security ID: 00206R102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
1.3 | Elect Director Richard W. Fisher | Management | For | For |
1.4 | Elect Director Scott T. Ford | Management | For | For |
1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
1.6 | Elect Director William E. Kennard | Management | For | For |
1.7 | Elect Director Michael B. McCallister | Management | For | For |
1.8 | Elect Director Beth E. Mooney | Management | For | For |
1.9 | Elect Director Joyce M. Roche | Management | For | For |
1.10 | Elect Director Matthew K. Rose | Management | For | For |
1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Indirect Political Contributions | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
7 | Amend Proxy Access Right | Shareholder | Against | For |
8 | Provide Right to Act by Written Consent | Shareholder | Against | For |
B&G FOODS, INC.
Meeting Date: MAY 23, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL |
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Ticker: BGS
Security ID: 05508R106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director DeAnn L. Brunts | Management | For | For |
1.2 | Elect Director Robert C. Cantwell | Management | For | For |
1.3 | Elect Director Charles F. Marcy | Management | For | For |
1.4 | Elect Director Dennis M. Mullen | Management | For | For |
1.5 | Elect Director Cheryl M. Palmer | Management | For | For |
1.6 | Elect Director Alfred Poe | Management | For | For |
1.7 | Elect Director Stephen C. Sherrill | Management | For | For |
1.8 | Elect Director David L. Wenner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
BANK OF AMERICA CORPORATION
Meeting Date: APR 26, 2017 Record Date: MAR 02, 2017 Meeting Type: ANNUAL |
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Ticker: BAC
Security ID: 060505104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J.P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Thomas J. May | Management | For | For |
1j | Elect Director Brian T. Moynihan | Management | For | For |
1k | Elect Director Lionel L. Nowell, III | Management | For | For |
1l | Elect Director Michael D. White | Management | For | For |
1m | Elect Director Thomas D. Woods | Management | For | For |
1n | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend the General Clawback Policy | Shareholder | Against | Against |
6 | Non-core banking operations | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
8 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
BLACKSTONE MORTGAGE TRUST, INC.
Meeting Date: JUN 21, 2017 Record Date: APR 14, 2017 Meeting Type: ANNUAL |
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Ticker: BXMT
Security ID: 09257W100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael B. Nash | Management | For | For |
1.2 | Elect Director Stephen D. Plavin | Management | For | For |
1.3 | Elect Director Leonard W. Cotton | Management | For | For |
1.4 | Elect Director Thomas E. Dobrowski | Management | For | Withhold |
1.5 | Elect Director Martin L. Edelman | Management | For | For |
1.6 | Elect Director Henry N. Nassau | Management | For | Withhold |
1.7 | Elect Director Jonathan L. Pollack | Management | For | For |
1.8 | Elect Director Lynne B. Sagalyn | Management | For | Withhold |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BP PLC
Meeting Date: MAY 17, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL |
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Ticker: BP.
Security ID: 055622104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Re-elect Bob Dudley as Director | Management | For | For |
5 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
6 | Elect Nils Andersen as Director | Management | For | For |
7 | Re-elect Paul Anderson as Director | Management | For | For |
8 | Re-elect Alan Boeckmann as Director | Management | For | For |
9 | Re-elect Frank Bowman as Director | Management | For | For |
10 | Re-elect Ian Davis as Director | Management | For | For |
11 | Re-elect Dame Ann Dowling as Director | Management | For | For |
12 | Elect Melody Meyer as Director | Management | For | For |
13 | Re-elect Brendan Nelson as Director | Management | For | For |
14 | Re-elect Paula Reynolds as Director | Management | For | For |
15 | Re-elect Sir John Sawers as Director | Management | For | For |
16 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
17 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
BRISTOL-MYERS SQUIBB COMPANY
Meeting Date: MAY 02, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL |
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Ticker: BMY
Security ID: 110122108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Peter J. Arduini | Management | For | For |
1B | Elect Director Robert J. Bertolini | Management | For | For |
1C | Elect Director Giovanni Caforio | Management | For | For |
1D | Elect Director Matthew W. Emmens | Management | For | For |
1E | Elect Director Laurie H. Glimcher | Management | For | For |
1F | Elect Director Michael Grobstein | Management | For | For |
1G | Elect Director Alan J. Lacy | Management | For | For |
1H | Elect Director Dinesh C. Paliwal | Management | For | For |
1I | Elect Director Theodore R. Samuels | Management | For | For |
1J | Elect Director Gerald L. Storch | Management | For | For |
1K | Elect Director Vicki L. Sato | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
CALATLANTIC GROUP, INC.
Meeting Date: MAY 10, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL |
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Ticker: CAA
Security ID: 128195104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Choate | Management | For | For |
1.2 | Elect Director Douglas C. Jacobs | Management | For | For |
1.3 | Elect Director William L. Jews | Management | For | For |
1.4 | Elect Director David J. Matlin | Management | For | For |
1.5 | Elect Director Robert E. Mellor | Management | For | For |
1.6 | Elect Director Norman J. Metcalfe | Management | For | For |
1.7 | Elect Director Larry T. Nicholson | Management | For | For |
1.8 | Elect Director Peter Schoels | Management | For | For |
1.9 | Elect Director Charlotte St. Martin | Management | For | For |
1.10 | Elect Director Scott D. Stowell | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CENTURYLINK, INC.
Meeting Date: MAR 16, 2017 Record Date: JAN 25, 2017 Meeting Type: SPECIAL |
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Ticker: CTL
Security ID: 156700106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CENTURYLINK, INC.
Meeting Date: MAY 24, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL |
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Ticker: CTL
Security ID: 156700106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martha H. Bejar | Management | For | For |
1.2 | Elect Director Virginia Boulet | Management | For | For |
1.3 | Elect Director Peter C. Brown | Management | For | For |
1.4 | Elect Director W. Bruce Hanks | Management | For | For |
1.5 | Elect Director Mary L. Landrieu | Management | For | For |
1.6 | Elect Director Harvey P. Perry | Management | For | For |
1.7 | Elect Director Glen F. Post, III | Management | For | For |
1.8 | Elect Director Michael J. Roberts | Management | For | For |
1.9 | Elect Director Laurie A. Siegel | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3a | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3b | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4a | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | For |
4b | Report on Lobbying Payments and Policy | Shareholder | Against | For |
4c | Report on Lobbying Payments and Policy | Shareholder | Against | For |
CHEVRON CORPORATION
Meeting Date: MAY 31, 2017 Record Date: APR 03, 2017 Meeting Type: ANNUAL |
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Ticker: CVX
Security ID: 166764100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director Linnet F. Deily | Management | For | For |
1c | Elect Director Robert E. Denham | Management | For | For |
1d | Elect Director Alice P. Gast | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director Dambisa F. Moyo | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director John S. Watson | Management | For | For |
1l | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Abstain |
7 | Annually Assess Portfolio Impacts of Policies to Meet 2-degree Scenario *Withdrawn Resolution* | Shareholder | None | None |
8 | Assess and Report on Transition to a Low Carbon Economy | Shareholder | Against | For |
9 | Require Independent Board Chairman | Shareholder | Against | For |
10 | Require Director Nominee with Environmental Experience | Shareholder | Against | For |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
CISCO SYSTEMS, INC.
Meeting Date: DEC 12, 2016 Record Date: OCT 14, 2016 Meeting Type: ANNUAL |
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Ticker: CSCO
Security ID: 17275R102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director John T. Chambers | Management | For | For |
1e | Elect Director Amy L. Chang | Management | For | For |
1f | Elect Director John L. Hennessy | Management | For | For |
1g | Elect Director Kristina M. Johnson | Management | For | For |
1h | Elect Director Roderick C. McGeary | Management | For | For |
1i | Elect Director Charles H. Robbins | Management | For | For |
1j | Elect Director Arun Sarin | Management | For | For |
1k | Elect Director Steven M. West | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Report on Arab and non-Arab Employees using EEO-1 Categories | Shareholder | Against | Abstain |
6 | Establish Board Committee on Operations in Israeli Settlements | Shareholder | Against | Abstain |
CIT GROUP INC.
Meeting Date: MAY 09, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL |
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Ticker: CIT
Security ID: 125581801 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen R. Alemany | Management | For | For |
1b | Elect Director Michael L. Brosnan | Management | For | For |
1c | Elect Director Michael A. Carpenter | Management | For | For |
1d | Elect Director Dorene C. Dominguez | Management | For | For |
1e | Elect Director Alan Frank | Management | For | For |
1f | Elect Director William M. Freeman | Management | For | For |
1g | Elect Director R. Brad Oates | Management | For | For |
1h | Elect Director Marianne Miller Parrs | Management | For | For |
1i | Elect Director Gerald Rosenfeld | Management | For | For |
1j | Elect Director John R. Ryan | Management | For | For |
1k | Elect Director Sheila A. Stamps | Management | For | For |
1l | Elect Director Laura S. Unger | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CITIGROUP INC.
Meeting Date: APR 25, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL |
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Ticker: C
Security ID: 172967424 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Ellen M. Costello | Management | For | For |
1c | Elect Director Duncan P. Hennes | Management | For | For |
1d | Elect Director Peter B. Henry | Management | For | For |
1e | Elect Director Franz B. Humer | Management | For | For |
1f | Elect Director Renee J. James | Management | For | For |
1g | Elect Director Eugene M. McQuade | Management | For | For |
1h | Elect Director Michael E. O'Neill | Management | For | For |
1i | Elect Director Gary M. Reiner | Management | For | For |
1j | Elect Director Anthony M. Santomero | Management | For | For |
1k | Elect Director Diana L. Taylor | Management | For | For |
1l | Elect Director William S. Thompson, Jr. | Management | For | For |
1m | Elect Director James S. Turley | Management | For | For |
1n | Elect Director Deborah C. Wright | Management | For | For |
1o | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Demonstrate No Gender Pay Gap | Shareholder | Against | Abstain |
6 | Appoint a Stockholder Value Committee | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
8 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
9 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | For |
COLONY CAPITAL, INC.
Meeting Date: DEC 20, 2016 Record Date: NOV 02, 2016 Meeting Type: SPECIAL |
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Ticker: CLNY
Security ID: 19624R106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Charter Proposal | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
COLONY NORTHSTAR, INC.
Meeting Date: MAY 04, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL |
||||
Ticker: CLNS
Security ID: 19625W104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Barrack, Jr. | Management | For | For |
1.2 | Elect Director David T. Hamamoto | Management | For | For |
1.3 | Elect Director Douglas Crocker, II | Management | For | For |
1.4 | Elect Director Nancy A. Curtin | Management | For | For |
1.5 | Elect Director Jon A. Fosheim | Management | For | For |
1.6 | Elect Director Justin E. Metz | Management | For | For |
1.7 | Elect Director George G. C. Parker | Management | For | For |
1.8 | Elect Director Charles W. Schoenherr | Management | For | For |
1.9 | Elect Director John A. Somers | Management | For | For |
1.10 | Elect Director John L. Steffens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
COMCAST CORPORATION
Meeting Date: JUN 08, 2017 Record Date: MAR 16, 2017 Meeting Type: ANNUAL |
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Ticker: CMCSA
Security ID: 20030N101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Asuka Nakahara | Management | For | For |
1.8 | Elect Director David C. Novak | Management | For | For |
1.9 | Elect Director Brian L. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
CVS HEALTH CORPORATION
Meeting Date: MAY 10, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL |
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Ticker: CVS
Security ID: 126650100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. Bracken | Management | For | For |
1b | Elect Director C. David Brown, II | Management | For | For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Anne M. Finucane | Management | For | Against |
1g | Elect Director Larry J. Merlo | Management | For | For |
1h | Elect Director Jean-Pierre Millon | Management | For | For |
1i | Elect Director Mary L. Schapiro | Management | For | For |
1j | Elect Director Richard J. Swift | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
1l | Elect Director Tony L. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
7 | Report on Pay Disparity | Shareholder | Against | Abstain |
8 | Adopt Quantitative Renewable Energy Goals | Shareholder | Against | Abstain |
DOMTAR CORPORATION
Meeting Date: MAY 03, 2017 Record Date: MAR 10, 2017 Meeting Type: ANNUAL |
||||
Ticker: UFS
Security ID: 257559203 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Giannella Alvarez | Management | For | For |
1.2 | Elect Director Robert E. Apple | Management | For | For |
1.3 | Elect Director David J. Illingworth | Management | For | For |
1.4 | Elect Director Brian M. Levitt | Management | For | For |
1.5 | Elect Director David G. Maffucci | Management | For | For |
1.6 | Elect Director Pamela B. Strobel | Management | For | For |
1.7 | Elect Director Denis Turcotte | Management | For | For |
1.8 | Elect Director John D. Williams | Management | For | For |
1.9 | Elect Director Mary A. Winston | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
EATON CORPORATION PLC
Meeting Date: APR 26, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL |
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Ticker: ETN
Security ID: G29183103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig Arnold | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Michael J. Critelli | Management | For | For |
1e | Elect Director Richard H. Fearon | Management | For | For |
1f | Elect Director Charles E. Golden | Management | For | For |
1g | Elect Director Arthur E. Johnson | Management | For | For |
1h | Elect Director Deborah L. McCoy | Management | For | For |
1i | Elect Director Gregory R. Page | Management | For | For |
1j | Elect Director Sandra Pianalto | Management | For | For |
1k | Elect Director Gerald B. Smith | Management | For | For |
1l | Elect Director Dorothy C. Thompson | Management | For | For |
2 | Provide Proxy Access Right | Management | For | For |
3 | Amend Articles of Association regarding Bringing Shareholder Business and Making Director Nominations at an Annual General Meeting | Management | For | For |
4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
9 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
EMC CORPORATION
Meeting Date: JUL 19, 2016 Record Date: MAY 13, 2016 Meeting Type: SPECIAL |
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Ticker: EMC
Security ID: 268648102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
ESH HOSPITALITY, INC.
Meeting Date: MAY 17, 2017 Record Date: APR 06, 2017 Meeting Type: ANNUAL |
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Ticker:
Security ID: 30224P211 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerardo I. Lopez | Management | For | For |
1.2 | Elect Director Douglas G. Geoga | Management | For | For |
1.3 | Elect Director Kapila K. Anand | Management | For | For |
1.4 | Elect Director Neil Brown | Management | For | For |
1.5 | Elect Director Steven Kent | Management | For | For |
1.6 | Elect Director Lisa Palmer | Management | For | For |
1.7 | Elect Director Adam M. Burinescu | Management | For | Withhold |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXELON CORPORATION
Meeting Date: APR 25, 2017 Record Date: MAR 03, 2017 Meeting Type: ANNUAL |
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Ticker: EXC
Security ID: 30161N101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony K. Anderson | Management | For | For |
1b | Elect Director Ann C. Berzin | Management | For | For |
1c | Elect Director Christopher M. Crane | Management | For | For |
1d | Elect Director Yves C. de Balmann | Management | For | For |
1e | Elect Director Nicholas DeBenedictis | Management | For | For |
1f | Elect Director Nancy L. Gioia | Management | For | For |
1g | Elect Director Linda P. Jojo | Management | For | For |
1h | Elect Director Paul L. Joskow | Management | For | For |
1i | Elect Director Robert J. Lawless | Management | For | For |
1j | Elect Director Richard W. Mies | Management | For | For |
1k | Elect Director John W. Rogers, Jr. | Management | For | For |
1l | Elect Director Mayo A. Shattuck, III | Management | For | For |
1m | Elect Director Stephen D. Steinour | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EXTENDED STAY AMERICA, INC.
Meeting Date: MAY 17, 2017 Record Date: APR 06, 2017 Meeting Type: ANNUAL |
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Ticker: STAY
Security ID: 30224P200 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerardo I. Lopez | Management | For | For |
1.2 | Elect Director Douglas G. Geoga | Management | For | For |
1.3 | Elect Director Kapila K. Anand | Management | For | For |
1.4 | Elect Director Thomas F. O'Toole | Management | For | For |
1.5 | Elect Director Richard F. Wallman | Management | For | For |
1.6 | Elect Director Michael A. Barr | Management | For | Withhold |
1.7 | Elect Director William J. Stein | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
EXXON MOBIL CORPORATION
Meeting Date: MAY 31, 2017 Record Date: APR 06, 2017 Meeting Type: ANNUAL |
||||
Ticker: XOM
Security ID: 30231G102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan K. Avery | Management | For | For |
1.2 | Elect Director Michael J. Boskin | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Ursula M. Burns | Management | For | For |
1.5 | Elect Director Henrietta H. Fore | Management | For | For |
1.6 | Elect Director Kenneth C. Frazier | Management | For | For |
1.7 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.8 | Elect Director Samuel J. Palmisano | Management | For | For |
1.9 | Elect Director Steven S. Reinemund | Management | For | For |
1.10 | Elect Director William C. Weldon | Management | For | For |
1.11 | Elect Director Darren W. Woods | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
8 | Amend Bylaws to Prohibit Precatory Proposals | Shareholder | Against | Against |
9 | Disclose Percentage of Females at Each Percentile of Compensation | Shareholder | Against | Abstain |
10 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
11 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Abstain |
12 | Report on Climate Change Policies | Shareholder | Against | Abstain |
13 | Report on Methane Emissions | Shareholder | Against | Abstain |
FORD MOTOR COMPANY
Meeting Date: MAY 11, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL |
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Ticker: F
Security ID: 345370860 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen G. Butler | Management | For | For |
1b | Elect Director Kimberly A. Casiano | Management | For | For |
1c | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1d | Elect Director Mark Fields | Management | For | For |
1e | Elect Director Edsel B. Ford, II | Management | For | For |
1f | Elect Director William Clay Ford, Jr. | Management | For | For |
1g | Elect Director William W. Helman, IV | Management | For | For |
1h | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1i | Elect Director William E. Kennard | Management | For | For |
1j | Elect Director John C. Lechleiter | Management | For | For |
1k | Elect Director Ellen R. Marram | Management | For | For |
1l | Elect Director John L. Thornton | Management | For | For |
1m | Elect Director Lynn M. Vojvodich | Management | For | For |
1n | Elect Director John S. Weinberg | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
FRONTIER COMMUNICATIONS CORPORATION
Meeting Date: MAY 10, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL |
||||
Ticker: FTR
Security ID: 35906A108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
1b | Elect Director Peter C.B. Bynoe | Management | For | For |
1c | Elect Director Diana S. Ferguson | Management | For | For |
1d | Elect Director Edward Fraioli | Management | For | For |
1e | Elect Director Daniel J. McCarthy | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director Virginia P. Ruesterholz | Management | For | For |
1h | Elect Director Howard L. Schrott | Management | For | For |
1i | Elect Director Mark Shapiro | Management | For | For |
1j | Elect Director Myron A. Wick, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Reverse Stock Split | Management | For | For |
6 | Ratify KPMG LLP as Auditors | Management | For | For |
GENERAL CABLE CORPORATION
Meeting Date: MAY 18, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL |
||||
Ticker: BGC
Security ID: 369300108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sallie B. Bailey | Management | For | For |
1b | Elect Director Edward Childs Hall, III | Management | For | For |
1c | Elect Director Gregory E. Lawton | Management | For | For |
1d | Elect Director Michael T. McDonnell | Management | For | For |
1e | Elect Director Craig P. Omtvedt | Management | For | For |
1f | Elect Director Patrick M. Prevost | Management | For | For |
1g | Elect Director John E. Welsh, III | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
GENERAL DYNAMICS CORPORATION
Meeting Date: MAY 03, 2017 Record Date: MAR 06, 2017 Meeting Type: ANNUAL |
||||
Ticker: GD
Security ID: 369550108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nicholas D. Chabraja | Management | For | For |
1b | Elect Director James S. Crown | Management | For | For |
1c | Elect Director Rudy F. deLeon | Management | For | For |
1d | Elect Director John M. Keane | Management | For | For |
1e | Elect Director Lester L. Lyles | Management | For | For |
1f | Elect Director Mark M. Malcolm | Management | For | For |
1g | Elect Director Phebe N. Novakovic | Management | For | For |
1h | Elect Director William A. Osborn | Management | For | For |
1i | Elect Director Catherine B. Reynolds | Management | For | For |
1j | Elect Director Laura J. Schumacher | Management | For | For |
1k | Elect Director Peter A. Wall | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
GENERAL ELECTRIC COMPANY
Meeting Date: APR 26, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL |
||||
Ticker: GE
Security ID: 369604103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sebastien M. Bazin | Management | For | For |
2 | Elect Director W. Geoffrey Beattie | Management | For | For |
3 | Elect Director John J. Brennan | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Peter B. Henry | Management | For | For |
7 | Elect Director Susan J. Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
12 | Elect Director Rochelle B. Lazarus | Management | For | For |
13 | Elect Director Lowell C. McAdam | Management | For | For |
14 | Elect Director Steven M. Mollenkopf | Management | For | For |
15 | Elect Director James J. Mulva | Management | For | For |
16 | Elect Director James E. Rohr | Management | For | For |
17 | Elect Director Mary L. Schapiro | Management | For | For |
18 | Elect Director James S. Tisch | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Amend Omnibus Stock Plan | Management | For | For |
22 | Approve Material Terms of Senior Officer Performance Goals | Management | For | For |
23 | Ratify KPMG LLP as Auditors | Management | For | For |
24 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
25 | Require Independent Board Chairman | Shareholder | Against | Against |
26 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
27 | Report on Charitable Contributions | Shareholder | Against | Abstain |
GENERAL MOTORS COMPANY
Meeting Date: JUN 06, 2017 Record Date: APR 07, 2017 Meeting Type: PROXY CONTEST |
||||
Ticker: GM
Security ID: 37045V100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1.1 | Elect Director Joseph J. Ashton | Management | For | For |
1.2 | Elect Director Mary T. Barra | Management | For | For |
1.3 | Elect Director Linda R. Gooden | Management | For | For |
1.4 | Elect Director Joseph Jimenez | Management | For | For |
1.5 | Elect Director Jane L. Mendillo | Management | For | For |
1.6 | Elect Director Michael G. Mullen | Management | For | For |
1.7 | Elect Director James J. Mulva | Management | For | For |
1.8 | Elect Director Patricia F. Russo | Management | For | For |
1.9 | Elect Director Thomas M. Schoewe | Management | For | For |
1.10 | Elect Director Theodore M. Solso | Management | For | For |
1.11 | Elect Director Carol M. Stephenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Creation of Dual-Class Common Stock | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Proxy Card) | ||||
1.1 | Elect Directors Leo Hindery, Jr. | Shareholder | For | Did Not Vote |
1.2 | Elect Director Vinit Sethi | Shareholder | For | Did Not Vote |
1.3 | Elect Director William N. Thorndike, Jr. | Shareholder | For | Did Not Vote |
1.4 | Management Nominee Joseph J. Ashton | Shareholder | For | Did Not Vote |
1.5 | Management Nominee Mary T. Barra | Shareholder | For | Did Not Vote |
1.6 | Management Nominee Linda R. Gooden | Shareholder | For | Did Not Vote |
1.7 | Management Nominee Joseph Jimenez | Shareholder | For | Did Not Vote |
1.8 | Management Nominee James J. Mulva | Shareholder | For | Did Not Vote |
1.9 | Management Nominee Patricia F. Russo | Shareholder | For | Did Not Vote |
1.10 | Management Nominee Thomas M. Schoewe | Shareholder | For | Did Not Vote |
1.11 | Management Nominee Theodore M. Solso | Shareholder | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
3 | Approve Executive Incentive Bonus Plan | Management | For | Did Not Vote |
4 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
6 | Require Independent Board Chairman | Shareholder | Against | Did Not Vote |
7 | Creation of Dual-Class Common Stock | Shareholder | For | Did Not Vote |
GILEAD SCIENCES, INC.
Meeting Date: MAY 10, 2017 Record Date: MAR 16, 2017 Meeting Type: ANNUAL |
||||
Ticker: GILD
Security ID: 375558103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Kelly A. Kramer | Management | For | For |
1c | Elect Director Kevin E. Lofton | Management | For | For |
1d | Elect Director John C. Martin | Management | For | For |
1e | Elect Director John F. Milligan | Management | For | For |
1f | Elect Director Nicholas G. Moore | Management | For | For |
1g | Elect Director Richard J. Whitley | Management | For | For |
1h | Elect Director Gayle E. Wilson | Management | For | For |
1i | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | For |
HP INC.
Meeting Date: APR 17, 2017 Record Date: FEB 16, 2017 Meeting Type: ANNUAL |
||||
Ticker: HPQ
Security ID: 40434L105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aida M. Alvarez | Management | For | For |
1b | Elect Director Shumeet Banerji | Management | For | For |
1c | Elect Director Carl Bass | Management | For | For |
1d | Elect Director Robert R. Bennett | Management | For | For |
1e | Elect Director Charles V. Bergh | Management | For | For |
1f | Elect Director Stacy Brown-Philpot | Management | For | For |
1g | Elect Director Stephanie A. Burns | Management | For | For |
1h | Elect Director Mary Anne Citrino | Management | For | For |
1i | Elect Director Stacey Mobley | Management | For | For |
1j | Elect Director Subra Suresh | Management | For | For |
1k | Elect Director Dion J. Weisler | Management | For | For |
1l | Elect Director Margaret C. Whitman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INTEL CORPORATION
Meeting Date: MAY 18, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL |
||||
Ticker: INTC
Security ID: 458140100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Aneel Bhusri | Management | For | For |
1c | Elect Director Andy D. Bryant | Management | For | For |
1d | Elect Director Reed E. Hundt | Management | For | For |
1e | Elect Director Omar Ishrak | Management | For | For |
1f | Elect Director Brian M. Krzanich | Management | For | For |
1g | Elect Director Tsu-Jae King Liu | Management | For | For |
1h | Elect Director David S. Pottruck | Management | For | For |
1i | Elect Director Gregory D. Smith | Management | For | For |
1j | Elect Director Frank D. Yeary | Management | For | For |
1k | Elect Director David B. Yoffie | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Political Contributions Disclosure | Shareholder | Against | Abstain |
7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
INTERNATIONAL BUSINESS MACHINES CORPORATION
Meeting Date: APR 25, 2017 Record Date: FEB 24, 2017 Meeting Type: ANNUAL |
||||
Ticker: IBM
Security ID: 459200101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth I. Chenault | Management | For | For |
1.2 | Elect Director Michael L. Eskew | Management | For | For |
1.3 | Elect Director David N. Farr | Management | For | For |
1.4 | Elect Director Mark Fields | Management | For | For |
1.5 | Elect Director Alex Gorsky | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director Andrew N. Liveris | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director James W. Owens | Management | For | For |
1.11 | Elect Director Virginia M. Rometty | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Peter R. Voser | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
7 | Adopt Proxy Access Right | Shareholder | Against | For |
INTERNATIONAL PAPER COMPANY
Meeting Date: MAY 08, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL |
||||
Ticker: IP
Security ID: 460146103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David J. Bronczek | Management | For | For |
1b | Elect Director William J. Burns | Management | For | For |
1c | Elect Director Ahmet C. Dorduncu | Management | For | For |
1d | Elect Director Ilene S. Gordon | Management | For | For |
1e | Elect Director Jay L. Johnson | Management | For | For |
1f | Elect Director Stacey J. Mobley | Management | For | For |
1g | Elect Director Kathryn D. Sullivan | Management | For | For |
1h | Elect Director Mark S. Sutton | Management | For | For |
1i | Elect Director John L. Townsend, III | Management | For | For |
1j | Elect Director William G. Walter | Management | For | For |
1k | Elect Director J. Steven Whisler | Management | For | For |
1l | Elect Director Ray G. Young | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
JOHNSON & JOHNSON
Meeting Date: APR 27, 2017 Record Date: FEB 28, 2017 Meeting Type: ANNUAL |
||||
Ticker: JNJ
Security ID: 478160104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary C. Beckerle | Management | For | For |
1b | Elect Director D. Scott Davis | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Alex Gorsky | Management | For | For |
1e | Elect Director Mark B. McClellan | Management | For | For |
1f | Elect Director Anne M. Mulcahy | Management | For | For |
1g | Elect Director William D. Perez | Management | For | For |
1h | Elect Director Charles Prince | Management | For | For |
1i | Elect Director A. Eugene Washington | Management | For | For |
1j | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
JPMORGAN CHASE & CO.
Meeting Date: MAY 16, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL |
||||
Ticker: JPM
Security ID: 46625H100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director Todd A. Combs | Management | For | For |
1f | Elect Director James S. Crown | Management | For | For |
1g | Elect Director James Dimon | Management | For | For |
1h | Elect Director Timothy P. Flynn | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
7 | Clawback Amendment | Shareholder | Against | Against |
8 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
9 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
10 | Reduce Ownership Threshold for Shareholders to Call a Special Meeting | Shareholder | Against | For |
KINDER MORGAN, INC.
Meeting Date: MAY 10, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL |
||||
Ticker: KMI
Security ID: 49456B101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Kinder | Management | For | For |
1.2 | Elect Director Steven J. Kean | Management | For | For |
1.3 | Elect Director Kimberly A. Dang | Management | For | For |
1.4 | Elect Director Ted A. Gardner | Management | For | For |
1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.6 | Elect Director Gary L. Hultquist | Management | For | For |
1.7 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
1.8 | Elect Director Deborah A. Macdonald | Management | For | For |
1.9 | Elect Director Michael C. Morgan | Management | For | For |
1.10 | Elect Director Arthur C. Reichstetter | Management | For | For |
1.11 | Elect Director Fayez Sarofim | Management | For | For |
1.12 | Elect Director C. Park Shaper | Management | For | For |
1.13 | Elect Director William A. Smith | Management | For | For |
1.14 | Elect Director Joel V. Staff | Management | For | For |
1.15 | Elect Director Robert F. Vagt | Management | For | For |
1.16 | Elect Director Perry M. Waughtal | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Adopt Proxy Access Right | Shareholder | Against | For |
4 | Report on Methane Emissions | Shareholder | Against | For |
5 | Report on Annual Sustainability | Shareholder | Against | For |
6 | Report on Capital Expenditure Strategy with Respect to Climate Change Policy | Shareholder | Against | For |
KOHL'S CORPORATION
Meeting Date: MAY 10, 2017 Record Date: MAR 08, 2017 Meeting Type: ANNUAL |
||||
Ticker: KSS
Security ID: 500255104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter Boneparth | Management | For | For |
1b | Elect Director Steven A. Burd | Management | For | For |
1c | Elect Director Kevin Mansell | Management | For | For |
1d | Elect Director Jonas Prising | Management | For | For |
1e | Elect Director John E. Schlifske | Management | For | For |
1f | Elect Director Adrianne Shapira | Management | For | For |
1g | Elect Director Frank V. Sica | Management | For | For |
1h | Elect Director Stephanie A. Streeter | Management | For | For |
1i | Elect Director Nina G. Vaca | Management | For | For |
1j | Elect Director Stephen E. Watson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
LEVEL 3 COMMUNICATIONS, INC.
Meeting Date: MAR 16, 2017 Record Date: JAN 25, 2017 Meeting Type: SPECIAL |
||||
Ticker: LVLT
Security ID: 52729N308 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
LYONDELLBASELL INDUSTRIES N.V.
Meeting Date: MAY 24, 2017 Record Date: APR 26, 2017 Meeting Type: ANNUAL |
||||
Ticker: LYB
Security ID: N53745100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert G. Gwin | Management | For | For |
1b | Elect Director Jacques Aigrain | Management | For | For |
1c | Elect Director Lincoln Benet | Management | For | For |
1d | Elect Director Jagjeet S. Bindra | Management | For | For |
1e | Elect Director Robin Buchanan | Management | For | For |
1f | Elect Director Stephen F. Cooper | Management | For | For |
1g | Elect Director Nance K. Dicciani | Management | For | For |
1h | Elect Director Claire S. Farley | Management | For | For |
1i | Elect Director Isabella D. Goren | Management | For | For |
1j | Elect Director Bruce A. Smith | Management | For | For |
1k | Elect Director Rudy van der Meer | Management | For | For |
2 | Adoption of Dutch Statutory Annual Accounts | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Approve Dividends of EUR 0.85 Per Share | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
MACY'S, INC.
Meeting Date: MAY 19, 2017 Record Date: MAR 23, 2017 Meeting Type: ANNUAL |
||||
Ticker: M
Security ID: 55616P104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Francis S. Blake | Management | For | For |
1b | Elect Director John A. Bryant | Management | For | For |
1c | Elect Director Deirdre P. Connelly | Management | For | For |
1d | Elect Director Jeff Gennette | Management | For | For |
1e | Elect Director Leslie D. Hale | Management | For | For |
1f | Elect Director William H. Lenehan | Management | For | For |
1g | Elect Director Sara Levinson | Management | For | For |
1h | Elect Director Terry J. Lundgren | Management | For | For |
1i | Elect Director Joyce M. Roche | Management | For | For |
1j | Elect Director Paul C. Varga | Management | For | For |
1k | Elect Director Marna C. Whittington | Management | For | For |
1l | Elect Director Annie Young-Scrivner | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
MARATHON OIL CORPORATION
Meeting Date: MAY 31, 2017 Record Date: APR 03, 2017 Meeting Type: ANNUAL |
||||
Ticker: MRO
Security ID: 565849106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
1b | Elect Director Gregory H. Boyce | Management | For | For |
1c | Elect Director Chadwick C. Deaton | Management | For | For |
1d | Elect Director Marcela E. Donadio | Management | For | For |
1e | Elect Director Philip Lader | Management | For | For |
1f | Elect Director Michael E. J. Phelps | Management | For | For |
1g | Elect Director Dennis H. Reilley | Management | For | For |
1h | Elect Director Lee M. Tillman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MEDTRONIC PLC
Meeting Date: DEC 09, 2016 Record Date: OCT 11, 2016 Meeting Type: ANNUAL |
||||
Ticker: MDT
Security ID: G5960L103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Craig Arnold | Management | For | For |
1c | Elect Director Scott C. Donnelly | Management | For | For |
1d | Elect Director Randall J. Hogan, III | Management | For | For |
1e | Elect Director Omar Ishrak | Management | For | For |
1f | Elect Director Shirley Ann Jackson | Management | For | For |
1g | Elect Director Michael O. Leavitt | Management | For | For |
1h | Elect Director James T. Lenehan | Management | For | For |
1i | Elect Director Elizabeth G. Nabel | Management | For | For |
1j | Elect Director Denise M. O'Leary | Management | For | For |
1k | Elect Director Kendall J. Powell | Management | For | For |
1l | Elect Director Robert C. Pozen | Management | For | For |
1m | Elect Director Preetha Reddy | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | For |
5a | Amend Articles of Association | Management | For | For |
5b | Amend Memorandum of Association | Management | For | For |
6 | Amend Articles to Clarify the Board's Sole Authority to Determine its Size Within the Fixed Limits | Management | For | For |
MERCK & CO., INC.
Meeting Date: MAY 23, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL |
||||
Ticker: MRK
Security ID: 58933Y105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Pamela J. Craig | Management | For | For |
1d | Elect Director Kenneth C. Frazier | Management | For | For |
1e | Elect Director Thomas H. Glocer | Management | For | For |
1f | Elect Director Rochelle B. Lazarus | Management | For | For |
1g | Elect Director John H. Noseworthy | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Paul B. Rothman | Management | For | For |
1j | Elect Director Patricia F. Russo | Management | For | For |
1k | Elect Director Craig B. Thompson | Management | For | For |
1l | Elect Director Wendell P. Weeks | Management | For | For |
1m | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Adopt Holy Land Principles | Shareholder | Against | Abstain |
7 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | For |
8 | Report on Board Oversight of Product Safety and Quality | Shareholder | Against | Abstain |
METLIFE, INC.
Meeting Date: JUN 13, 2017 Record Date: APR 14, 2017 Meeting Type: ANNUAL |
||||
Ticker: MET
Security ID: 59156R108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl W. Grise | Management | For | For |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.3 | Elect Director David L. Herzog | Management | For | For |
1.4 | Elect Director R. Glenn Hubbard | Management | For | For |
1.5 | Elect Director Steven A. Kandarian | Management | For | For |
1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.7 | Elect Director Edward J. Kelly, III | Management | For | For |
1.8 | Elect Director William E. Kennard | Management | For | For |
1.9 | Elect Director James M. Kilts | Management | For | For |
1.10 | Elect Director Catherine R. Kinney | Management | For | For |
1.11 | Elect Director Denise M. Morrison | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
MICRON TECHNOLOGY, INC.
Meeting Date: JAN 18, 2017 Record Date: NOV 21, 2016 Meeting Type: ANNUAL |
||||
Ticker: MU
Security ID: 595112103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Bailey | Management | For | For |
1.2 | Elect Director Richard M. Beyer | Management | For | For |
1.3 | Elect Director Patrick J. Byrne | Management | For | For |
1.4 | Elect Director D. Mark Durcan | Management | For | For |
1.5 | Elect Director Mercedes Johnson | Management | For | For |
1.6 | Elect Director Lawrence N. Mondry | Management | For | For |
1.7 | Elect Director Robert E. Switz | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Adopt NOL Rights Plan (NOL Pill) | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICROSOFT CORPORATION
Meeting Date: NOV 30, 2016 Record Date: SEP 30, 2016 Meeting Type: ANNUAL |
||||
Ticker: MSFT
Security ID: 594918104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, lll | Management | For | For |
1.2 | Elect Director Teri L. List-Stoll | Management | For | For |
1.3 | Elect Director G. Mason Morfit | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Charles H. Noski | Management | For | For |
1.6 | Elect Director Helmut Panke | Management | For | For |
1.7 | Elect Director Sandra E. Peterson | Management | For | For |
1.8 | Elect Director Charles W. Scharf | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Proxy Access | Shareholder | Against | For |
MOLSON COORS BREWING COMPANY
Meeting Date: MAY 17, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL |
||||
Ticker: TAP
Security ID: 60871R209 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger G. Eaton | Management | For | For |
1.2 | Elect Director Charles M. Herington | Management | For | For |
1.3 | Elect Director H. Sanford Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MORGAN STANLEY
Meeting Date: MAY 22, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL |
||||
Ticker: MS
Security ID: 617446448 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Erskine B. Bowles | Management | For | For |
1b | Elect Director Alistair Darling | Management | For | For |
1c | Elect Director Thomas H. Glocer | Management | For | For |
1d | Elect Director James P. Gorman | Management | For | For |
1e | Elect Director Robert H. Herz | Management | For | For |
1f | Elect Director Nobuyuki Hirano | Management | For | For |
1g | Elect Director Klaus Kleinfeld | Management | For | For |
1h | Elect Director Jami Miscik | Management | For | For |
1i | Elect Director Dennis M. Nally | Management | For | For |
1j | Elect Director Hutham S. Olayan | Management | For | For |
1k | Elect Director James W. Owens | Management | For | For |
1l | Elect Director Ryosuke Tamakoshi | Management | For | For |
1m | Elect Director Perry M. Traquina | Management | For | For |
1n | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
8 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
NORTHSTAR ASSET MANAGEMENT GROUP INC.
Meeting Date: DEC 20, 2016 Record Date: NOV 02, 2016 Meeting Type: SPECIAL |
||||
Ticker: NSAM
Security ID: 66705Y104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Charter Proposal | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
NORTHSTAR REALTY FINANCE CORP.
Meeting Date: DEC 20, 2016 Record Date: NOV 02, 2016 Meeting Type: SPECIAL |
||||
Ticker: NRF
Security ID: 66704R803 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Charter Proposal | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
NRG ENERGY, INC.
Meeting Date: APR 27, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL |
||||
Ticker: NRG
Security ID: 629377508 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director E. Spencer Abraham | Management | For | For |
1b | Elect Director Kirbyjon H. Caldwell | Management | For | For |
1c | Elect Director Lawrence S. Coben | Management | For | For |
1d | Elect Director Terry G. Dallas | Management | For | For |
1e | Elect Director Mauricio Gutierrez | Management | For | For |
1f | Elect Director William E. Hantke | Management | For | For |
1g | Elect Director Paul W. Hobby | Management | For | For |
1h | Elect Director Anne C. Schaumburg | Management | For | For |
1i | Elect Director Evan J. Silverstein | Management | For | For |
1j | Elect Director Barry T. Smitherman | Management | For | For |
1k | Elect Director Thomas H. Weidemeyer | Management | For | For |
1l | Elect Director C. John Wilder | Management | For | For |
1m | Elect Director Walter R. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify KPMG LLP as Auditors | Management | For | For |
7 | Report on Political Contributions | Shareholder | Against | For |
ORACLE CORPORATION
Meeting Date: NOV 16, 2016 Record Date: SEP 19, 2016 Meeting Type: ANNUAL |
||||
Ticker: ORCL
Security ID: 68389X105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold |
1.2 | Elect Director H. Raymond Bingham | Management | For | Withhold |
1.3 | Elect Director Michael J. Boskin | Management | For | Withhold |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.6 | Elect Director George H. Conrades | Management | For | Withhold |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Renee J. James | Management | For | For |
1.12 | Elect Director Leon E. Panetta | Management | For | Withhold |
1.13 | Elect Director Naomi O. Seligman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
PFIZER INC.
Meeting Date: APR 27, 2017 Record Date: FEB 28, 2017 Meeting Type: ANNUAL |
||||
Ticker: PFE
Security ID: 717081103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
1.3 | Elect Director W. Don Cornwell | Management | For | For |
1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
1.5 | Elect Director Frances D. Fergusson | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director James M. Kilts | Management | For | For |
1.8 | Elect Director Shantanu Narayen | Management | For | For |
1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Stephen W. Sanger | Management | For | For |
1.12 | Elect Director James C. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Holy Land Principles | Shareholder | Against | Abstain |
6 | Amend Bylaws - Call Special Meetings | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date: MAY 03, 2017 Record Date: MAR 10, 2017 Meeting Type: ANNUAL |
||||
Ticker: PM
Security ID: 718172109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director Massimo Ferragamo | Management | For | For |
1.5 | Elect Director Werner Geissler | Management | For | For |
1.6 | Elect Director Jennifer Li | Management | For | For |
1.7 | Elect Director Jun Makihara | Management | For | For |
1.8 | Elect Director Sergio Marchionne | Management | For | Against |
1.9 | Elect Director Kalpana Morparia | Management | For | For |
1.10 | Elect Director Lucio A. Noto | Management | For | For |
1.11 | Elect Director Frederik Paulsen | Management | For | For |
1.12 | Elect Director Robert B. Polet | Management | For | For |
1.13 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Restricted Stock Plan | Management | For | For |
5 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
7 | Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
8 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Abstain |
POST HOLDINGS, INC.
Meeting Date: JAN 26, 2017 Record Date: NOV 29, 2016 Meeting Type: ANNUAL |
||||
Ticker: POST
Security ID: 737446104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Grote | Management | For | For |
1.2 | Elect Director David W. Kemper | Management | For | For |
1.3 | Elect Director Robert V. Vitale | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on the Risks Associated with Use of Caged Chickens in Supply Chain | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
PPL CORPORATION
Meeting Date: MAY 17, 2017 Record Date: FEB 28, 2017 Meeting Type: ANNUAL |
||||
Ticker: PPL
Security ID: 69351T106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Adkins | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Raja Rajamannar | Management | For | For |
1.5 | Elect Director Craig A. Rogerson | Management | For | For |
1.6 | Elect Director William H. Spence | Management | For | For |
1.7 | Elect Director Natica von Althann | Management | For | For |
1.8 | Elect Director Keith H. Williamson | Management | For | For |
1.9 | Elect Director Armando Zagalo de Lima | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
6 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
PULTEGROUP, INC.
Meeting Date: MAY 03, 2017 Record Date: MAR 10, 2017 Meeting Type: ANNUAL |
||||
Ticker: PHM
Security ID: 745867101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Bryce Blair | Management | For | For |
1.3 | Elect Director Richard W. Dreiling | Management | For | For |
1.4 | Elect Director Thomas J. Folliard | Management | For | For |
1.5 | Elect Director Joshua Gotbaum | Management | For | For |
1.6 | Elect Director Cheryl W. Grise | Management | For | For |
1.7 | Elect Director Andre J. Hawaux | Management | For | For |
1.8 | Elect Director Ryan R. Marshall | Management | For | For |
1.9 | Elect Director Patrick J. O'Leary | Management | For | For |
1.10 | Elect Director John R. Peshkin | Management | For | For |
1.11 | Elect Director Scott F. Powers | Management | For | For |
1.12 | Elect Director William J. Pulte | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
QUALCOMM INCORPORATED
Meeting Date: MAR 07, 2017 Record Date: JAN 09, 2017 Meeting Type: ANNUAL |
||||
Ticker: QCOM
Security ID: 747525103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Jeffrey W. Henderson | Management | For | For |
1c | Elect Director Thomas W. Horton | Management | For | For |
1d | Elect Director Paul E. Jacobs | Management | For | For |
1e | Elect Director Ann M. Livermore | Management | For | For |
1f | Elect Director Harish Manwani | Management | For | For |
1g | Elect Director Mark D. McLaughlin | Management | For | For |
1h | Elect Director Steve Mollenkopf | Management | For | For |
1i | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
1j | Elect Director Francisco Ros | Management | For | For |
1k | Elect Director Anthony J. Vinciquerra | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access Amendments | Shareholder | Against | For |
R.R. DONNELLEY & SONS COMPANY
Meeting Date: MAY 18, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL |
||||
Ticker: RRD
Security ID: 257867200 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel L. Knotts | Management | For | For |
1.2 | Elect Director Susan M. Gianinno | Management | For | For |
1.3 | Elect Director Jeffrey G. Katz | Management | For | For |
1.4 | Elect Director Timothy R. McLevish | Management | For | For |
1.5 | Elect Director Jamie Moldafsky | Management | For | For |
1.6 | Elect Director P. Cody Phipps | Management | For | For |
1.7 | Elect Director John C. Pope | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
RADIAN GROUP INC.
Meeting Date: MAY 10, 2017 Record Date: MAR 16, 2017 Meeting Type: ANNUAL |
||||
Ticker: RDN
Security ID: 750236101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Herbert Wender | Management | For | For |
1b | Elect Director David C. Carney | Management | For | For |
1c | Elect Director Howard B. Culang | Management | For | For |
1d | Elect Director Lisa W. Hess | Management | For | For |
1e | Elect Director Stephen T. Hopkins | Management | For | For |
1f | Elect Director Brian D. Montgomery | Management | For | For |
1g | Elect Director Gaetano Muzio | Management | For | For |
1h | Elect Director Gregory V. Serio | Management | For | For |
1i | Elect Director Noel J. Spiegel | Management | For | For |
1j | Elect Director Richard G. Thornberry | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLC as Auditors | Management | For | For |
REALOGY HOLDINGS CORP.
Meeting Date: MAY 03, 2017 Record Date: MAR 07, 2017 Meeting Type: ANNUAL |
||||
Ticker: RLGY
Security ID: 75605Y106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director Fiona P. Dias | Management | For | For |
1.3 | Elect Director Matthew J. Espe | Management | For | For |
1.4 | Elect Director V. Ann Hailey | Management | For | For |
1.5 | Elect Director Duncan L. Niederauer | Management | For | For |
1.6 | Elect Director Richard A. Smith | Management | For | For |
1.7 | Elect Director Sherry M. Smith | Management | For | For |
1.8 | Elect Director Christopher S. Terrill | Management | For | For |
1.9 | Elect Director Michael J. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ROYAL DUTCH SHELL PLC
Meeting Date: MAY 23, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL |
||||
Ticker: RDSA
Security ID: 780259206 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Catherine Hughes as Director | Management | For | For |
5 | Elect Roberto Setubal as Director | Management | For | For |
6 | Re-elect Ben van Beurden as Director | Management | For | For |
7 | Re-elect Guy Elliott as Director | Management | For | For |
8 | Re-elect Euleen Goh as Director | Management | For | For |
9 | Re-elect Charles Holliday as Director | Management | For | For |
10 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
12 | Re-elect Linda Stuntz as Director | Management | For | For |
13 | Elect Jessica Uhl as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Re-elect Gerrit Zalm as Director | Management | For | For |
16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Request Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions | Shareholder | Against | Withhold |
SIGNET JEWELERS LIMITED
Meeting Date: JUN 28, 2017 Record Date: APR 21, 2017 Meeting Type: ANNUAL |
||||
Ticker: SIG
Security ID: G81276100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Todd Stitzer | Management | For | For |
1b | Elect Director Virginia "Gina" Drosos | Management | For | For |
1c | Elect Director Dale Hilpert *Withdrawn Resolution* | Management | None | None |
1d | Elect Director Mark Light | Management | For | For |
1e | Elect Director Helen McCluskey | Management | For | For |
1f | Elect Director Marianne Miller Parrs | Management | For | For |
1g | Elect Director Thomas Plaskett | Management | For | For |
1h | Elect Director Jonathan Sokoloff | Management | For | For |
1i | Elect Director Robert Stack | Management | For | For |
1j | Elect Director Brian Tilzer | Management | For | For |
1k | Elect Director Eugenia Ulasewicz | Management | For | For |
1l | Elect Director Russell Walls | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
STAPLES, INC.
Meeting Date: JUN 12, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL |
||||
Ticker: SPLS
Security ID: 855030102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Drew G. Faust | Management | For | For |
1b | Elect Director Curtis Feeny | Management | For | For |
1c | Elect Director Paul-Henri Ferrand | Management | For | For |
1d | Elect Director Shira Goodman | Management | For | For |
1e | Elect Director Deborah A. Henretta | Management | For | For |
1f | Elect Director Kunal S. Kamlani | Management | For | For |
1g | Elect Director John F. Lundgren | Management | For | For |
1h | Elect Director Robert E. Sulentic | Management | For | For |
1i | Elect Director Vijay Vishwanath | Management | For | For |
1j | Elect Director Paul F. Walsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
STARWOOD PROPERTY TRUST, INC.
Meeting Date: MAY 04, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL |
||||
Ticker: STWD
Security ID: 85571B105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Bronson | Management | For | Withhold |
1.2 | Elect Director Jeffrey G. Dishner | Management | For | For |
1.3 | Elect Director Camille J. Douglas | Management | For | Withhold |
1.4 | Elect Director Solomon J. Kumin | Management | For | For |
1.5 | Elect Director Barry S. Sternlicht | Management | For | For |
1.6 | Elect Director Strauss Zelnick | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
TARGET CORPORATION
Meeting Date: JUN 14, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL |
||||
Ticker: TGT
Security ID: 87612E106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roxanne S. Austin | Management | For | For |
1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1c | Elect Director Brian C. Cornell | Management | For | For |
1d | Elect Director Calvin Darden | Management | For | For |
1e | Elect Director Henrique De Castro | Management | For | For |
1f | Elect Director Robert L. Edwards | Management | For | For |
1g | Elect Director Melanie L. Healey | Management | For | For |
1h | Elect Director Donald R. Knauss | Management | For | For |
1i | Elect Director Monica C. Lozano | Management | For | For |
1j | Elect Director Mary E. Minnick | Management | For | For |
1k | Elect Director Derica W. Rice | Management | For | For |
1l | Elect Director Kenneth L. Salazar | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
THE COCA-COLA COMPANY
Meeting Date: APR 26, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL |
||||
Ticker: KO
Security ID: 191216100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Marc Bolland | Management | For | For |
1.4 | Elect Director Ana Botin | Management | For | For |
1.5 | Elect Director Richard M. Daley | Management | For | For |
1.6 | Elect Director Barry Diller | Management | For | For |
1.7 | Elect Director Helene D. Gayle | Management | For | For |
1.8 | Elect Director Alexis M. Herman | Management | For | For |
1.9 | Elect Director Muhtar Kent | Management | For | For |
1.10 | Elect Director Robert A. Kotick | Management | For | For |
1.11 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.12 | Elect Director Sam Nunn | Management | For | For |
1.13 | Elect Director James Quincey | Management | For | For |
1.14 | Elect Director David B. Weinberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Report on Human Rights Review on High-Risk Regions | Shareholder | Against | Abstain |
THE DOW CHEMICAL COMPANY
Meeting Date: MAY 11, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL |
||||
Ticker: DOW
Security ID: 260543103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ajay Banga | Management | For | For |
1b | Elect Director Jacqueline K. Barton | Management | For | For |
1c | Elect Director James A. Bell | Management | For | For |
1d | Elect Director Richard K. Davis | Management | For | For |
1e | Elect Director Jeff M. Fettig | Management | For | For |
1f | Elect Director Andrew N. Liveris | Management | For | For |
1g | Elect Director Mark Loughridge | Management | For | For |
1h | Elect Director Raymond J. Milchovich | Management | For | For |
1i | Elect Director Robert S. (Steve) Miller | Management | For | For |
1j | Elect Director Paul Polman | Management | For | For |
1k | Elect Director Dennis H. Reilley | Management | For | For |
1l | Elect Director James M. Ringler | Management | For | For |
1m | Elect Director Ruth G. Shaw | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE GOLDMAN SACHS GROUP, INC.
Meeting Date: APR 28, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL |
||||
Ticker: GS
Security ID: 38141G104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd C. Blankfein | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Mark A. Flaherty | Management | For | For |
1d | Elect Director William W. George | Management | For | For |
1e | Elect Director James A. Johnson | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Lakshmi N. Mittal | Management | For | For |
1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
1i | Elect Director Peter Oppenheimer | Management | For | For |
1j | Elect Director David A. Viniar | Management | For | For |
1k | Elect Director Mark O. Winkelman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
THE KRAFT HEINZ COMPANY
Meeting Date: APR 19, 2017 Record Date: FEB 21, 2017 Meeting Type: ANNUAL |
||||
Ticker: KHC
Security ID: 500754106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory E. Abel | Management | For | For |
1b | Elect Director Alexandre Behring | Management | For | For |
1c | Elect Director Warren E. Buffett | Management | For | For |
1d | Elect Director John T. Cahill | Management | For | For |
1e | Elect Director Tracy Britt Cool | Management | For | For |
1f | Elect Director Feroz Dewan | Management | For | For |
1g | Elect Director Jeanne P. Jackson | Management | For | For |
1h | Elect Director Jorge Paulo Lemann | Management | For | For |
1i | Elect Director Mackey J. McDonald | Management | For | For |
1j | Elect Director John C. Pope | Management | For | For |
1k | Elect Director Marcel Herrmann Telles | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | For |
5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | For |
6 | Report on Supply Chain Impact on Deforestation | Shareholder | Against | For |
THE KROGER CO.
Meeting Date: JUN 22, 2017 Record Date: APR 26, 2017 Meeting Type: ANNUAL |
||||
Ticker: KR
Security ID: 501044101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nora A. Aufreiter | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director Anne Gates | Management | For | For |
1d | Elect Director Susan J. Kropf | Management | For | For |
1e | Elect Director W. Rodney McMullen | Management | For | For |
1f | Elect Director Jorge P. Montoya | Management | For | For |
1g | Elect Director Clyde R. Moore | Management | For | For |
1h | Elect Director James A. Runde | Management | For | For |
1i | Elect Director Ronald L. Sargent | Management | For | For |
1j | Elect Director Bobby S. Shackouls | Management | For | For |
1k | Elect Director Mark S. Sutton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | For |
6 | Assess Benefits of Adopting Renewable Energy Goals | Shareholder | Against | For |
7 | Adopt Policy and Plan to Eliminate Deforestation in Supply Chain | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
THE PROCTER & GAMBLE COMPANY
Meeting Date: OCT 11, 2016 Record Date: AUG 12, 2016 Meeting Type: ANNUAL |
||||
Ticker: PG
Security ID: 742718109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Francis S. Blake | Management | For | For |
1b | Elect Director Angela F. Braly | Management | For | For |
1c | Elect Director Kenneth I. Chenault | Management | For | For |
1d | Elect Director Scott D. Cook | Management | For | For |
1e | Elect Director Terry J. Lundgren | Management | For | For |
1f | Elect Director W. James McNerney, Jr. | Management | For | For |
1g | Elect Director David S. Taylor | Management | For | For |
1h | Elect Director Margaret C. Whitman | Management | For | For |
1i | Elect Director Patricia A. Woertz | Management | For | For |
1j | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Consistency Between Corporate Values and Political Activities | Shareholder | Against | Abstain |
5 | Report on Application of Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | Against | Abstain |
THE WILLIAMS COMPANIES, INC.
Meeting Date: NOV 23, 2016 Record Date: OCT 07, 2016 Meeting Type: ANNUAL |
||||
Ticker: WMB
Security ID: 969457100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
1.3 | Elect Director Stephen I. Chazen | Management | For | For |
1.4 | Elect Director Kathleen B. Cooper | Management | For | For |
1.5 | Elect Director Peter A. Ragauss | Management | For | For |
1.6 | Elect Director Scott D. Sheffield | Management | For | For |
1.7 | Elect Director Murray D. Smith | Management | For | For |
1.8 | Elect Director William H. Spence | Management | For | For |
1.9 | Elect Director Janice D. Stoney | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE WILLIAMS COMPANIES, INC.
Meeting Date: MAY 18, 2017 Record Date: MAR 28, 2017 Meeting Type: ANNUAL |
||||
Ticker: WMB
Security ID: 969457100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
1.3 | Elect Director Stephen I. Chazen | Management | For | For |
1.4 | Elect Director Charles I. Cogut | Management | For | For |
1.5 | Elect Director Kathleen B. Cooper | Management | For | For |
1.6 | Elect Director Michael A. Creel | Management | For | For |
1.7 | Elect Director Peter A. Ragauss | Management | For | For |
1.8 | Elect Director Scott D. Sheffield | Management | For | For |
1.9 | Elect Director Murray D. Smith | Management | For | For |
1.10 | Elect Director William H. Spence | Management | For | For |
1.11 | Elect Director Janice D. Stoney | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TIME WARNER INC.
Meeting Date: FEB 15, 2017 Record Date: JAN 03, 2017 Meeting Type: SPECIAL |
||||
Ticker: TWX
Security ID: 887317303 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
TIME WARNER INC.
Meeting Date: JUN 15, 2017 Record Date: APR 19, 2017 Meeting Type: ANNUAL |
||||
Ticker: TWX
Security ID: 887317303 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William P. Barr | Management | For | For |
1b | Elect Director Jeffrey L. Bewkes | Management | For | For |
1c | Elect Director Robert C. Clark | Management | For | For |
1d | Elect Director Mathias Dopfner | Management | For | For |
1e | Elect Director Jessica P. Einhorn | Management | For | For |
1f | Elect Director Carlos M. Gutierrez | Management | For | For |
1g | Elect Director Fred Hassan | Management | For | For |
1h | Elect Director Paul D. Wachter | Management | For | For |
1i | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TWO HARBORS INVESTMENT CORP.
Meeting Date: MAY 17, 2017 Record Date: MAR 23, 2017 Meeting Type: ANNUAL |
||||
Ticker: TWO
Security ID: 90187B101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director E. Spencer Abraham | Management | For | For |
1B | Elect Director James J. Bender | Management | For | For |
1C | Elect Director Stephen G. Kasnet | Management | For | For |
1D | Elect Director Lisa A. Pollina | Management | For | For |
1E | Elect Director William Roth | Management | For | For |
1F | Elect Director W. Reid Sanders | Management | For | For |
1G | Elect Director Thomas E. Siering | Management | For | For |
1H | Elect Director Brian C. Taylor | Management | For | For |
1I | Elect Director Hope B. Woodhouse | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
UNILEVER NV
Meeting Date: APR 26, 2017 Record Date: MAR 29, 2017 Meeting Type: ANNUAL |
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Ticker: UNA
Security ID: 904784709 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Discussion of the Annual Report and Accounts for the 2016 financial year | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Approve Discharge of Executive Board Members | Management | For | For |
4 | Approve Discharge of Non-Executive Board Members | Management | For | For |
5 | Approve Remuneration Policy for Management Board Members | Management | For | For |
6 | Approve Unilever Share Plan 2017 | Management | For | For |
7 | Elect N.S. Andersen as Non-Executive Board Member | Management | For | For |
8 | Elect L.M. Cha as Non-Executive Board Member | Management | For | For |
9 | Elect V. Colao as Non-Executive Board Member | Management | For | For |
10 | Elect M Dekkers as Non-Executive Board Member | Management | For | For |
11 | Elect A.M. Fudge as Non-Executive Board Member | Management | For | For |
12 | Elect J. Hartmann as Non-Executive Board Member | Management | For | For |
13 | Elect M. Ma as Non-Executive Board Member | Management | For | For |
14 | Elect S Masiyiwa as Non-Executive Board Member | Management | For | For |
15 | Elect Y.Moon as Non-Executive Board Member | Management | For | For |
16 | Elect G. Pitkethly as Executive Board Member | Management | For | For |
17 | Elect P.G.J.M. Polman as Executive Board Member | Management | For | For |
18 | Elect J. Rishton as Non-Executive Board Member | Management | For | For |
19 | Elect F. Sijbesma as Non-Executive Board Member | Management | For | For |
20 | Ratify KPMG as Auditors | Management | For | For |
21 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
22 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
23 | Approve Cancellation of Repurchased Shares | Management | For | For |
UNITED CONTINENTAL HOLDINGS, INC.
Meeting Date: MAY 24, 2017 Record Date: MAR 29, 2017 Meeting Type: ANNUAL |
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Ticker: UAL
Security ID: 910047109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Jane C. Garvey | Management | For | For |
1.3 | Elect Director Barney Harford | Management | For | For |
1.4 | Elect Director Walter Isaacson | Management | For | For |
1.5 | Elect Director James A. C. Kennedy | Management | For | For |
1.6 | Elect Director Robert A. Milton | Management | For | For |
1.7 | Elect Director Oscar Munoz | Management | For | For |
1.8 | Elect Director William R. Nuti | Management | For | For |
1.9 | Elect Director Edward M. Philip | Management | For | For |
1.10 | Elect Director Edward L. Shapiro | Management | For | For |
1.11 | Elect Director Laurence E. Simmons | Management | For | For |
1.12 | Elect Director David J. Vitale | Management | For | For |
1.13 | Elect Director James M. Whitehurst | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
UNITED TECHNOLOGIES CORPORATION
Meeting Date: APR 24, 2017 Record Date: FEB 28, 2017 Meeting Type: ANNUAL |
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Ticker: UTX
Security ID: 913017109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd J. Austin, III | Management | For | For |
1b | Elect Director Diane M. Bryant | Management | For | For |
1c | Elect Director John V. Faraci | Management | For | For |
1d | Elect Director Jean-Pierre Garnier | Management | For | For |
1e | Elect Director Gregory J. Hayes | Management | For | For |
1f | Elect Director Edward A. Kangas | Management | For | For |
1g | Elect Director Ellen J. Kullman | Management | For | For |
1h | Elect Director Marshall O. Larsen | Management | For | Against |
1i | Elect Director Harold McGraw, III | Management | For | For |
1j | Elect Director Fredric G. Reynolds | Management | For | For |
1k | Elect Director Brian C. Rogers | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
UNITI GROUP INC.
Meeting Date: MAY 11, 2017 Record Date: MAR 10, 2017 Meeting Type: ANNUAL |
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Ticker: UNIT
Security ID: 91325V108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jennifer S. Banner | Management | For | For |
1b | Elect Director Scott G. Bruce | Management | For | For |
1c | Elect Director Francis X. ('Skip') Frantz | Management | For | For |
1d | Elect Director Andrew Frey | Management | For | For |
1e | Elect Director Kenneth A. Gunderman | Management | For | For |
1f | Elect Director David L. Solomon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VERIZON COMMUNICATIONS INC.
Meeting Date: MAY 04, 2017 Record Date: MAR 06, 2017 Meeting Type: ANNUAL |
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Ticker: VZ
Security ID: 92343V104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Mark T. Bertolini | Management | For | For |
1.3 | Elect Director Richard L. Carrion | Management | For | For |
1.4 | Elect Director Melanie L. Healey | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Karl-Ludwig Kley | Management | For | For |
1.7 | Elect Director Lowell C. McAdam | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Rodney E. Slater | Management | For | For |
1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
1.11 | Elect Director Gregory D. Wasson | Management | For | For |
1.12 | Elect Director Gregory G. Weaver | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
7 | Report on Feasibility of Adopting GHG Emissions Targets | Shareholder | Against | Abstain |
8 | Amend Bylaws - Call Special Meetings | Shareholder | Against | For |
9 | Amend Clawback Policy | Shareholder | Against | For |
10 | Stock Retention/Holding Period | Shareholder | Against | For |
11 | Limit Matching Contributions to Executive Retirement Plans | Shareholder | Against | Against |
WAL-MART STORES, INC.
Meeting Date: JUN 02, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL |
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Ticker: WMT
Security ID: 931142103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James I. Cash, Jr. | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Carla A. Harris | Management | For | For |
1d | Elect Director Thomas W. Horton | Management | For | For |
1e | Elect Director Marissa A. Mayer | Management | For | For |
1f | Elect Director C. Douglas McMillon | Management | For | For |
1g | Elect Director Gregory B. Penner | Management | For | For |
1h | Elect Director Steven S Reinemund | Management | For | For |
1i | Elect Director Kevin Y. Systrom | Management | For | For |
1j | Elect Director S. Robson Walton | Management | For | For |
1k | Elect Director Steuart L. Walton | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Provide Proxy Access Right | Shareholder | Against | For |
7 | Require Independent Director Nominee with Environmental Experience | Shareholder | Against | Abstain |
WALGREENS BOOTS ALLIANCE, INC.
Meeting Date: JAN 26, 2017 Record Date: NOV 28, 2016 Meeting Type: ANNUAL |
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Ticker: WBA
Security ID: 931427108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janice M. Babiak | Management | For | For |
1b | Elect Director David J. Brailer | Management | For | For |
1c | Elect Director William C. Foote | Management | For | For |
1d | Elect Director Ginger L. Graham | Management | For | For |
1e | Elect Director John A. Lederer | Management | For | For |
1f | Elect Director Dominic P. Murphy | Management | For | For |
1g | Elect Director Stefano Pessina | Management | For | For |
1h | Elect Director Leonard D. Schaeffer | Management | For | For |
1i | Elect Director Nancy M. Schlichting | Management | For | For |
1j | Elect Director James A. Skinner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Proxy Access | Shareholder | Against | For |
6 | Approve Report on Executive Pay & Sustainability Performance | Shareholder | Against | For |
WELLS FARGO & COMPANY
Meeting Date: APR 25, 2017 Record Date: MAR 01, 2017 Meeting Type: ANNUAL |
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Ticker: WFC
Security ID: 949746101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | Against |
1b | Elect Director John S. Chen | Management | For | Against |
1c | Elect Director Lloyd H. Dean | Management | For | Against |
1d | Elect Director Elizabeth A. Duke | Management | For | Against |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | Against |
1f | Elect Director Donald M. James | Management | For | Against |
1g | Elect Director Cynthia H. Milligan | Management | For | Against |
1h | Elect Director Karen B. Peetz | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | Against |
1j | Elect Director James H. Quigley | Management | For | Against |
1k | Elect Director Stephen W. Sanger | Management | For | Against |
1l | Elect Director Ronald L. Sargent | Management | For | For |
1m | Elect Director Timothy J. Sloan | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | Against |
1o | Elect Director Suzanne M. Vautrinot | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Review and Report on Business Standards | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Report on Divesting Non-Core Business | Shareholder | Against | Against |
8 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
10 | Adopt Global Policy Regarding the Rights of Indigenous People | Shareholder | Against | For |
WINDSTREAM HOLDINGS, INC.
Meeting Date: MAY 25, 2017 Record Date: MAR 30, 2017 Meeting Type: ANNUAL |
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Ticker: WIN
Security ID: 97382A200 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol B. Armitage | Management | For | For |
1b | Elect Director Samuel E. Beall, III | Management | For | For |
1c | Elect Director Jeannie Diefenderfer | Management | For | For |
1d | Elect Director Jeffrey T. Hinson | Management | For | For |
1e | Elect Director William G. LaPerch | Management | For | For |
1f | Elect Director Larry Laque | Management | For | For |
1g | Elect Director Julie A. Shimer | Management | For | For |
1h | Elect Director Marc F. Stoll | Management | For | For |
1i | Elect Director Michael G. Stoltz | Management | For | For |
1j | Elect Director Tony Thomas | Management | For | For |
1k | Elect Director Walter L. Turek | Management | For | For |
1l | Elect Director Alan L. Wells | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: | Oppenheimer Equity Income Fund |
By: | Arthur P. Steinmetz* |
Arthur P. Steinmetz, |
Trustee, President and Principal Executive Officer |
Date: August 29, 2017
*By: | /s/ Taylor V. Edwards | |
------------------------------------------ | ||
Taylor V. Edwards, Attorney in Fact |