Oppenheimer Equity Income Fund, Inc.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-04797
Exact name of registrant as specified in charter: Oppenheimer Equity Income
Fund, Inc.
Address of principal executive offices: 6803 South Tucson Way
Centennial, CO 80112-3924
Name and address of agent for service: Arthur S. Gabinet,
Executive Vice President &
General Counsel
OppenheimerFunds, Inc.
Two World Financial Center
225 Liberty Street
New York, NY 10281-1008
Registrant's telephone number, including area code: 303-768-3200
Date of fiscal year end: 10/31
Date of reporting period: 07/01/2010-06/30/2011
Item 1. Proxy Voting Record
====================== OPPENHEIMER EQUITY INCOME FUND, INC. ====================
Abbott Laboratories
Ticker: ABT Security ID: 002824100
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 2, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director W. James Farrell For For Management
1.4 Elect Director H. Laurance Fuller For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Phebe N. Novakovic For For Management
1.7 Elect Director William A. Osborn For For Management
1.8 Elect Director Samuel C. Scott III For For Management
1.9 Elect Director Glenn F. Tilton For For Management
1.10 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Policy on Pharmaceutical Price Against Against Shareholder
Restraint
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Aircastle Limited
Ticker: AYR Security ID: G0129K104
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Adams, Jr. For For Management
1.2 Elect Director Ronald L. Merriman For For Management
1.3 Elect Director Charles W. Pollard For For Management
2 Ratify Ernst & Young, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
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Allegheny Energy, Inc.
Ticker: AYE Security ID: 017361106
Meeting Date: SEP 14, 2010 Meeting Type: Special
Record Date: JUL 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
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American Electric Power Company, Inc.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David J. Anderson For For Management
2 Elect Director James F. Cordes For For Management
3 Elect Director Ralph D. Crosby, Jr. For For Management
4 Elect Director Linda A. Goodspeed For For Management
5 Elect Director Thomas E. Hoaglin For For Management
6 Elect Director Lester A. Hudson, Jr. For For Management
7 Elect Director Michael G. Morris For For Management
8 Elect Director Richard C. Notebaert For For Management
9 Elect Director Lionel L. Nowell III For For Management
10 Elect Director Richard L. Sandor For For Management
11 Elect Director Kathryn D. Sullivan For For Management
12 Elect Director Sara Martinez Tucker For For Management
13 Elect Director John F. Turner For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
Apollo Commercial Real Estate Finance, Inc.
Ticker: ARI Security ID: 03762U105
Meeting Date: MAY 4, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas D. Abbey For For Management
1.2 Elect Director Joseph F. Azrack For For Management
1.3 Elect Director Mark C. Biderman For For Management
1.4 Elect Director Alice Connell For For Management
1.5 Elect Director Eric L. Press For For Management
1.6 Elect Director Michael E. Salvati For For Management
1.7 Elect Director Henry R. Silverman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
--------------------------------------------------------------------------------
Applied Materials, Inc.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 8, 2011 Meeting Type: Annual
Record Date: JAN 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aart J. De Geus For For Management
1.2 Elect Director Stephen R. Forrest For For Management
1.3 Elect Director Thomas J. Iannotti For For Management
1.4 Elect Director Susan M. James For For Management
1.5 Elect Director Alexander A. Karsner For For Management
1.6 Elect Director Gerhard H. Parker For For Management
1.7 Elect Director Dennis D. Powell For For Management
1.8 Elect Director Willem P. Roelandts For For Management
1.9 Elect Director James E. Rogers For For Management
1.10 Elect Director Michael R. Splinter For For Management
1.11 Elect Director Robert H. Swan For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
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Archer-Daniels-Midland Company
Ticker: ADM Security ID: 039483102
Meeting Date: NOV 4, 2010 Meeting Type: Annual
Record Date: SEP 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director George W. Buckley For For Management
2 Elect Director Mollie Hale Carter For For Management
3 Elect Director Pierre Dufour For For Management
4 Elect Director Donald E. Felsinger For For Management
5 Elect Director Victoria F. Haynes For For Management
6 Elect Director Antonio Maciel Neto For For Management
7 Elect Director Patrick J. Moore For For Management
8 Elect Director Thomas F. O'Neill For For Management
9 Elect Director Kelvin R. Westbrook For For Management
10 Elect Director Patricia A. Woertz For For Management
11 Ratify Auditors For For Management
12 Adopt Policy to Prohibit Political Against Abstain Shareholder
Spending
13 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
Assurant, Inc.
Ticker: AIZ Security ID: 04621X108
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Elaine D. Rosen For For Management
2 Elect Director Howard L. Carver For For Management
3 Elect Director Juan N. Cento For For Management
4 Elect Director Lawrence V. Jackson For For Management
5 Elect Director David B. Kelso For For Management
6 Elect Director Charles J. Koch For For Management
7 Elect Director H. Carroll Mackin For For Management
8 Elect Director Robert B. Pollock For For Management
9 Elect Director John A.C. Swainson For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
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Assured Guaranty Ltd.
Ticker: AGO Security ID: G0585R106
Meeting Date: MAY 4, 2011 Meeting Type: Annual
Record Date: MAR 9, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Francisco L. Borges as Director For For Management
1.2 Elect Patrick W. Kenny as Director For For Management
1.3 Elect Robin Monro-Davies as Director For For Management
1.4 Elect Michael T. O'Kane as Director For For Management
1.5 Elect Howard Albert as Director of For For Management
Assured Guaranty Re Ltd
1.6 Elect Robert A. Bailenson as Director of For For Management
Assured Guaranty Re Ltd
1.7 Elect Russell Brewer II as Director of For For Management
Assured Guaranty Re Ltd
1.8 Elect Gary Burnet as Director of Assured For For Management
Guaranty Re Ltd
1.9 Elect Dominic J. Frederico as Director of For For Management
Assured Guaranty Re Ltd
1.10 Elect James M. Michener as Director of For For Management
Assured Guaranty Re Ltd
1.11 Elect Robert B. Mills as Director of For For Management
Assured Guaranty Re Ltd
1.12 Elect Kevin Pearson as Director of For For Management
Assured Guaranty Re Ltd
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors of Assured Guaranty Re
--------------------------------------------------------------------------------
AT&T Inc.
Ticker: T Security ID: 00206R102
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 1, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Randall L. Stephenson For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect Director James H. Blanchard For For Management
5 Elect Director Jaime Chico Pardo For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Director Jon C. Madonna For For Management
8 Elect Director Lynn M. Martin For For Management
9 Elect Director John B. McCoy For For Management
10 Elect Director Joyce M. Roche For For Management
11 Elect Director Matthew K. Rose For For Management
12 Elect Director Laura D Andrea Tyson For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
17 Report on Political Contributions Against For Shareholder
18 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
19 Provide Right to Act by Written Consent Against For Shareholder
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Brinker International, Inc.
Ticker: EAT Security ID: 109641100
Meeting Date: NOV 10, 2010 Meeting Type: Annual
Record Date: SEP 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas H. Brooks For For Management
1.2 Elect Director Joseph M. Depinto For For Management
1.3 Elect Director Harriet Edelman For For Management
1.4 Elect Director Marvin J. Girouard For For Management
1.5 Elect Director John W. Mims For For Management
1.6 Elect Director George R. Mrkonic For For Management
1.7 Elect Director Erle Nye For For Management
1.8 Elect Director Rosendo G. Parra For For Management
1.9 Elect Director Cece Smith For For Management
2 Ratify Auditors For For Management
3 Approve Profit Sharing Plan For For Management
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Chevron Corporation
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 1, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director L.F. Deily For For Management
2 Elect Director R.E. Denham For For Management
3 Elect Director R.J. Eaton For For Management
4 Elect Director C. Hagel For For Management
5 Elect Director E. Hernandez For For Management
6 Elect Director G.L. Kirkland For For Management
7 Elect Director D.B. Rice For For Management
8 Elect Director K.W. Sharer For For Management
9 Elect Director C.R. Shoemate For For Management
10 Elect Director J.G. Stumpf For For Management
11 Elect Director R.D. Sugar For For Management
12 Elect Director C. Ware For For Management
13 Elect Director J.S. Watson For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Request Director Nominee with Against For Shareholder
Environmental Qualifications
18 Amend Bylaws to Establish a Board Against Abstain Shareholder
Committee on Human Rights
19 Include Sustainability as a Performance Against Abstain Shareholder
Measure for Senior Executive Compensation
20 Adopt Guidelines for Country Selection Against For Shareholder
21 Report on Financial Risks of Climate Against Abstain Shareholder
Change
22 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
23 Report on Offshore Oil Wells and Spill Against Abstain Shareholder
Mitigation Measures
--------------------------------------------------------------------------------
Cinemark Holdings, Inc.
Ticker: CNK Security ID: 17243V102
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven P. Rosenberg For For Management
1.2 Elect Director Enrique F. Senior For For Management
1.3 Elect Director Donald G. Soderquist For For Management
1.4 Elect Director Roger T. Staubach For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CIT Group Inc.
Ticker: CIT Security ID: 125581801
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John A. Thain For For Management
2 Elect Director Michael J. Embler For For Management
3 Elect Director William M. Freeman For For Management
4 Elect Director David M. Moffett For For Management
5 Elect Director R. Brad Oates For For Management
6 Elect Director Marianne Miller Parrs For For Management
7 Elect Director Gerald Rosenfeld For For Management
8 Elect Director John R. Ryan For For Management
9 Elect Director Seymour Sternberg For For Management
10 Elect Director Peter J. Tobin For For Management
11 Elect Director Laura S. Unger For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Approve Qualified Employee Stock Purchase For For Management
Plan
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CONSOL Energy Inc.
Ticker: CNX Security ID: 20854P109
Meeting Date: MAY 4, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Brett Harvey For For Management
1.2 Elect Director John Whitmire For For Management
1.3 Elect Director Philip W. Baxter For For Management
1.4 Elect Director James E. Altmeyer, Sr. For For Management
1.5 Elect Director William E. Davis For For Management
1.6 Elect Director Raj K. Gupta For For Management
1.7 Elect Director Patricia A. Hammick For For Management
1.8 Elect Director David C. Hardesty, Jr. For For Management
1.9 Elect Director John T. Mills For For Management
1.10 Elect Director William P. Powell For For Management
1.11 Elect Director Joseph T. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Two Years One Year Management
--------------------------------------------------------------------------------
Consolidated Communications Holdings, Inc.
Ticker: CNSL Security ID: 209034107
Meeting Date: MAY 3, 2011 Meeting Type: Annual
Record Date: MAR 7, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Currey For For Management
1.2 Elect Director Maribeth S. Rahe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
5 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
Corning Incorporated
Ticker: GLW Security ID: 219350105
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: FEB 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John Seely Brown For Against Management
2 Elect Director John A. Canning, Jr. For For Management
3 Elect Director Gordon Gund For Against Management
4 Elect Director Kurt M. Landgraf For Against Management
5 Elect Director H. Onno Ruding For Against Management
6 Elect Director Glenn F. Tilton For For Management
7 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
8 Advisory Vote on Say on Pay Frequency One Year One Year Management
9 Ratify Auditors For For Management
10 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
CVS Caremark Corporation
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edwin M. Banks For For Management
2 Elect Director C. David Brown II For For Management
3 Elect Director David W. Dorman For For Management
4 Elect Director Anne M. Finucane For For Management
5 Elect Director Kristen Gibney Williams For For Management
6 Elect Director Marian L. Heard For For Management
7 Elect Director Larry J. Merlo For For Management
8 Elect Director Jean-Pierre Millon For For Management
9 Elect Director Terrence Murray For For Management
10 Elect Director C.A. Lance Piccolo For For Management
11 Elect Director Richard J. Swift For For Management
12 Elect Director Tony L. White For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Report on Political Contributions Against For Shareholder
17 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
Cypress Sharpridge Investments, Inc.
Ticker: CYS Security ID: 23281A307
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 4, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin E. Grant For For Management
1.2 Elect Director Douglas Crocker, II For For Management
1.3 Elect Director Jeffrey P. Hughes For For Management
1.4 Elect Director Stephen P. Jonas For For Management
1.5 Elect Director Raymond A. Redlingshafer, For For Management
Jr.
1.6 Elect Director James A. Stern For For Management
1.7 Elect Director David A. Tyson, Ph.D. For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
Edison International
Ticker: EIX Security ID: 281020107
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 2, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jagjeet S. Bindra For For Management
2 Elect Director Vanessa C.L. Chang For For Management
3 Elect Director France A. Cordova For For Management
4 Elect Director Theodore F. Craver, Jr. For For Management
5 Elect Director Charles B. Curtis For For Management
6 Elect Director Bradford M. Freeman For For Management
7 Elect Director Luis G. Nogales For For Management
8 Elect Director Ronald L. Olson For For Management
9 Elect Director James M. Rosser For For Management
10 Elect Director Richard T. Schlosberg, III For For Management
11 Elect Director Thomas C. Sutton For For Management
12 Elect Director Brett White For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Amend Omnibus Stock Plan For For Management
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Ensco plc
Ticker: ESV Security ID: 29358Q109
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect J. Roderick Clark as Director For For Management
2 Re-elect Daniel W. Rabun as Director For For Management
3 Re-elect Keith O. Rattie as Director For For Management
4 Appoint KPMG LLP as Independent For For Management
Registered Auditors of the Company
5 Reappoint KPMG Audit Plc as Auditors of For For Management
the Company
6 Authorize Board to Fix Remuneration of For For Management
Auditors
7 Approve Special Dividends For For Management
8 Authorize Associated Deed of Release for For For Management
Historic Dividends
9 Authorize Release All Claims Against For For Management
Directors for Historic Dividends
10 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
Ensco plc
Ticker: ESV Security ID: 29358Q109
Meeting Date: MAY 31, 2011 Meeting Type: Special
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
--------------------------------------------------------------------------------
Entergy Corporation
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 6, 2011 Meeting Type: Annual
Record Date: MAR 8, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Maureen Scannell Bateman For For Management
2 Elect Director Gary W. Edwards For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Donald C. Hintz For For Management
5 Elect Director J. Wayne Leonard For For Management
6 Elect Director Stuart L. Levenick For For Management
7 Elect Director Blanche L. Lincoln For For Management
8 Elect Director Stewart C. Myers For For Management
9 Elect Director William A. Percy, II For For Management
10 Elect Director W.J. Tauzin For For Management
11 Elect Director Steven V. Wilkinson For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Approve Omnibus Stock Plan For For Management
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Everest Re Group, Ltd.
Ticker: RE Security ID: G3223R108
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Galtney, Jr. For For Management
1.2 Elect Director John P. Phelan For For Management
1.3 Elect Director Roger M. Singer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
3 Declassify the Board of Directors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
Exxon Mobil Corporation
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 6, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director L.R. Faulkner For For Management
1.4 Elect Director J.S. Fishman For For Management
1.5 Elect Director K.C. Frazier For For Management
1.6 Elect Director W.W. George For For Management
1.7 Elect Director M.C. Nelson For For Management
1.8 Elect Director S.J. Palmisano For For Management
1.9 Elect Director S.S. Reinemund For For Management
1.10 Elect Director R.W. Tillerson For For Management
1.11 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
5 Require Independent Board Chairman Against For Shareholder
6 Report on Political Contributions Against For Shareholder
7 Amend EEO Policy to Prohibit Against Abstain Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
8 Adopt Policy on Human Right to Water Against Abstain Shareholder
9 Report on Environmental Impact of Oil Against For Shareholder
Sands Operations in Canada
10 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
11 Report on Energy Technologies Development Against Abstain Shareholder
12 Adopt Quantitative GHG Goals for Products Against For Shareholder
and Operations
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FirstEnergy Corp.
Ticker: FE Security ID: 337932107
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Addison For Withhold Management
1.2 Elect Director Anthony J. Alexander For Withhold Management
1.3 Elect Director Michael J. Anderson For Withhold Management
1.4 Elect Director Carol A. Cartwright For Withhold Management
1.5 Elect Director William T. Cottle For Withhold Management
1.6 Elect Director Robert B. Heisler, Jr. For Withhold Management
1.7 Elect DirectorJulia L. Johnson For For Management
1.8 Elect DirectorTed J. Kleisner For For Management
1.9 Elect Director Ernest J. Novak, Jr. For Withhold Management
1.10 Elect Director Catherine A. Rein For Withhold Management
1.11 Elect Director George M. Smart For Withhold Management
1.12 Elect Director Wes M. Taylor For Withhold Management
1.13 Elect Director Jesse T. Williams, Sr. For Withhold Management
2 Ratify Auditors For For Management
3 Provide Right to Call Special Meeting For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Report on Coal Combustion Waste Hazard Against For Shareholder
and Risk Mitigation Efforts
7 Provide Right to Act by Written Consent Against For Shareholder
8 Require a Majority Vote for the Election Against For Shareholder
of Directors
9 Report on Financial Risks of Coal Against For Shareholder
Reliance
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Foot Locker, Inc.
Ticker: FL Security ID: 344849104
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas DiPaolo For For Management
1.2 Elect Director Matthew M. McKenna For For Management
1.3 Elect Director Allen Questrom For For Management
1.4 Elect Director Cheryl Nido Turpin For For Management
1.5 Elect Director Guillermo Marmol For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
--------------------------------------------------------------------------------
Frontier Communications Corporation
Ticker: FTR Security ID: 35906A108
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leroy T. Barnes, Jr. For For Management
1.2 Elect Director Peter C.B. Bynoe For For Management
1.3 Elect Director Jeri B. Finard For For Management
1.4 Elect Director Edward Fraioli For For Management
1.5 Elect Director James S. Kahan For For Management
1.6 Elect Director Pamela D.A. Reeve For For Management
1.7 Elect Director Howard L. Schrott For For Management
1.8 Elect Director Larraine D. Segil For For Management
1.9 Elect Director Mark Shapiro For For Management
1.10 Elect Director Myron A. Wick, III For For Management
1.11 Elect Director Mary Agnes Wilderotter For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Require Independent Board Chairman Against Against Shareholder
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
General Dynamics Corporation
Ticker: GD Security ID: 369550108
Meeting Date: MAY 4, 2011 Meeting Type: Annual
Record Date: MAR 7, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary T. Barra For For Management
2 Elect Director Nicholas D. Chabraja For For Management
3 Elect Director James S. Crown For For Management
4 Elect Director William P. Fricks For For Management
5 Elect Director Jay L. Johnson For For Management
6 Elect Director George A. Joulwan For For Management
7 Elect Director Paul G. Kaminski For For Management
8 Elect Director John M. Keane For For Management
9 Elect Director Lester L. Lyles For For Management
10 Elect Director William A. Osborn For For Management
11 Elect Director Robert Walmsley For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency Three One Year Management
15 Review and Assess Human Rights Policies Against For Shareholder
16 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
General Electric Company
Ticker: GE Security ID: 369604103
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director James I. Cash, Jr. For For Management
3 Elect Director Ann M. Fudge For For Management
4 Elect Director Susan Hockfield For For Management
5 Elect Director Jeffrey R. Immelt For For Management
6 Elect Director Andrea Jung For For Management
7 Elect Director Alan G. Lafley For For Management
8 Elect Director Robert W. Lane For For Management
9 Elect Director Ralph S. Larsen For For Management
10 Elect Director Rochelle B. Lazarus For For Management
11 Elect Director James J. Mulva For For Management
12 Elect Director Sam Nunn For For Management
13 Elect Director Roger S. Penske For For Management
14 Elect Director Robert J. Swieringa For For Management
15 Elect Director James S. Tisch For For Management
16 Elect Director Douglas A. Warner III For For Management
17 Ratify Auditors For For Management
18 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
19 Advisory Vote on Say on Pay Frequency One Year One Year Management
20 Provide for Cumulative Voting Against Against Shareholder
21 Performance-Based Equity Awards Against For Shareholder
22 Withdraw Stock Options Granted to Against Against Shareholder
Executive Officers
23 Report on Climate Change Business Risk Against Abstain Shareholder
24 Report on Animal Testing and Plans for Against Abstain Shareholder
Reduction
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Genworth Financial, Inc.
Ticker: GNW Security ID: 37247D106
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven W. Alesio For For Management
2 Elect Director William H. Bolinder For For Management
3 Elect Director Michael D. Fraizer For For Management
4 Elect Director Nancy J. Karch For For Management
5 Elect Director J. Robert "Bob" Kerrey For For Management
6 Elect Director Risa J. Lavizzo-Mourey For For Management
7 Elect Director Christine B. Mead For For Management
8 Elect Director Thomas E. Moloney For For Management
9 Elect Director James A. Parke For For Management
10 Elect Director James S. Riepe For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GlaxoSmithKline plc
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 5, 2011 Meeting Type: Annual
Record Date: MAR 8, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Elect Simon Dingemans as Director For For Management
4 Elect Stacey Cartwright as Director For For Management
5 Elect Judy Lewent as Director For For Management
6 Re-elect Sir Christopher Gent as Director For For Management
7 Re-elect Andrew Witty as Director For For Management
8 Re-elect Sir Roy Anderson as Director For For Management
9 Re-elect Dr Stephanie Burns as Director For For Management
10 Re-elect Larry Culp as Director For For Management
11 Re-elect Sir Crispin Davis as Director For For Management
12 Re-elect Sir Deryck Maughan as Director For For Management
13 Re-elect James Murdoch as Director For For Management
14 Re-elect Dr Daniel Podolsky as Director For For Management
15 Re-elect Dr Moncef Slaoui as Director For For Management
16 Re-elect Tom de Swaan as Director For For Management
17 Re-elect Sir Robert Wilson as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
19 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase For For Management
24 Approve the Exemption from Statement of For For Management
the Name of the Senior Statutory Auditor
in Published Copies of the Auditors'
Reports
25 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
Halliburton Company
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan M. Bennett For For Management
2 Elect Director James R. Boyd For For Management
3 Elect Director Milton Carroll For For Management
4 Elect Director Nance K. Dicciani For For Management
5 Elect Director S. Malcolm Gillis For For Management
6 Elect Director Abdallah S. Jum'ah For For Management
7 Elect Director David J. Lesar For For Management
8 Elect Director Robert A. Malone For For Management
9 Elect Director J Landis Martin For For Management
10 Elect Director Debra L. Reed For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Review and Assess Human Rights Policies Against For Shareholder
15 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
Intel Corporation
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For For Management
4 Elect Director Reed E. Hundt For For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For For Management
8 Elect Director Jane E. Shaw For For Management
9 Elect Director Frank D. Yeary For For Management
10 Elect Director David B. Yoffie For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For For Management
13 Amend Qualified Employee Stock Purchase For For Management
Plan
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency None One Year Management
--------------------------------------------------------------------------------
International Paper Company
Ticker: IP Security ID: 460146103
Meeting Date: MAY 9, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors David J. Bronczek For For Management
2 Elect Director Ahmet C. Dorduncu For For Management
3 Elect Directors Lynn Laverty Elsenhans For For Management
4 Elect Directors John V. Faraci For For Management
5 Elect Director Samir G. Gibara For For Management
6 Elect Directors Stacey J. Mobley For For Management
7 Elect Directors John L. Townsend, III For For Management
8 Elect Director John F. Turner For For Management
9 Elect Directors William G. Walter For For Management
10 Elect Directors Alberto Weisser For For Management
11 Elect Directors J. Steven Whisler For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
Intersil Corporation
Ticker: ISIL Security ID: 46069S109
Meeting Date: MAY 4, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David B. Bell For For Management
2 Elect Director Robert W. Conn For For Management
3 Elect Director James V. Diller For For Management
4 Elect Director Gary E. Gist For For Management
5 Elect Director Mercedes Johnson For For Management
6 Elect Director Gregory Lang For For Management
7 Elect Director Jan Peeters For For Management
8 Elect Director Robert N. Pokelwaldt For For Management
9 Elect Director James A. Urry For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
12 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
Johnson & Johnson
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 1, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Cullen For For Management
3 Elect Director Ian E.L. Davis For For Management
4 Elect Director Michael M.e. Johns For For Management
5 Elect Director Susan L. Lindquist For For Management
6 Elect Director Anne M. Mulcahy For For Management
7 Elect Director Leo F. Mullin For For Management
8 Elect Director William D. Perez For For Management
9 Elect Director Charles Prince For For Management
10 Elect Director David Satcher For For Management
11 Elect Director William C. Weldon For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Adopt Policy to Restrain Pharmaceutical Against Abstain Shareholder
Price Increases
16 Amend EEO Policy to Prohibit Against Abstain Shareholder
Discrimination Based on Applicant's
Health Status
17 Adopt Animal-Free Training Methods Against Abstain Shareholder
--------------------------------------------------------------------------------
JPMorgan Chase & Co.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Crandall C. Bowles For For Management
2 Elect Director Stephen B. Burke For For Management
3 Elect Director David M. Cote For For Management
4 Elect Director James S. Crown For For Management
5 Elect Director James Dimon For For Management
6 Elect Director Ellen V. Futter For For Management
7 Elect Director William H. Gray, III For For Management
8 Elect Director Laban P. Jackson, Jr. For For Management
9 Elect Director David C. Novak For For Management
10 Elect Director Lee R. Raymond For For Management
11 Elect Director William C. Weldon For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Amend Omnibus Stock Plan For For Management
16 Affirm Political Non-Partisanship Against Against Shareholder
17 Provide Right to Act by Written Consent Against For Shareholder
18 Report on Loan Modifications Against Against Shareholder
19 Report on Political Contributions Against For Shareholder
20 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that Contribute
to Genocide or Crimes Against Humanity
21 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
Kellogg Company
Ticker: K Security ID: 487836108
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 1, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Bryant For For Management
1.2 Elect Director Rogelio Rebolledo For For Management
1.3 Elect Director Sterling Speirn For For Management
1.4 Elect Director John Zabriskie For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Auditors For For Management
6 Reduce Supermajority Vote Requirement Against For Shareholder
7 Require a Majority Vote for the Election Against For Shareholder
of Directors
--------------------------------------------------------------------------------
KKR Financial Holdings LLC
Ticker: KFN Security ID: 48248A306
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tracy L. Collins For For Management
1.2 Elect Director Vincent Paul Finigan For For Management
1.3 Elect Director Paul M. Hazen For For Management
1.4 Elect Director R. Glenn Hubbard For For Management
1.5 Elect Director Ross J. Kari For For Management
1.6 Elect Director Ely L. Licht For For Management
1.7 Elect Director Deborah H. McAneny For For Management
1.8 Elect Director Scott C. Nuttall For For Management
1.9 Elect Director Scott A. Ryles For For Management
1.10 Elect Director William C. Sonneborn For For Management
1.11 Elect Director Willy R. Strothotte For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
Kohl's Corporation
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 9, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter Boneparth For For Management
2 Elect Director Steven A. Burd For For Management
3 Elect Director John F. Herma For For Management
4 Elect Director Dale E. Jones For For Management
5 Elect Director William S. Kellogg For For Management
6 Elect Director Kevin Mansell For For Management
7 Elect Director Frank V. Sica For For Management
8 Elect Director Peter M. Sommerhauser For For Management
9 Elect Director Stephanie A. Streeter For For Management
10 Elect Director Nina G. Vaca For For Management
11 Elect Director Stephen E. Watson For For Management
12 Ratify Auditors For For Management
13 Reduce Supermajority Vote Requirement For For Management
Relating to Director Elections
14 Reduce Supermajority Vote Requirement For For Management
15 Amend Executive Incentive Bonus Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
18 Provide Right to Act by Written Consent Against Against Shareholder
19 Adopt Policy on Succession Planning Against For Shareholder
--------------------------------------------------------------------------------
Kraft Foods Inc.
Ticker: KFT Security ID: 50075N104
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ajaypal S. Banga For For Management
2 Elect Director Myra M. Hart For For Management
3 Elect Director Peter B. Henry For For Management
4 Elect Director Lois D. Juliber For For Management
5 Elect Director Mark D. Ketchum For For Management
6 Elect Director Richard A. Lerner For For Management
7 Elect Director Mackey J. McDonald For For Management
8 Elect Director John C. Pope For For Management
9 Elect Director Fredric G. Reynolds For For Management
10 Elect Director Irene B. Rosenfeld For For Management
11 Elect Director J.F. Van Boxmeer For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Amend Non-Employee Director Omnibus Stock For For Management
Plan
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
Lockheed Martin Corporation
Ticker: LMT Security ID: 539830109
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 1, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nolan D. Archibald For For Management
2 Elect Director Rosalind G. Brewer For For Management
3 Elect Director David B. Burritt For For Management
4 Elect Director James O. Ellis, Jr. For For Management
5 Elect Director Thomas J. Falk For For Management
6 Elect Director Gwendolyn S. King For For Management
7 Elect Director James M. Loy For For Management
8 Elect Director Douglas H. McCorkindale For For Management
9 Elect Director Joseph W. Ralston For For Management
10 Elect Director Anne Stevens For For Management
11 Elect Director Robert J. Stevens For For Management
12 Ratify Auditors For For Management
13 Approve Omnibus Stock Plan For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
Lorillard, Inc.
Ticker: LO Security ID: 544147101
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dianne Neal Blixt For For Management
1.2 Elect Director David E. R. Dangoor For For Management
1.3 Elect Director Murray S. Kessler For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
5 Require a Majority Vote for the Election None For Shareholder
of Directors
6 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
Lowe's Companies, Inc.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 27, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David W. Bernauer For For Management
1.3 Elect Director Leonard L. Berry For For Management
1.4 Elect Director Peter C. Browning For For Management
1.5 Elect Director Dawn E. Hudson For For Management
1.6 Elect Director Robert L. Johnson For For Management
1.7 Elect Director Marshall O. Larsen For For Management
1.8 Elect Director Richard K. Lochridge For For Management
1.9 Elect Director Robert A. Niblock For For Management
1.10 Elect Director Stephen F. Page For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
7 Include Sustainability as a Performance Against Abstain Shareholder
Measure for Senior Executive Compensation
8 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
LyondellBasell Industries NV
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 5, 2011 Meeting Type: Annual
Record Date: APR 7, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discussion on Company's Corporate None None Management
Governance Structure
3a Elect J.S. Bindra as Class I Directors to For For Management
the Supervisory Board
3b Reelect M. Carroll as Class I Directors For For Management
to the Supervisory Board
3c Reelect R. van der Meer as Class I For For Management
Directors to the Supervisory Board
4 Elect R. Buchanan as Class II Director to For For Management
the Supervisory Board
5 Elect J. Aigrain as Class III Director to For For Management
the Supervisory Board
6 Adopt Financial Statements and Statutory For For Management
Reports
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Ratify PricewaterhouseCoopers as Auditors For For Management
10 Approve Remuneration of Supervisory Board For Against Management
11 Amend Articles Re: Removal of References For For Management
to Class B Shares and Conversion into A
Shares, Deletion of Provisions regarding
Listing on New York Stock Exchange, and
Legislative Changes in Dutch Law
12 Receive Explanation on Company's Reserves None None Management
and Dividend Policy
13 Approve Dividends of USD 0.10 Per Share For For Management
14 Advisory Vote to Approve Remuneration For Against Management
Report Containing Remuneration Policy for
Management Board Members
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Elect G. Gwin as Class II Director to the For For Management
Supervisory Board
17 Close Meeting None None Management
--------------------------------------------------------------------------------
M.D.C. Holdings, Inc.
Ticker: MDC Security ID: 552676108
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William B. Kemper For For Management
1.2 Elect Director David D. Mandarich For For Management
1.3 Elect Director David Siegel For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
Marathon Oil Corporation
Ticker: MRO Security ID: 565849106
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gregory H. Boyce For Against Management
2 Elect Director Pierre Brondeau For For Management
3 Elect Director Clarence P. Cazalot, Jr. For Against Management
4 Elect Director David A. Daberko For Against Management
5 Elect Director William L. Davis For Against Management
6 Elect Director Shirley Ann Jackson For Against Management
7 Elect Director Philip Lader For Against Management
8 Elect Director Charles R. Lee For Against Management
9 Elect Director Michael E. J. Phelps For Against Management
10 Elect Director Dennis H. Reilley For Against Management
11 Elect Director Seth E. Schofield For Against Management
12 Elect Director John W. Snow For Against Management
13 Elect Director Thomas J. Usher For Against Management
14 Ratify Auditors For For Management
15 Provide Right to Call Special Meeting For Against Management
16 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
18 Report on Accident Risk Reduction Efforts Against Abstain Shareholder
--------------------------------------------------------------------------------
Mattel, Inc.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 13, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael J. Dolan For For Management
2 Elect Director Robert A. Eckert For For Management
3 Elect Director Frances D. Fergusson For For Management
4 Elect Director Tully M. Friedman For For Management
5 Elect Director Dominic Ng For For Management
6 Elect Director Vasant M. Prabhu For For Management
7 Elect Director Andrea L. Rich For For Management
8 Elect Director Dean A. Scarborough For For Management
9 Elect Director Christopher A. Sinclair For For Management
10 Elect Director G. Craig Sullivan For For Management
11 Elect Director Kathy Brittain White For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Provide Right to Call Special Meeting For Against Management
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
Merck & Co., Inc.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Kenneth C. Frazier For For Management
5 Elect Director Thomas H. Glocer For For Management
6 Elect Director Steven F. Goldstone For For Management
7 Elect Director William B. Harrison. Jr. For For Management
8 Elect Director Harry R. Jacobson For For Management
9 Elect Director William N. Kelley For For Management
10 Elect Director C. Robert Kidder For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director Carlos E. Represas For For Management
13 Elect Director Patricia F. Russo For For Management
14 Elect Director Thomas E. Shenk For For Management
15 Elect Director Anne M. Tatlock For For Management
16 Elect Director Craig B. Thompson For For Management
17 Elect Director Wendell P. Weeks For For Management
18 Elect Director Peter C. Wendell For For Management
19 Ratify Auditors For For Management
20 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
21 Advisory Vote on Say on Pay Frequency Three One Year Management
--------------------------------------------------------------------------------
MetLife, Inc.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 1, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Kandarian For For Management
1.2 Elect Director Sylvia Mathews Burwell For For Management
1.3 Elect Director Eduardo Castro-Wright For For Management
1.4 Elect Director Cheryl W. Grise For For Management
1.5 Elect Director Lulu C. Wang For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
Microsoft Corporation
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 16, 2010 Meeting Type: Annual
Record Date: SEP 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates III For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria M. Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Environmental Sustainability
--------------------------------------------------------------------------------
Morgan Stanley
Ticker: MS Security ID: 617446448
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roy J. Bostock For For Management
2 Elect Director Erskine B. Bowles For For Management
3 Elect Director Howard J. Davies For For Management
4 Elect Director James P. Gorman For For Management
5 Elect Director James H. Hance Jr. For For Management
6 Elect Director C. Robert Kidder For For Management
7 Elect Director John J. Mack For For Management
8 Elect Director Donald T. Nicolaisen For For Management
9 Elect Director Hutham S. Olayan For For Management
10 Elect Director James. W. Owens For For Management
11 Elect Director O. Griffith Sexton For For Management
12 Elect Director Masaaki Tanaka For For Management
13 Elect Director Laura D. Tyson For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For Against Management
16 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
Norfolk Southern Corporation
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 4, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gerald L. Baliles For For Management
2 Elect Director Erskine B. Bowles For For Management
3 Elect Director Karen N. Horn For For Management
4 Elect Director J. Paul Reason For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NRG Energy, Inc.
Ticker: NRG Security ID: 629377508
Meeting Date: JUL 28, 2010 Meeting Type: Annual
Record Date: JUN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kirbyjon H. Caldwell For For Management
2 Elect Director David Crane For For Management
3 Elect Director Stephen L. Cropper For For Management
4 Elect Director Kathleen A. McGinty For For Management
5 Elect Director Thomas H. Weidemeyer For For Management
6 Amend Omnibus Stock Plan For For Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
Old Republic International Corporation
Ticker: ORI Security ID: 680223104
Meeting Date: MAY 27, 2011 Meeting Type: Annual
Record Date: APR 5, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Hellauer For For Management
1.2 Elect Director Arnold L. Steiner For For Management
1.3 Elect Director Fredricka Taubitz For For Management
1.4 Elect Director Aldo C. Zucaro For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
--------------------------------------------------------------------------------
PDL BioPharma, Inc.
Ticker: PDLI Security ID: 69329Y104
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick Frank For For Management
1.2 Elect Director Paul W. Sandman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PepsiCo, Inc.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 4, 2011 Meeting Type: Annual
Record Date: MAR 4, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director S.L. Brown For For Management
2 Elect Director I.M. Cook For For Management
3 Elect Director D. Dublon For For Management
4 Elect Director V.J. Dzau For For Management
5 Elect Director R.L. Hunt For For Management
6 Elect Director A. Ibarguen For For Management
7 Elect Director A.C. Martinez For Against Management
8 Elect Director I.K. Nooyi For For Management
9 Elect Director S.P. Rockefeller For For Management
10 Elect Director J.J. Schiro For For Management
11 Elect Director L.G. Trotter For For Management
12 Elect Director D. Vasella For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency Three One Year Management
15 Ratify Auditors For For Management
16 Adopt Majority Voting for Uncontested For For Management
Election of Directors
17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
18 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
Pfizer Inc.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 1, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis A. Ausiello For For Management
2 Elect Director Michael S. Brown For For Management
3 Elect Director M. Anthony Burns For For Management
4 Elect Director W. Don Cornwell For For Management
5 Elect Director Frances D. Fergusson For For Management
6 Elect Director William H. Gray III For For Management
7 Elect Director Constance J. Horner For For Management
8 Elect Director James M. Kilts For For Management
9 Elect Director George A. Lorch For For Management
10 Elect Director John P. Mascotte For For Management
11 Elect Director Suzanne Nora Johnson For For Management
12 Elect Director Ian C. Read For For Management
13 Elect Director Stephen W. Sanger For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Two Years One Year Management
17 Publish Political Contributions Against Against Shareholder
18 Report on Public Policy Advocacy Process Against Against Shareholder
19 Adopt Policy to Restrain Pharmaceutical Against Against Shareholder
Price Increases
20 Provide Right to Act by Written Consent Against For Shareholder
21 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
22 Report on Animal Testing and Plans for Against Against Shareholder
Reduction
--------------------------------------------------------------------------------
Philip Morris International Inc.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Harold Brown For For Management
2 Elect Director Mathis Cabiallavetta For For Management
3 Elect Director Louis C. Camilleri For For Management
4 Elect Director J. Dudley Fishburn For For Management
5 Elect Director Jennifer Li For For Management
6 Elect Director Graham Mackay For For Management
7 Elect Director Sergio Marchionne For Against Management
8 Elect Director Lucio A. Noto For For Management
9 Elect Director Carlos Slim Helu For For Management
10 Elect Director Stephen M. Wolf For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Report on Effect of Marketing Practices Against Abstain Shareholder
on the Poor
15 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
Pitney Bowes Inc.
Ticker: PBI Security ID: 724479100
Meeting Date: MAY 9, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Rodney C. Adkins For For Management
2 Elect Director Murray D. Martin For For Management
3 Elect Director Michael I. Roth For For Management
4 Elect Director Robert E. Weissman For For Management
5 Ratify Auditors For For Management
6 Reduce Supermajority Vote Requirement for For For Management
Removing Directors
7 Reduce Supermajority Vote Requirement for For For Management
Certain Business Combinations
8 Reduce Supermajority Vote Requirement for For For Management
Amendments to the Certificate
9 Reduce Supermajority Vote Requirement for For For Management
Amendments to the By-laws
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
12 Amend Executive Incentive Bonus Plan For For Management
13 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PPL Corporation
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick M. Bernthal For For Management
1.2 Elect Director John W. Conway For Withhold Management
1.3 Elect Director Steven G. Elliott For For Management
1.4 Elect Director Louise K. Goeser For For Management
1.5 Elect Director Stuart E. Graham For For Management
1.6 Elect Director Stuart Heydt For For Management
1.7 Elect Director James H. Miller For For Management
1.8 Elect Director Craig A. Rogerson For For Management
1.9 Elect Director Natica von Althann For For Management
1.10 Elect Director Keith W. Williamson For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Require a Majority Vote for the Election Against For Shareholder
of Directors
7 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
QUALCOMM Incorporated
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 8, 2011 Meeting Type: Annual
Record Date: JAN 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Stephen M. Bennett For For Management
1.3 Elect Director Donald G. Cruickshank For For Management
1.4 Elect Director Raymond V. Dittamore For For Management
1.5 Elect Director Thomas W. Horton For For Management
1.6 Elect Director Irwin Mark Jacobs For For Management
1.7 Elect Director Paul E. Jacobs For For Management
1.8 Elect Director Robert E. Kahn For For Management
1.9 Elect Director Sherry Lansing For For Management
1.10 Elect Director Duane A. Nelles For For Management
1.11 Elect Director Francisco Ros For For Management
1.12 Elect Director Brent Scowcroft For For Management
1.13 Elect Director Marc I. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
7 Require a Majority Vote for the Election Against For Shareholder
of Directors
--------------------------------------------------------------------------------
Qwest Communications International Inc.
Ticker: Q Security ID: 749121109
Meeting Date: AUG 24, 2010 Meeting Type: Special
Record Date: JUL 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
Royal Dutch Shell plc
Ticker: RDSB Security ID: 780259206
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: APR 4, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Elect Linda Stuntz as Director For For Management
4 Re-elect Josef Ackermann as Director For For Management
5 Re-elect Malcolm Brinded as Director For For Management
6 Elect Guy Elliott as Director For For Management
7 Re-elect Simon Henry as Director For For Management
8 Re-elect Charles Holliday as Director For For Management
9 Re-elect Lord Kerr of Kinlochard as For For Management
Director
10 Elect Gerard Kleisterlee as Director For For Management
11 Re-elect Christine Morin-Postel as For For Management
Director
12 Re-elect Jorma Ollila as Director For For Management
13 Re-elect Jeroen van der Veer as Director For For Management
14 Re-elect Peter Voser as Director For For Management
15 Re-elect Hans Wijers as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase For For Management
21 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
Starwood Property Trust, Inc.
Ticker: STWD Security ID: 85571B105
Meeting Date: MAY 5, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Bronson For For Management
1.2 Elect Director Jeffrey F. DiModica For For Management
1.3 Elect Director Jeffrey D. Dishner For For Management
1.4 Elect Director Camille J. Douglas For For Management
1.5 Elect Director Boyd W. Fellows For For Management
1.6 Elect Director Barry S. Sternlicht For For Management
1.7 Elect Director Strauss Zelnick For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
Targa Resources Corp.
Ticker: TRGP Security ID: 87612G101
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 1, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles R. Crisp For For Management
1.2 Elect Director James W. Whalen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
--------------------------------------------------------------------------------
Target Corporation
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 8, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roxanne S. Austin For For Management
2 Elect Director Calvin Darden For For Management
3 Elect Director Mary N. Dillon For For Management
4 Elect Director James A. Johnson For For Management
5 Elect Director Mary E. Minnick For For Management
6 Elect Director Anne M. Mulcahy For For Management
7 Elect Director Derica W. Rice For For Management
8 Elect Director Stephen W. Sanger For For Management
9 Elect Director Gregg W. Steinhafel For For Management
10 Elect Director John G. Stumpf For For Management
11 Elect Director Solomon D. Trujillo For For Management
12 Ratify Auditors For For Management
13 Approve Omnibus Stock Plan For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Adopt Compensation Benchmarking Policy Against For Shareholder
17 Report on Electronics Recycling and Against For Shareholder
Preventing E-Waste Export
--------------------------------------------------------------------------------
The Goldman Sachs Group, Inc.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 6, 2011 Meeting Type: Annual
Record Date: MAR 7, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director John H. Bryan For For Management
3 Elect Director Gary D. Cohn For For Management
4 Elect Director Claes Dahlback For For Management
5 Elect Director Stephen Friedman For For Management
6 Elect Director William W. George For For Management
7 Elect Director James A. Johnson For For Management
8 Elect Director Lois D. Juliber For For Management
9 Elect Director Lakshmi N. Mittal For For Management
10 Elect Director James J. Schiro For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Ratify Auditors For For Management
14 Provide for Cumulative Voting Against Against Shareholder
15 Amend Bylaws-- Call Special Meetings Against For Shareholder
16 Stock Retention/Holding Period Against For Shareholder
17 Review Executive Compensation Against Abstain Shareholder
18 Report on Climate Change Business Risks Against Abstain Shareholder
19 Report on Political Contributions Against Abstain Shareholder
--------------------------------------------------------------------------------
The Kroger Co.
Ticker: KR Security ID: 501044101
Meeting Date: JUN 23, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Reuben V. Anderson For For Management
2 Elect Director Robert D. Beyer For For Management
3 Elect Director David B. Dillon For For Management
4 Elect Director Susan J. Kropf For For Management
5 Elect Director John T. Lamacchia For For Management
6 Elect Director David B. Lewis For For Management
7 Elect Director W. Rodney Mcmullen For For Management
8 Elect Director Jorge P. Montoya For For Management
9 Elect Director Clyde R. Moore For For Management
10 Elect Director Susan M. Phillips For For Management
11 Elect Director Steven R. Rogel For For Management
12 Elect Director James A. Runde For For Management
13 Elect Director Ronald L. Sargent For For Management
14 Elect Director Bobby S. Shackouls For For Management
15 Approve Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency Three One Year Management
18 Ratify Auditors For For Management
19 Adopt ILO Based Code of Conduct Against Abstain Shareholder
--------------------------------------------------------------------------------
The PMI Group, Inc.
Ticker: PMI Security ID: 69344M101
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy R. Eller For For Management
1.2 Elect Director Carmine Guerro For For Management
1.3 Elect Director Louis G. Lower, II For For Management
1.4 Elect Director Raymond L. Ocampo, Jr. For For Management
1.5 Elect Director Charles R. Rinehart For For Management
1.6 Elect Director John D. Roach For For Management
1.7 Elect Director L. Stephen Smith For For Management
1.8 Elect Director Jose H. Villarreal For For Management
1.9 Elect Director Mary Lee Widener For For Management
1.10 Elect Director Ronald H. Zech For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
4 Ratify Auditors For For Management
5 Adopt NOL Rights Plan (NOL Pill) For For Management
6 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
Time Warner Cable Inc.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carole Black For For Management
2 Elect Director Glenn A. Britt For For Management
3 Elect Director Thomas H. Castro For For Management
4 Elect Director David C. Chang For For Management
5 Elect Director James E. Copeland, Jr. For For Management
6 Elect Director Peter R. Haje For For Management
7 Elect Director Donna A. James For For Management
8 Elect Director Don Logan For For Management
9 Elect Director N.J. Nicholas, Jr. For For Management
10 Elect Director Wayne H. Pace For For Management
11 Elect Director Edward D. Shirley For For Management
12 Elect Director John E. Sununu For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
Tyco International, Ltd.
Ticker: TYC Security ID: H89128104
Meeting Date: MAR 9, 2011 Meeting Type: Annual
Record Date: JAN 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Fiscal 2009/2010
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Elect Edward D. Breen as Director For For Management
3.2 Elect Michael Daniels as Director For For Management
3.3 Reelect Timothy Donahue as Director For For Management
3.4 Reelect Brian Duperreault as Director For For Management
3.5 Reelect Bruce Gordon as Director For For Management
3.6 Reelect Rajiv L. Gupta as Director For For Management
3.7 Reelect John Krol as Director For For Management
3.8 Reelect Brendan O'Neill as Director For For Management
3.9 Reelect Dinesh Paliwal as Director For For Management
3.10 Reelect William Stavropoulos as Director For For Management
3.11 Reelect Sandra Wijnberg as Director For For Management
3.12 Reelect R. David Yost as Director For For Management
4a Ratify Deloitte AG as Auditors For For Management
4b Appoint Deloitte & Touche LLP as For For Management
Independent Registered Public Accounting
Firm for Fiscal 2010/2011
4c Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
5a Approve Carrying Forward of Net Loss For For Management
5b Approve Ordinary Cash Dividend For For Management
6 Amend Articles to Renew Authorized Share For For Management
Capital
7 Approve CHF 188,190,276.70 Reduction in For For Management
Share Capital
8a Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
8b Advisory Vote on Say on Pay Frequency Three One Year Management
--------------------------------------------------------------------------------
U.S. Bancorp
Ticker: USB Security ID: 902973304
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Douglas M. Baker, Jr. For For Management
2 Elect Director Y. Marc Belton For For Management
3 Elect Director Victoria Buyniski Gluckman For For Management
4 Elect Director Arthur D. Collins, Jr. For For Management
5 Elect Director Richard K. Davis For For Management
6 Elect Director Joel W. Johnson For For Management
7 Elect Director Olivia F. Kirtley For For Management
8 Elect Director Jerry W. Levin For For Management
9 Elect Director David B. O'Maley For For Management
10 Elect Director O Dell M. Owens For For Management
11 Elect Director Richard G. Reiten For For Management
12 Elect Director Craig D. Schnuck For For Management
13 Elect Director Patrick T. Stokes For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
17 Advisory Vote to Ratify Directors' Against Against Shareholder
Compensation
--------------------------------------------------------------------------------
UnitedHealth Group Incorporated
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 23, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William C. Ballard, Jr. For For Management
2 Elect Director Richard T. Burke For For Management
3 Elect Director Robert J. Darretta For For Management
4 Elect Director Stephen J. Hemsley For For Management
5 Elect Director Michele J. Hooper For For Management
6 Elect Director Rodger A. Lawson For For Management
7 Elect Director Douglas W. Leatherdale For For Management
8 Elect Director Glenn M. Renwick For For Management
9 Elect Director Kenneth I. Shine For For Management
10 Elect Director Gail R. Wilensky For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Approve Omnibus Stock Plan For For Management
14 Amend Qualified Employee Stock Purchase For For Management
Plan
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
Valeant Pharmaceuticals International Inc
Ticker: BVF Security ID: 09067J109
Meeting Date: SEP 27, 2010 Meeting Type: Special
Record Date: AUG 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 If Item #1 is approved: Change Company For For Management
Name to Valeant Pharmaceuticals
International, Inc.
--------------------------------------------------------------------------------
Wal-Mart Stores, Inc.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 3, 2011 Meeting Type: Annual
Record Date: APR 6, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For For Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For For Management
7 Elect Director Michael T. Duke For For Management
8 Elect Director Gregory B. Penner For For Management
9 Elect Director Steven S Reinemund For For Management
10 Elect Director H. Lee Scott, Jr. For For Management
11 Elect Director Arne M. Sorenson For For Management
12 Elect Director Jim C. Walton For For Management
13 Elect Director S. Robson Walton For For Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Advisory Vote on Say on Pay Frequency One Year One Year Management
19 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Gender Identity
20 Report on Political Contributions Against For Shareholder
21 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
22 Require Suppliers to Produce Against Abstain Shareholder
Sustainability Reports
23 Report on Climate Change Business Risks Against Abstain Shareholder
--------------------------------------------------------------------------------
Walgreen Co.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 12, 2011 Meeting Type: Annual
Record Date: NOV 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David J. Brailer For For Management
2 Elect Director Steven A. Davis For For Management
3 Elect Director William C. Foote For For Management
4 Elect Director Mark P. Frissora For For Management
5 Elect Director Ginger L. Graham For For Management
6 Elect Director Alan G. McNally For For Management
7 Elect Director Nancy M. Schlichting For For Management
8 Elect Director David Y. Schwartz For For Management
9 Elect Director Alejandro Silva For For Management
10 Elect Director James A. Skinner For For Management
11 Elect Director Gregory D. Wasson For For Management
12 Ratify Auditors For For Management
13 Amend Articles of Incorporation to Revise For For Management
the Purpose Clause
14 Reduce Supermajority Vote Requirement For For Management
15 Rescind Fair Price Provision For For Management
16 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
17 Performance-Based Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
Waste Management, Inc.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 13, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Pastora San Juan Cafferty For For Management
2 Elect Director Frank M. Clark, Jr. For For Management
3 Elect Director Patrick W. Gross For Against Management
4 Elect Director John C. Pope For For Management
5 Elect Director W. Robert Reum For For Management
6 Elect Director Steven G. Rothmeier For For Management
7 Elect Director David P. Steiner For For Management
8 Elect Director Thomas H. Weidemeyer For For Management
9 Ratify Auditors For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
12 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
Wells Fargo & Company
Ticker: WFC Security ID: 949746101
Meeting Date: MAY 3, 2011 Meeting Type: Annual
Record Date: MAR 4, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director John D. Baker II For For Management
2 Election Director John S. Chen For For Management
3 Election Director Lloyd H. Dean For For Management
4 Election Director Susan E. Engel For For Management
5 Election Director Enrique Hernandez, Jr. For For Management
6 Election Director Donald M. James For For Management
7 Election Director Mackey J. McDonald For For Management
8 Election Director Cynthia H. Milligan For For Management
9 Elect Director Nicholas G. Moore For For Management
10 Elect Director Philip J. Quigley For Against Management
11 Elect Director Judith M. Runstad For For Management
12 Elect Director Stephen W. Sanger For For Management
13 Elect Director John G. Stumpf For For Management
14 Elect Director an G. Swenson For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Ratify Auditors For For Management
18 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
19 Provide for Cumulative Voting Against Against Shareholder
20 Require Independent Board Chairman Against For Shareholder
21 Advisory Vote to Ratify Directors' Against Against Shareholder
Compensation
22 Require Audit Committee Review and Report Against For Shareholder
on Controls Related to Loans, Foreclosure
and Securitizations
--------------------------------------------------------------------------------
Windstream Corp.
Ticker: WIN Security ID: 97381W104
Meeting Date: MAY 4, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol B. Armitage For For Management
2 Elect Director Samuel E. Beall, III For For Management
3 Elect Director Dennis E. Foster For For Management
4 Elect Director Francis X. Frantz For For Management
5 Elect Director Jeffery R. Gardner For For Management
6 Elect Director Jeffrey T. Hinson For For Management
7 Elect Director Judy K. Jones For For Management
8 Elect Director William A. Montgomery For For Management
9 Elect Director Alan L. Wells For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
12 Ratify Auditors For For Management
13 Provide for Cumulative Voting Against Against Shareholder
14 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
Wyndham Worldwide Corporation
Ticker: WYN Security ID: 98310W108
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Buckman For For Management
1.2 Elect Director George Herrera For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
Xerox Corporation
Ticker: XRX Security ID: 984121103
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Glenn A. Britt For For Management
2 Elect Director Ursula M. Burns For For Management
3 Elect Director Richard J. Harrington For For Management
4 Elect Director William Curt Hunter For For Management
5 Elect Director Robert J. Keegan For For Management
6 Elect Director Robert A. McDonald For For Management
7 Elect Director N.J. Nicholas, Jr. For For Management
8 Elect Director Charles Prince For For Management
9 Elect Director Ann N. Reese For For Management
10 Elect Director Mary Agnes Wilderotter For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
XL Group plc
Ticker: XL Security ID: G98290102
Meeting Date: MAY 6, 2011 Meeting Type: Annual
Record Date: MAR 3, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Herbert N. Haag as Director For For Management
2 Elect Michael S. McGavick as Director For For Management
3 Elect Ellen E. Thrower as Director For For Management
4 Elect John M. Vereker as Director For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
8 Amend Omnibus Stock Plan For For Management
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: Oppenheimer Equity Income Fund, Inc.
By: William F. Glavin, Jr.*
--------------
William F. Glavin, Jr.
President and Principal Executive Officer
Date: August 4, 2011
*By: /s/ Randy Legg
--------------
Randy Legg, Attorney in Fact