13F-HR 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stein Roe & Farnham Incorporated Address: One South Wacker Drive Chicago, Illinois 60606 Form 13F File Number: 28-01823 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William J. Ballou Title: Assistant Secretary Phone: (617) 772-3339 Signature, Place, and Date of Signing: /s/ William J. Ballou Boston, Massachusetts February 12, 2000 Report Type (Check only one.): [XX] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 649 Form 13F Information Table Value Total: $9,385,517 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. 13F File Number Name 1 28-33 Liberty Mutual Insurance Co. 2 28-6060 Harold J. McComas
FORM 13F INFORMATION TABLE REPORTING MANAGER Stein Roe & Farnham, Inc. Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Name of Issuer Class CUSIP FMV SHRS Shared Other (A) (B) (C) ($000) Managers Sole Shared None ------------------- ------ --------- -------- -------- ------- -------- ------- ------- --------- ACT MANUFACTORING I Common 000973107 885 56,200 DEFINED 1 48600 7600 AFLAC INC Common 001055102 278 3,850 DEFINED 1 3850 AES CORP Common 00130H105 171,089 3,089,644 DEFINED 1 166310 1191800 1731534 AES CORP Common 00130H105 144 2,600 DEFINED 2 2600 AMR CORP Common 001765106 7,054 180,000 DEFINED 1 180000 A T & T CORP Common 001957109 8,993 519,468 DEFINED 1 11894 410273 97301 AT&T CORP-LIBERTY M Common 001957208 79,093 5,831,736 DEFINED 1 113000 5112000 606736 A T & T WIRELESS Common 001957406 3,406 196,750 DEFINED 1 5250 191500 AVX CORP Common 002444107 7,051 430,600 DEFINED 1 430600 ABBOTT LAB Common 002824100 36,484 753,222 DEFINED 1 12112 741110 P-ABN AMRO NOAMR PFD Pfd 003714870 2,910 3,000 DEFINED 1 3000 ACTIVE POWER INC Common 00504W100 1,031 47,000 DEFINED 1 40500 6500 ACTUATE CORPORATION Common 00508B102 2,259 118,100 DEFINED 1 101700 16400 ADVANCED OXYGEN TECH Common 00754B103 1 64,000 DEFINED 1 64000 AEGON N.V. ARD AmRegSh 007924103 1,234 29,773 DEFINED 1 286 29487 AES TR111 CVPFD 3.38 CV Pfd 00808N202 2,924 34,000 DEFINED 1 34000 AETNA INC Common 00817Y108 6,065 147,700 DEFINED 1 144600 3100 AFFILIATED COMPUTER Common 008190100 16,191 266,800 DEFINED 1 266800 AGILENT TECHNOLOGIE Common 00846U101 17,534 320,263 DEFINED 1 54301 74000 191962 AIR PRODUCTS & CHEM Common 009158106 10,443 254,704 DEFINED 1 200000 54704 ALBERTSONS INC Common 013104104 517 19,500 DEFINED 1 19500 ALCOA INC Common 013817101 3,137 93,656 DEFINED 1 92520 1136 ALLERGAN INC Common 018490102 1,065 11,000 DEFINED 1 11000 ALLSCRIPTS INC Common 019886100 293 31,400 DEFINED 1 27200 4200 ALLSTATE CORP Common 020002101 5,259 120,722 DEFINED 1 1250 119472 ALLTEL CORP Common 020039103 202 3,228 DEFINED 1 3228 ALPHARMA INC Common 020813101 785 17,900 DEFINED 1 15700 2200 ALZA CORP Common 022615108 55,930 1,315,996 DEFINED 1 79758 330000 906238 AMERADA HESS CORP Common 023551104 13,889 190,100 DEFINED 1 190100 AMERICA ONLINE INC Common 02364J104 110,575 3,177,436 DEFINED 1 74426 2841000 262010 AMCORE FINANCIAL INC Common 023912108 1,746 84,387 DEFINED 1 84387 AMERICAN ELECTRIC PO Common 025537101 209 4,504 DEFINED 1 4504 AMERICAN EXPRESS CO Common 025816109 5,322 96,865 DEFINED 1 7390 54500 34975 AMERICAN GENL CORP Common 026351106 7,268 89,178 DEFINED 1 362 88816 AMERICAN HOME PRODU Common 026609107 54,477 857,225 DEFINED 1 16728 651000 189497 AMER INTERNATIONAL G Common 026874107 169,256 1,717,248 DEFINED 1 108235 736240 872773 AMER INTERNATIONAL G Common 026874107 99 1,000 DEFINED 2 1000 AMERICAN TOWER CORP Common 029912201 53,044 1,400,500 DEFINED 1 1400000 500 AMGEN INC Common 031162100 20,552 321,445 DEFINED 1 19490 35000 266955 ANADARKO PETE CORP Common 032511107 642 9,037 DEFINED 1 1852 7185 ANALOG DEVICES Common 032654105 12,426 242,749 DEFINED 1 40975 201774 ANDREW CORP Common 034425108 13,135 603,900 DEFINED 1 603900 ANHEUSER BUSCH Common 035229103 2,220 48,786 DEFINED 1 4150 44636 AON CORP Common 037389103 6,631 193,613 DEFINED 1 192600 1013 APACHE CORP Common 037411105 9,809 140,000 DEFINED 1 140000 APLACN PWR $5.92 SFP Pfd 037735859 2,000 20,000 DEFINED 1 20000 APPLE COMPUTER INC Common 037833100 15,253 1,025,400 DEFINED 1 1025000 400 APPLERA CORP-CELERA Common 038020202 1,815 50,500 DEFINED 1 500 50000 APPLIED MATLS Common 038222105 45,947 1,203,200 DEFINED 1 59485 950210 193505 APTARGROUP INC Common 038336103 1,090 37,120 DEFINED 1 120 32000 5000 ARCHER DANIELS MIDL Common 039483102 9,654 643,572 DEFINED 1 1567 642005 ARCHSTN $2.07 CV PFD CV Pfd 039581202 8,633 244,900 DEFINED 1 244900 ARROW ELECTRONICS I Common 042735100 6,836 238,800 DEFINED 1 238800 ARTESYN TECHNOLOGIE Common 043127109 802 50,500 DEFINED 1 43500 7000 ASPECT MEDICAL SYST Common 045235108 243 28,200 DEFINED 1 23100 5100 ASPEN TECHNOLOGY IN Common 045327103 3,508 105,500 DEFINED 1 91300 14200 ASTEC INDUSTRIES IN Common 046224101 583 44,200 DEFINED 1 35600 8600 ATLANTIC COAST AIRL Common 048396105 1,279 31,300 DEFINED 1 27100 4200 AURORA BIOSCIENCES Common 051920106 751 23,900 DEFINED 1 20700 3200 AUTOMATIC DATA PROCE Common 053015103 14,052 221,946 DEFINED 1 26469 195477 AVAYA INC Common 053499109 172 16,648 DEFINED 1 803 15845 AVERY DENNISON CORP Common 053611109 2,591 47,222 DEFINED 1 1504 45100 618 AVOCENT CORPORATION Common 053893103 896 33,200 DEFINED 1 26500 6700 AVON PRODUCTS INC Common 054303102 4,864 101,600 DEFINED 1 200 100000 1400 THE BISYS GROUP INC Common 055472104 1,053 20,200 DEFINED 1 16700 3500 BP AMOCO PLC-ADR SPN ADR 055622104 42,980 897,762 DEFINED 1 81226 342970 473566 BAKER HUGHES INC Common 057224107 917 22,070 DEFINED 1 10920 11150 BALT GAS&EL $7.125PF Pfd 059165779 212 2,000 DEFINED 1 2000 BANK OF AMERICA CORP Common 060505104 4,522 98,567 DEFINED 1 5430 93137 BANK NEW YORK INC Common 064057102 200 3,630 DEFINED 1 630 3000 BANK ONE CORP Common 06423A103 1,416 38,657 DEFINED 1 38657 BANK OF TOKYO-MITSU Common 065379109 823 85,000 DEFINED 1 85000 BAXTER INTL INC Common 071813109 1,225 13,866 DEFINED 1 1950 11916 BEAR STEARNS COMPAN Common 073902108 8,363 165,000 DEFINED 1 165000 BECTON DICKINSON Common 075887109 2,825 81,600 DEFINED 1 81600 BED BATH & BEYOND I Common 075896100 10,069 450,000 DEFINED 1 450000 BELLSOUTH CORP Common 079860102 2,257 55,135 DEFINED 1 11964 43171 BELO CORPORATION-A Common 080555105 302 18,846 DEFINED 1 18846 BERKSHIRE HATHAWAY Common 084670108 39,263 553 DEFINED 1 200 353 BERKSHIRE HATH-CL B CL B 084670207 1,678 713 DEFINED 1 20 693 BINDLEY WESTERN IND Common 090324104 1,222 29,400 DEFINED 1 25900 3500 BIOMET INC Common 090613100 26,353 664,000 DEFINED 1 664000 BLOCK H & R INC Common 093671105 275 6,650 DEFINED 1 2850 3800 BLUE MARTINI SOFTWA Common 095698106 196 14,800 DEFINED 1 12900 1900 BLUESTONE SOFTWARE Common 09623P102 448 29,600 DEFINED 1 25600 4000 BOEING CO Common 097023105 7,111 107,742 DEFINED 1 4400 91580 11762 BORDERS GROUP INC Common 099709107 3,389 290,000 DEFINED 1 290000 BOSTON PROPERTIES I Common 101121101 1,466 33,700 DEFINED 1 33700 BOSTON SCIENTIFIC C Common 101137107 6,076 443,900 DEFINED 1 443600 300 BRISTOL-MYERS SQUIB Common 110122108 153,932 2,081,918 DEFINED 1 58151 318000 1705767 BURLINGTON RES INC Common 122014103 2,512 49,751 DEFINED 1 1187 48564 C-CUBE MICROSYSTEMS Common 12501N108 385 31,300 DEFINED 1 24200 7100 CEC ENTERTAINMENT I Common 125137109 2,559 75,000 DEFINED 1 64700 10300 CIGNA CORP Common 125509109 1,294 9,778 DEFINED 1 2500 7278 C-MAC INDUSTRIES IN Common 125920108 1,109 25,000 DEFINED 1 25000 CTS CORP Common 126501105 721 19,800 DEFINED 1 17100 2700 CACHEFLOW INC Common 126946102 998 58,500 DEFINED 1 50500 8000 CAL DIVE INTERNATIO Common 127914109 3,184 119,600 DEFINED 1 103500 16100 CALLAWAY GOLF INC Common 131193104 4,470 240,000 DEFINED 1 240000 CALPINE CORPORATION Common 131347106 119,353 2,648,600 DEFINED 1 21000 2626000 1600 CAMPBELL SOUP CO Common 134429109 398 11,506 DEFINED 1 1000 10506 CAPITAL ONE FINANCI Common 14040H105 3,420 51,959 DEFINED 1 49000 2959 CARDIAC RESUSCITATOR Common 141409102 1 17,033 DEFINED 1 17033 CARDINAL HEALTH Common 14149Y108 218 2,192 DEFINED 1 877 1315 CARLISLE COS INC Common 142339100 10,528 245,200 DEFINED 1 3200 242000 CARNIVAL CORP Common 143658102 6,185 200,720 DEFINED 1 200720 CATALINA MARKETING Common 148867104 1,156 29,700 DEFINED 1 25500 4200 CATERPILLAR INC Common 149123101 1,237 26,140 DEFINED 1 26140 CEDAR FAIR LP Common 150185106 5,835 317,958 DEFINED 1 315000 2958 CELGENE CORP Common 151020104 439 13,500 DEFINED 1 11800 1700 CENDANT CORP Common 151313103 3,926 407,851 DEFINED 1 1500 400310 6041 CENTURYTEL INC Common 156700106 323 9,039 DEFINED 1 3500 5539 CHARTER ONE FIN INC Common 160903100 764 26,474 DEFINED 1 6903 19571 CHARTER COMMUNICATI Common 16117M107 4,969 219,000 DEFINED 1 2000 215000 2000 CHASE MANHATTAN COR Common 16161A108 57,331 1,261,746 DEFINED 1 114277 217500 929969 CHASE MANHTN$2.48PFD Pfd 16161A777 2,275 50,000 DEFINED 1 50000 CHEVRON CORP Common 166751107 3,348 39,648 DEFINED 1 2449 37199 CHICO'S FAS INC Common 168615102 906 43,400 DEFINED 1 37200 6200 CHIRON Common 170040109 721 16,208 DEFINED 1 152 16056 CHOICEPOINT INC Common 170388102 557 8,500 DEFINED 1 4900 3600 CIENA Common 171779101 275 3,390 DEFINED 1 170 3220 CIMA LABS INC. Common 171796105 605 9,300 DEFINED 1 8000 1300 CIRCUIT CITY STORES Common 172737108 1,740 151,300 DEFINED 1 151300 CISCO SYSTEMS INC Common 17275R102 260,151 6,801,330 DEFINED 1 203446 2150710 4447174 CISCO SYSTEMS INC Common 17275R102 138 3,600 DEFINED 2 3600 CINTAS CORP Common 172908105 5,377 101,100 DEFINED 1 97500 3600 CITIGROUP INC Common 172967101 310,078 6,072,520 DEFINED 1 301679 3355146 2415695 CITIGROUP INC Common 172967101 102 2,000 DEFINED 2 2000 CCI PFD $3.11 PFD H Pfd 172967705 2,406 52,600 DEFINED 1 52600 CITIGRP $2.932 PFD M Pfd 172967812 218 5,000 DEFINED 1 5000 CITIZENS COMM CO Common 17453B101 462 35,164 DEFINED 1 634 34530 CLEAR CHANNEL COMMU Common 184502102 60,813 1,255,489 DEFINED 1 68165 569000 618324 CLICKACTION INC Common 18681E107 228 41,400 DEFINED 1 32400 9000 CLOROX CO Common 189054109 227 6,400 DEFINED 1 6400 CLOSURE MEDICAL COR Common 189093107 1,084 30,100 DEFINED 1 24900 5200 COASTAL CORP Common 190441105 247 2,800 DEFINED 1 800 2000 COCA COLA CO Common 191216100 25,741 422,411 DEFINED 1 30350 392061 COCA COLA CO Common 191216100 244 4,000 DEFINED 2 4000 COGNIZANT TECH SOLU Common 192446102 1,358 37,400 DEFINED 1 31700 5700 COLDWATER CREEK INC Common 193068103 3,234 104,100 DEFINED 1 90200 13900 COLGATE PALMOLIVE Common 194162103 27,366 423,947 DEFINED 1 23967 399980 COLUMBIA SPORTSWEAR Common 198516106 751 15,100 DEFINED 1 13500 1600 COMCAST CL A CL A 200300101 600 14,528 DEFINED 1 14528 COMCAST CORP-SPECIA CL A 200300200 76,288 1,827,269 DEFINED 1 31014 1611000 185255 COMPAQ COMPUTER COR Common 204493100 7,146 474,793 DEFINED 1 5445 330000 139348 COMPUTER ASSOCIATES Common 204912109 3,338 171,165 DEFINED 1 165300 5865 COMPUTER NETWORK TE Common 204925101 2,449 85,000 DEFINED 1 73700 11300 COMVERSE TECH Common 205862402 108,951 1,003,000 DEFINED 1 1002500 500 CONAGRA FOODS INC Common 205887102 7,241 278,500 DEFINED 1 2000 270200 6300 CONCORD CAMERA CORP Common 206156101 266 16,100 DEFINED 1 13900 2200 CONCORD EFS INC Common 206197105 12,991 295,662 DEFINED 1 1500 291950 2212 CONOCO INC-CL A CL A 208251306 9,503 331,990 DEFINED 1 990 109900 221100 CONOCO INC -CL B CL B 208251405 7,777 268,763 DEFINED 1 734 226107 41922 CONSOLIDATED EDISON Common 209115104 911 23,656 DEFINED 1 23656 CONSTELLATION BRAND Common 21036P108 3,807 64,800 DEFINED 1 56400 8400 CONTINENTAL AIRLINE Common 210795308 5,163 100,000 DEFINED 1 100000 COOPER INDS Common 216669101 961 20,928 DEFINED 1 20928 COOPER TIRE & RUBBE Common 216831107 2,975 280,000 DEFINED 1 280000 COR THERAPEUTICS IN Common 217753102 778 22,100 DEFINED 1 18700 3400 CORNING INCORPORATE Common 219350105 89,459 1,693,890 DEFINED 1 25800 1552000 116090 COSTCO WHOLESALE CRP Common 22160K105 11,750 294,218 DEFINED 1 50250 243968 COX COMMUNICATIONS C Common 224044107 575 12,358 DEFINED 1 12358 COX RADIO INC-CL A CL A 224051102 677 30,000 DEFINED 1 30000 CRITICAL PATH INC Common 22674V100 2,192 71,300 DEFINED 1 61500 9800 CROMPTON CORPORATION Common 227116100 231 22,000 DEFINED 1 22000 CROSS TIMBER OIL CO Common 227573102 19,684 709,337 DEFINED 1 709337 CROWN CASTLE INTL C Common 228227104 6,360 235,000 DEFINED 1 235000 CUBIST PHARMAECEUTI Common 229678107 360 12,400 DEFINED 1 10600 1800 CURON MEDICAL INC Common 231292103 157 39,100 DEFINED 1 33800 5300 DDI CORP/ CA Common 233162106 654 24,000 DEFINED 1 20800 3200 DPL INC Common 233293109 565 17,015 DEFINED 1 2000 15015 DSP GROUP INC Common 23332B106 541 25,700 DEFINED 1 22200 3500 DAUPHIN TECH INC Common 238326102 14 11,000 DEFINED 1 11000 DEERE & CO Common 244199105 7,195 157,050 DEFINED 1 750 153300 3000 DELL COMPUTER Common 247025109 1,031 59,135 DEFINED 1 2900 56235 DELUXE CORP Common 248019101 320 12,650 DEFINED 1 12650 DEVON ENERGY CORPOR Common 25179M103 8,857 145,268 DEFINED 1 145000 268 DEVRY INC Common 251893103 8,305 220,000 DEFINED 1 220000 WALT DISNEY PRODUCT Common 254687106 38,222 1,320,852 DEFINED 1 17621 850390 452841 DOLLAR GEN CORP Common 256669102 41,920 2,220,913 DEFINED 1 179275 2041638 DONNELLEY (RR) Common 257867101 378 14,000 DEFINED 1 14000 DOVER CORP Common 260003108 20,967 516,896 DEFINED 1 72079 444817 DOW CHEMICAL Common 260543103 373 10,188 DEFINED 1 3288 6900 EI DUPONT DE NEMOUR Common 263534109 9,541 197,479 DEFINED 1 3354 157191 36934 DUKE ENERGY CORP Common 264399106 222 2,600 DEFINED 1 600 2000 DUSA PHARMACEUTICAL Common 266898105 1,342 79,800 DEFINED 1 68800 11000 EMC CORP Common 268648102 190,949 2,871,410 DEFINED 1 147367 1728000 996043 EMC CORP Common 268648102 80 1,200 DEFINED 2 1200 EOG RESOURCES INC Common 26875P101 5,479 100,190 DEFINED 1 10190 90000 EAST WEST BANC-CORP Common 27579R104 3,180 127,500 DEFINED 1 110200 17300 EASTMAN KODAK CO Common 277461109 5,080 129,008 DEFINED 1 562 127800 646 EBENX INC Common 278668108 979 145,000 DEFINED 1 125700 19300 ECOLAB INC Common 278865100 35,049 811,555 DEFINED 1 70680 207180 533695 EDEN BIOSCIENCE COR Common 279445100 293 9,800 DEFINED 1 8500 1300 EDISON INTERNATIONA Common 281020107 3,312 211,950 DEFINED 1 202900 9050 EDWARDS A G INC Common 281760108 237 4,998 DEFINED 1 2343 2655 EL PASO ENER $2.375 CV Pfd 283678209 4,579 51,450 DEFINED 1 51450 EL PASO ENERGY CORP Common 283905107 12,484 174,299 DEFINED 1 1300 150000 22999 ELAN CORP SPONS ADR SPN ADR 284131208 4,484 95,784 DEFINED 1 2184 88000 5600 ELANTEC SEMICONDUCT Common 284155108 486 17,500 DEFINED 1 15100 2400 ELECTRO SCIENTIFIC Common 285229100 1,557 55,600 DEFINED 1 48200 7400 ELECTRONIC DATA SYS Common 285661104 7,707 133,446 DEFINED 1 14200 111800 7446 EMERSON ELECTRIC CO Common 291011104 11,472 145,556 DEFINED 1 3195 54000 88361 ENDESA SA SPN ADR 29258N107 1,972 118,172 DEFINED 1 118172 ENERGIZER HLDGS INC Common 29266R108 304 14,224 DEFINED 1 14224 ENRON CORP Common 293561106 152,800 1,838,195 DEFINED 1 28705 1659320 150170 ENRON CORP/EOG RES Pfd 293561882 1,084 22,500 DEFINED 1 1800 20700 ENZON INC Common 293904108 10,396 167,510 DEFINED 1 160400 7110 EQUITY RESIDENTIAL Common 29476L107 1,737 31,400 DEFINED 1 22300 9100 ERICSSON (LM) TEL AD SPN ADR 294821400 90,988 8,132,991 DEFINED 1 273854 7859137 ERICSSON (LM) TEL AD SPN ADR 294821400 134 12,000 DEFINED 2 12000 ESPEED INC-CL A CL A 296643109 690 44,000 DEFINED 1 35300 8700 EURO PAC GROWTH FD Common 298706102 312 9,940 DEFINED 1 7981 1959 EXABYTE CORP Common 300615101 234 68,000 DEFINED 1 43000 25000 EXAR CORP Common 300645108 1,512 48,800 DEFINED 1 42500 6300 EXFO ELECTRO-OPTICA Common 302043104 261 10,000 DEFINED 1 10000 EXODUS COMMUNICATIO Common 302088109 732 36,600 DEFINED 1 35000 1600 EXXON MOBIL CORPORAT Common 30231G102 91,700 1,054,775 DEFINED 1 25441 477220 552114 EXXON MOBIL CORPORAT Common 30231G102 115 1,320 DEFINED 2 1320 FREDDIE MAC Common 313400301 101,057 1,467,256 DEFINED 1 44205 1011000 412051 FANNIE MAE Common 313586109 171,206 1,973,558 DEFINED 1 73054 634000 1266504 FANNIE MAE Common 313586109 174 2,000 DEFINED 2 2000 FEDERATED DEPT STOR Common 31410H101 7,350 210,000 DEFINED 1 210000 FEDERATED INVESTOR Common 314211103 1,165 40,000 DEFINED 1 40000 FIFTH THIRD BANCORP Common 316773100 6,842 114,506 DEFINED 1 114506 FINISAR CORPORATION Common 31787A101 32,303 1,113,900 DEFINED 1 1105200 8700 FIRST DATA CORP Common 319963104 1,461 27,732 DEFINED 1 814 26918 FIRST HEALTH GROUP Common 320960107 17,936 385,200 DEFINED 1 385200 FIRST UNION CORP Common 337358105 329 11,845 DEFINED 1 220 11625 FIRSTAR CORP Common 33763V109 8,840 380,217 DEFINED 1 19000 180000 181217 FIRSTAR RLTY$8.875PF Pfd 33765A202 8,415 90,000 DEFINED 1 90000 FISERV INC Common 337738108 9,524 200,763 DEFINED 1 640 200000 123 FLEET BOSTON FINL Common 339030108 338 8,996 DEFINED 1 3996 5000 FLEETBOSTN $1.812PFD Pfd 339030603 1,990 80,000 DEFINED 1 80000 FLEETBOSTON$3.295PFD Pfd 339030884 506 10,000 DEFINED 1 10000 FORD MTR CO DEL $2.0 Pfd 345370407 430 16,000 DEFINED 1 16000 FORD MOTOR COMPANY Common 345370860 13,755 586,871 DEFINED 1 923 564660 21288 FOREST LABORATORIES Common 345838106 10,924 82,210 DEFINED 1 75000 7210 FORWARD AIR CORPORA Common 349853101 507 13,600 DEFINED 1 11900 1700 FOUNDRY NETWORKS IN Common 35063R100 9,045 603,000 DEFINED 1 600000 3000 FOUR SEASONS HOTEL Common 35100E104 10,816 170,000 DEFINED 1 170000 FREEPRT MC C&G$1.75 CV Pfd 35671D501 194 19,400 DEFINED 1 19400 FRESENIUS MEDICAL CA Common 358029106 257 9,458 DEFINED 1 9458 FULTON FINANCIAL COM Common 360271100 685 29,720 DEFINED 1 875 28845 GSI LUMONICS INC Common 36229U102 1,118 126,790 DEFINED 1 101500 25290 GANNETT Common 364730101 2,607 41,345 DEFINED 1 345 41000 GAP INC Common 364760108 40,711 1,596,515 DEFINED 1 1550000 46515 GEMSTAR-TV GUIDE IN Common 36866W106 11,594 250,000 DEFINED 1 250000 GENENTECH INC Common 368710406 31,920 391,656 DEFINED 1 26466 255000 110190 GENERAL DYNAMICS CO Common 369550108 2,738 35,100 DEFINED 1 35100 GENERAL ELECTRIC CO Common 369604103 359,300 7,495,186 DEFINED 1 266914 3075560 4152712 GENERAL ELECTRIC CO Common 369604103 240 5,000 DEFINED 2 5000 GENERAL MILLS INC Common 370334104 1,499 33,639 DEFINED 1 3715 23000 6924 GENERAL MOTORS CORP Common 370442105 2,409 47,303 DEFINED 1 40000 7303 GENERAL MOTORS CL H CL H 370442832 294 12,789 DEFINED 1 1500 11289 GENESCO INC Common 371532102 1,549 63,400 DEFINED 1 54700 8700 GENTEX CORP Common 371901109 5,925 318,100 DEFINED 1 2400 314000 1700 GEORGIA PACIFIC COR Common 373298108 4,293 137,940 DEFINED 1 130000 7940 GIGA-TRONICS INC Common 375175106 77 15,032 DEFINED 1 15032 GILLETTE CO Common 375766102 14,872 411,686 DEFINED 1 30571 134590 246525 GLAXO WELLCOME PLC SPN ADR 37733W105 4,695 83,840 DEFINED 1 4523 79317 GOLDEN WEST FINANCI Common 381317106 20,365 301,700 DEFINED 1 301700 GOLDMAN SACHS GROUP Common 38141G104 38,597 360,935 DEFINED 1 3360 320100 37475 GOODYEAR TIRE & RUB Common 382550101 7,249 315,300 DEFINED 1 315300 GUIDANT CORP Common 401698105 37,176 689,240 DEFINED 1 91581 597659 H&Q LIFE SCIENCES Common 404053100 218 10,000 DEFINED 1 10000 HCA-THE HEALTHCARE Common 404119109 11,658 264,900 DEFINED 1 264900 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