-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ns35Ht8Z8bUBiy14PZTuz7Q6hOP/rpPijrxHtTa3DZEOLMigvX6nWKSe0A/bynGL Itt6+JG+Rg3XSb5BmBwnzg== /in/edgar/work/20000811/0000799005-00-000012/0000799005-00-000012.txt : 20000921 0000799005-00-000012.hdr.sgml : 20000921 ACCESSION NUMBER: 0000799005-00-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000630 FILED AS OF DATE: 20000811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STEIN ROE & FARNHAM INC /DE/ CENTRAL INDEX KEY: 0000799005 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 363447638 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-01823 FILM NUMBER: 693780 BUSINESS ADDRESS: STREET 1: ONE S WACKER DR STREET 2: 35TH FL CITY: CHICAGL STATE: IL ZIP: 60606 BUSINESS PHONE: 3123687700 MAIL ADDRESS: STREET 1: ONE SOUTH WACKER DR STREET 2: 35TH FL CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stein Roe & Farnham Incorporated Address: One South Wacker Drive Chicago, Illinois 60606 Form 13F File Number: 28-01823 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joyce B. Riegel Title: Vice President and Chief Compliance Officer Phone: (312) 368-7727 Signature, Place, and Date of Signing: /s/ Joyce B. Riegel Chicago, Illinois August 11, 2000 Report Type (Check only one.): [XX] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 689 Form 13F Information Table Value Total: $10,629,103 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. 13F File Number Name 1 28-33 Liberty Mutual Insurance Co. 2 28-6060 Harold J. McComas
FORM 13F INFORMATION TABLE REPORTING MANAGE Stein Roe & Farnham, Inc. Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Name of Issuer Class CUSIP FMV SHRS Shared Other (A) (B) (C) ($000) Managers Sole Shared None ------------------- ------ --------- -------- -------- ------- -------- ------- ------- --------- ACT MANUFACTORING I Common 000973107 3,325 71,600 DEFINED 1 61900 9700 AES CORP Common 00130H105 192,280 4,214,358 DEFINED 1 178140 2181000 1855218 AES CORP Common 00130H105 119 2,600 DEFINED 2 2600 AMFM INC Common 001693100 3,943 57,140 DEFINED 1 9375 47765 AMR CORP Common 001765106 4,494 170,000 DEFINED 1 170000 A T & T CORP Common 001957109 8,163 258,130 DEFINED 1 4773 124963 128394 AT&T CORP-LIBERTY M Common 001957208 100,538 4,145,878 DEFINED 1 49000 3512000 584878 AT & T WIRELESS COR Common 001957406 13,589 487,500 DEFINED 1 14750 61100 411650 AVX CORP Common 002444107 9,877 430,600 DEFINED 1 430600 ABBOTT LAB Common 002824100 36,504 819,166 DEFINED 1 14662 804504 P-ABN AMRO PF $7.035 Pfd 003714300 3,885 3,700 DEFINED 1 3700 P-ABN AMRO NOAMR PFD Pfd 003714870 2,940 3,000 DEFINED 1 3000 ACTUATE CORPORATION Common 00508B102 2,055 38,500 DEFINED 1 33400 5100 ACUSON CORP Common 005113105 6,962 515,700 DEFINED 1 515700 ACXIOM CORP Common 005125109 202 7,400 DEFINED 1 7400 ADVANCED OXYGEN TECH Common 00754B103 3 64,000 DEFINED 1 64000 AEGON N.V. ARD ADR 007924103 1,310 36,768 DEFINED 1 286 36482 AES TR111 CVPFD 3.38 CV Pfd 00808N202 2,946 41,200 DEFINED 1 41200 AETNA INC Common 008117103 263 4,102 DEFINED 1 202 3900 AFFILIATED COMPUTER Common 008190100 8,821 266,800 DEFINED 1 266800 AGILENT TECHNOLOGIES Common 00846U101 41,073 556,925 DEFINED 1 55423 74000 427502 AGILENT TECHNOLOGIES Common 00846U101 56 762 DEFINED 2 762 AIR PRODUCTS & CHEM Common 009158106 7,857 255,004 DEFINED 1 300 200000 54704 ALBERTSONS INC Common 013104104 815 24,500 DEFINED 1 24500 ALCOA INC Common 013817101 2,765 95,356 DEFINED 1 900 92000 2456 ALLEGIANCE TELECOM Common 01747T102 6,430 100,475 DEFINED 1 5475 95000 ALLERGAN INC Common 018490102 820 11,000 DEFINED 1 11000 ALLSCRIPTS INC Common 019886100 1,141 49,600 DEFINED 1 43400 6200 ALLSTATE CORP Common 020002101 4,795 215,493 DEFINED 1 5000 210493 ALLTEL CORP Common 020039103 708 11,428 DEFINED 1 200 11228 ALPHARMA INC Common 020813101 1,114 17,900 DEFINED 1 15700 2200 ALZA CORP Common 022615108 17,256 291,849 DEFINED 1 25123 266726 AMERADA HESS CORP Common 023551104 3,705 60,000 DEFINED 1 60000 AMERICA ONLINE INC Common 02364J104 36,995 701,326 DEFINED 1 38176 500000 163150 AMCORE FINANCIAL INC Common 023912108 1,545 84,387 DEFINED 1 84387 AMERICAN EXPRESS CO Common 025816109 14,765 283,265 DEFINED 1 8290 240000 34975 AMERICAN GENL CORP Common 026351106 5,847 95,853 DEFINED 1 362 95491 AMERICAN HOME PRODU Common 026609107 49,215 837,698 DEFINED 1 20901 640400 176397 AMER INTERNATIONAL G Common 026874107 90,784 772,628 DEFINED 1 69466 74000 629162 AMER INTERNATIONAL G Common 026874107 59 500 DEFINED 2 500 AMERICAN NATIONAL C Common 027714104 1,807 107,100 DEFINED 1 1000 92900 13200 AMERICAN STANDARD Common 029712106 6,193 151,050 DEFINED 1 22400 128650 AMERICAN TOWER CORP Common 029912201 58,488 1,403,000 DEFINED 1 3000 1400000 AMGEN INC Common 031162100 68,862 980,245 DEFINED 1 19505 840000 120740 ANADARKO PETE CORP Common 032511107 335 6,791 DEFINED 1 6791 ANALOG DEVICES Common 032654105 18,544 244,004 DEFINED 1 19635 224369 ANDREW CORP Common 034425108 20,268 603,900 DEFINED 1 603900 ANHEUSER BUSCH Common 035229103 1,995 26,713 DEFINED 1 2395 24318 ANNTAYLOR STORES CO Common 036115103 2,067 62,400 DEFINED 1 54000 8400 APLACN PWR $5.92 SFP Pfd 037735859 1,938 20,000 DEFINED 1 20000 APPLE COMPUTER INC Common 037833100 33,038 630,800 DEFINED 1 630000 800 APPLIED MATLS Common 038222105 112,522 1,241,625 DEFINED 1 51250 930000 260375 APPLIED MATLS Common 038222105 91 1,000 DEFINED 2 1000 APROPOS TECHNOLOGY Common 038334108 841 42,300 DEFINED 1 29400 12900 APTARGROUP INC Common 038336103 1,801 66,720 DEFINED 1 120 58900 7700 ARCHSTN $2.07 CV PFD CV Pfd 039581202 8,568 276,400 DEFINED 1 276400 ARROW ELECTRONICS I Common 042735100 7,421 239,400 DEFINED 1 600 238800 ART TECHNOLOGY GROU Common 04289L107 1,988 19,700 DEFINED 1 17100 2600 ASPECT MEDICAL SYST Common 045235108 923 34,200 DEFINED 1 29100 5100 ASPEN TECHNOLOGY IN Common 045327103 1,775 46,100 DEFINED 1 40500 5600 ASSOCIATES FIRST Common 046008108 16,180 725,175 DEFINED 1 70920 654255 ASTEC INDUSTRIES IN Common 046224101 1,616 63,700 DEFINED 1 55100 8600 ATMEL CORP Common 049513104 80,660 2,187,400 DEFINED 1 18500 2110000 58900 AURORA BIOSCIENCES Common 051920106 559 8,200 DEFINED 1 6900 1300 AUTOMATIC DATA PROCE Common 053015103 11,878 221,766 DEFINED 1 24777 196989 AVERY DENNISON CORP Common 053611109 2,207 32,882 DEFINED 1 1564 30100 1218 AVON PRODUCTS INC Common 054303102 1,883 42,325 DEFINED 1 925 40000 1400 AWARE INC/MASS Common 05453N100 1,774 34,700 DEFINED 1 30000 4700 THE BISYS GROUP INC Common 055472104 1,248 20,300 DEFINED 1 17400 2900 BP AMOCO PLC-ADR ADR 055622104 52,755 932,689 DEFINED 1 92195 344252 496242 BAKER HUGHES INC Common 057224107 1,327 41,470 DEFINED 1 11120 30350 BALDOR ELECTRIC Common 057741100 189 10,121 DEFINED 1 10121 BALT GAS&EL $7.125PF Pfd 059165779 203 2,000 DEFINED 1 2000 BANK OF AMERICA COR Common 060505104 10,165 236,397 DEFINED 1 7904 124949 103544 BANK OF MONTREAL Common 063671101 402 6,434 DEFINED 1 6434 BANK NEW YORK INC Common 064057102 271 5,832 DEFINED 1 630 5202 BANK ONE CORP Common 06423A103 1,484 55,868 DEFINED 1 137 55731 BANK OF TOKYO-MITSU Common 065379109 1,031 85,000 DEFINED 1 85000 BAXTER INTERNATIONA Common 071813109 7,672 109,116 DEFINED 1 1700 95000 12416 BECTON DICKINSON Common 075887109 2,341 81,600 DEFINED 1 81600 BED BATH & BEYOND I Common 075896100 7,250 200,000 DEFINED 1 200000 BELL ATLANTIC CORP Common 077853109 22,294 438,758 DEFINED 1 9802 393320 35636 BELLSOUTH CORP Common 079860102 2,952 69,259 DEFINED 1 13464 55795 BELO (AH) CORP CL-A CL A 080555105 326 18,846 DEFINED 1 18846 BERKSHIRE HATHAWAY Common 084670108 18,991 353 DEFINED 1 353 BERKSHIRE HATH-CL B CL B 084670207 1,237 703 DEFINED 1 10 693 BESTFOODS Common 08658U101 2,746 39,656 DEFINED 1 100 39556 BINDLEY WESTERN IND Common 090324104 2,030 76,800 DEFINED 1 67600 9200 BIOMET INC Common 090613100 15,260 397,000 DEFINED 1 397000 BLACK & DECKER CORP Common 091797100 216 5,500 DEFINED 1 5500 BLOCK H & R INC Common 093671105 215 6,650 DEFINED 1 2850 3800 BLUE WAVE SYSTEMS I Common 096081104 1,700 164,800 DEFINED 1 138300 26500 BLUESTONE SOFTWARE Common 09623P102 760 29,600 DEFINED 1 25600 4000 BOEING CO Common 097023105 4,569 109,262 DEFINED 1 4000 99600 5662 BORDERS GROUP INC Common 099709107 4,513 290,000 DEFINED 1 290000 BOSTON SCIENTIFIC C Common 101137107 54,033 2,463,060 DEFINED 1 53360 2160000 249700 BRISTOL-MYERS SQUIB Common 110122108 134,697 2,312,396 DEFINED 1 52306 318000 1942090 BROADCOM CORP CL A CL A 111320107 17,296 79,000 DEFINED 1 79000 BROCADE COMMUNICATI Common 111621108 2,110 11,500 DEFINED 1 11500 BURLINGTON NORTH SA Common 12189T104 4,588 200,000 DEFINED 1 200000 BURLINGTON RES INC Common 122014103 1,203 31,445 DEFINED 1 687 30758 BURR-BROWN CORP Common 122574106 3,043 35,100 DEFINED 1 30400 4700 C-CUBE MICROSYSTEMS Common 12501N108 614 31,300 DEFINED 1 24200 7100 CEC ENTERTAINMENT I Common 125137109 1,607 62,700 DEFINED 1 54800 7900 CIGNA CORP Common 125509109 942 10,078 DEFINED 1 2600 7478 CTS CORP Common 126501105 581 12,900 DEFINED 1 11200 1700 CAL DIVE INTERNATIO Common 127914109 1,506 27,800 DEFINED 1 23800 4000 CALPINE CORPORATION Common 131347106 29,602 450,220 DEFINED 1 220 450000 CAMPBELL SOUP CO Common 134429109 306 10,506 DEFINED 1 10506 CANANDAIGUA BRANDS Common 137219200 1,700 33,700 DEFINED 1 29600 4100 CAPITAL ONE FINANCI Common 14040H105 2,319 51,959 DEFINED 1 49000 2959 CAPSTONE TURBINE CO Common 14067D102 1,807 40,100 DEFINED 1 36100 4000 CARDIAC RESUSCITATOR Common 141409102 1 17,033 DEFINED 1 17033 CARDINAL HEALTH Common 14149Y108 218 2,942 DEFINED 1 1627 1315 CARLISLE COS INC Common 142339100 11,106 246,800 DEFINED 1 4800 242000 CARPENTER TECHNOLOG Common 144285103 2,746 130,000 DEFINED 1 130000 CATALINA MARKETING Common 148867104 1,214 11,900 DEFINED 1 10500 1400 CATERPILLAR INC Common 149123101 2,240 66,140 DEFINED 1 39000 27140 CEDAR FAIR LP Common 150185106 6,121 317,958 DEFINED 1 315000 2958 CELGENE CORP Common 151020104 795 13,500 DEFINED 1 11800 1700 CENDANT CORPORATION Common 151313103 150 10,682 DEFINED 1 10682 CENTURYTEL INC Common 156700106 231 8,039 DEFINED 1 2500 5539 CERTICOM CORP Common 156915100 363 7,200 DEFINED 1 7200 CHARTER ONE FIN INC Common 160903100 580 25,215 DEFINED 1 6575 18640 CHARTER COMMUNICATI Common 16117M107 3,597 218,800 DEFINED 1 800 215000 3000 CHASE MANHATTAN COR Common 16161A108 72,287 1,569,321 DEFINED 1 123919 380700 1064702 CHASE MANHTN$2.48PFD Pfd 16161A777 2,300 50,000 DEFINED 1 50000 CHEVRON CORP Common 166751107 4,750 56,003 DEFINED 1 2249 53754 CHICO'S FAS INC Common 168615102 918 45,900 DEFINED 1 38600 7300 CHINA UNICOM-ADR ADR 16945R104 676 31,800 DEFINED 1 31800 CHIRON Common 170040109 763 16,056 DEFINED 1 16056 CHOICEPOINT INC Common 170388102 458 10,300 DEFINED 1 6700 3600 CHROMAVISION MEDICA Common 17111P104 564 42,800 DEFINED 1 200 37100 5500 CISCO SYSTEMS INC Common 17275R102 481,046 7,568,083 DEFINED 1 169384 2801800 4596899 CISCO SYSTEMS INC Common 17275R102 229 3,600 DEFINED 2 3600 CINTAS CORP Common 172908105 4,443 121,100 DEFINED 1 117500 3600 CITIGROUP INC Common 172967101 259,625 4,309,131 DEFINED 1 158658 2537310 1613163 CITIGROUP INC Common 172967101 60 1,000 DEFINED 2 1000 CCI PFD $3.11 PFD H Pfd 172967705 2,328 52,600 DEFINED 1 52600 CITIGRP $2.932 PFD M Pfd 172967812 205 5,000 DEFINED 1 5000 CITIZENS COMM CO Common 17453B101 596 34,530 DEFINED 1 34530 CLARUS CORPORATION Common 182707109 486 12,500 DEFINED 1 10700 1800 CLEAR CHANNEL COMMU Common 184502102 133,731 1,783,086 DEFINED 1 56897 1133000 593189 CLICKACTION INC Common 18681E107 646 40,400 DEFINED 1 31400 9000 CLOROX CO Common 189054109 287 6,400 DEFINED 1 6400 CLOSURE MEDICAL COR Common 189093107 607 26,400 DEFINED 1 22900 3500 COCA COLA CO Common 191216100 25,406 442,316 DEFINED 1 27332 414984 COCA COLA CO Common 191216100 230 4,000 DEFINED 2 4000 COLGATE PALMOLIVE Common 194162103 25,462 425,245 DEFINED 1 11815 413430 COMCAST CL A CL A 200300101 565 14,528 DEFINED 1 14528 COMCAST CORP-SPECIA Common 200300200 45,739 1,129,355 DEFINED 1 2450 901000 225905 COMMSCOPE INC Common 203372107 1,230 30,000 DEFINED 1 30000 COMPAQ COMPUTER COR Common 204493100 15,685 613,598 DEFINED 1 777 445000 167821 COMPUTER ASSOC INTL Common 204912109 338 6,600 DEFINED 1 420 6180 COMVERSE TECH Common 205862402 48,360 520,000 DEFINED 1 520000 CONCORD CAMERA CORP Common 206156101 1,161 55,600 DEFINED 1 48000 7600 CONCORD EFS INC Common 206197105 3,002 115,457 DEFINED 1 2475 111950 1032 CONOCO INC-CL A CL A 208251306 8,814 400,615 DEFINED 1 19215 104800 276600 CONOCO INC -CL B CL B 208251405 5,495 223,729 DEFINED 1 181807 41922 CONSOLIDATED EDISON Common 209115104 701 23,656 DEFINED 1 23656 CONTINENTAL AIRLINE Common 210795308 12,220 260,000 DEFINED 1 260000 COOPER INDS Common 216669101 681 20,928 DEFINED 1 20928 COOPER TIRE & RUBBE Common 216831107 3,115 280,000 DEFINED 1 280000 COR THERAPEUTICS IN Common 217753102 1,041 12,200 DEFINED 1 10000 2200 CORNING INCORPORATE Common 219350105 188,772 699,480 DEFINED 1 5950 668000 25530 COSTCO WHOLESALE CRP Common 22160K105 5,785 175,288 DEFINED 1 4600 170688 COX COMMUNICATIONS C Common 224044107 563 12,358 DEFINED 1 12358 COYOTE NETWORK SYS Common 22406P108 58 11,000 DEFINED 1 11000 CRAYFISH CO LTD-SPO Spn ADR 225226109 553 79,000 DEFINED 1 79000 CRITICAL PATH INC Common 22674V100 4,519 77,500 DEFINED 1 67500 10000 CROMPTON CORPORATION Common 227116100 270 22,000 DEFINED 1 22000 CROSS TIMBER OIL CO Common 227573102 16,510 746,225 DEFINED 1 746225 CROWN CASTLE INTL C Common 228227104 6,388 175,000 DEFINED 1 175000 CUBIST PHARMAECEUTI Common 229678107 2,172 44,100 DEFINED 1 38600 5500 CULLEN/FROST BANKER Common 229899109 789 30,000 DEFINED 1 30000 CYTYC CORPORATION Common 232946103 1,153 21,600 DEFINED 1 19000 2600 DDI CORP/ CA Common 233162106 2,522 88,500 DEFINED 1 77500 11000 DPL INC Common 233293109 378 17,250 DEFINED 1 2000 15250 DSP GROUP INC Common 23332B106 3,371 60,200 DEFINED 1 50100 10100 DAMARK INTL INC Common 235691102 445 20,700 DEFINED 1 18900 1800 DELL COMPUTER Common 247025109 2,534 51,385 DEFINED 1 2000 49385 DELUXE CORP Common 248019101 345 14,650 DEFINED 1 14650 DEVRY INC Common 251893103 12,426 470,000 DEFINED 1 470000 DEXTER CORP Common 252165105 11,387 237,239 DEFINED 1 235000 2239 DIAMOND TECH PARTNE Common 252762109 12,768 145,090 DEFINED 1 90 145000 DIGITAL LIGHTWAVE I Common 253855100 503 5,000 DEFINED 1 5000 WALT DISNEY PRODUCT Common 254687106 52,717 1,358,244 DEFINED 1 19216 850000 489028 DOLLAR GEN CORP Common 256669102 50,270 2,577,924 DEFINED 1 161100 2416824 DOLLAR TREE STORES Common 256747106 11,869 300,000 DEFINED 1 300000 DLJ FRAPS A $2.97 Pfd 257661207 3,000 60,000 DEFINED 1 60000 DLJ FRAPS B $2.65 Pfd 257661306 2,037 42,000 DEFINED 1 42000 DONNELLEY (RR) Common 257867101 316 14,000 DEFINED 1 14000 DOVER CORP Common 260003108 22,633 557,982 DEFINED 1 69770 488212 DOW CHEMICAL Common 260543103 391 12,965 DEFINED 1 3836 9129 EI DUPONT DE NEMOUR Common 263534109 10,265 234,637 DEFINED 1 2758 186370 45509 DUKE ENERGY $1.55SFP Pfd 264399718 208 8,250 DEFINED 1 8250 DUSA PHARMACEUTICAL Common 266898105 3,024 102,500 DEFINED 1 89700 12800 EMC CORP Common 268648102 257,544 3,347,449 DEFINED 1 135908 2149000 1062541 EMC CORP Common 268648102 92 1,200 DEFINED 2 1200 EOG RESOURCES INC Common 26875P101 275 8,200 DEFINED 1 8200 E.SPIRE COMM INC Common 269153102 78 11,500 DEFINED 1 11500 ECOLAB INC Common 278865100 49,202 1,259,565 DEFINED 1 79275 506800 673490 EDISON INTERNATIONAL Common 281020107 227 11,050 DEFINED 1 11050 EL PASO ENER $2.375 CV Pfd 283678209 3,512 54,550 DEFINED 1 54550 EL PASO ENERGY CORP Common 283905107 8,904 174,799 DEFINED 1 1800 150000 22999 ELAN CORP SPONS ADR Spn ADR 284131208 5,681 117,292 DEFINED 1 1784 108000 7508 ELECTRO SCIENTIFIC Common 285229100 1,885 42,800 DEFINED 1 37500 5300 ELECTROGLAS INC Common 285324109 888 41,300 DEFINED 1 36400 4900 ELECTRONIC DATA SYS Common 285661104 237 5,746 DEFINED 1 1550 4196 ELOQUENT INC Common 290140102 345 38,300 DEFINED 1 33200 5100 EMERSON ELECTRIC CO Common 291011104 12,605 208,775 DEFINED 1 2914 104000 101861 ENDESA SA Spn ADR 29258N107 2,630 134,872 DEFINED 1 134872 ENERGIZER HLDGS INC Common 29266R108 308 16,890 DEFINED 1 16890 ENRON CORP Common 293561106 116,961 1,813,352 DEFINED 1 32382 1617000 163970 ENZON INC Common 293904108 2,788 65,610 DEFINED 1 56800 8810 EQUANT N V NY SHARE Common 294409107 8,600 200,000 DEFINED 1 200000 EQUITY RESIDENTIAL P Common 29476L107 644 14,009 DEFINED 1 14009 ERICSSON (LM) TEL AD ADR B 294821400 228,145 11,407,241 DEFINED 1 186064 3050000 8171177 ERICSSON (LM) TEL AD ADR B 294821400 240 12,000 DEFINED 2 12000 ESPEED INC-CL A CL A 296643109 930 21,400 DEFINED 1 17900 3500 EURO PAC GROWTH FD Common 298706102 492 11,818 DEFINED 1 7981 3837 EUR AMR BK $5.84FRAP Pfd 29874F207 515 525 DEFINED 1 525 EURO AMR BK $6.01PFD Pfd 29874F306 980 1,000 DEFINED 1 1000 EXFO ELECTRO-OPTICA Common 302043104 899 20,300 DEFINED 1 19900 400 EXODUS COMMUNICATIO Common 302088109 13,202 286,600 DEFINED 1 285000 1600 EXPEDITORS INTL WAS Common 302130109 1,501 31,600 DEFINED 1 27400 4200 EXTENSITY INC Common 302255104 1,199 35,000 DEFINED 1 30700 4300 EXXON MOBIL CORPORAT Common 30231G102 51,155 651,651 DEFINED 1 26431 127050 498170 EXXON MOBIL CORPORAT Common 30231G102 104 1,320 DEFINED 2 1320 FREDDIE MAC Common 313400301 19,668 485,634 DEFINED 1 37578 56000 392056 FED-MOGUL $3.50CVPFD CV Pfd 313552408 1,082 49,200 DEFINED 1 49200 FANNIE MAE Common 313586109 80,849 1,549,210 DEFINED 1 65070 192000 1292140 FANNIE MAE Common 313586109 78 1,500 DEFINED 2 1500 FEDERATED DEPT STOR Common 31410H101 8,797 260,650 DEFINED 1 650 260000 FEDERATED INVESTOR Common 314211103 1,227 35,000 DEFINED 1 35000 FIFTH THIRD BANCORP Common 316773100 4,909 77,613 DEFINED 1 95 77518 FIRST DATA CORP Common 319963104 1,410 28,407 DEFINED 1 899 27508 FIRST HEALTH GROUP Common 320960107 14,608 445,200 DEFINED 1 445200 FIRST UNION CORP Common 337358105 973 39,225 DEFINED 1 2120 37105 FIRSTAR CORP Common 33763V109 2,033 96,502 DEFINED 1 50000 46502 FISERV INC Common 337738108 14,975 346,240 DEFINED 1 1240 345000 FLEETBOSTON 3.295PFD Pfd 33901A504 500 10,000 DEFINED 1 10000 FLOWSERVE CORP Common 34354P105 3,238 215,000 DEFINED 1 215000 FOCAL COMMUNICATION Common 344155106 2,565 71,100 DEFINED 1 700 19000 51400 FORD MOTOR CO Common 345370100 14,626 340,135 DEFINED 1 323000 17135 FOREST LABORATORIES Common 345838106 15,373 152,210 DEFINED 1 145000 7210 FORWARD AIR CORPORA Common 349853101 1,228 30,700 DEFINED 1 24800 5900 FOUNDRY NETWORKS IN Common 35063R100 11,050 100,000 DEFINED 1 100000 FOUR SEASONS HOTEL Common 35100E104 7,463 120,000 DEFINED 1 120000 FREEPRT MC C&G$1.75 Pfd 35671D501 298 22,400 DEFINED 1 22400 F-PORT MCMORAN COP Common 35671D857 1,850 200,000 DEFINED 1 200000 FRESENIUS MEDICAL CA Common 358029106 248 9,458 DEFINED 1 9458 FUJI PHOTO FILM Common 359586302 226 5,324 DEFINED 1 5324 FULTON FINANCIAL COM Common 360271100 510 28,846 DEFINED 1 28846 GSI LUMONICS INC Common 36229U102 2,633 67,290 DEFINED 1 51200 16090 GTE CORP Common 362320103 9,381 151,148 DEFINED 1 5512 145636 GT GROUP TELECOM IN Common 362359408 506 32,000 DEFINED 1 32000 GANNETT Common 364730101 2,470 41,300 DEFINED 1 300 41000 GAP INC Common 364760108 20,371 651,857 DEFINED 1 600000 51857 GENENTECH INC Common 368710406 35,213 204,728 DEFINED 1 15358 125000 64370 GENERAL ELECTRIC CO Common 369604103 400,272 7,552,299 DEFINED 1 237687 3032000 4282612 GENERAL ELECTRIC CO Common 369604103 398 7,500 DEFINED 2 7500 GENERAL MILLS INC Common 370334104 1,195 31,239 DEFINED 1 815 23000 7424 GENERAL MOTORS Common 370442105 593 10,219 DEFINED 1 10219 GENERAL MOTORS CL H CL H 370442832 320 3,645 DEFINED 1 3645 GENTEX CORP Common 371901109 6,977 277,700 DEFINED 1 600 274000 3100 GENUS INC Common 372461103 195 23,800 DEFINED 1 21300 2500 GEORGIA PACIFIC COR Common 373298108 8,099 308,540 DEFINED 1 300000 8540 GEORGIA PACIFIC (TI Common 373298702 1,672 77,300 DEFINED 1 75000 2300 GETTHERE INC. Common 374266104 354 33,500 DEFINED 1 28700 4800 GIGA-TRONICS INC Common 375175106 143 15,032 DEFINED 1 15032 GILLETTE CO Common 375766102 18,548 530,885 DEFINED 1 38606 134400 357879 GILLETTE CO Common 375766102 175 5,000 DEFINED 2 5000 GLAXO WELLCOME PLC Common 37733W105 921 15,923 DEFINED 1 2169 13754 GLOBALNET FINANCIAL Common 37937R209 395 18,800 DEFINED 1 16200 2600 GOLDEN WEST FINANCI Common 381317106 14,354 351,700 DEFINED 1 351700 GOLDMAN SACHS GROUP Common 38141G104 31,224 329,110 DEFINED 1 1535 320100 7475 GRAINGER W W Common 384802104 210 6,800 DEFINED 1 6800 GUIDANT CORP Common 401698105 31,430 634,954 DEFINED 1 73570 561384 H&Q LIFE SCIENCES Common 404053100 297 10,000 DEFINED 1 10000 HCA-THE HEALTHCARE Common 404119109 10,173 334,900 DEFINED 1 334900 HALL KINION & ASSOC Common 406069104 743 22,300 DEFINED 1 19500 2800 HALLIBURTON Common 406216101 5,515 116,865 DEFINED 1 11500 105365 J HANCOCK FINL SER Common 41014S106 665 28,089 DEFINED 1 27700 389 HANOVER COMPRESSOR Common 410768105 1,186 31,200 DEFINED 1 27200 4000 HARCOURT GENERAL INC Common 41163G101 468 8,600 DEFINED 1 8600 HARLEY DAVIDSON Common 412822108 15,327 398,100 DEFINED 1 1700 390000 6400 HARTFORD FINANCIAL Common 416515104 406 7,265 DEFINED 1 3219 4046 HEARST-ARGLYE TELVSN Common 422317107 272 13,954 DEFINED 1 13954 HEINZ H J Common 423074103 587 13,418 DEFINED 1 1010 12408 HELLER FINL $6.95PFD Pfd 423328871 1,425 15,000 DEFINED 1 15000 HERSHEY FOODS CORP Common 427866108 514 10,606 DEFINED 1 10606 HERTZ CORP-CL A CL A 428040109 6,109 217,700 DEFINED 1 150000 67700 HEWLETT-PACKARD CO Common 428236103 71,607 573,432 DEFINED 1 48426 525006 HEWLETT-PACKARD CO Common 428236103 250 2,000 DEFINED 2 2000 HISPANIC BROADCASTI Common 43357B104 36,202 1,092,890 DEFINED 1 890 950000 142000 HOME DEPOT INC Common 437076102 217,156 4,348,562 DEFINED 1 135495 1407500 2805567 HONEYWELL INTERNATI Common 438516106 7,327 217,505 DEFINED 1 3280 152500 61725 HOUGHTON MIFFLIN Common 441560109 551 11,800 DEFINED 1 11800 HOUSEHOLD INTERNATI Common 441815107 25,299 608,686 DEFINED 1 4139 577300 27247 HOUSTON IND(TWX)ACES Common 442161204 4,533 36,450 DEFINED 1 36450 HUBBELL INC CL B CL B 443510201 6,361 249,448 DEFINED 1 6804 70400 172244 HUGOTON RTY TR TEX Common 444717102 1,206 97,000 DEFINED 1 97000 IMS HEALTH INC Common 449934108 20,349 1,130,495 DEFINED 1 76550 1053945 ITC DELTACOM INC Common 45031T104 1,116 50,000 DEFINED 1 43700 6300 ILLINOIS TOOL WORKS Common 452308109 45,562 799,336 DEFINED 1 39855 759481 ILLINOIS TOOL WORKS Common 452308109 86 1,500 DEFINED 2 1500 IMMUNEX CORP Common 452528102 45,878 928,000 DEFINED 1 907000 21000 IMPERIAL BANCORP Common 452556103 546 34,983 DEFINED 1 30400 4583 IMPERIAL CHEM IND I Common 452704505 11,569 375,460 DEFINED 1 60 375400 INDEPENDENT ENERGY Common 45384X108 357 42,900 DEFINED 1 37300 5600 INFINEON TECHNOLOGI ADR 45662N103 3,122 39,400 DEFINED 1 39400 INFINITY BROADCASTNG Common 45662S102 13,906 381,644 DEFINED 1 63821 317823 INFONET SERVICES CO CL B 45666T106 1,337 112,000 DEFINED 1 112000 INKTOMI CORP Common 457277101 24,419 206,500 DEFINED 1 3000 203500 INSITUFORM TECHNOLO Common 457667103 849 31,300 DEFINED 1 28000 3300 INTEL CORP Common 458140100 313,722 2,346,684 DEFINED 1 88367 145000 2113317 INTEL CORP Common 458140100 588 4,400 DEFINED 2 4400 INTER-TEL, INC. Common 458372109 885 55,100 DEFINED 1 47800 7300 INTERIM SERVICES IN Common 45868P100 9,763 550,000 DEFINED 1 550000 INTL BUSINESS MACHI Common 459200101 92,964 848,498 DEFINED 1 47996 165000 635502 INTL PAPER Common 460146103 435 14,584 DEFINED 1 101 14483 INTERNET CAP GRP INC Common 46059C106 1,046 28,245 DEFINED 1 7270 20975 INTERPUBLIC GROUP C Common 460690100 6,172 143,524 DEFINED 1 800 121200 21524 INTERWOVEN INC Common 46114T102 1,804 16,400 DEFINED 1 14200 2200 INTUIT INC Common 461202103 23,236 561,600 DEFINED 1 555000 6600 WEBS - JAPAN INDEX Common 464286848 3,797 250,000 DEFINED 1 250000 IVAX CORP Common 465823102 809 19,500 DEFINED 1 19500 JDS UNIPHASE CORP Common 46612J101 99,751 832,125 DEFINED 1 6550 798800 26775 JNI CORP Common 46622G105 1,227 38,800 DEFINED 1 32500 6300 JABIL CIRCUIT INC Common 466313103 1,489 30,000 DEFINED 1 30000 JAPAN OTC EQUITY FD Common 471091108 176 18,500 DEFINED 1 18500 JERSEY P&L $8.65 PFD Pfd 476556865 5,010 49,000 DEFINED 1 49000 JOHNSON & JOHNSON Common 478160104 198,848 1,951,879 DEFINED 1 48378 1300000 603501 JOHNSON & JOHNSON Common 478160104 245 2,400 DEFINED 2 2400 KLA INSTRUMENTS COR Common 482480100 17,592 300,400 DEFINED 1 400 300000 KANSAS CITY SOUTHN Common 485170104 25,489 287,400 DEFINED 1 286900 500 KELLOGG Common 487836108 790 26,547 DEFINED 1 1347 25200 KEMET CORP Common 488360108 7,476 298,300 DEFINED 1 290500 7800 KIMBERLY CLARK CORP Common 494368103 3,842 66,966 DEFINED 1 1918 65048 KINDER MORGAN ENERG Common 494550106 9,178 229,804 DEFINED 1 1500 85000 143304 KINDER MORGAN INC Common 49455P101 20,738 600,000 DEFINED 1 600000 KNIGHT RIDDER Common 499040103 245 4,600 DEFINED 1 4600 KOHLS CORP Common 500255104 99,641 1,791,300 DEFINED 1 5000 1660000 126300 KONINKLIJKE PHILIPS Common 500472204 1,637 34,472 DEFINED 1 2004 29600 2868 KORN/FERRY INTERNAT Common 500643200 6,813 215,000 DEFINED 1 215000 KROGER CO Common 501044101 440 19,960 DEFINED 1 16600 3360 LSI LOGIC CORP Common 502161102 69,848 1,290,500 DEFINED 1 8200 1257000 25300 LTX CORP Common 502392103 772 22,100 DEFINED 1 19400 2700 LASALL NAT $2.99 PFD Pfd 518028790 1,741 35,000 DEFINED 1 35000 LEAR CORP Common 521865105 8,693 434,650 DEFINED 1 2150 297000 135500 LEVEL 3 COMMUNICATI Common 52729N100 63,129 717,370 DEFINED 1 23995 440000 253375 LEXMARK INTERNATION Common 529771107 10,088 150,000 DEFINED 1 150000 LIGHTSPAN PARTNERSH Common 53226T103 272 49,400 DEFINED 1 42200 7200 ELI LILLY & CO Common 532457108 67,872 679,566 DEFINED 1 21775 61500 596291 LINCOLN NATL CORP Common 534187109 2,234 61,848 DEFINED 1 61848 LINEAR TECHNOLOGIES Common 535678106 1,093 17,100 DEFINED 1 2460 14640 LITTLEFUSE INC Common 537008104 25,970 530,000 DEFINED 1 530000 LONDON PACIFIC GROU Common 542073101 1,277 98,200 DEFINED 1 82600 15600 LONGVIEW FIBRE CO Common 543213102 167 15,125 DEFINED 1 15125 LOUIS DREYFUS NATUR Common 546011107 811 25,900 DEFINED 1 22700 3200 LOUISIANA PACIFIC Common 546347105 163 14,972 DEFINED 1 14972 LOWES Common 548661107 931 22,680 DEFINED 1 1380 21300 LUBRIZOL CORP Common 549271104 350 16,650 DEFINED 1 600 16050 LUCENT TECHNOLOGIES Common 549463107 24,356 411,075 DEFINED 1 28462 382613 LUCENT TECHNOLOGIES Common 549463107 119 2,000 DEFINED 2 2000 MBNA CORP Common 55262L100 2,428 89,512 DEFINED 1 4512 85000 MGIC INV CORP Common 552848103 12,919 283,936 DEFINED 1 210000 73936 MRV COMMUNICTIONS I Common 553477100 5,279 78,500 DEFINED 1 67800 10700 MACROMEDIA INC Common 556100105 2,195 22,700 DEFINED 1 19600 3100 MALLINCKRODT INC Common 561232109 5,821 134,000 DEFINED 1 130000 4000 MANUGISTICS GROUP I Common 565011103 1,800 38,500 DEFINED 1 33600 4900 MARSH & MCLENNAN CO Common 571748102 5,767 55,224 DEFINED 1 1274 36000 17950 MATRIXONE INC Common 57685P304 1,548 38,100 DEFINED 1 33400 4700 MATTEL INC Common 577081102 12,151 921,413 DEFINED 1 99 900000 21314 MAXIM INTEGRATED PR Common 57772K101 28,873 425,000 DEFINED 1 425000 MAY DEPT STORES Common 577778103 668 27,850 DEFINED 1 3033 24817 MCDONALDS CORP Common 580135101 35,301 1,071,744 DEFINED 1 38638 862000 171106 MCGRAW-HILL Common 580645109 299 5,530 DEFINED 1 1630 3900 MCLEODUSA INC CL A CL A 582266102 9,167 443,138 DEFINED 1 108708 334430 MEDIAONE GROUP INC Common 58440J104 1,073 16,100 DEFINED 1 4491 11609 MEDIA 100 INC Common 58440W105 1,836 71,300 DEFINED 1 62300 9000 MEDICIS PHARMACEUTI Common 584690309 1,568 27,500 DEFINED 1 23900 3600 MEDTRONIC INC Common 585055106 182,390 3,661,539 DEFINED 1 167223 1405000 2089316 MELLON FINANCIAL CRP Common 58551A108 268 7,356 DEFINED 1 7356 MERCATOR SOFTWARE I Common 587587106 1,079 15,700 DEFINED 1 13900 1800 MERCK & CO INC Common 589331107 80,486 1,050,392 DEFINED 1 56964 60000 933428 MERCK & CO INC Common 589331107 153 2,000 DEFINED 2 2000 MERCURY INTERACTIVE Common 589405109 8,402 86,840 DEFINED 1 240 83300 3300 MERRILL LYNCH & CO Common 590188108 748 6,500 DEFINED 1 6000 500 MERRILL LYNCH $2.25 Pfd 590188819 228 8,000 DEFINED 1 8000 MESSAGEMEDIA INC Common 590787107 173 49,500 DEFINED 1 49500 METLIFE CAP TR 4.00 Pfd 59156R207 1,775 27,100 DEFINED 1 1000 26100 METRIS COMPANIES IN Common 591598107 758 30,186 DEFINED 1 186 30000 MICREL INC Common 594793101 1,025 23,600 DEFINED 1 22200 1400 MICROSOFT CORP Common 594918104 215,680 2,695,994 DEFINED 1 96732 1503600 1095662 MICROSOFT CORP Common 594918104 564 7,050 DEFINED 2 7050 MIDAMERICN ENERGY $7 Pfd 595620204 1,871 18,250 DEFINED 1 18250 S&P 400 MID-CAP DEP Common 595635103 1,686 19,000 DEFINED 1 19000 MILLENIUM CHEMICALS Common 599903101 3,981 234,201 DEFINED 1 101 234100 MINERALS TECHNOLOGI Common 603158106 13,800 300,000 DEFINED 1 300000 MINNESOTA MINING & M Common 604059105 5,432 65,838 DEFINED 1 5764 60074 MISSION CAP $2.46PFD Pfd 605034206 628 25,000 DEFINED 1 25000 MOBILE ELECTRONICS Common 60741U101 110 73,300 DEFINED 1 63300 10000 MOLEX Common 608554101 9,409 195,508 DEFINED 1 2525 192983 MOLEX INC CL A CL A 608554200 7,811 223,166 DEFINED 1 2824 220342 MONSANTO ACES CV Pfd 611662305 756 16,700 DEFINED 1 1200 15500 J P MORGAN Common 616880100 5,437 49,374 DEFINED 1 3722 45652 MORGAN STAN DN WT&CO Common 617446448 2,047 24,589 DEFINED 1 1100 23489 MOTOROLA INC Common 620076109 145,032 4,990,343 DEFINED 1 179698 2853900 1956745 DATACRAFT ASIA LTD Common 624683SDL 1,156 131,368 DEFINED 1 131368 NCH CORP Common 628850109 239 6,600 DEFINED 1 6600 NTL INC Common 629407107 17,963 300,000 DEFINED 1 300000 NABISCO HLDGS CORP Common 629526104 1,314 25,035 DEFINED 1 7985 17050 NATIONAL CITY CORP Common 635405103 807 47,302 DEFINED 1 2840 44462 NATIONAL COMPUTER S Common 635519101 1,512 30,700 DEFINED 1 26100 4600 NATIONWIDE FIN CL A CL A 638612101 378 11,500 DEFINED 1 11500 NATIONWIDE HLTH PPTY Common 638620104 793 56,900 DEFINED 1 56900 NESTLE S A Common 641069406 258 2,573 DEFINED 1 2073 500 NET.GENESIS CORP Common 64107E107 894 49,500 DEFINED 1 43800 5700 NETEGRITY INC Common 64110P107 934 12,400 DEFINED 1 10700 1700 NETWORK APPLIANCE I Common 64120L104 118,513 1,472,215 DEFINED 1 52330 832000 587885 NET2000 COMMUNICATI Common 64122G103 390 23,800 DEFINED 1 21400 2400 NEWEL FIN $2.625CVPF CV Pfd 651195307 219 5,850 DEFINED 1 5850 NEWELL RUBBERMAID Common 651229106 8,361 324,702 DEFINED 1 1965 322737 NEWPORT CORP Common 651824104 2,062 19,200 DEFINED 1 16600 2600 NEXTEL PARTNERS INC CL A 65333F107 2,458 75,500 DEFINED 1 75000 500 NEXTLINK COMMUNICAT Common 65333H707 29,038 765,415 DEFINED 1 17595 600000 147820 99 CENTS ONLY STORE Common 65440K106 856 21,466 DEFINED 1 19066 2400 NOBLE AFFILIATES INC Common 654894104 410 11,000 DEFINED 1 11000 NOKIA CORP ADR ADR 654902204 67,833 1,358,360 DEFINED 1 4564 1260000 93796 NOBLE DRILLING CORP Common 655042109 8,238 200,000 DEFINED 1 200000 NORTEL NETWORKS COR Common 656568102 63,309 927,600 DEFINED 1 16597 557000 354003 NO IND PB SVC $3.00 Pfd 665262879 243 5,500 DEFINED 1 5500 NORTHERN TRUST CORP Common 665859104 13,610 209,190 DEFINED 1 2150 195000 12040 NORTHERN TRUST CORP Common 665859104 423 6,500 DEFINED 2 6500 NOVARTIS A G ADR 66987V109 830 22,346 DEFINED 1 894 21452 NOVELL INC Common 670006105 6,000 648,603 DEFINED 1 35215 613388 NOVELLUS SYSTEMS IN Common 670008101 75,924 1,342,300 DEFINED 1 8000 1275000 59300 NOVOSTE CORPORATION Common 67010C100 1,415 23,200 DEFINED 1 20500 2700 NUCOR CORP Common 670346105 1,547 46,600 DEFINED 1 45000 1600 OGE ENERGY CORP Common 670837103 362 19,544 DEFINED 1 19544 OM GROUP INC Common 670872100 16,258 369,500 DEFINED 1 369500 NUV CALIF QLTY INCM Common 670985100 161 10,500 DEFINED 1 10500 OCEAN ENERGY INC NEW Common 67481E106 1,160 81,781 DEFINED 1 81781 OMNICOM GROUP Common 681919106 2,006 22,525 DEFINED 1 9995 12530 ORACLE CORP Common 68389X105 102,285 1,216,779 DEFINED 1 8865 1162000 45914 ORATEC INTERVENTION Common 68554M108 818 24,500 DEFINED 1 21400 3100 OVERLAND DATA INC Common 690213103 1,618 116,600 DEFINED 1 95500 21100 P-COM SYSTEMS INC Common 693262107 68 12,000 DEFINED 1 12000 PECO ENERGY CO $6.12 Pfd 693304701 347 3,500 DEFINED 1 3500 PE CORP-PE BIOSYSTE Common 69332S102 6,095 92,525 DEFINED 1 2525 90000 PMI GROUP INC Common 69344M101 3,563 75,000 DEFINED 1 75000 PNC FINANCIAL SVC Common 693475105 332 7,090 DEFINED 1 3493 3597 PNC FINL $3.025 PFD Pfd 693475709 3,990 80,000 DEFINED 1 80000 P P & L INC 6.75 Pfd 69349X888 230 2,400 DEFINED 1 2400 P P G Common 693506107 341 7,700 DEFINED 1 7700 PACIFIC CENTURY FINL Common 694058108 247 16,858 DEFINED 1 16858 PACIFICORP $7.48 PFD Pfd 695114652 757 7,000 DEFINED 1 7000 PACIFICORP PFD $7.70 Pfd 695114678 1,031 10,000 DEFINED 1 10000 PAINE WEBBER GROUP Common 695629105 7,280 160,000 DEFINED 1 160000 PARADYNE NETWORKS I Common 69911G107 1,514 46,500 DEFINED 1 40700 5800 PARTHETHUS TECH PLC ADR 70211Y103 1,283 45,000 DEFINED 1 45000 PAYCHEX INC Common 704326107 28,888 687,807 DEFINED 1 675000 12807 PEPSICO INC Common 713448108 25,609 576,298 DEFINED 1 16680 112000 447618 PERKINELMER INC Common 714046109 369 5,581 DEFINED 1 540 5041 PEROT SYSTEMS CL-A CL A 714265105 2,090 190,000 DEFINED 1 190000 PETROCHINA CO LTD-A ADR 71646E100 3,168 151,300 DEFINED 1 151300 PETROLEUM GEO SERVI Common 716597109 5,501 322,400 DEFINED 1 322400 PFIZER INC Common 717081103 259,418 5,404,542 DEFINED 1 230544 2174250 2999748 PFIZER INC Common 717081103 144 3,000 DEFINED 2 3000 PHARMACIA CORPORATI Common 71713U102 17,702 342,474 DEFINED 1 4810 149500 188164 PHELPS DODGE CORP Common 717265102 2,451 65,908 DEFINED 1 65908 PHILIP MORRIS CO IN Common 718154107 7,065 265,963 DEFINED 1 2938 203000 60025 PHOTON DYNAMICS INC Common 719364101 1,352 18,100 DEFINED 1 15600 2500 PINNACLE HOLDINGS I Common 72346N101 12,555 232,500 DEFINED 1 224600 7900 PITNEY BOWES INC Common 724479100 31,027 775,673 DEFINED 1 111 625000 150562 PITTSTON BRINKS GRO Common 725701106 7,394 540,200 DEFINED 1 540200 PLUM CREEK TIMBER CO Common 729251108 9,434 362,855 DEFINED 1 2100 360755 POGO PRODUCING CO Common 730448107 1,602 72,399 DEFINED 1 4999 59900 7500 POTOMAC EL $3.40 SFP Pfd 737679811 7,326 144,000 DEFINED 1 144000 PRAXAIR INC Common 74005P104 4,869 130,060 DEFINED 1 130000 60 PRAXAIR $6.75 PFD Pfd 74005P302 748 7,500 DEFINED 1 7500 PREDICTIVE SYSTEMS Common 74036W102 352 9,800 DEFINED 1 8600 1200 PREFERRED INCOME OPP Common 74037H104 2,386 251,200 DEFINED 1 251200 PRESIDENTIAL LIFE Common 740884101 141 10,133 DEFINED 1 10133 PRICE T ROWE&ASSOC Common 741477103 204 4,800 DEFINED 1 4800 PRIMUS TELECOMUNICA Common 741929103 3,134 126,000 DEFINED 1 110200 15800 PRIDE PETROLEUM INT Common 741932107 735 29,700 DEFINED 1 26400 3300 PRIORITY HEALTHCARE Common 74264T102 2,906 39,100 DEFINED 1 34400 4700 PROCTER & GAMBLE CO Common 742718109 37,027 646,762 DEFINED 1 49514 131000 466248 PROCTER & GAMBLE CO Common 742718109 172 3,000 DEFINED 2 3000 PROGRESSIVE CORP OHI Common 743315103 1,004 13,571 DEFINED 1 13571 PROLOGIS TR $1.75 CV CV Pfd 743410300 13,202 484,495 DEFINED 1 2100 482395 PROSOFTTRAINING.COM Common 743477101 1,713 101,900 DEFINED 1 90500 11400 PROVIDIAN FINANCIAL Common 74406A102 2,331 25,900 DEFINED 1 25900 PROXIM INC Common 744284100 9,897 100,000 DEFINED 1 100000 PUB SVC E&G $5.97PFD Pfd 744567736 2,129 22,000 DEFINED 1 22000 PULITZER INC Common 745769109 399 9,456 DEFINED 1 9456 QUAKER OATS Common 747402105 4,693 62,471 DEFINED 1 62471 QUALCOMM INC Common 747525103 618 10,305 DEFINED 1 4750 5555 QUICKLOGIC CORP Common 74837P108 1,386 62,300 DEFINED 1 51400 10900 QWEST COMMUNICATION Common 749121109 29,381 591,314 DEFINED 1 1000 583050 7264 RCN CORP Common 749361101 581 22,912 DEFINED 1 22912 RMI.NET INC Common 74961K107 31 10,000 DEFINED 1 10000 RF MICRO DEVICES IN Common 749941100 8,508 97,090 DEFINED 1 90 97000 RADIO ONE INC Common 75040P108 650 22,000 DEFINED 1 22000 RADION ONE INC-CL D CL D 75040P405 1,635 74,100 DEFINED 1 70000 4100 RALSTON PURINA GROUP Common 751277302 1,010 50,672 DEFINED 1 50672 RATEXCHANGE CORPORA Common 754091106 180 33,333 DEFINED 1 33333 RATIONAL SOFTWARE C Common 75409P202 22,305 240,000 DEFINED 1 240000 RECKSON ASSOC $1.91 CV Pfd 75621K205 5,641 254,225 DEFINED 1 254225 REGISTER.COM Common 75914G101 1,094 35,800 DEFINED 1 31400 4400 RELIANSTAR FINL CORP Common 75952U103 367 7,000 DEFINED 1 7000 REUTERS GRP PLC-ADR ADR 76132M102 11,132 111,389 DEFINED 1 144 111245 REYNOLDS & REYNOLDS Common 761695105 5,110 280,000 DEFINED 1 280000 RIVIERA HLDGS CORP Common 769627100 6,750 857,160 DEFINED 1 857160 ROCHE HLDG LTD Common 771195104 1,289 13,200 DEFINED 1 13200 ROWAN COMPANIES INC Common 779382100 6,257 206,000 DEFINED 1 1000 205000 ROYAL DUTCH PETRO-NY Common 780257804 7,895 128,251 DEFINED 1 10435 117816 ROYAL DUTCH PETRO-NY Common 780257804 172 2,800 DEFINED 2 2800 SBC COMMUNICATIONS Common 78387G103 17,600 406,940 DEFINED 1 23491 115808 267641 SDL INC Common 784076101 30,002 105,200 DEFINED 1 105000 200 SEI INVESTMENTS COM Common 784117103 1,720 43,200 DEFINED 1 36900 6300 SPSS INC Common 78462K102 568 19,500 DEFINED 1 16500 3000 SABRE HOLDINGS CORP Common 785905100 3,089 108,397 DEFINED 1 108397 SAFEWAY INC Common 786514208 116,838 2,589,200 DEFINED 1 29000 2487000 73200 SAKS INCORPORATED Common 79377W108 611 58,200 DEFINED 1 58200 SANGAMO BIOSCIENCES Common 800677106 1,028 37,200 DEFINED 1 32300 4900 SANMINA CORPX Common 800907107 25,650 300,000 DEFINED 1 300000 SANTA FE SNYDER COR Common 80218K105 1,324 116,400 DEFINED 1 103900 12500 SARA LEE CORP Common 803111103 5,592 289,532 DEFINED 1 3257 144000 142275 SCHERING-PLOUGH CORP Common 806605101 61,881 1,225,368 DEFINED 1 102662 1122706 SCHERING-PLOUGH CORP Common 806605101 242 4,800 DEFINED 2 4800 SCHLUMBERGER LTD Common 806857108 14,468 193,877 DEFINED 1 9582 58000 126295 SCHWAB CHARLES CORP Common 808513105 3,362 99,977 DEFINED 1 1857 98120 SCIENTIFIC ATLANTA Common 808655104 17,009 228,308 DEFINED 1 308 225000 3000 SEAGATE TECHNOLOGY Common 811804103 8,019 145,800 DEFINED 1 145800 SEAGRAMS LTD Common 811850106 237 4,080 DEFINED 1 4080 SEALED AIR CORP Common 81211K100 696 13,298 DEFINED 1 1400 11898 SEALED AIR $1.00CPFD CV Pfd 81211K209 361 7,132 DEFINED 1 7132 SECURITY CAP GRP-B Common 81413P204 4,087 240,400 DEFINED 1 240400 SERVICESMASTER CO Common 81760N109 1,119 98,345 DEFINED 1 83158 15187 SHAW INDUSTRIES Common 820286102 171 13,710 DEFINED 1 13710 SHELL TRANS&TRADE CO Common 822703609 579 11,604 DEFINED 1 5088 6516 SHERWIN WILLIAMS Common 824348106 487 22,968 DEFINED 1 1000 21968 SHIRE PHARMACEUTICA Common 82481R106 1,287 24,801 DEFINED 1 21701 3100 SIEBEL SYSTEMS INC Common 826170102 2,290 14,000 DEFINED 1 14000 SIGMA ALDRICH CORP Common 826552101 1,278 43,700 DEFINED 1 43700 SILICON GAMING INC Common 827054107 18 48,123 DEFINED 1 48123 SILICON VALLEY BANC Common 827064106 2,225 52,200 DEFINED 1 45800 6400 SKYWEST INC Common 830879102 1,798 48,500 DEFINED 1 42600 5900 SMITHKLINE BEECHAM Spn ADR 832378301 6,009 92,180 DEFINED 1 1190 90990 SMITHKLINE FRAPS B-2 CV Pfd 83237C609 1,991 20 DEFINED 1 20 SMITHKLN $5.99ARP B3 Pfd 83237C708 1,496 15 DEFINED 1 15 SOLECTRON CORP Common 834182107 267 6,380 DEFINED 1 6380 SONERA CORP-SPON AD Spn ADR 835433202 16,100 350,000 DEFINED 1 350000 SONICWALL INC Common 835470105 2,351 26,700 DEFINED 1 25000 1700 SONY CORP ADR NEW ADR 835699307 920 9,752 DEFINED 1 1092 8660 SO CALIF ED $1.02 PF Pfd 842400202 234 16,600 DEFINED 1 16600 O-SO CA ED $6.45PF02 Pfd 842400780 2,079 20,950 DEFINED 1 20950 SO CAL ED $7.23 SFP Pfd 842400798 2,303 23,000 DEFINED 1 23000 SOUTHERN MINERAL CRP Common 843367202 5 10,000 DEFINED 1 10000 SOUTHTRUST CORP Common 844730101 2,167 95,800 DEFINED 1 95800 SOUTHWEST GAS CORP Common 844895102 700 40,000 DEFINED 1 40000 SPECTRASITE HOLDING Common 84760T100 1,419 50,000 DEFINED 1 50000 SPIEKER PROPERTIES Common 848497103 1,486 32,300 DEFINED 1 2000 30300 SPRINT CORP FON Common 852061100 12,725 249,501 DEFINED 1 55900 193601 SPRINT CORP PCS Common 852061506 5,029 84,516 DEFINED 1 494 60000 24022 STARBUCKS CORP Common 855244109 14,360 376,030 DEFINED 1 800 200000 175230 STATE STREET CORP Common 857477103 221 2,080 DEFINED 1 280 1800 STEWART ENTERPRISES Common 860370105 87 24,500 DEFINED 1 24500 STILLWATER MINING C Common 86074Q102 1,575 56,500 DEFINED 1 49600 6900 SUIZA FOODS CORP Common 865077101 8,798 180,000 DEFINED 1 180000 SUN MICROSYSTEMS IN Common 866810104 122,101 1,342,690 DEFINED 1 60555 420000 862135 SUN MICROSYSTEMS IN Common 866810104 291 3,200 DEFINED 2 3200 SUNTRUST BKS INC Common 867914103 12,208 267,207 DEFINED 1 267207 SUPERIOR INDUSTRIES Common 868168105 6,443 250,200 DEFINED 1 250200 SYCAMORE NETWORKS I Common 871206108 1,214 11,000 DEFINED 1 11000 SYMANTEC CORP Common 871503108 685 12,700 DEFINED 1 11000 1700 SYNTROLEUM CORP Common 871630109 668 39,000 DEFINED 1 34000 5000 SYSCO Common 871829107 595 14,115 DEFINED 1 115 14000 TJX COMPANIES, INC Common 872540109 12,251 653,400 DEFINED 1 600 652800 TXU CORP $4.625 PFD CV Pfd 873168207 517 13,300 DEFINED 1 13300 TARGET CORP Common 87612E106 1,077 18,575 DEFINED 1 525 18050 TELAXIS COMMUNICATI Common 879202109 228 7,300 DEFINED 1 6400 900 TELEFONICA SA-SPON Spn ADR 879382208 1,784 27,850 DEFINED 1 1594 22260 3996 TELEPHONE & DATA Common 879433100 14,336 143,000 DEFINED 1 143000 TELE1 EUROPE HOLDIN ADR 87944T201 212 17,612 DEFINED 1 17612 TELLABS INC Common 879664100 72,692 1,062,173 DEFINED 1 91598 150000 820575 TERADYNE INC Common 880770102 2,793 38,000 DEFINED 1 38000 TETRA TECH Common 88162G103 2,411 105,400 DEFINED 1 91600 13800 TEXACO Common 881694103 536 10,059 DEFINED 1 1260 8799 TEXAS INSTRUMENTS I Common 882508104 91,111 1,326,460 DEFINED 1 27760 1100000 198700 TEXAS REGIONAL BANC Common 882673106 9,516 375,000 DEFINED 1 375000 THERMA-WAVE INC Common 88343A108 569 25,500 DEFINED 1 22300 3200 THOMAS & BETTS CORP Common 884315102 212 11,100 DEFINED 1 11100 360NETWORKS INC. Common 88575T205 1,540 101,000 DEFINED 1 101000 TIBCO SOFTWARE INC Common 88632Q103 32,278 301,000 DEFINED 1 300000 1000 TIME WARNER INC Common 887315109 52,479 690,513 DEFINED 1 71715 618798 TITAN CORP Common 888266103 4,475 100,000 DEFINED 1 87400 12600 TORCHMARK CORP Common 891027104 327 13,250 DEFINED 1 13250 TOSCO CORP Common 891490302 10,853 383,340 DEFINED 1 24590 358750 TOSCO FIN CVPFD$2.87 CV Pfd 891491409 1,427 30,050 DEFINED 1 30050 TOYS R US Common 892335100 284 19,475 DEFINED 1 19475 TRNSCDA CAP $2.18PFD Pfd 893525204 3,730 160,000 DEFINED 1 160000 TREND MICRO INC SPO Spn ADR 89486M107 462 27,800 DEFINED 1 27800 TRIBUNE CO Common 896047107 13,426 383,593 DEFINED 1 325000 58593 TRIQUINT SEMICONDUC Common 89674K103 11,483 120,000 DEFINED 1 120000 TUESDAY MORNING COR Common 899035505 552 52,600 DEFINED 1 42200 10400 TUT SYSTEMS INC Common 901103101 1,503 26,200 DEFINED 1 22900 3300 TWEETER HOME ENTERT Common 901167106 917 30,200 DEFINED 1 26500 3700 21ST CENTURY INS GRP Common 90130N103 367 23,315 DEFINED 1 23315 TYCO INT'L LTD Common 902124106 173,984 3,672,486 DEFINED 1 105627 2270068 1296791 U S BANCORP Common 902973106 3,721 193,284 DEFINED 1 193284 USA NETWORKS INC Common 902984103 7,577 350,400 DEFINED 1 400 350000 UTI ENERGY CORP Common 903387108 1,545 38,500 DEFINED 1 33100 5400 US ONCOLOGY INC Common 90338W103 131 26,276 DEFINED 1 26276 UNIFI INC Common 904677101 1,800 145,475 DEFINED 1 145475 UNION CARBIDE CORP Common 905581104 5,519 111,500 DEFINED 1 111100 400 UNION PACIFIC Common 907818108 590 15,865 DEFINED 1 6588 9277 UNITED PARCEL SVC AM Common 911308104 3,139 53,203 DEFINED 1 53203 UNITED PARCEL SVR B Common 911312106 278 4,705 DEFINED 1 1905 2800 US INDUSTRIES INC Common 912080108 3,062 252,500 DEFINED 1 252500 US WEST INC Common 91273H101 1,237 14,424 DEFINED 1 3463 10961 UNITED TECHNOLOGIES Common 913017109 401 6,804 DEFINED 1 160 6644 UNIVERSAL CORP NA Common 913456109 296 14,000 DEFINED 1 14000 UNIVISION COMMUNICA Common 914906102 45,750 442,030 DEFINED 1 18370 343000 80660 UNOCAL CORP Common 915289102 10,090 304,600 DEFINED 1 14935 100000 189665 UNOCAL 3.125 CV PFD CV Pfd 91528T207 840 18,421 DEFINED 1 18421 USFREIGHTWAYS CORPO Common 916906100 1,120 45,600 DEFINED 1 40400 5200 UTSTARCOM INC Common 918076100 881 29,000 DEFINED 1 29000 VARIAN SEMICONDUCTO Common 922207105 4,121 65,600 DEFINED 1 57500 8100 VERITAS SOFTWRE Common 923436109 24,148 213,667 DEFINED 1 67 213500 100 VERISIGN INC Common 92343E102 20,112 113,950 DEFINED 1 112250 1700 VIACOM INC CL A CL A 925524100 312 4,560 DEFINED 1 900 3660 VIACOM INC CL B CL B 925524308 97,820 1,434,581 DEFINED 1 112756 52080 1269745 VICAL INC Common 925602104 295 15,300 DEFINED 1 13300 2000 VISTEON CORP Common 92839U107 543 44,812 DEFINED 1 42281 2531 VITESSE SEMICONDUCT Common 928497106 8,092 110,000 DEFINED 1 110000 VODAFONE AIRTOUCH P Common 92857T107 59,299 1,431,057 DEFINED 1 32335 693000 705722 VOICESTREAM WIRELES Common 928615103 11,630 100,000 DEFINED 1 100000 VULCAN MATERIALS CO Common 929160109 385 9,018 DEFINED 1 6498 2520 WBK STRYPES TRUST Pfd 929229102 573 17,350 DEFINED 1 17350 WAL-MART STORES INC Common 931142103 131,568 2,283,173 DEFINED 1 77401 335000 1870772 WAL-MART STORES INC Common 931142103 86 1,500 DEFINED 2 1500 WALGREEN CO Common 931422109 55,750 1,732,025 DEFINED 1 33560 1230000 468465 WALGREEN CO Common 931422109 258 8,000 DEFINED 2 8000 WARNER-LAMBERT CO Common 934488107 610 4,700 DEFINED 1 4700 WASHINGTON MUTUAL Common 939322103 12,418 430,047 DEFINED 1 382600 47447 WASHINGTON POST CL B CL B 939640108 2,322 4,858 DEFINED 1 33 4825 WEIS MARKETS INC Common 948849104 262 8,000 DEFINED 1 8000 WELLS FARGO & CO Common 949746101 43,766 1,129,457 DEFINED 1 102711 193660 833086 WELLS FARGO $2.75ARP Pfd 949746200 3,297 80,900 DEFINED 1 80900 WELLS FARGO 6.59SR H Pfd 949746309 1,713 34,000 DEFINED 1 34000 WESTERN WIRELESS CO CL A 95988E204 1,363 25,000 DEFINED 1 25000 WESTPAC BANKING CP Common 961214301 422 11,816 DEFINED 1 11816 WILLAMETTE INDUSTRIE Common 969133107 434 15,932 DEFINED 1 15932 WILLIAMS COMMUNICAT Common 969455104 4,788 144,270 DEFINED 1 11430 73300 59540 WILLIAMS COS INC DEL Common 969457100 14,677 352,063 DEFINED 1 6540 345523 WILMINGTON TR CORP D Common 971807102 379 8,859 DEFINED 1 8859 WIND RIVER SYSTEMS Common 973149107 1,317 34,775 DEFINED 1 26400 8375 WOLVERINE WORLD WID Common 978097103 5,392 546,000 DEFINED 1 546000 WORLDCOM INC Common 98157D106 194,894 4,248,380 DEFINED 1 160329 2420600 1667451 WORLDCOM INC Common 98157D106 69 1,500 DEFINED 2 1500 WRIGLEY Common 982526105 435 5,420 DEFINED 1 100 5320 XM SATELLITE RADIO Common 983759101 4,680 125,000 DEFINED 1 125000 XILINX INC Common 983919101 4,696 56,875 DEFINED 1 2910 53965 XIRCOM INC Common 983922105 1,154 24,300 DEFINED 1 21500 2800 XEROX Common 984121103 365 17,591 DEFINED 1 150 17441 YAHOO Common 984332106 6,625 53,481 DEFINED 1 6806 46675 YOUNG & RUBICAM INC Common 987425105 8,693 152,015 DEFINED 1 32005 16800 103210 ZALE CORP Common 988858106 1,288 35,300 DEFINED 1 31100 4200 ZOLL MEDICAL CORP Common 989922109 216 4,400 DEFINED 1 4400 ACE LIMITED Common G0070K103 2,240 80,000 DEFINED 1 80000 GEMSTAR INTL GROUP Common G3788V106 36,872 600,000 DEFINED 1 600000 GLOBAL CROSSING LTD Common G3921A100 45,692 1,736,520 DEFINED 1 34024 1650000 52496 MARVELL TECHNOLOGY Common G5876H105 1,037 18,200 DEFINED 1 15900 2300 PARTNERRE LTD Common G6852T105 361 10,200 DEFINED 1 10200 TRANSOCEAN SEDCO FRX Common G90078109 788 14,749 DEFINED 1 496 14253 TRITON ENERGY CORP Common G90751101 1,765 44,900 DEFINED 1 39300 5600 SBS BROADCASTING Common L8137F102 218 4,000 DEFINED 1 4000 CHECK POINT SOFTWA Common M22465104 487 2,300 DEFINED 1 160 1640 500 COMMTOUCH SOFTWARE Common M25596103 1,417 43,600 DEFINED 1 38300 5300 PRECISE SOFTWARE SO Common M41450103 746 31,100 DEFINED 1 31100 ORBOTECH LTD Common M75253100 1,820 19,600 DEFINED 1 17100 2500 STEINER LEISURE LTD Common P8744Y102 9,050 400,000 DEFINED 1 400000 FLEXTRONICS INTL LT Common Y2573F102 17,172 250,000 DEFINED 1 250000 PACIFIC CEN CYBERWKS Common Y6801N100 38 20,000 DEFINED 1 20000
-----END PRIVACY-ENHANCED MESSAGE-----