-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LvKED+xliy5LglMM9mC+uII8JcHZkao/QMCptH7cq90a4/T5Usd4AlVPC7qKaYJW vvMh1f7C8AQw3tOn7sglLg== 0000799005-00-000010.txt : 20000515 0000799005-00-000010.hdr.sgml : 20000515 ACCESSION NUMBER: 0000799005-00-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STEIN ROE & FARNHAM INC /DE/ CENTRAL INDEX KEY: 0000799005 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 363447638 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-01823 FILM NUMBER: 628084 BUSINESS ADDRESS: STREET 1: ONE S WACKER DR STREET 2: 35TH FL CITY: CHICAGL STATE: IL ZIP: 60606 BUSINESS PHONE: 3123687700 MAIL ADDRESS: STREET 1: ONE SOUTH WACKER DR STREET 2: 35TH FL CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stein Roe & Farnham Incorporated Address: One South Wacker Drive Chicago, Illinois 60606 Form 13F File Number: 28-01823 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joyce B. Riegel Title: Vice President and Chief Compliance Officer Phone: (312) 368-7727 Signature, Place, and Date of Signing: /s/ Joyce B. Riegel Chicago, Illinois May 12, 2000 Report Type (Check only one.): [XX] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 707 Form 13F Information Table Value Total: $11,115,647 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. 13F File Number Name 1 28-33 Liberty Mutual Insurance Co. 2 28-6060 Harold J. McComas
FORM 13F INFORMATION TABLE REPORTING MANAGE Stein Roe & Farnham, Inc. Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Name of Issuer Class CUSIP FMV SHRS Shared Other (A) (B) (C) ($000) Managers Sole Shared None ------------------- ------ --------- -------- -------- ------- -------- ------- ------- --------- AES TRUST I CV PFD CV Pfd 001033208 11,283 101,650 DEFINED 1 101650 AES CORP Common 00130H105 150,643 1,912,926 DEFINED 1 70725 1084000 758201 AES CORP Common 00130H105 102 1,300 DEFINED 2 1300 AMFM INC Common 001693100 3,552 57,180 DEFINED 1 11265 45915 AMR CORP Common 001765106 4,781 150,000 DEFINED 1 150000 A T & T CORP Common 001957109 16,529 293,853 DEFINED 1 9168 132963 151722 AT&T CORP-LIBERTY M Common 001957208 119,204 2,011,874 DEFINED 1 14000 1700000 297874 AVX CORP Common 002444107 19,734 260,300 DEFINED 1 260300 ABBOTT LAB Common 002824100 31,472 894,421 DEFINED 1 16770 877651 P-ABN AMRO PF $7.035 Pfd 003714300 3,710 3,700 DEFINED 1 3700 P-ABN AMRO NOAMR PFD Pfd 003714870 3,006 3,000 DEFINED 1 3000 ACME COMMUNICATIONS Common 004631107 558 24,400 DEFINED 1 20300 4100 ACTUATE CORPORATION Common 00508B102 2,965 55,100 DEFINED 1 48400 6700 ACUSON CORP Common 005113105 8,690 586,700 DEFINED 1 586700 ACXIOM CORP Common 005125109 313 9,400 DEFINED 1 9400 ADELPHIA COMMUNICAT Common 006848105 8,085 165,000 DEFINED 1 165000 ADVANCED OXYGEN TECH Common 00754B103 10 64,000 DEFINED 1 64000 AEROFLEX INC Common 007768104 1,238 25,000 DEFINED 1 25000 AEGON N.V. ARD ADR 007924103 1,458 18,101 DEFINED 1 143 17958 AES TR111 CVPFD 3.38 CV Pfd 00808N202 2,774 41,100 DEFINED 1 41100 AETNA INC Common 008117103 284 5,100 DEFINED 1 5100 AFFILIATED COMPUTER Common 008190100 2,470 65,000 DEFINED 1 65000 AGILENT TECHNOLOGIE Common 00846U101 7,904 76,000 DEFINED 1 74000 2000 AIM INTL EQUITY CL A Cl A 008882102 206 7,443 DEFINED 1 7443 AIR PRODUCTS & CHEM Common 009158106 7,262 255,354 DEFINED 1 650 200000 54704 ALAMOSA PCS HOLDING Common 011593100 555 14,700 DEFINED 1 12900 1800 ALASKA COMM SYSTEMS Common 01167P101 714 58,900 DEFINED 1 51900 7000 ALBERTSONS INC Common 013104104 822 26,516 DEFINED 1 2016 24500 ALCOA INC Common 013817101 3,331 47,418 DEFINED 1 450 46000 968 ALLEGIANCE TELECOM Common 01747T102 14,148 175,475 DEFINED 1 5475 170000 ALLERGAN INC Common 018490102 550 11,000 DEFINED 1 11000 ALLSCRIPTS INC Common 019886100 1,473 24,500 DEFINED 1 21300 3200 ALLSTATE CORP Common 020002101 5,707 239,680 DEFINED 1 6267 233413 ALLTEL CORP Common 020039103 724 11,483 DEFINED 1 255 11228 ALPHARMA INC Common 020813101 1,771 48,200 DEFINED 1 41800 6400 ALZA CORP Common 022615108 12,048 320,755 DEFINED 1 33273 287482 AMERICA ONLINE INC Common 02364J104 31,841 473,471 DEFINED 1 23246 300000 150225 AMCORE FINANCIAL INC Common 023912108 1,598 89,387 DEFINED 1 89387 AMERICAN EXPRESS CO Common 025816109 14,099 94,665 DEFINED 1 2955 80000 11710 AMERICAN FREIGHTWAY Common 02629V108 844 56,500 DEFINED 1 48000 8500 AMERICAN GENL CORP Common 026351106 5,362 95,531 DEFINED 1 40 95491 AMERICAN HOME PRODU Common 026609107 32,812 611,882 DEFINED 1 22916 410400 178566 AMER INTERNATIONAL Common 026874107 79,441 725,487 DEFINED 1 59727 79625 586135 AMERICAN MANAGEMENT Common 027352103 1,411 32,200 DEFINED 1 28400 3800 AMERICAN NATIONAL C Common 027714104 2,513 191,500 DEFINED 1 1000 167000 23500 AMERICAN STANDARD Common 029712106 2,706 73,125 DEFINED 1 11625 61500 AMERICAN TOWER CORP Common 029912201 69,273 1,403,000 DEFINED 1 3000 1400000 AMGEN INC Common 031162100 46,123 751,500 DEFINED 1 4460 635000 112040 ANADARKO PETE CORP Common 032511107 253 6,536 DEFINED 1 6536 ANALOG DEVICES Common 032654105 20,500 254,464 DEFINED 1 13600 240864 ANDREW CORP Common 034425108 17,474 763,900 DEFINED 1 763900 ANHEUSER BUSCH Common 035229103 1,587 25,487 DEFINED 1 395 25092 ANNTAYLOR STORES CO Common 036115103 469 20,400 DEFINED 1 18000 2400 APLACN PWR $5.92 SFP Pfd 037735859 1,994 20,000 DEFINED 1 20000 APPLE COMPUTER INC Common 037833100 46,391 341,580 DEFINED 1 1180 340000 400 APPLIED MATLS Common 038222105 114,379 1,213,570 DEFINED 1 33420 1030000 150150 APTARGROUP INC Common 038336103 1,714 64,230 DEFINED 1 830 55700 7700 ARCHSTN $2.07 CV PFD CV Pfd 039581202 7,667 285,300 DEFINED 1 285300 ARROW ELECTRONICS I Common 042735100 8,439 239,400 DEFINED 1 600 238800 ARROWPOINT COMMUNIC Common 042810101 2,141 19,700 DEFINED 1 17800 1900 ART TECHNOLOGY GROU Common 04289L107 1,655 25,200 DEFINED 1 22600 2600 ASPECT MEDICAL SYST Common 045235108 796 22,200 DEFINED 1 19800 2400 ASPEN TECHNOLOGY IN Common 045327103 1,231 30,500 DEFINED 1 27200 3300 ASPEON INC Common 045354107 1,452 71,700 DEFINED 1 63400 8300 ASSOCIATES FIRST Common 046008108 12,806 597,354 DEFINED 1 45595 551759 ASTEC INDUSTRIES IN Common 046224101 749 28,200 DEFINED 1 22800 5400 ATLANTIC RICHFIELD Common 048825103 2,970 34,941 DEFINED 1 6859 28082 ATMEL CORP Common 049513104 124,829 2,418,000 DEFINED 1 10500 2350000 57500 AUTOMATIC DATA PROCE Common 053015103 10,602 219,722 DEFINED 1 19948 199774 AVERY DENNISON CORP Common 053611109 1,987 32,537 DEFINED 1 1564 30100 873 AVON PRODUCTS INC Common 054303102 1,210 41,625 DEFINED 1 225 40000 1400 THE BISYS GROUP INC Common 055472104 1,796 27,000 DEFINED 1 24100 2900 BP AMOCO PLC-ADR ADR 055622104 46,141 869,558 DEFINED 1 68223 344252 457083 BAKER HUGHES INC Common 057224107 302 9,997 DEFINED 1 9997 BALDOR ELECTRIC Common 057741100 183 10,121 DEFINED 1 10121 BALT GAS&EL $7.125PF Pfd 059165779 206 2,000 DEFINED 1 2000 BANK OF AMERICA COR Common 060505104 13,180 251,350 DEFINED 1 4685 139950 106715 BANK OF MONTREAL Common 063671101 328 6,434 DEFINED 1 6434 BANK ONE CORP Common 06423A103 1,837 53,433 DEFINED 1 137 53296 BANK OF TOKYO-MITSU Common 065379109 1,206 85,000 DEFINED 1 85000 BARRETT RESOURCES C Common 068480201 614 20,600 DEFINED 1 18100 2500 BAXTER INTERNATIONA Common 071813109 7,245 115,574 DEFINED 1 1180 100000 14394 BECTON DICKINSON Common 075887109 2,147 81,600 DEFINED 1 81600 BED BATH & BEYOND I Common 075896100 5,906 150,000 DEFINED 1 150000 BELL ATLANTIC CORP Common 077853109 27,171 444,518 DEFINED 1 14762 393320 36436 BELLSOUTH CORP Common 079860102 3,654 77,755 DEFINED 1 17472 60283 BELO (AH) CORP CL-A Cl A 080555105 337 18,846 DEFINED 1 18846 BERKSHIRE HATHAWAY Common 084670108 20,192 353 DEFINED 1 353 BERKSHIRE HATH-CL B Cl B 084670207 1,310 720 DEFINED 1 7 713 BESTFOODS Common 08658U101 3,268 69,821 DEFINED 1 4500 65321 BINDLEY WESTERN IND Common 090324104 1,042 76,800 DEFINED 1 67600 9200 BIOMET INC Common 090613100 14,441 397,000 DEFINED 1 397000 BLACK & DECKER CORP Common 091797100 207 5,500 DEFINED 1 5500 BLAZE SOFTWARE INC Common 09347T109 559 19,600 DEFINED 1 17100 2500 H R BLOCK Common 093671105 324 7,250 DEFINED 1 2850 4400 BLUE WAVE SYSTEMS I Common 096081104 1,541 96,300 DEFINED 1 78700 17600 BLUESTONE SOFTWARE Common 09623P102 1,124 33,300 DEFINED 1 29300 4000 BOEING CO Common 097023105 4,001 105,462 DEFINED 1 99600 5862 BORDERS GROUP INC Common 099709107 5,328 310,000 DEFINED 1 310000 BRISTOL-MYERS SQUIB Common 110122108 184,860 3,201,046 DEFINED 1 55206 338000 2807840 BROADCOM CORP CL A Cl A 111320107 20,159 83,000 DEFINED 1 83000 BURLINGTON NORTH SA Common 12189T104 4,425 200,000 DEFINED 1 200000 BURNHAM CORP CL A Cl A 122295108 205 5,174 DEFINED 1 5174 BURR-BROWN CORP Common 122574106 2,444 44,950 DEFINED 1 39550 5400 CBS CORP Common 12490K107 61,571 1,087,351 DEFINED 1 67284 48000 972067 C-CUBE MICROSYSTEMS Common 125015107 1,624 22,300 DEFINED 1 19100 3200 CEC ENTERTAINMENT I Common 125137109 1,183 43,600 DEFINED 1 38400 5200 CIGNA CORP Common 125509109 635 8,378 DEFINED 1 900 7478 CK WITCO CORP Common 12562C108 224 22,000 DEFINED 1 22000 CMGI INC Common 125750109 4,578 40,400 DEFINED 1 40000 400 CSG SYSTEMS INTL IN Common 126349109 6,141 125,800 DEFINED 1 800 125000 CTS CORP Common 126501105 1,442 25,300 DEFINED 1 22200 3100 CAL DIVE INTERNATIO Common 127914109 1,330 26,200 DEFINED 1 22200 4000 CALPINE CORPORATION Common 131347106 18,810 200,110 DEFINED 1 110 200000 CAMPBELL SOUP CO Common 134429109 327 10,646 DEFINED 1 10646 CANANDAIGUA BRANDS Common 137219200 1,265 24,800 DEFINED 1 21900 2900 CAPITAL ONE FINANCI Common 14040H105 3,307 68,984 DEFINED 1 66000 2984 CARDIAC RESUSCITATOR Common 141409102 1 17,033 DEFINED 1 17033 CARDINAL HEALTH INC Common 14149Y108 384 8,374 DEFINED 1 1059 6000 1315 CARLISLE COS INC Common 142339100 11,248 281,200 DEFINED 1 281200 CARPENTER TECHNOLOG Common 144285103 4,579 220,000 DEFINED 1 220000 CATALINA MARKETING Common 148867104 1,205 11,900 DEFINED 1 10500 1400 CATERPILLAR INC Common 149123101 2,644 67,055 DEFINED 1 75 39000 27980 CEDAR FAIR LP Common 150185106 6,339 318,958 DEFINED 1 315000 3958 CENDANT CORPORATION Common 151313103 406 21,942 DEFINED 1 21942 CENTRAL & SOUTHWEST Common 152357109 196 11,458 DEFINED 1 3900 7558 CENTURYTEL INC Common 156700106 318 8,559 DEFINED 1 3020 5539 CERTICOM CORP Common 156915100 307 2,100 DEFINED 1 2100 CHARTER ONE FIN INC Common 160903100 670 31,895 DEFINED 1 8255 23640 CHARTER COMMUNICATI Common 16117M107 3,109 217,000 DEFINED 1 215000 2000 CHASE MANHATTAN COR Common 16161A108 87,430 1,002,785 DEFINED 1 62094 253800 686891 CHASE MANHTN$2.48PFD Pfd 16161A777 2,350 50,000 DEFINED 1 50000 CHEVRON CORP Common 166751107 5,663 61,259 DEFINED 1 2499 58760 CHICO'S FAS INC Common 168615102 719 42,400 DEFINED 1 38600 3800 CHIRON Common 170040109 811 16,256 DEFINED 1 16256 CHOICEPOINT INC Common 170388102 385 10,300 DEFINED 1 6700 3600 CHROMAVISION MEDICA Common 17111P104 833 54,600 DEFINED 1 47800 6800 CIRCLE INTERNATIONA Common 172574105 1,357 52,200 DEFINED 1 44300 7900 CISCO SYSTEMS INC Common 17275R102 643,029 8,317,267 DEFINED 1 141253 3301800 4874214 CISCO SYSTEMS INC Common 17275R102 278 3,600 DEFINED 2 3600 CINTAS CORP Common 172908105 8,664 221,100 DEFINED 1 217500 3600 CITIGROUP INC Common 172967101 234,193 3,948,459 DEFINED 1 127863 2243311 1577285 CITIGROUP INC Common 172967101 59 1,000 DEFINED 2 1000 CCI PFD $3.11 PFD H Pfd 172967705 2,512 52,600 DEFINED 1 52600 CITIGRP $2.932 PFD M Pfd 172967812 207 5,000 DEFINED 1 5000 CITIZENS UTILS CO DE Common 177342201 580 35,396 DEFINED 1 35396 CITRIX SYS INC Common 177376100 663 10,000 DEFINED 1 10000 CLARUS CORPORATION Common 182707109 2,091 29,600 DEFINED 1 25900 3700 CLEAR CHANNEL COMMU Common 184502102 130,973 1,896,436 DEFINED 1 51797 1229000 615639 CLICKACTION INC Common 18681E107 1,151 23,200 DEFINED 1 18700 4500 CLOROX CO Common 189054109 208 6,400 DEFINED 1 6400 COCA COLA CO Common 191216100 22,569 480,838 DEFINED 1 17823 463015 COCA COLA CO Common 191216100 188 4,000 DEFINED 2 4000 COGNEX CORP Common 192422103 213 3,699 DEFINED 1 3699 COLGATE PALMOLIVE Common 194162103 24,671 437,630 DEFINED 1 10350 427280 COLUMBIA/HCA HEALTH Common 197677107 10,256 405,180 DEFINED 1 280 404900 COMCAST CL A Cl A 200300101 817 19,799 DEFINED 1 19799 COMCAST CORP-SPECIA Common 200300200 19,077 439,818 DEFINED 1 1995 202000 235823 COMPAQ COMPUTER COR Common 204493100 15,151 569,067 DEFINED 1 252 395000 173815 COMPUTER ASSOC INTL Common 204912109 391 6,610 DEFINED 1 430 6180 COMVERSE TECH Common 205862402 49,140 260,000 DEFINED 1 260000 CONCORD CAMERA CORP Common 206156101 2,437 44,300 DEFINED 1 38600 5700 CONCORD EFS INC Common 206197105 3,680 160,457 DEFINED 1 2475 156950 1032 CONEXANT SYSTEMS IN Common 207142100 7,319 103,080 DEFINED 1 100000 3080 CONOCO INC-CL A Cl A 208251306 6,987 283,745 DEFINED 1 145 104800 178800 CONOCO INC -CL B Cl B 208251405 5,756 224,643 DEFINED 1 181807 42836 CONSOLIDATED EDISON Common 209115104 693 23,886 DEFINED 1 23886 CONTINENTAL AIRLINE Common 210795308 10,628 260,000 DEFINED 1 260000 COOPER INDS Common 216669101 732 20,928 DEFINED 1 20928 COOPER TIRE & RUBBE Common 216831107 3,518 280,000 DEFINED 1 280000 CORNING INCORPORATE Common 219350105 140,355 723,480 DEFINED 1 4950 693000 25530 COSTCO WHOLESALE CRP Common 22160K105 9,638 183,363 DEFINED 1 4125 179238 COX COMMUNICATIONS C Common 224044107 599 12,358 DEFINED 1 12358 COYOTE NETWORK SYS Common 22406P108 121 11,000 DEFINED 1 11000 CRAYFISH CO LTD-SPO Common 225226109 920 24,200 DEFINED 1 24200 CROSS TIMBER OIL CO Common 227573102 15,234 1,166,225 DEFINED 1 1166225 CROWN CASTLE INTL C Common 228227104 32,383 855,000 DEFINED 1 855000 CUMULUS MEDIA INC C Common 231082108 2,687 186,931 DEFINED 1 131 179200 7600 CYPRESS COMMUNICATI Common 232743104 911 37,200 DEFINED 1 32600 4600 CYTYC CORPORATION Common 232946103 1,515 31,400 DEFINED 1 27600 3800 DII GROUP INC Common 232949107 317 2,800 DEFINED 1 2800 DPL INC Common 233293109 396 17,850 DEFINED 1 2600 15250 DSP GROUP INC Common 23332B106 3,247 49,200 DEFINED 1 43800 5400 DAMARK INTL INC Common 235691102 789 20,700 DEFINED 1 18900 1800 CHINA.COM CORP -CL Cl A 243746SDL 275 3,400 DEFINED 1 3400 DELL COMPUTER Common 247025109 2,720 50,420 DEFINED 1 1585 48835 DELPHI AUTOMOTIVE Common 247126105 198 12,406 DEFINED 1 419 11987 DELUXE CORP Common 248019101 435 16,430 DEFINED 1 280 16150 DEVRY INC Common 251893103 15,250 500,000 DEFINED 1 500000 DEXTER CORP Common 252165105 12,574 237,239 DEFINED 1 235000 2239 DIAMOND TECH PARTNE Common 252762109 7,890 120,000 DEFINED 1 120000 DIGEX INC Common 253756100 1,664 15,000 DEFINED 1 15000 DIONEX CORP Common 254546104 1,001 30,400 DEFINED 1 26800 3600 WALT DISNEY PRODUCT Common 254687106 55,226 1,334,764 DEFINED 1 15300 800000 519464 DOLLAR GEN CORP Common 256669102 55,540 2,066,591 DEFINED 1 113083 1953508 DOLLAR 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ENER $2.375 Convert 283678209 2,806 53,450 DEFINED 1 53450 EL PASO ENERGY CORP Common 283905107 7,186 177,974 DEFINED 1 975 150000 26999 ELAN CORP SPONS ADR Spn ADR 284131208 5,291 111,384 DEFINED 1 1784 104000 5600 ELANTEC SEMICONDUCT Common 284155108 794 10,800 DEFINED 1 9500 1300 ELECTRO SCIENTIFIC Common 285229100 1,670 28,800 DEFINED 1 25600 3200 ELECTROGLAS INC Common 285324109 1,415 41,300 DEFINED 1 36400 4900 ELOQUENT INC Common 290140102 880 43,200 DEFINED 1 38100 5100 EMERSON ELECTRIC CO Common 291011104 14,484 273,927 DEFINED 1 2104 154000 117823 EMISPHERE TECHNOLOG Common 291345106 1,359 26,200 DEFINED 1 23100 3100 ENDESA SA ADR 29258N107 4,028 171,872 DEFINED 1 171872 ENRON CORP Common 293561106 142,509 1,903,297 DEFINED 1 21427 1727000 154870 ENTRUST TECHNOLOGIE Common 293848107 1,702 20,000 DEFINED 1 20000 EQUANT N V NY SHARE NYRegSh 294409107 17,013 200,000 DEFINED 1 200000 EQUITY RESIDENTIAL P Common 29476L107 344 8,548 DEFINED 1 8548 EQUITY RES $2.15CVPF CV Pfd 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1303040 FANNIE MAE Common 313586109 85 1,500 DEFINED 2 1500 FEDERATED DEPT STOR Common 31410H101 10,903 261,150 DEFINED 1 1150 260000 FEDERATED INVESTOR Common 314211103 956 35,000 DEFINED 1 35000 FIFTH THIRD BANCORP Common 316773100 4,883 77,513 DEFINED 1 95 77418 FINANCIAL SEC ASSUR Common 31769P100 255 3,470 DEFINED 1 3470 FIRST DATA CORP Common 319963104 1,259 28,459 DEFINED 1 224 28235 FIRST HEALTH GROUP Common 320960107 15,661 495,200 DEFINED 1 495200 FIRST UNION CORP Common 337358105 1,795 48,195 DEFINED 1 6790 41405 FIRSTWORLD COMMUNIC Common 337625305 499 24,500 DEFINED 1 21400 3100 FIRSTAR CORP Common 33763V109 1,067 46,502 DEFINED 1 46502 FISERV INC Common 337738108 12,114 325,750 DEFINED 1 750 325000 FLEET FINL VIII PFD Pfd 338915747 501 10,000 DEFINED 1 10000 FLOWSERVE CORP Common 34354P105 4,699 365,000 DEFINED 1 365000 FOCAL COMMUNICATION Common 344155106 3,556 63,500 DEFINED 1 13000 50500 FORD MOTOR CO Common 345370100 4,257 92,660 DEFINED 1 895 73000 18765 FOREST 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