-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IeN0ixr+Ve3WS9BRmNme8z00NGFIwuihP3pgKGrP44n7aSu8T18ggM4hmePQAaOd wpbTLzaTkgs3iIt5mCPQeg== 0001181431-08-031248.txt : 20080514 0001181431-08-031248.hdr.sgml : 20080514 20080514155114 ACCESSION NUMBER: 0001181431-08-031248 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070805 FILED AS OF DATE: 20080514 DATE AS OF CHANGE: 20080514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COST PLUS INC/CA/ CENTRAL INDEX KEY: 0000798955 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-HOME FURNITURE, FURNISHINGS & EQUIPMENT STORES [5700] IRS NUMBER: 941067973 STATE OF INCORPORATION: CA FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: 200 FOURTH STREET OAKLAND STREET 2: SEE ADDRESS LISTED ABOVE CITY: OAKLAND STATE: CA ZIP: 94607 BUSINESS PHONE: 5108937300 MAIL ADDRESS: STREET 1: 200 FOURTH STREET OAKLAND STREET 2: SEE ADDRESS LISTED ABOVE CITY: OAKLAND STATE: CA ZIP: 94607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crooker Carrie F CENTRAL INDEX KEY: 0001434963 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14970 FILM NUMBER: 08831716 BUSINESS ADDRESS: BUSINESS PHONE: (510)808-9346 MAIL ADDRESS: STREET 1: 200 FOURTH STREET CITY: OAKLAND STATE: CA ZIP: 94607 3 1 rrd206617.xml FORM 3 X0202 3 2007-08-05 0 0000798955 COST PLUS INC/CA/ CPWM 0001434963 Crooker Carrie F 200 FOURTH STREET OAKLAND CA 94607 0 1 0 0 SVP, Store Operations Employee Stock Option (right to buy) 31.33 2007-05-20 2013-05-20 Cost Plus Common Stock 5000 D Employee Stock Option (right to buy) 38.50 2014-02-26 Cost Plus Common Stock 5000 D Employee Stock Option (right to buy) 26.88 2012-04-01 Cost Plus Common Stock 10000 D Employee Stock Option (right to buy) 19.17 2013-02-14 Cost Plus Common Stock 10000 D Employee Stock Option (right to buy) 9.38 2014-05-07 Cost Plus Common Stock 7500 D Fully vested as of the date listed above. On August 5, 2007, 3,750 shares of the option were exercisable and the remaining 1,250 shares will vest on February 26, 2008. On August 5, 2007, 5,828 shares of the option were exercisable and the remaining 4,172 shares will vest at a rate 1/48th of the total option each month. On August 5, 2007, 2,500 shares of the option were exercisable and the remaining 7,500 shares will vest at rate of 2,500 shares on February 14, 2008; February 14, 2009; and February 14, 2010. Option vests in four equal annual installments beginning on May 7, 2008, which is the anniversary date of the grant. Timothy Lester, attorney-in-fact for Carrie F. Crooker 2008-05-14 -----END PRIVACY-ENHANCED MESSAGE-----