-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E8YBJfmPY0SLxDdy6b9LxozJB8JFTU5K871BAN79sWsF0LaGDvD0jrdkbQGLqLKQ wI2QUWw70A6YM9s+paLNYw== 0000950168-02-003814.txt : 20021217 0000950168-02-003814.hdr.sgml : 20021217 20021217162519 ACCESSION NUMBER: 0000950168-02-003814 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20021217 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20021217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COST PLUS INC/CA/ CENTRAL INDEX KEY: 0000798955 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-HOME FURNITURE, FURNISHINGS & EQUIPMENT STORES [5700] IRS NUMBER: 941067973 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-14970 FILM NUMBER: 02860402 BUSINESS ADDRESS: STREET 1: 201 CLAY ST STREET 2: P O BOX 23350 CITY: OAKLAND STATE: CA ZIP: 94607 BUSINESS PHONE: 4158937300 MAIL ADDRESS: STREET 1: 201 CLAY ST STREET 2: P O BOX 23350 CITY: OAKLAND STATE: CA ZIP: 94623 8-K 1 d8k.htm CURRENT REPORT Current Report
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
Form 8-K
 
Current Report
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
December 17, 2002
Date of Report (date of earliest event reported)
 
Cost Plus, Inc.
(Exact name of registrant as specified in its charter)
 
California
  
0-14970
  
94-1067973
(State or other jurisdiction of Incorporation)
  
(Commission File Number)
  
(IRS Employer Identification No.)
 
200 Fourth Street, Oakland, California
(Address of principal executive offices)
 
(510) 893-7300
Registrant’s telephone number, including area code
 

Item 7.    Financial Statements and Exhibits
 
Exhibits
 
Exhibit 99.1
   
Certification of Murray H. Dashe, Chief Executive Officer, and John J. Luttrell, Chief Financial Officer, pursuant to 18 U.S.C. Section 1350.
 
Item 9.    Regulation FD Disclosure
 
Registrant provided to the Securities and Exchange Commission as correspondence accompanying its Quarterly Report on Form 10-Q for its fiscal quarter ended November 2, 2002 filed with the Securities and Exchange Commission on December 17, 2002, the certifications attached hereto as Exhibit 99.1. The information in this report and the exhibit attached hereto are being furnished pursuant to Regulation FD of the Securities Exchange Act of 1934.
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
       
Cost Plus, Inc.
Date:    December 17, 2002
      
By:
  
/s/    Murray H. Dashe
           
Murray H. Dashe
Chairman and Chief Executive Officer
 

 
EXHIBIT INDEX
 
Exhibit No.    
   
Description of Exhibit
99.1
   
Certification of Murray H. Dashe, Chief Executive Officer, and John J. Luttrell, Chief Financial Officer pursuant to 18 U.S.C. Section 1350
EX-99.1 3 dex991.htm SECTION 906 CERTIFICATION Section 906 Certification
 
EXHIBIT 99.1
 
CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER
PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
 
I, Murray H. Dashe, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that the Quarterly Report of Cost Plus, Inc. on Form 10-Q for the fiscal quarter ended November 2, 2002, fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that information contained in such Quarterly Report on Form 10-Q fairly presents in all material respects the financial condition and results of operations of Cost Plus, Inc.
 
By:
  
/s/    Murray H. Dashe
Name:
  
Murray H. Dashe
Title:
  
Chairman, Chief Executive Officer
and President
 
I, John J. Luttrell, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that the Quarterly Report of Cost Plus, Inc. on Form 10-Q for the fiscal quarter ended November 2, 2002, fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that information contained in such Quarterly Report on Form 10-Q fairly presents in all material respects the financial condition and results of operations of Cost Plus, Inc.
 
By:
  
/s/    John J. Luttrell
Name:
  
John J. Luttrell
Title:
  
Senior Vice President,
Chief Financial Officer
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