Delaware | 73-1283193 | |
(State or Other Jurisdiction of Incorporation or Organization) | (I.R.S. Employer Identification No.) | |
8200 South Unit Drive | ||
Tulsa, Oklahoma | ||
(Address of Principal Executive Offices) | ||
(918)-493-7700 | ||
(Registrant's telephone number, including area code) | ||
None | ||
(Former name, former address and former fiscal year, if changed since last report) |
Andrew E. Harding | Copy to: | |
Associate General Counsel | Jason Coutant, Esq. | |
Unit Corporation | Conner & Winters, LLP | |
8200 South Unit Drive | 4000 One Williams Center | |
Tulsa, Oklahoma 74132 | Tulsa, Oklahoma 74172-0148 | |
(918) 493-7700 | (918) 586 -5718 | |
(Name, address, and telephone number, including are code, of agent for service) |
Large accelerated filer [ ] | Accelerated filer [ x ] |
Non-accelerated filer [ ] (Do not check if a smaller reporting company) | Smaller reporting company [ ] |
Emerging growth company [ ] |
Title of Each Class of Securities To Be Registered | Amount To Be Registered (1) | Proposed Maximum Offering Price Per Share | Proposed Maximum Aggregate Offering Price | Amount of Registration Fee |
Common Stock, par value $0.20 per share | 2,500,000 | $17.51 (2) | $43,775,000 (2) | $5,073.52 |
(1) | This Registration Statement covers 2,500,000 additional shares available for issuance under the Second Amended and Restated Unit Corporation Stock and Incentive Compensation Plan dated May 6, 2015, as amended. This Registration Statement shall also cover any additional shares of Common Stock that become issuable under the plan, by reason of any stock dividend, stock split, recapitalization or other similar transaction that results in an increase in the number of the outstanding shares of Common Stock of the Registrant. |
(2) | For purposes of determining the registration fee, the maximum per share and aggregate offering prices have been determined under Rule 457(h) of the Securities Act of 1933, as amended, on the basis of the average of the high and low selling prices of the Common Stock of the Registrant as reported on the New York Stock Exchange on June 5, 2017. |
INCORPORATION OF PRIOR REGISTRATION STATEMENT BY REFERENCE | 1 | |
PART II | 1 | |
Item 3. Incorporation of Documents by Reference | 1 | |
Item 5. Interests of Named Experts and Counsel | 1 | |
Item 8. Exhibits | 2 | |
SIGNATURES | 3 | |
EXHIBIT INDEX | 5 | |
EX-5: OPINION AND CONSENT OF MARK E. SCHELL, ESQ. | ||
EX-23.1: CONSENT OF PRICEWATERHOUSECOOPERS LLP | ||
EX-23.3: CONSENT OF RYDER SCOTT COMPANY, L.P. |
(a) | the Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2016, filed on February 28, 2017, as amended by the Form 10-K/A filed with the Commission on March 30, 2017; |
(b) | the Registrant’s Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2017, filed with the Commission on May 4, 2017; |
(c) | the Registrant’s Current Reports on Form 8-K filed with the Commission on February 23, 2017 (Item 5.02 only) and April 4, 2017, and the Registrant's second Current Report on Form 8-K filed with the Commission on May 4, 2017; and |
(d) | the description of the Registrant’s common stock set forth in the Registrant’s Registration Statement on Amended Form 8-B, dated October 7, 1986, filed with the Commission, including any amendment or report filed before or after this Registration Statement for the purpose of updating the description. |
Exhibit No. | Description |
5 | Opinion and consent of Mark E. Schell, Esq.* |
23.1 | Consent of PricewaterhouseCoopers LLP.* |
23.2 | Consent of Mark E. Schell, Esq. (included in Exhibit 5).* |
23.3 | Consent of Ryder Scott Company, L.P.* |
24 | Power of Attorney (included on signature page).* |
99.1 | Second Amended and Restated Unit Corporation Stock and Incentive Compensation Plan dated May 6, 2015 (filed on May 8, 2015 as Exhibit 10 to the Registrant’s Current Report on Form 8-K, and incorporated in this Registration Statement by reference). |
99.2 | Amendment Number 1 to the Second Amended and Restated Unit Corporation Stock and Incentive Compensation Plan dated May 3, 2017 (filed on May 4, 2017 as Exhibit 10.1 to the Registrant’s Current Report on Form 8-K, and incorporated in this Registration Statement by reference). |
UNIT CORPORATION | |||
By: | /s/ Mark E. Schell | ||
Name: | Mark E. Schell | ||
Title: | Senior Vice President and General Counsel |
Name | Title | Date |
/s/ J. Michael Adcock | Chairman of the Board and Director | June 8, 2017 |
------------------------------------ | ||
J. Michael Adcock | ||
/s/ Larry D. Pinkston | Director, President and Chief Executive Officer (Principal Executive Officer) | June 8, 2017 |
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Larry D. Pinkston | ||
/s/ David T. Merrill | Chief Financial Officer and Treasurer (Principal Financial Officer) | June 8, 2017 |
------------------------------------ | ||
David T. Merrill | ||
/s/ Don Hayes | Vice President and Controller (Principal Accounting Officer) | June 8, 2017 |
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Don Hayes | ||
/s/ Gary R. Christopher | Director | June 8, 2017 |
------------------------------------ | ||
Gary R. Christopher | ||
/s/ Steven B. Hildebrand | Director | June 8, 2017 |
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Steven B. Hildebrand | ||
/s/ Carla S. Mashinski | Director | June 8, 2017 |
------------------------------------ | ||
Carla S. Mashinski | ||
/s/ William B. Morgan | Director | June 8, 2017 |
------------------------------------ | ||
William B. Morgan | ||
/s/ Larry C. Payne | Director | June 8, 2017 |
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Larry C. Payne | ||
/s/ G. Bailey Peyton IV | Director | June 8, 2017 |
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G. Bailey Peyton IV | ||
/s/ Robert J. Sullivan, Jr. | Director | June 8, 2017 |
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Robert J. Sullivan, Jr. |
Exhibit No. | Description |
5 | Opinion and consent of Mark E. Schell, Esq.* |
23.1 | Consent of PricewaterhouseCoopers LLP* |
23.2 | Consent of Mark E. Schell, Esq. (included in Exhibit 5).* |
23.3 | Consent of Ryder Scott Company, L.P.* |
24 | Power of Attorney (included on signature page).* |
99.1 | Second Amended and Restated Unit Corporation Stock and Incentive Compensation Plan dated May 6, 2015 (filed on May 8, 2015 as Exhibit 10 to the Registrant’s Current Report on Form 8-K, and incorporated in this Registration Statement by reference). |
99.2 | Amendment Number 1 to the Second Amended and Restated Unit Corporation Stock and Incentive Compensation Plan dated May 3, 2017 (filed on May 4, 2017 as Exhibit 10.1 to the Registrant’s Current Report on Form 8-K, and incorporated in this Registration Statement by reference). |
/s/ Mark E. Schell | ||
Mark E. Schell, Esq. |