0001209191-23-008020.txt : 20230209 0001209191-23-008020.hdr.sgml : 20230209 20230209163249 ACCESSION NUMBER: 0001209191-23-008020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230124 FILED AS OF DATE: 20230209 DATE AS OF CHANGE: 20230209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brice Carson H CENTRAL INDEX KEY: 0001564431 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16715 FILM NUMBER: 23606745 MAIL ADDRESS: STREET 1: PO BOX 1352 CITY: SMITHFIELD STATE: NC ZIP: 27577 FORMER NAME: FORMER CONFORMED NAME: Brice Carson Holding DATE OF NAME CHANGE: 20121211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CITIZENS BANCSHARES INC /DE/ CENTRAL INDEX KEY: 0000798941 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561528994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 919 716 7000 MAIL ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-24 0 0000798941 FIRST CITIZENS BANCSHARES INC /DE/ FCNCA 0001564431 Brice Carson H PO BOX 1352 SMITHFIELD NC 27577 0 0 1 0 Class A Common 0 D Class A Common 0 I Carson Holding Brice Revocable Trust Class A Common 2023-01-24 5 G 0 E 20 0.00 A 20 I Carson Holding Brice Revocable Trust Class A Common 447078 I Carson H. Brice October 2022 GRAT Class A Common 2023-01-24 5 G 0 E 20 0.00 A 403 I By spouse Class A Common 16890 I As custodian for Stephen Brice Class A Common 16289 I As Custodian for Cordelia Brice Class A common 16289 I As Custodian for Elizabeth Brice Class A Common 10652 I As beneficiary of Trust Class A Common 2023-01-24 5 G 0 E 60 0.00 A 87626 I Trusts f/b/o children Class B Common 99635 D Class B Common 0 I Carson Holding Brice Revocable Trust Class B Common 8949 I Carson H. Brice October 2022 GRAT Class B Common 563 I By spouse Class B Common 2347 I As custodian for Stephen Brice Class B Common 2348 I As custodian for Elizabeth Brice Class B Common 2348 I As custodian for Cordelia Brice Class B Common 1250 I As beneficiary of Trust Class B Common 4307 I Trusts f/b/o children On October 12, 2022, the reporting person contributed 382,995 shares of Class A Common held directly by her and 64,083 shares of Class A Common and 8,949 shares of Class B Common held by her revocable trust (of which she is the trustee and sole beneficiary) to a new grantor retained annuity trust (the "October 2022 GRAT") of which she serves as trustee and which shares are reported in this Form 4 as indirectly owned. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for puroses of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. The listed shares are held by three trusts for the benefit of the Reporting Person's children. The Reporting Person does not serve as trustee of or have or share investment control over the Issuer's shares held by the trusts, she disclaims beneficial ownership of the shares held by the trusts, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Carson H. Brice, By: E. Knox Proctor V, Attorney-in-fact 2023-02-09