0001209191-22-062127.txt : 20221220 0001209191-22-062127.hdr.sgml : 20221220 20221220135129 ACCESSION NUMBER: 0001209191-22-062127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221031 FILED AS OF DATE: 20221220 DATE AS OF CHANGE: 20221220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alemany Ellen R CENTRAL INDEX KEY: 0001537972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16715 FILM NUMBER: 221474124 MAIL ADDRESS: STREET 1: ONE ADP BOULEVARD CITY: ROSELAND STATE: NJ ZIP: 07068 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CITIZENS BANCSHARES INC /DE/ CENTRAL INDEX KEY: 0000798941 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561528994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 919 716 7000 MAIL ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-10-31 0 0000798941 FIRST CITIZENS BANCSHARES INC /DE/ FCNCA 0001537972 Alemany Ellen R 4300 SIX FORKS ROAD RALEIGH NC 27609 1 1 0 0 Vice Chairwoman Class A Common 18219 D Class A Common 604 I July 2020 GRAT #1 Class A Common 2022-10-31 5 G 0 E 604 0.00 D 0 I July 2020 GRAT #1 Class A Common 2543 I September 2020 GRAT #2 Class A Common 2022-10-31 5 G 0 E 2543 0.00 D 0 I September 2020 GRAT #2 Class A Common 1238 I March 2021 GRAT #1 Class A Common 7646 I May 2022 GRAT Class A Common 2022-11-01 5 G 0 E 604 0.00 A 7563 I Family GST Exempt Trust Class A Common 2022-11-01 5 G 0 E 2543 0.00 A 10106 I Family GST Exempt Trust Series C Preferred Stock 30000 D In connection with the termination of the reporting person's July 2020 GRAT #1 (the "GRAT," of which she serves as a trustee) on October 31, 2022, 180 shares of Class A Common Stock were distributed to the reporting person and will now be reported in this Form 4 as directly owned, and on November 1, 2022, the remaining 604 shares held by the GRAT were transferred to the Family GST Exempt Trust as the remainder beneficiary and continue to be reported in this Form 4 as indirectly owned. In connection with the termination of the reporting person's September 2020 GRAT #2 (the "GRAT," of which she serves as a trustee) on October 31, 2022, 600 shares of Class A Common Stock were distributed to the reporting person and will now be reported in this Form 4 as directly owned, and on November 1, 2022, the remaining 2,543 shares held by the GRAT were transferred to the Family GST Exempt Trust as the remainder beneficiary and continue to be reported in this Form 4 as indirectly owned. Ellen R. Alemany, By: E. Knox Proctor V, Attorney-in-fact 2022-12-20