0001209191-22-048224.txt : 20220901 0001209191-22-048224.hdr.sgml : 20220901 20220901145414 ACCESSION NUMBER: 0001209191-22-048224 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220526 FILED AS OF DATE: 20220901 DATE AS OF CHANGE: 20220901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alemany Ellen R CENTRAL INDEX KEY: 0001537972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16715 FILM NUMBER: 221220684 MAIL ADDRESS: STREET 1: ONE ADP BOULEVARD CITY: ROSELAND STATE: NJ ZIP: 07068 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CITIZENS BANCSHARES INC /DE/ CENTRAL INDEX KEY: 0000798941 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561528994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 919 716 7000 MAIL ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-05-26 0 0000798941 FIRST CITIZENS BANCSHARES INC /DE/ FCNCA 0001537972 Alemany Ellen R 4300 SIX FORKS ROAD RALEIGH NC 27609 1 1 0 0 Vice Chairwoman Class A Common 17439 D Class A Common 1295 I June 2020 GRAT #1 Class A Common 2022-08-08 4 G 0 1295 0.00 D 0 I June 2020 GRAT #1 Class A Common 784 I July 2020 GRAT #1 Class A Common 3143 I September 2020 GRAT #2 Class A Common 1238 I March 2021 GRAT #1 Class A Common 7646 I May 2022 GRAT Class A Common 2022-08-08 4 G 0 1295 0.00 A 6959 I Family GST Exempt Trust Series C Preferred Stock 30000 D On May 25, 2022, 1800 shares of Class A Common Stock were distributed from the reporting person's May 2021 GRAT #1 (the "GRAT," of which she serves as a trustee) to the reporting person and continues to be reported in this Form 4 as directly owned, and the remaining 1,238 shares held by the GRAT continue to be so held and to be reported in this Form 4 as indirectly owned. On May 26, 2022, the reporting person contributed 7,646 shares of Class A Common Stock held directly by her to a new grantor retained annuity trust (the "May 2022 GRAT," of which she serves as trustee), which shares continue to be reported in this Form 4 as indirectly owned. In connection with the termination of the reporting person's June 2020 GRAT #1 (the "GRAT," of which she serves as a trustee) on August 8, 2022, 630 shares of Class A Common Stock were distributed to the reporting person and continue to be reported in this Form 4 as directly owned, and the remaining 1,295 shares held by the GRAT were transferred to the Family GST Exempt Trust as the remainder beneficiary and continue to be reported in this Form 4 as indirectly owned. Ellen R. Alemany, By: William R. Lathan, Jr., Attorney-in-fact 2022-09-01