0001209191-16-131949.txt : 20160707 0001209191-16-131949.hdr.sgml : 20160707 20160707105702 ACCESSION NUMBER: 0001209191-16-131949 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160628 FILED AS OF DATE: 20160707 DATE AS OF CHANGE: 20160707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CITIZENS BANCSHARES INC /DE/ CENTRAL INDEX KEY: 0000798941 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561528994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 919 716 7000 MAIL ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLDING FRANK B CENTRAL INDEX KEY: 0000923507 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16715 FILM NUMBER: 161755815 MAIL ADDRESS: STREET 1: FIRST-CITIZENS BANK & TRUST CO STREET 2: PO BOX 1377 CITY: SMITHFIELD STATE: NC ZIP: 27577 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-28 0 0000798941 FIRST CITIZENS BANCSHARES INC /DE/ FCNCA 0000923507 HOLDING FRANK B POST OFFICE BOX 1377 SMITHFIELD NC 27577 0 0 1 0 Class A Common Stock 685163 I By Frank B. Holding Revocable Trust Class A Common Stock 191761 I By spouse Class A Common Stock 2016-06-28 5 G 0 E 300000 0.00 D 266125 I By Ella Ann Holding Revocable Trust Class A Common Stock 2016-06-28 5 G 0 E 300000 0.00 A 300000 I By Ella Ann Holding 2016 GRAT Class A Common Stock 12530 I By Twin States Farming, Inc. Class A Common Stock 827 I By E&F Properties, Inc. Class A Common Stock 2675 I By Holding Properties, LLC Class B Common Stock 981 I By Ella Ann Holding Revocable Trust Class B Common Stock 1355 I By Twin States Farming, Inc. Class B Common Stock 200 I By E&F Properties, Inc. Class B Common Stock 2156 I By Holding Properties, Inc. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Reflects a contribution of shares by the reporting person's spouse from her revocable trust to a grantor retained annuity trust. She is the trustee and sole annuitant of the GRAT, and the contribution results in an exempt change in form of indirect beneficial ownership. The reporting person is or was a director, officer and/or shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Frank B. Holding, By: William R. Lathan, Jr., Attorney-in-fact 2016-07-07