0001181431-14-033487.txt : 20141003
0001181431-14-033487.hdr.sgml : 20141003
20141003105025
ACCESSION NUMBER: 0001181431-14-033487
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141001
FILED AS OF DATE: 20141003
DATE AS OF CHANGE: 20141003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST CITIZENS BANCSHARES INC /DE/
CENTRAL INDEX KEY: 0000798941
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 561528994
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 SIX FORKS ROAD
CITY: RALEIGH
STATE: NC
ZIP: 27609
BUSINESS PHONE: 919 716 7000
MAIL ADDRESS:
STREET 1: 4300 SIX FORKS ROAD
CITY: RALEIGH
STATE: NC
ZIP: 27609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOLDING FRANK B
CENTRAL INDEX KEY: 0000923507
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16715
FILM NUMBER: 141138702
MAIL ADDRESS:
STREET 1: FIRST-CITIZENS BANK & TRUST CO
STREET 2: PO BOX 1377
CITY: SMITHFIELD
STATE: NC
ZIP: 27577
4
1
rrd416463.xml
FORM 4 FOR MERGER
X0306
4
2014-10-01
0
0000798941
FIRST CITIZENS BANCSHARES INC /DE/
FCNCA
0000923507
HOLDING FRANK B
POST OFFICE BOX 1377
SMITHFIELD
NC
27577
0
0
1
0
Class A Common Stock
2014-10-01
4
J
0
31884
A
667874
D
Class A Common Stock
2014-10-01
4
J
0
1200
A
1200
I
By Frank B. Holding Revocable Trust
Class A Common Stock
2014-10-01
4
J
0
49600
A
49600
I
By FBH 2012 GRAT
Class A Common Stock
2014-09-09
5
G
0
325089
0.00
D
0
I
By spouse
Class A Common Stock
2014-10-01
4
J
0
176956
A
176956
I
By Spouse
Class A Common Stock
2014-09-09
5
G
0
325089
0.00
A
325089
I
By Ella Ann Holding Revocable Trust
Class A Common Stock
2014-10-01
4
J
0
484
A
325573
I
By Ella Ann Holding Revocable Trust
Class A Common Stock
2014-10-01
4
J
0
171596
A
528857
I
By EAH 2012 GRAT
Class A Common Stock
0
I
By First Citizens Bancorporation, Inc.
Class A Common Stock
100000
I
By Fidelity BancShares, Inc.
Class A Common Stock
2014-10-01
4
J
0
89636
A
241963
I
By Southern BancShares(N.C.), Inc. and subsidiary
Class A Common Stock
2014-10-01
4
J
0
4316
A
12530
I
By Twin States Farming, Inc.
Class A Common Stock
2014-10-01
4
J
0
200
A
827
I
By E&F Properties, Inc.
Class A Common Stock
2014-10-01
4
J
0
1000
A
2675
I
By Holding Properties, LLC
Class B Common Stock
321
D
Class B Common Stock
291
I
By spouse
Class B Common Stock
0
I
By First Citizens Bancorporation, Inc.
Class B Common Stock
22619
I
By Southern BancShares (N.C.), Inc.
Class B Common Stock
1355
I
By Twin States Farming, Inc.
Class B Common Stock
200
I
By E&F Properties, Inc.
Class B Common Stock
2156
I
By Holding Properties, Inc.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
The reporting person is or was a director, officer and/or shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Reflects shares received in exchange for shares of common stock of First Citizens Bancorporation, Inc. ("BanCorp"), at the rate of 4 shares of the Issuer's Class A common stock and $50 in cash for each share of BanCorp stock held by the persons or in the manner indicated in this Report, in connection with the merger of BanCorp into the Issuer. On the day prior to the effective date of the merger, the reported last price of BanCorp's common stock was $922.25 per share, and the reported closing price of the Issuer's Class A common stock was $216.63 per share.
On September 9, 2014, reporting person's spouse contributed 325,089 shares of Class A common stock to her Revocable Trust
Shares previously held by this entity were aquired by the Issuer and cancelled without consideration in the entity's merger with the Issuer.
Frank B. Holding, By: William R. Lathan, Jr., Attorney-in-Fact
2014-10-03