0001181431-14-033487.txt : 20141003 0001181431-14-033487.hdr.sgml : 20141003 20141003105025 ACCESSION NUMBER: 0001181431-14-033487 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141001 FILED AS OF DATE: 20141003 DATE AS OF CHANGE: 20141003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CITIZENS BANCSHARES INC /DE/ CENTRAL INDEX KEY: 0000798941 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561528994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 919 716 7000 MAIL ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLDING FRANK B CENTRAL INDEX KEY: 0000923507 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16715 FILM NUMBER: 141138702 MAIL ADDRESS: STREET 1: FIRST-CITIZENS BANK & TRUST CO STREET 2: PO BOX 1377 CITY: SMITHFIELD STATE: NC ZIP: 27577 4 1 rrd416463.xml FORM 4 FOR MERGER X0306 4 2014-10-01 0 0000798941 FIRST CITIZENS BANCSHARES INC /DE/ FCNCA 0000923507 HOLDING FRANK B POST OFFICE BOX 1377 SMITHFIELD NC 27577 0 0 1 0 Class A Common Stock 2014-10-01 4 J 0 31884 A 667874 D Class A Common Stock 2014-10-01 4 J 0 1200 A 1200 I By Frank B. Holding Revocable Trust Class A Common Stock 2014-10-01 4 J 0 49600 A 49600 I By FBH 2012 GRAT Class A Common Stock 2014-09-09 5 G 0 325089 0.00 D 0 I By spouse Class A Common Stock 2014-10-01 4 J 0 176956 A 176956 I By Spouse Class A Common Stock 2014-09-09 5 G 0 325089 0.00 A 325089 I By Ella Ann Holding Revocable Trust Class A Common Stock 2014-10-01 4 J 0 484 A 325573 I By Ella Ann Holding Revocable Trust Class A Common Stock 2014-10-01 4 J 0 171596 A 528857 I By EAH 2012 GRAT Class A Common Stock 0 I By First Citizens Bancorporation, Inc. Class A Common Stock 100000 I By Fidelity BancShares, Inc. Class A Common Stock 2014-10-01 4 J 0 89636 A 241963 I By Southern BancShares(N.C.), Inc. and subsidiary Class A Common Stock 2014-10-01 4 J 0 4316 A 12530 I By Twin States Farming, Inc. Class A Common Stock 2014-10-01 4 J 0 200 A 827 I By E&F Properties, Inc. Class A Common Stock 2014-10-01 4 J 0 1000 A 2675 I By Holding Properties, LLC Class B Common Stock 321 D Class B Common Stock 291 I By spouse Class B Common Stock 0 I By First Citizens Bancorporation, Inc. Class B Common Stock 22619 I By Southern BancShares (N.C.), Inc. Class B Common Stock 1355 I By Twin States Farming, Inc. Class B Common Stock 200 I By E&F Properties, Inc. Class B Common Stock 2156 I By Holding Properties, Inc. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. The reporting person is or was a director, officer and/or shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Reflects shares received in exchange for shares of common stock of First Citizens Bancorporation, Inc. ("BanCorp"), at the rate of 4 shares of the Issuer's Class A common stock and $50 in cash for each share of BanCorp stock held by the persons or in the manner indicated in this Report, in connection with the merger of BanCorp into the Issuer. On the day prior to the effective date of the merger, the reported last price of BanCorp's common stock was $922.25 per share, and the reported closing price of the Issuer's Class A common stock was $216.63 per share. On September 9, 2014, reporting person's spouse contributed 325,089 shares of Class A common stock to her Revocable Trust Shares previously held by this entity were aquired by the Issuer and cancelled without consideration in the entity's merger with the Issuer. Frank B. Holding, By: William R. Lathan, Jr., Attorney-in-Fact 2014-10-03