0001181431-14-033457.txt : 20141003
0001181431-14-033457.hdr.sgml : 20141003
20141003103009
ACCESSION NUMBER: 0001181431-14-033457
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141001
FILED AS OF DATE: 20141003
DATE AS OF CHANGE: 20141003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST CITIZENS BANCSHARES INC /DE/
CENTRAL INDEX KEY: 0000798941
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 561528994
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 SIX FORKS ROAD
CITY: RALEIGH
STATE: NC
ZIP: 27609
BUSINESS PHONE: 919 716 7000
MAIL ADDRESS:
STREET 1: 4300 SIX FORKS ROAD
CITY: RALEIGH
STATE: NC
ZIP: 27609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRYANT HOPE HOLDING
CENTRAL INDEX KEY: 0001065415
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16715
FILM NUMBER: 141138621
BUSINESS ADDRESS:
STREET 1: PO BOX 29550
CITY: RALEIGH
STATE: NC
ZIP: 27626
BUSINESS PHONE: 9197167588
MAIL ADDRESS:
STREET 1: PO BOX 29550
CITY: RALEIGH
STATE: NC
ZIP: 27626
FORMER NAME:
FORMER CONFORMED NAME: CONNELL HOPE HOLDING
DATE OF NAME CHANGE: 19980707
4
1
rrd416376.xml
MERGER FORM 4
X0306
4
2014-10-01
0
0000798941
FIRST CITIZENS BANCSHARES INC /DE/
FCNCA
0001065415
BRYANT HOPE HOLDING
4300 SIX FORKS ROAD
RALEIGH
NC
27609
1
1
1
0
Vice Chairman
Class A Common Stock
2014-10-01
4
A
0
90212
A
211592
D
Class A Common Stock
2014-10-01
4
A
0
5452
A
10772
I
As beneficiary of Trust
Class A Common Stock
2014-10-01
4
A
0
18664
A
18789
I
As custodian for Hewlette
Class A Common Stock
2014-10-01
4
A
0
15708
A
16163
I
As custodian for John Patrick
Class A Common Stock
2014-10-01
4
A
0
15784
A
16800
I
As custodian for Elliot
Class A Common Stock
2014-10-01
4
A
0
80
A
80
I
By Hewlette Collier Connell
Class A Common Stock
2014-10-01
4
A
0
80
A
80
I
By John Patrick Connell
Class A Common Stock
2014-10-01
4
A
0
80
A
80
I
By Samuel Hunter Bryant
Class A Common Stock
2014-10-01
4
A
0
600
A
1990
I
John Connell as Custodian for Hewlette
Class A Common Stock
2014-10-01
4
A
0
3560
A
4850
I
John Connell as Custodian for John Patrick
Class A Common Stock
2014-10-01
4
A
0
3604
A
3604
I
By John Connell as custodian for Elliot Connell
Class A Common Stock
2014-10-01
4
A
0
155624
A
174469
I
By Yadkin Valley Company and subsidiary
Class A Common Stock
2014-10-01
4
A
0
200
A
827
I
By E&F Properties
Class A Common Stock
2014-10-01
4
A
0
4316
A
12530
I
By Twin States Farming, Inc.
Class A Common Stock
2014-10-01
4
A
0
89636
D
241963
I
By Southern BancShares (N.C.), Inc. and subsidiary
Class A Common Stock
100000
I
By Fidelity BancShares (N.C.), Inc.
Class B Common Stock
100828
D
Class B Common Stock
1225
I
As beneficiary of Trust
Class B Common Stock
1751
I
As custodian for Hewlette
Class B Common Stock
6250
I
By Hewlette Collier Connell
Class B Common Stock
1751
I
As custodian for John Patrick
Class B Common Stock
5000
I
By John Patrick Connell
Class B Common Stock
6950
I
As custodian for Elliot
Class B Common Stock
323
I
John Connell as custodian for Hewlette
Class B Common Stock
323
I
John Connell as custodian for John Patrick
Class B Common Stock
100
I
John Connell as custodian for Elliot
Class B Common Stock
1900
I
By Yadkin Valley Company and subsidiary
Class B Common Stock
200
I
By E&F Properties, Inc.
Class B Common Stock
1355
I
By Twin States Farming, Inc.
Class B Common Stock
22619
I
By Southern BancShares (N.C.), Inc. and subsidiary
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Reflects shares received in exchange for shares of common stock of First Citizens Bancorporation, Inc. ("BanCorp"), at the rate of 4 shares of the Issuer's Class A common stock and $50 in cash for each share of BanCorp stock held by the persons or in the manner indicated in this Report, in connection with the merger of BanCorp into the Issuer. On the day prior to the effective date of the merger, the reported last price of BanCorp's common stock was $922.25 per share, and the reported closing price of the Issuer's Class A common stock was $216.63 per share.
Hope Holding Bryant, By: William R. Lathan, Jr., Attorney-in-Fact
2014-10-02