0001181431-14-033457.txt : 20141003 0001181431-14-033457.hdr.sgml : 20141003 20141003103009 ACCESSION NUMBER: 0001181431-14-033457 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141001 FILED AS OF DATE: 20141003 DATE AS OF CHANGE: 20141003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CITIZENS BANCSHARES INC /DE/ CENTRAL INDEX KEY: 0000798941 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561528994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 919 716 7000 MAIL ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRYANT HOPE HOLDING CENTRAL INDEX KEY: 0001065415 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16715 FILM NUMBER: 141138621 BUSINESS ADDRESS: STREET 1: PO BOX 29550 CITY: RALEIGH STATE: NC ZIP: 27626 BUSINESS PHONE: 9197167588 MAIL ADDRESS: STREET 1: PO BOX 29550 CITY: RALEIGH STATE: NC ZIP: 27626 FORMER NAME: FORMER CONFORMED NAME: CONNELL HOPE HOLDING DATE OF NAME CHANGE: 19980707 4 1 rrd416376.xml MERGER FORM 4 X0306 4 2014-10-01 0 0000798941 FIRST CITIZENS BANCSHARES INC /DE/ FCNCA 0001065415 BRYANT HOPE HOLDING 4300 SIX FORKS ROAD RALEIGH NC 27609 1 1 1 0 Vice Chairman Class A Common Stock 2014-10-01 4 A 0 90212 A 211592 D Class A Common Stock 2014-10-01 4 A 0 5452 A 10772 I As beneficiary of Trust Class A Common Stock 2014-10-01 4 A 0 18664 A 18789 I As custodian for Hewlette Class A Common Stock 2014-10-01 4 A 0 15708 A 16163 I As custodian for John Patrick Class A Common Stock 2014-10-01 4 A 0 15784 A 16800 I As custodian for Elliot Class A Common Stock 2014-10-01 4 A 0 80 A 80 I By Hewlette Collier Connell Class A Common Stock 2014-10-01 4 A 0 80 A 80 I By John Patrick Connell Class A Common Stock 2014-10-01 4 A 0 80 A 80 I By Samuel Hunter Bryant Class A Common Stock 2014-10-01 4 A 0 600 A 1990 I John Connell as Custodian for Hewlette Class A Common Stock 2014-10-01 4 A 0 3560 A 4850 I John Connell as Custodian for John Patrick Class A Common Stock 2014-10-01 4 A 0 3604 A 3604 I By John Connell as custodian for Elliot Connell Class A Common Stock 2014-10-01 4 A 0 155624 A 174469 I By Yadkin Valley Company and subsidiary Class A Common Stock 2014-10-01 4 A 0 200 A 827 I By E&F Properties Class A Common Stock 2014-10-01 4 A 0 4316 A 12530 I By Twin States Farming, Inc. Class A Common Stock 2014-10-01 4 A 0 89636 D 241963 I By Southern BancShares (N.C.), Inc. and subsidiary Class A Common Stock 100000 I By Fidelity BancShares (N.C.), Inc. Class B Common Stock 100828 D Class B Common Stock 1225 I As beneficiary of Trust Class B Common Stock 1751 I As custodian for Hewlette Class B Common Stock 6250 I By Hewlette Collier Connell Class B Common Stock 1751 I As custodian for John Patrick Class B Common Stock 5000 I By John Patrick Connell Class B Common Stock 6950 I As custodian for Elliot Class B Common Stock 323 I John Connell as custodian for Hewlette Class B Common Stock 323 I John Connell as custodian for John Patrick Class B Common Stock 100 I John Connell as custodian for Elliot Class B Common Stock 1900 I By Yadkin Valley Company and subsidiary Class B Common Stock 200 I By E&F Properties, Inc. Class B Common Stock 1355 I By Twin States Farming, Inc. Class B Common Stock 22619 I By Southern BancShares (N.C.), Inc. and subsidiary The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Reflects shares received in exchange for shares of common stock of First Citizens Bancorporation, Inc. ("BanCorp"), at the rate of 4 shares of the Issuer's Class A common stock and $50 in cash for each share of BanCorp stock held by the persons or in the manner indicated in this Report, in connection with the merger of BanCorp into the Issuer. On the day prior to the effective date of the merger, the reported last price of BanCorp's common stock was $922.25 per share, and the reported closing price of the Issuer's Class A common stock was $216.63 per share. Hope Holding Bryant, By: William R. Lathan, Jr., Attorney-in-Fact 2014-10-02