0001181431-14-033452.txt : 20141003
0001181431-14-033452.hdr.sgml : 20141003
20141003102433
ACCESSION NUMBER: 0001181431-14-033452
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141001
FILED AS OF DATE: 20141003
DATE AS OF CHANGE: 20141003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST CITIZENS BANCSHARES INC /DE/
CENTRAL INDEX KEY: 0000798941
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 561528994
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 SIX FORKS ROAD
CITY: RALEIGH
STATE: NC
ZIP: 27609
BUSINESS PHONE: 919 716 7000
MAIL ADDRESS:
STREET 1: 4300 SIX FORKS ROAD
CITY: RALEIGH
STATE: NC
ZIP: 27609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bristow Claire H
CENTRAL INDEX KEY: 0001563815
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16715
FILM NUMBER: 141138603
MAIL ADDRESS:
STREET 1: 4300 SIX FORKS ROAD
CITY: RALEIGH
STATE: NC
ZIP: 27609
FORMER NAME:
FORMER CONFORMED NAME: Bristow Claire Holding
DATE OF NAME CHANGE: 20121206
4
1
rrd416319.xml
FORM 4 FOR MERGER
X0306
4
2014-10-01
0
0000798941
FIRST CITIZENS BANCSHARES INC /DE/
FCNCA
0001563815
Bristow Claire H
4300 SIX FORKS ROAD
RALEIGH
NC
27609
0
0
1
0
Class A Common
2014-10-01
4
A
0
101764
A
194626
D
Class A Common
2014-10-01
4
A
0
6332
A
6457
I
By Spouse
Class A Common
2014-10-01
4
A
0
10096
A
10645
I
By spouse as custodian for Peter Bristow, Jr.
Class A Common
2014-10-01
4
A
0
10004
A
10553
I
By spouse as custodian for Charlotte Bristow
Class A Common
2014-10-01
4
A
0
9848
A
10397
I
By spouse as custodian for Ella Bristow
Class A Common
2014-10-01
4
A
0
5216
A
6106
I
PMB Investments, LLC
Class A Common
2014-10-01
4
A
0
1764
A
2154
I
CRB Investments, LLC
Class A Common
2014-10-01
4
A
0
1680
A
2045
I
EHB Investments, LLC
Class A Common
2014-10-01
4
A
0
4400
A
19041
I
By spouse as trustee for PMB Trust 2011
Class A Common
2014-10-01
4
A
0
4400
A
19041
I
By spouse as trustee for CRB Trust 2011
Class A Common
2014-10-01
4
A
0
4400
A
19041
I
By spouse as trustee for EHB Trust 2011
Class A Common
2014-10-01
4
A
0
5448
A
10858
I
As beneficiary of Trust
Class A Common
0
I
By First Citizens Bancorporation, Inc.
Class B Common
83355
D
Class B Common
318
I
By spouse
Class B Common
1732
I
By spouse as custodian for Peter Bristow, Jr.
Class B Common
8350
I
PMB Investments, LLC
Class B Common
1733
I
By spouse as custodian for Charlotte Bristow
Class B Common
8850
I
CRB Investments, LLC
Class B Common
1733
I
By spouse as custodian for Ella Bristow
Class B Common
8710
I
EHB Investments, LLC
Class B Common
1250
I
As beneficiary of Trust
Class B Common
0
I
By First Citizens Bancorporation, Inc.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
The Reporting Person's husband was a director and officer, and she and her spouse were shareholders, of the company that owned these shares, but she disclaims beneficial ownership of the listed shares, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial ownership of the shares for purposes of Section 16 of the Securities Exchange Act of 1034 or for any other purpose.
Reflects shares received in exchange for shares of common stock of First Citizens Bancorporation, Inc. ("BanCorp"), at the rate of 4 shares of the Issuer's Class A common stock and $50 in cash for each share of BanCorp stock held by the persons or in the manner indicated in this Report, in connection with the merger of BanCorp into the Issuer. On the day prior to the effective date of the merger, the reported last price of BanCorp's common stock was $922.25 per share, and the reported closing price of the Issuer's Class A common stock was $216.63 per share.
Shares previously held by this entity were aquired by the Issuer and cancelled without consideration in the entity's merger with the Issuer.
Claire H. Bristow, By: William R. Lathan, Jr., Attorney-in-Fact
2014-10-02