0001181431-13-038144.txt : 20130702 0001181431-13-038144.hdr.sgml : 20130702 20130702172739 ACCESSION NUMBER: 0001181431-13-038144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130702 DATE AS OF CHANGE: 20130702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CITIZENS BANCSHARES INC /DE/ CENTRAL INDEX KEY: 0000798941 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561528994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 919 716 7000 MAIL ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONNELL HOPE HOLDING CENTRAL INDEX KEY: 0001065415 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16715 FILM NUMBER: 13949945 BUSINESS ADDRESS: STREET 1: PO BOX 29550 CITY: RALEIGH STATE: NC ZIP: 27626 BUSINESS PHONE: 9197167588 MAIL ADDRESS: STREET 1: PO BOX 29550 CITY: RALEIGH STATE: NC ZIP: 27626 4 1 rrd384802.xml JUNE 30, 2013 FORM 4 X0306 4 2013-06-30 0 0000798941 FIRST CITIZENS BANCSHARES INC /DE/ FCNCA 0001065415 CONNELL HOPE HOLDING 4300 SIX FORKS ROAD RALEIGH NC 27609 1 1 1 0 Vice Chairman Class A Common Stock 121256 D Class A Common Stock 5320 I As beneficiary of Trust Class A Common Stock 891 I As Custodian for Elliot Class A Common Stock 330 I As custodian for John Patrick Class A Common Stock 1390 I John Connell as Custodian for Hewlette Class A Common Stock 1290 I John Connell as Custodian for John Patrick Class A Common Stock 18845 I By Yadkin Valley Company and subsidiary Class A Common Stock 627 I By E&F Properties, Inc. Class A Common Stock 8214 I By Twin States Farming, Inc. Class A Common Stock 2013-06-30 4 J 0 28628 0.00 A 175327 I By Southern BancShares (N.C.), Inc. and subsidiary Class A Common Stock 100000 I By Fidelity BancShares (N.C.), Inc. Class B Common Stock 100828 D Class B Common Stock 1225 I As beneficiary of Trust Class B Common Stock 1751 I As custodian for Hewlette Connell Class B Common Stock 6250 I Hewlette Collier Connell Class B Common Stock 6751 I As custodian for John Patrick Class B Common Stock 6950 I As custodian for Elliot Class B Common Stock 323 I John Connell as custodian for Hewlette Class B Common Stock 323 I John Connell as custodian for John Patrick Class B Common Stock 100 I John Connell as custodian for Elliot Class B Common Stock 1900 I By Yadkin Valley Company and subsidiary Class B Common Stock 200 I By E&F Properties, Inc. Class B Common Stock 1355 I By Twin States Farming, Inc. Class B Common Stock 22619 I By Southern BancShares (N.C.), Inc. and subsidiary The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. The increase in shares of the Issuer's Class A Common Stock held by Southern BancShares (N.C.), Inc. and its subsidiary resulted from the merger of a separate company into Southern. Hope Holding Connell, By: William R. Lathan, Jr., Attorney-in-fact 2013-07-02