0001181431-13-003928.txt : 20130118 0001181431-13-003928.hdr.sgml : 20130118 20130118170049 ACCESSION NUMBER: 0001181431-13-003928 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120319 FILED AS OF DATE: 20130118 DATE AS OF CHANGE: 20130118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLDING FRANK B CENTRAL INDEX KEY: 0000923507 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16715 FILM NUMBER: 13538168 MAIL ADDRESS: STREET 1: FIRST-CITIZENS BANK & TRUST CO STREET 2: PO BOX 1377 CITY: SMITHFIELD STATE: NC ZIP: 27577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CITIZENS BANCSHARES INC /DE/ CENTRAL INDEX KEY: 0000798941 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561528994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 919 716 7000 MAIL ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 4 1 rrd365963.xml JANUARY 2013 FORM 4 X0306 4 2012-03-19 0 0000798941 FIRST CITIZENS BANCSHARES INC /DE/ FCNCA 0000923507 HOLDING FRANK B POST OFFICE BOX 1377 SMITHFIELD NC 27577 1 1 1 0 Executive Vice Chairman Class A Common Stock 635990 D Class A Common Stock 2012-12-21 5 G 0 537911 0.00 D 146563 I By spouse Class A Common Stock 2012-12-21 5 G 0 537911 0.00 A 537911 I By EAH 2012 GRAT Class A Common Stock 703018 I By adult children and their spouses and children Class A Common Stock 26430 I By trust for adult children Class A Common Stock 167600 I By First Citizens Bancorporation, Inc. Class A Common Stock 28628 I By Heritage BancShares, Inc. and subsidiary Class A Common Stock 100000 I By Fidelity BancShares, Inc. Class A Common Stock 146699 I By Southern BancShares(N.C.), Inc. and subsidiary Class A Common Stock 8214 I By Twin States Farming, Inc. Class A Common Stock 627 I By E&F Properties, Inc. Class A Common Stock 1675 I By Holding Properties, LLC Class B Common Stock 2012-03-19 4 P 0 15 162.65 A 1833 D Class B Common Stock 2013-01-02 5 G 0 1512 0.00 D 321 D Class B Common Stock 2012-12-28 5 G 0 480 0.00 D 2346 I By spouse Class B Common Stock 2013-01-02 5 G 0 840 0.00 D 1506 I By spouse Class A Common Stock 2013-01-09 5 G 0 840 0.00 D 666 I By spouse Class B Common Stock 2013-01-02 5 G 0 1512 0.00 A 632307 I By adult children and their spouses and children Class B Common Stock 2013-01-02 5 G 0 840 0.00 A 633147 I By adult children and their spouses and children Class B Common Stock 2012-12-28 5 G 0 160 0.00 A 633307 I By adult children and their spouses and children Class B Common Stock 2012-12-27 5 G 0 1453 0.00 A 634760 I By adult children and their spouses and children Class B Common Stock 2012-12-28 5 G 0 304 0.00 D 634456 I By adult children and their spouses and children Class B Common Stock 2013-01-09 5 G 0 840 0.00 A 635296 I By adult children and their spouses and children Class B Common Stock 6772 I By trust for adult children Class B Common Stock 45900 I By First Citizens Bancorporation, Inc. Class B Common Stock 22619 I By Southern BancShares (N.C.), Inc. Class B Common Stock 1355 I By Twin States Farming, Inc. Class B Common Stock 200 I By E&F Properties, Inc. Class B Common Stock 2156 I By Holding Properties, Inc. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. The reporting person is a director, officer and/or shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein, if any. These shares are held by or for the reporting person's adult children and their spouses and children, none of whom reside in the reporting person's home. The reporting person disclaims any pecuniary or reportable interest in the shares and they will not be included in his future reports. On December 21, 2012, the reporting person's spouse contributed 537,911 shares of Class A common stock to a grantor retained annuity trust for the benefit of herself and her children. Frank B. Holding, By: William R. Lathan, Jr., Attorney-in-Fact 2013-01-18