0001181431-11-054325.txt : 20111102
0001181431-11-054325.hdr.sgml : 20111102
20111102162057
ACCESSION NUMBER: 0001181431-11-054325
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111031
FILED AS OF DATE: 20111102
DATE AS OF CHANGE: 20111102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONNELL HOPE HOLDING
CENTRAL INDEX KEY: 0001065415
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16715
FILM NUMBER: 111174718
BUSINESS ADDRESS:
STREET 1: PO BOX 29550
CITY: RALEIGH
STATE: NC
ZIP: 27626
BUSINESS PHONE: 9197167588
MAIL ADDRESS:
STREET 1: PO BOX 29550
CITY: RALEIGH
STATE: NC
ZIP: 27626
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST CITIZENS BANCSHARES INC /DE/
CENTRAL INDEX KEY: 0000798941
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 561528994
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 SIX FORKS ROAD
CITY: RALEIGH
STATE: NC
ZIP: 27609
BUSINESS PHONE: 919 716 7000
MAIL ADDRESS:
STREET 1: 4300 SIX FORKS ROAD
CITY: RALEIGH
STATE: NC
ZIP: 27609
4
1
rrd324830.xml
OCTOBER 31, 2011 FORM 4
X0304
4
2011-10-31
0
0000798941
FIRST CITIZENS BANCSHARES INC /DE/
FCNCA
0001065415
CONNELL HOPE HOLDING
PO BOX 29550
RALEIGH
NC
27602
1
1
0
0
Vice Chairman
Class A Common Stock
95151
D
Class A Common Stock
19429
I
By 2010 GRAT
Class A Common Stock
5320
I
By Maggie B. Holding Trust
Class A Common Stock
1280
I
As Trustee for John H. Connell Irreovcable Trust
Class A Common Stock
407
I
As Trustee for Michael Collier Connell Trust
Class A Common Stock
891
I
As Custodian for Elliot
Class A Common Stock
330
I
As custodian for John Patrick
Class A Common Stock
1390
I
John Connell as Custodian for Hewlette
Class A Common Stock
1290
I
John Connell as Custodian for John Patrick
Class A Common Stock
18145
I
By Yadkin Valley Company
Class A Common Stock
700
I
By Yadkin Valley Life Insurance Company
Class B Common Stock
99635
D
Class B Common Stock
1225
I
By Maggie B. Holding Trust
Class B Common Stock
309
I
As Trustee for the Michael Collier Connell Trust
Class B Common Stock
2011-10-31
5
G
0
300
0.00
A
7467
I
As custodian for Hewlette
Class B Common Stock
2011-10-31
5
G
0
300
0.00
A
6217
I
As custodian for John Patrick
Class B Common Stock
2011-10-31
5
G
0
300
0.00
A
6466
I
As custodian for Elliot
Class B Common Stock
323
I
John Connell as custodian for Hewlette
Class B Common Stock
323
I
John Connell as custodian for John Patrick
Class B Common Stock
100
I
John Connell as custodian for Elliot
Class B Common Stock
1725
I
By Yadkin Valley Company
Class B Common Stock
175
I
By Yadkin Valley Life Insurance Company
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein.
The reporting person serves as trustee of the trust for the benefit of individuals who are not members of her immediate family, and her children have a remainder interest in the trust. The reporting person disclaims beneficial ownership of the securities held by the trust.
Hope Holding Connell, By: William R. Lathan, Jr., Attorney-in-fact
2011-11-02