0001181431-11-054325.txt : 20111102 0001181431-11-054325.hdr.sgml : 20111102 20111102162057 ACCESSION NUMBER: 0001181431-11-054325 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111031 FILED AS OF DATE: 20111102 DATE AS OF CHANGE: 20111102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONNELL HOPE HOLDING CENTRAL INDEX KEY: 0001065415 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16715 FILM NUMBER: 111174718 BUSINESS ADDRESS: STREET 1: PO BOX 29550 CITY: RALEIGH STATE: NC ZIP: 27626 BUSINESS PHONE: 9197167588 MAIL ADDRESS: STREET 1: PO BOX 29550 CITY: RALEIGH STATE: NC ZIP: 27626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CITIZENS BANCSHARES INC /DE/ CENTRAL INDEX KEY: 0000798941 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561528994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 919 716 7000 MAIL ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 4 1 rrd324830.xml OCTOBER 31, 2011 FORM 4 X0304 4 2011-10-31 0 0000798941 FIRST CITIZENS BANCSHARES INC /DE/ FCNCA 0001065415 CONNELL HOPE HOLDING PO BOX 29550 RALEIGH NC 27602 1 1 0 0 Vice Chairman Class A Common Stock 95151 D Class A Common Stock 19429 I By 2010 GRAT Class A Common Stock 5320 I By Maggie B. Holding Trust Class A Common Stock 1280 I As Trustee for John H. Connell Irreovcable Trust Class A Common Stock 407 I As Trustee for Michael Collier Connell Trust Class A Common Stock 891 I As Custodian for Elliot Class A Common Stock 330 I As custodian for John Patrick Class A Common Stock 1390 I John Connell as Custodian for Hewlette Class A Common Stock 1290 I John Connell as Custodian for John Patrick Class A Common Stock 18145 I By Yadkin Valley Company Class A Common Stock 700 I By Yadkin Valley Life Insurance Company Class B Common Stock 99635 D Class B Common Stock 1225 I By Maggie B. Holding Trust Class B Common Stock 309 I As Trustee for the Michael Collier Connell Trust Class B Common Stock 2011-10-31 5 G 0 300 0.00 A 7467 I As custodian for Hewlette Class B Common Stock 2011-10-31 5 G 0 300 0.00 A 6217 I As custodian for John Patrick Class B Common Stock 2011-10-31 5 G 0 300 0.00 A 6466 I As custodian for Elliot Class B Common Stock 323 I John Connell as custodian for Hewlette Class B Common Stock 323 I John Connell as custodian for John Patrick Class B Common Stock 100 I John Connell as custodian for Elliot Class B Common Stock 1725 I By Yadkin Valley Company Class B Common Stock 175 I By Yadkin Valley Life Insurance Company The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein. The reporting person serves as trustee of the trust for the benefit of individuals who are not members of her immediate family, and her children have a remainder interest in the trust. The reporting person disclaims beneficial ownership of the securities held by the trust. Hope Holding Connell, By: William R. Lathan, Jr., Attorney-in-fact 2011-11-02