0001181431-11-018746.txt : 20110317 0001181431-11-018746.hdr.sgml : 20110317 20110317171041 ACCESSION NUMBER: 0001181431-11-018746 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100922 FILED AS OF DATE: 20110317 DATE AS OF CHANGE: 20110317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLDING FRANK B CENTRAL INDEX KEY: 0000923507 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-16715 FILM NUMBER: 11695812 MAIL ADDRESS: STREET 1: FIRST-CITIZENS BANK & TRUST CO STREET 2: PO BOX 1377 CITY: SMITHFIELD STATE: NC ZIP: 27577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CITIZENS BANCSHARES INC /DE/ CENTRAL INDEX KEY: 0000798941 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561528994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 919 716 7000 MAIL ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 4/A 1 rrd305765.xml AMENDED SEPTEMBER 22, 2010 FORM 4 X0303 4/A 2010-09-22 2010-09-24 0 0000798941 FIRST CITIZENS BANCSHARES INC /DE/ FCNCA 0000923507 HOLDING FRANK B POST OFFICE BOX 1377 SMITHFIELD NC 27577 1 1 1 0 Executive Vice Chairman Class A Common Stock 261100 D Class A Common Stock 420 I By F. Holding 2009 GRAT Class A Common Stock 619979 I By: F. Holding 2010 GRAT Class A Common Stock 784 I By spouse Class A Common Stock 381091 I By Ella Ann 2009 GRAT Class A Common Stock 313869 I By Ella Ann 2010 GRAT Class A Common Stock 442439 I By adult children and their spouses and children Class A Common Stock 26430 I By trust for adult children Class A Common Stock 8214 I By Twin States Farming, Inc. Class A Common Stock 167600 I By First Citizens Bancorporation, Inc. Class A Common Stock 28628 I By Heritage BancShares, Inc. and subsidiary Class A Common Stock 100000 I By Fidelity BancShares, Inc. Class A Common Stock 46699 I By Southern BancShares(N.C.), Inc. Class A Common Stock 46000 I By Southern Bank and Trust Company Class A Common Stock 54000 I By Goshen, Inc. Class A Common Stock 627 I By E&F Properties, Inc. Class B Common Stock 562431 I By adult children and their spouses and children Class B Common Stock 45900 I By First Citizens Bancorporation, Inc. Class B Common Stock 22619 I By Southern BancShares (N.C.), Inc. Class B Common Stock 6175 I By trust for adult children Class B Common Stock 1355 I By Twin States Farming, Inc. Class B Common Stock 200 I By E&F Properties, Inc. Class B Common Stock 35216 I By Ella Ann 2009 GRAT Class B Common Stock 2851 I By spouse Class B Common Stock 850 I By Ella Ann Lee Holding Revocable Trust dtd October 24, 2007 Class B Common Stock 2010-09-22 4 P 0 165 190.00 A 2390 D Class B Common Stock 2325 I By Frank B. Holding Revocable Trust Dated October 24, 2004 The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein. Due to a typographical error, the original Form 4, which this report amends, reported that the amount of securites acquired was 195 shares of Class B common stock. The correct amount should be 165 shares of Class B common stock acquired. The total amount of securities owned following reported transactions also reflects this correction. Frank B. Holding, By: William R. Lathan, Jr. Attorney-in-Fact 2011-03-16