-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GK7MoozXCJnzB1qcYoEixJTiY52PM/bNqL/VQUxoQDChxEArTSU6GrC0OPFP5e7n fPvqkDQ/+azQjb1Hk0qrZQ== 0001181431-09-019486.txt : 20090408 0001181431-09-019486.hdr.sgml : 20090408 20090408140259 ACCESSION NUMBER: 0001181431-09-019486 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090406 FILED AS OF DATE: 20090408 DATE AS OF CHANGE: 20090408 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CITIZENS BANCSHARES INC /DE/ CENTRAL INDEX KEY: 0000798941 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561528994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 919 716 7000 MAIL ADDRESS: STREET 1: 4300 SIX FORKS ROAD CITY: RALEIGH STATE: NC ZIP: 27609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLDING LEWIS R CENTRAL INDEX KEY: 0001014532 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16715 FILM NUMBER: 09739532 MAIL ADDRESS: STREET 1: PO BOX 151 CITY: RALEIGH STATE: NC ZIP: 27602 4 1 rrd239583.xml APRIL 6, 2009 FORM 4 X0303 4 2009-04-06 0 0000798941 FIRST CITIZENS BANCSHARES INC /DE/ FCNCA 0001014532 HOLDING LEWIS R POST OFFICE BOX 29549 RALEIGH NC 27626 0 0 1 0 Class A Common Stock 48963 I By spouse Class A Common Stock 25129 I By Adult Child Class A Common Stock 18145 I By Yadkin Valley Company Class A Common Stock 700 I By Yadkin Valley Life Insurance Company Class A Common Stock 167600 I By First Citizens Bancorporation, Inc. Class A Common Stock 100000 I By Fidelity BancShares (N.C.), Inc. Class A Common Stock 46699 I By Southern BancShares (N.C.), Inc. Class A Common Stock 46000 I By Southern Bank and Trust Company Class A Common Stock 54000 I By Goshen, Inc. Class B Common Stock 12025 I By spouse Class B Common Stock 175 I By Yadkin Valley Life Insurance Company Class B Common Stock 45900 I By First Citizens Bancorporation, Inc. Class B Common Stock 22619 I By Southren BancShares (N.C.), Inc. Class B Common Stock 726 I By Adult Child Class B Common Stock 1725 I By Yadkin Valley CompanyClass Class B Common Stock 217 I By Trust for Sheppard K. Ames IV Class B Common Stock 106 I By Trust for Carolyn R. Ames Class A Common Stock 284 I By Trust for Carolyn R. Ames Class B Common Stock 31469 D Class A Common Stock 173 I By Trust for Shepard K. Ames Class A Common Stock 2009-04-06 4 S 0 2000 127.250 D 631878 D Class A Common Stock 2009-04-06 4 S 0 11100 128.13 D 620778 D Class A Common Stock 2009-04-06 4 S 0 371 130.52 D 620407 D Class A Common Stock 2008-04-06 4 S 0 416 132.00 D 619991 D Class A Common Stock 2009-04-07 4 S 0 1600 125.56 D 618391 D The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices reanging from $127.00 to $127.50, inclusive. The reporting person undertakes to provide First Citizens BancShares, Inc., any security holder of First Citizens BancShares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices reanging from $128.00 to $128.50, inclusive. The reporting person undertakes to provide First Citizens BancShares, Inc., any security holder of First Citizens BancShares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices reanging from $130.50 to $130.63, inclusive. The reporting person undertakes to provide First Citizens BancShares, Inc., any security holder of First Citizens BancShares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices reanging from $125.20 to $125.75, inclusive. The reporting person undertakes to provide First Citizens BancShares, Inc., any security holder of First Citizens BancShares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges setr forth in footnote (6) to this Form 4. Lewis R. Holding, By: E. Knox Proctor V, Attorney-in-Fact 2009-04-08 -----END PRIVACY-ENHANCED MESSAGE-----