-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GDz8qkZuZUJtcWVjMhzz3/eADvOaZiHAhLutpWdyW/eb+HwrmWQVpbMByhIivSu7 oD5zqi1C0/dO9h6coB2y+w== 0001181431-03-010577.txt : 20030611 0001181431-03-010577.hdr.sgml : 20030611 20030611111649 ACCESSION NUMBER: 0001181431-03-010577 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030521 FILED AS OF DATE: 20030611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CITIZENS BANCSHARES INC /DE/ CENTRAL INDEX KEY: 0000798941 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561528994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 239 FAYETTEVILLE STREET MALL CITY: RALEIGH STATE: NC ZIP: 27601 BUSINESS PHONE: 9197557000 MAIL ADDRESS: STREET 1: PO BOX 27131 STREET 2: CTWO7 CITY: RALEIGH STATE: NC ZIP: 27611-7131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLDING FRANK B CENTRAL INDEX KEY: 0000923507 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16715 FILM NUMBER: 03740014 BUSINESS ADDRESS: STREET 1: FIRST-CITIZENS BANK & TRUST CO STREET 2: PO BOX 1377 CITY: SMITHFIELD STATE: NC ZIP: 27577 BUSINESS PHONE: 9199893201 MAIL ADDRESS: STREET 1: FIRST-CITIZENS BANK & TRUST CO STREET 2: PO BOX 1377 CITY: SMITHFIELD STATE: NC ZIP: 27577 4 1 rrd10894.xml MAY 21, 2003 FORM 4 X0101 4 2003-05-21 0 0000798941 FIRST CITIZENS BANCSHARES INC /DE/ FCNCA 0000923507 HOLDING FRANK B 1 1 1 0 Vice Chairman Class A Common Stock 2003-05-21 4 P 0 278 99.00 A 120186 I By spouse Class A Common Stock 2003-05-21 4 P 0 150 99.00 D 267333 I By adult children and their spouses and children In addition to the listed shares, the reporting person directly owns 1,633,003 shares of the issuer's Class A common stock. In addition to the listed shares, the reporting person may be deemed to beneficially own an aggregate of 428,889 shares of the issuer's Class A common stock held by corporations in which he is a director and/or principal shareholder, but he disclaims beneficial ownership of those shares except to the extent of his pecuniary interest therein. In addition to the listed shares of Class A common stock, the reporting person may be deemed to indirectly beneficially own shares of the issuer's Class B common stock as follows: 250 shares held by his spouse; and 545,287 shares of Class B held by or in trust for the reporting person's adult children, their spouses and their children. The reporting person disclaims beneficial ownership of all those shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of those shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. In addition to the listed shares of Class A common stock, the reporting person may be deemed to indirectly beneficially own an aggregate of 69,344 shares of the issuer's Class B common stock held by corporations in which he is a director and/or principal shareholder, but he disclaims beneficial ownership of those shares except to the extent of his pecuniary interest therein. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Frank B. Holding, By : William R. Lathan, Jr., Attorney-in-Fact 2003-06-11 -----END PRIVACY-ENHANCED MESSAGE-----